232 lines
14 KiB
Plaintext
232 lines
14 KiB
Plaintext
Social Control vs. Human Needs:
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The Practice and Promise of Alternative Dispute Resolution
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The changed form and substance of law is rather like what a jailer might do
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who shifted a prisoner's chains...or removed them and substituted bolts and
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bars.
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-Tolstoy
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The judicial alternatives movement encompasses such non-court
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programs as divorce mediation, labor arbitration, rent-a-judge, and
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neighborhood justice centers. Those who act as mediators and arbitrators
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range from high school graduates to retired judges, depending on the type of
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program. The idea is to divert certain cases from the formal, adversarial
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court system and reduce the court backlog of cases, save money, and improve
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citizensU access to justice.
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This movement is seen by some as an opportunity for individuals
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and communities to recover or assume a certain degree of control over the
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administration of justice in their own lives. Others have raised the
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criticism that it amounts to a high-tech way for the state to exert control
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over citizens. The above programs are all, if not state-sponsored, then at
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least state-sanctioned. What could this mean to an anarchist? I would like
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to take a look at ADRUs supposed liberatory potential; ie does it enable
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people to manage their needs for social order independently of the formal
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judicial system? Can it? If not, how might the emancipatory vision be
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realized?
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What are some of the social-control accusations? ADR seeks to
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breach misunderstanding rather than deal with power imbalances, and
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this limits the role of third parties to conducting discussion rather than
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providing insight into underlying issues. Where such imbalances occur, a
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neutral third party is necessarily an apologist for the status quo.
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Early ADR debates between grass-roots community-justice
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organizers and those who were out mainly to reform the court seem to have
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gone to the reformers. Discussion now centers around issues of professional
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standards and mediator certification. Even the US Justice Dept calls ADR
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a movement of Ranxious professionals and unwilling participants,S
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probably because how-to issues of actually running dispute resolution
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programs have taken precedence over demands for social justice.
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According to the ADR advocates, if their processes fail it is
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because the disputants are uncooperative and not because the processes
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might be flawed. So, like formal law, it is embedded in individualism.
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This enhances the capacity for its use as social control by diverting
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attention to the grievance of the individual and away from criticism of
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social structures.
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Linked to this is the critique that ADR represents not so much an
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alternative to the courts as an alternative to community organizing and to
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politics itself, since it lacks organic connection to communities.
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Visions of the state withdrawing its supervision over minor
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disputes, and of local communities asserting control over their own affairs
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come to mind when one thinks of Rneighborhood justice,S but experience
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shows otherwise. ItUs interesting that the Rtarget communityS of the
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Kansas City Neighborhood Justice Center is defined in terms of a certain
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police jurisdiction. According to one researcher, RThe coercion and authority
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of police, prosecutors, and judges are essential elements to the institutional
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existence of neighborhood justice centers.S
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Why ADR? Why arenUt other forms of social control good enough?
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Private institutions for moderating conflict and reducing tension (families,
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churches, unions, etc.) are destabilized by capitalismUs need for a mobile
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labor supply and ease of disinvestment. The capitalist class has at the
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same time a contradictory need for politically stable and orderly
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communities so that a reliable consumer/labor pool can be reproduced, but
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traditional forms of order-maintenance are reaching the limits of
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applicability. Social destabilization and increasing disorder lead to
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greater claims by working-class citizens on court resources. Since the courts
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are socialized to maintain middle- and ruling-class interests, these
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working-class claims on the resource are themselves a form of disorder. In
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order for the social relations of capitalism to survive, they must be secured
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without using forms of order-maintenance which people recognize as alien
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to the community, such as direct force or bureaucratic control. The
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challenge to the capitalist legal system, given its social control
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contradictions, is to translate the problems of exploitative social relations
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into some kind of individual pathology, ie get people to focus on each other
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and not on their conditions.
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This crisis, the need to legitimate social control, gives rise to what
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we may call the Rinformal state.S It props up the social control capacity of
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the judicial system by involving the disputants themselves in the control
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process, freeing the system to deploy resources elsewhere. Among other
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things, an Rinformal stateS provides the appearances of everyday life and
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encourages people to cooperate with the system rather than confront it.
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ADR is a step in this direction, and is being used as a way for the state to
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bypass the limitations of formal law.
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Law, in the liberal tradition, is the attempt to bring objectivity to
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social relations, to construct unity from competing private desires, to
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combine freedom and order, and enable rational, objective decisions. But the
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rule of law is morally suspect in that it removes responsibility for
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important decisions from the individual and gets her to do things outside
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the range of decisions she is allowed to make. This makes her into an
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Rautomatic mover,S a person of debilitated moral agency. Laws seek to
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connect people by an abstract system of obligations and not through any
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basis in love or community. The opportunity to live in a world where one can
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act out of rational feeling, not out of some prior obligation, is important to
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satisfying the human moral instinct. Law becomes unstable as individuals
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seek to realize their true selves and exercise agency.
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Since lawmaking must take place at particular instances of
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legislative and judicial decision, it cannot determine all possible outcomes,
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and there must be room for choice (subjectivity) in application of the laws.
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That is no good; so just as Karl Popper describes scientific objectivity as the
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internal coherency of the scientific universe, some claim that legal
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objectivity can be found through tracing rules to their logical consequences
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and selecting among alternate competing rules to ensure the internal
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coherency of the legal universe. However, Popper's standard for that
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coherency is the acceptance of hypotheses by the scientific community -his
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famous Rscience is what scientists doS- and the legal theory amounts to
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Rlaw is what judges do.S For the sake of coherency, the judicial system can
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only be run by the professionalized few; the so-called Rrule of lawS is dead-
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ended into the rule of men by inherent subjectivity. The moral necessity of
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subjective sovereignty and the inauthenticity of objective authority
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combine to disqualify law as a producer of real community.
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Having discarded law, what means of social ordering are left? The
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embryonic egalitarian social formations that appear in times of revolution
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(communes, soviets, etc.) would be useful for the study of group settings
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which mitigate social harm and allow people to lead morally authentic
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individual existences. I suggest also that we look into the social behavior
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of creatures similar to ourselves.
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I am no respecter of distinctions between the social sciences and the
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natural sciences.
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Not everyone considers it valid to use examples of nonhuman behavior for
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ideas about people; but that is no issue at all in aboriginal societies, and it
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did not stop Kropotkin from doing so with ants. To bring depth to a field of
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study, one must at some point accept contributions from outside the
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traditional boundaries of the field; so I am now going to mention the study
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of conflict among apes for some promise that peace and order in a stateless
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society is possible.
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The chief lesson drawn from such work is that primates regularly
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make up after they have fought. Chimpanzee females knowingly act to
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mediate male-male conflicts and bring adversaries together. These
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creatures also appear to understand the principle of the collective lie and
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use it to create compromise situations which avoid defining winners and
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losers. Aggression has such a long evolutionary history that one must expect
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such buffering social mechanisms to accompany it.
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Human society is structured by this interplay between aggression
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and affiliation; social differentiation, role division, and cooperation are
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some of what results. Differentiation leads to the possibility for disunity,
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and the oldest and most widespread method for maintaining social
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cohesion is, of course, hierarchy. Unity and equality are hard to mix in a
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social formation, but some creatures do resolve conflict and tension in
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egalitarian ways. The intense homosexual contacts of bonobo females have
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been considered as a possible explanation for how they maintain a unified
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intra-female social order without resorting to a rank system. Such
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examples suggest avenues for exploring the principles of unification
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without subordination.
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Scientific generalizations about human peacemaking,
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unfortunately, are lacking. There are a couple things preventing a full
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description of human conflict-resolution potential. One is that people
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become self-conscious and attempt to modify their behavior when it is being
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recorded. New methods for making reliable observations are needed.
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Another reason is that most conflict research has the agenda of finding
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ways to stamp out aggression rather than finding ways to integrate it into
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life. Just as animals are not slaves to instinct, humans are not automatons of
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reason; so, reconciliation should not be viewed as the triumph of reason over
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instinct. The evolved psychological pathways for peacemaking must be
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studied and made accessible.
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As far as the ADR movement itself; the term RalternativeS makes
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sense only within the purview of the state, since the state holds a
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monopoly on the legitimation of what conflict is and how it is handled.
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Calling a thing RalternativeS instead of framing it in its own terms is a
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containment strategy, a way of encapsulating potentially oppositional
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thought and leaving it stranded in the mainstream. Both detractors and
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supporters of ADR have failed to differentiate between alternate
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approaches to conflict itself. The approach I favor is that there are
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certain universal human needs which, when unmet, form the roots of
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conflict. But ADR has no theoretical understanding of conflict. This is why
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it is called Rdispute resolutionS rather than conflict resolution. The
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justification for its use comes from the legal tradition and not from a human-
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needs perspective.
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Law and the courts obviously appeared a few centuries before
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capitalism. We cannot always predict that they will behave according to
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capitalist interests. But the capitalist class gradually takes over the
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order-maintenance capacity of the state and its legal apparatus to protect
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itself from the reality of the unstable economic situation that it creates.
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Dispute resolution tasks are given over to various informal processes and
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the role of law is made explicit as a means for processing actual enemies of
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the state; ie private disputes are farmed out to non-court agencies and the
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court itself becomes more and more of a cop shop.
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Is that bad? A fair question. One might think so, arguing from a
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liberal perspective that the state's job is to resolve social problems and not
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contain them. More productively, one could view non-court programs both as
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an opportunity to create a basis for community consciousness and as a chance
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to develop resistance-minded social formations that could lead to more
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lasting change. ADR is an awkward development for the state. The
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rhetoric of autonomy contains the seeds of a credible threat to ADRUs social
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control function, and this is grounds for hope.
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The anarchist critique of objective authority parallels the
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primatologistsU descriptions of hierarchical order-maintenance. It is not
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enough simply to realize that tools of the state are ultimately tools of
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those who run the state; does this mean it would be fine for anarchists to run
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the state? A social order based on legal obligation would be unacceptable
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even if it could exist. Gandhi remarked on the foolishness of trying to
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construct a world where nobody needs to be good, and it is just such a world
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at which law is aiming.
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The exact style of peacemaking we see among other primates in
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their stateless and lawless social formations may not be the model for us,
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but it is good enough to put the lie to the supposed Rwar of each against allS
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and serves to undermine the so-called Rsocial contractS which law is
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constantly citing as its rationale for unification through subordination.
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The social-ordering practices which come forth from revolutionary,
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conflict-resolution, and primatological research will probably not be
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classed as ADR. We should hope not. So long as Alternative Dispute
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Resolution retains the status of a proper noun, or worse, an acronym, it mocks
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the meaning of the three English words. Properly speaking, formal law
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itself is an alternative. Informal practices, as presently constituted in
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RADR,S not only are susceptible to the social-control criticism, but must
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continue to be as long as they remain creatures of the state, as long as they
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lack positive definition rooted in self-ordering autonomous communities.
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Bankowski, Zenon
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An Anarchist Critique of Law Exemplified
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Legality, Ideology, and the State Sugarman, David (ed)
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London; New York: Academic Press, 1983
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Harrington, Christine B.
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Shadow Justice: the Ideology and Institutionalization of
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Alternatives to Court
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Westport, CN: Greenwood Press, 1985
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Hofrichter, Richard
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Neighborhood Justice in Capitalist Society: the Expansion
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of the Informal State
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New York: Greenwood Press, 1987
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Scimecca, Joseph
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Conflict Resolution and a Critique of RADRS
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Crimonology as Peacemaking Pepinsky, Harold (ed)
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Bloomington, IN Indiana University Press, 1991
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Tifft, Larry and Sullivan, Dennis
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The Struggle to be Human: Crime, Crimonology, and
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Anarchism
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Sanday, Scotland: Cienfuegos Press, 1980
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de Waal, Frans B. M.
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Peacemaking Among Primates
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Cambridge, MA Harvard University Press, 1989
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