9269 lines
568 KiB
Plaintext
9269 lines
568 KiB
Plaintext
1861
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REPRESENTATIVE GOVERNMENT
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by John Stuart Mill
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PREFACE
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PREFACE.
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THOSE who have done me the honour of reading my previous writings
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will probably receive no strong impression of novelty from the present
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volume; for the principles are those to which I have been working up
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during the greater part of my life, and most of the practical
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suggestions have been anticipated by others or by myself. There is
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novelty, however, in the fact of bringing them together, and
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exhibiting them in their connection; and also, I believe, in much that
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is brought forward in their support. Several of the opinions at all
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events, if not new, are for the present as little likely to meet
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with general acceptance as if they were.
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It seems to me, however, from various indications, and from none
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more than the recent debates on Reform of Parliament, that both
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Conservatives and Liberals (if I may continue to call them what they
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still call themselves) have lost confidence in the political creeds
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which they nominally profess, while neither side appears to have
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made any progress in providing itself with a better. Yet such a better
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doctrine must be possible; not a mere compromise, by splitting the
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difference between the two, but something wider than either, which, in
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virtue of its superior comprehensiveness, might be adopted by either
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Liberal or Conservative without renouncing anything which he really
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feels to be valuable in his own creed. When so many feel obscurely the
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want of such a doctrine, and so few even flatter themselves that
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they have attained it, any one may without presumption offer what
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his own thoughts, and the best that he knows of those of others, are
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able to contribute towards its formation.
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Chapter 1
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To what extent Forms of Government are a Matter of Choice.
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ALL SPECULATIONS concerning forms of government bear the impress,
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more or less exclusive, of two conflicting theories respecting
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political institutions; or, to speak more properly, conflicting
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conceptions of what political institutions are.
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By some minds, government is conceived as strictly a practical
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art, giving rise to no questions but those of means and an end.
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Forms of government are assimilated to any other expedients for the
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attainment of human objects. They are regarded as wholly an affair
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of invention and contrivance. Being made by man, it is assumed that
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man has the choice either to make them or not, and how or on what
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pattern they shall be made. Government, according to this
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conception, is a problem, to be worked like any other question of
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business. The first step is to define the purposes which governments
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are required to promote. The next, is to inquire what form of
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government is best fitted to fulfil those purposes. Having satisfied
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ourselves on these two points, and ascertained the form of
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government which combines the greatest amount of good with the least
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of evil, what further remains is to obtain the concurrence of our
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countrymen, or those for whom the institutions are intended, in the
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opinion which we have privately arrived at. To find the best form of
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government; to persuade others that it is the best; and having done
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so, to stir them up to insist on having it, is the order of ideas in
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the minds of those who adopt this view of political philosophy. They
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look upon a constitution in the same light (difference of scale
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being allowed for) as they would upon a steam plough, or a threshing
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machine.
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To these stand opposed another kind of political reasoners, who
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are so far from assimilating a form of government to a machine, that
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they regard it as a sort of spontaneous product, and the science of
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government as a branch (so to speak) of natural history. According
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to them, forms of government are not a matter of choice. We must
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take them, in the main, as we find them. Governments cannot be
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constructed by premeditated design. They "are not made, but grow." Our
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business with them, as with the other facts of the universe, is to
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acquaint ourselves with their natural properties, and adapt
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ourselves to them. The fundamental political institutions of a
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people are considered by this school as a sort of organic growth
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from the nature and life of that people: a product of their habits,
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instincts, and unconscious wants and desires, scarcely at all of their
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deliberate purposes. Their will has had no part in the matter but that
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of meeting the necessities of the moment by the contrivances of the
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moment, which contrivances, if in sufficient conformity to the
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national feelings and character, commonly last, and by successive
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aggregation constitute a polity, suited to the people who possess
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it, but which it would be vain to attempt to superduce upon any people
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whose nature and circumstances had not spontaneously evolved it.
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It is difficult to decide which of these doctrines would be the most
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absurd, if we could suppose either of them held as an exclusive
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theory. But the principles which men profess, on any controverted
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subject, are usually a very incomplete exponent of the opinions they
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really hold. No one believes that every people is capable of working
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every sort of institutions. Carry the analogy of mechanical
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contrivances as far as we will, a man does not choose even an
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instrument of timber and iron on the sole ground that it is in
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itself the best. He considers whether he possesses the other
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requisites which must be combined with it to render its employment
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advantageous, and in particular whether those by whom it will have
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to be worked possess the knowledge and skill necessary for its
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management. On the other hand, neither are those who speak of
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institutions as if they were a kind of living organisms really the
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political fatalists they give themselves out to be. They do not
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pretend that mankind have absolutely no range of choice as to the
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government they will live under, or that a consideration of the
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consequences which flow from different forms of polity is no element
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at all in deciding which of them should be preferred. But though
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each side greatly exaggerates its own theory, out of opposition to the
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other, and no one holds without modification to either, the two
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doctrines correspond to a deep-seated difference between two modes
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of thought; and though it is evident that neither of these is entirely
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in the right, yet it being equally evident that neither is wholly in
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the wrong, we must endeavour to get down to what is at the root of
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each, and avail ourselves of the amount of truth which exists in
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either.
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Let us remember, then, in the first place, that political
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institutions (however the proposition may be at times ignored) are the
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work of men; owe their origin and their whole existence to human will.
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Men did not wake on a summer morning and find them sprung up.
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Neither do they resemble trees, which, once planted, "are aye growing"
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while men "are sleeping." In every stage of their existence they are
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made what they are by human voluntary agency. Like all things,
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therefore, which are made by men, they may be either well or ill made;
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judgment and skill may have been exercised in their production, or the
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reverse of these. And again, if a people have omitted, or from outward
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pressure have not had it in their power, to give themselves a
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constitution by the tentative process of applying a corrective to each
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evil as it arose, or as the sufferers gained strength to resist it,
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this retardation of political progress is no doubt a great
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disadvantage to them, but it does not prove that what has been found
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good for others would not have been good also for them, and will not
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be so still when they think fit to adopt it.
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On the other hand, it is also to be borne in mind that political
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machinery does not act of itself. As it is first made, so it has to be
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worked, by men, and even by ordinary men. It needs, not their simple
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acquiescence, but their active participation; and must be adjusted
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to the capacities and qualities of such men as are available. This
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implies three conditions. The people for whom the form of government
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is intended must be willing to accept it; or at least not so unwilling
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as to oppose an insurmountable obstacle to its establishment. They
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must be willing and able to do what is necessary to keep it
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standing. And they must be willing and able to do what it requires
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of them to enable it to fulfil its purposes. The word "do" is to be
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understood as including forbearances as well as acts. They must be
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capable of fulfilling the conditions of action, and the conditions
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of self-restraint, which are necessary either for keeping the
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established polity in existence, or for enabling it to achieve the
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ends, its conduciveness to which forms its recommendation.
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The failure of any of these conditions renders a form of government,
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whatever favourable promise it may otherwise hold out, unsuitable to
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the particular case.
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The first obstacle, the repugnance of the people to the particular
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form of government, needs little illustration, because it never can in
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theory have been overlooked. The case is of perpetual occurrence.
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Nothing but foreign force would induce a tribe of North American
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Indians to submit to the restraints of a regular and civilised
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government. The same might have been said, though somewhat less
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absolutely, of the barbarians who overran the Roman Empire. It
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required centuries of time, and an entire change of circumstances,
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to discipline them into regular obedience even to their own leaders,
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when not actually serving under their banner. There are nations who
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will not voluntarily submit to any government but that of certain
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families, which have from time immemorial had the privilege of
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supplying them with chiefs. Some nations could not, except by
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foreign conquest, be made to endure a monarchy; others are equally
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averse to a republic. The hindrance often amounts, for the time being,
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to impracticability.
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But there are also cases in which, though not averse to a form of
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government- possibly even desiring it- a people may be unwilling or
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unable to fulfil its conditions. They may be incapable of fulfilling
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such of them as are necessary to keep the government even in nominal
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existence. Thus a people may prefer a free government, but if, from
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indolence, or carelessness, or cowardice, or want of public spirit,
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they are unequal to the exertions necessary for preserving it; if they
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will not fight for it when it is directly attacked; if they can be
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deluded by the artifices used to cheat them out of it; if by momentary
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discouragement, or temporary panic, or a fit of enthusiasm for an
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individual, they can be induced to lay their liberties at the feet
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even of a great man, or trust him with powers which enable him to
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subvert their institutions; in all these cases they are more or less
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unfit for liberty: and though it may be for their good to have had
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it even for a short time, they are unlikely long to enjoy it. Again, a
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people may be unwilling or unable to fulfil the duties which a
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particular form of government requires of them. A rude people,
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though in some degree alive to the benefits of civilised society,
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may be unable to practise the forbearance which it demands: their
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passions may be too violent, or their personal pride too exacting,
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to forego private conflict, and leave to the laws the avenging of
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their real or supposed wrongs. In such a case, a civilised government,
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to be really advantageous to them, will require to be in a
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considerable degree despotic: to be one over which they do not
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themselves exercise control, and which imposes a great amount of
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forcible restraint upon their actions.
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Again, a people must be considered unfit for more than a limited and
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qualified freedom, who will not co-operate actively with the law and
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the public authorities in the repression of evil-doers. A people who
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are more disposed to shelter a criminal than to apprehend him; who,
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like the Hindoos, will perjure themselves to screen the man who has
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robbed them, rather than take trouble or expose themselves to
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vindictiveness by giving evidence against him; who, like some
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nations of Europe down to a recent date, if a man poniards another
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in the public street, pass by on the other side, because it is the
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business of the police to look to the matter, and it is safer not to
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interfere in what does not concern them; a people who are revolted
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by an execution, but not shocked at an assassination- require that
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the public authorities should be armed with much sterner powers of
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repression than elsewhere, since the first indispensable requisites of
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civilised life have nothing else to rest on. These deplorable states
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of feeling, in any people who have emerged from savage life, are, no
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doubt, usually the consequence of previous bad government, which has
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taught them to regard the law as made for other ends than their
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good, and its administrators as worse enemies than those who openly
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violate it. But however little blame may be due to those in whom these
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mental habits have grown up, and however the habits may be
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ultimately conquerable by better government, yet while they exist a
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people so disposed cannot be governed with as little power exercised
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over them as a people whose sympathies are on the side of the law, and
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who are willing to give active assistance in its enforcement. Again,
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representative institutions are of little value, and may be a mere
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instrument of tyranny or intrigue, when the generality of electors are
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not sufficiently interested in their own government to give their
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vote, or, if they vote at all, do not bestow their suffrages on public
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grounds, but sell them for money, or vote at the beck of some one
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who has control over them, or whom for private reasons they desire
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to propitiate. Popular election thus practised, instead of a
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security against misgovernment, is but an additional wheel in its
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machinery.
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Besides these moral hindrances, mechanical difficulties are often an
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insuperable impediment to forms of government. In the ancient world,
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though there might be, and often was, great individual or local
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independence, there could be nothing like a regulated popular
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government beyond the bounds of a single city-community; because there
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did not exist the physical conditions for the formation and
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propagation of a public opinion, except among those who could be
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brought together to discuss public matters in the same agora. This
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obstacle is generally thought to have ceased by the adoption of the
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representative system. But to surmount it completely, required the
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press, and even the newspaper press, the real equivalent, though not
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in all respects an adequate one, of the Pnyx and the Forum. There have
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been states of society in which even a monarchy of any great
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territorial extent could not subsist, but unavoidably broke up into
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petty principalities, either mutually independent, or held together by
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a loose tie like the feudal: because the machinery of authority was
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not perfect enough to carry orders into effect at a great distance
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from the person of the ruler. He depended mainly upon voluntary
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fidelity for the obedience even of his army, nor did there exist the
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means of making the people pay an amount of taxes sufficient for
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keeping up the force necessary to compel obedience throughout a
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large territory. In these and all similar cases, it must be understood
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that the amount of the hindrance may be either greater or less. It may
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be so great as to make the form of government work very ill, without
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absolutely precluding its existence, or hindering it from being
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practically preferable to any other which can be had. This last
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question mainly depends upon a consideration which we have not yet
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arrived at- the tendencies of different forms of government to
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promote Progress.
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We have now examined the three fundamental conditions of the
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adaptation of forms of government to the people who are to be governed
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by them. If the supporters of what may be termed the naturalistic
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theory of politics, mean but to insist on the necessity of these three
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conditions; if they only mean that no government can permanently exist
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which does not fulfil the first and second conditions, and, in some
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considerable measure, the third; their doctrine, thus limited, is
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incontestable. Whatever they mean more than this appears to me
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untenable. All that we are told about the necessity of an historical
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basis for institutions, of their being in harmony with the national
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usages and character, and the like, means either this, or nothing to
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the purpose. There is a great quantity of mere sentimentality
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connected with these and similar phrases, over and above the amount of
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rational meaning contained in them. But, considered practically, these
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alleged requisites of political institutions are merely so many
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facilities for realising the three conditions. When an institution, or
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a set of institutions, has the way prepared for it by the opinions,
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tastes, and habits of the people, they are not only more easily
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induced to accept it, but will more easily learn, and will be, from
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the beginning, better disposed, to do what is required of them both
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for the preservation of the institutions, and for bringing them into
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such action as enables them to produce their best results. It would be
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a great mistake in any legislator not to shape his measures so as to
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take advantage of such pre-existing habits and feelings when
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available. On the other hand, it is an exaggeration to elevate these
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mere aids and facilities into necessary conditions. People are more
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easily induced to do, and do more easily, what they are already used
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to; but people also learn to do things new to them. Familiarity is a
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great help; but much dwelling on an idea will make it familiar, even
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when strange at first. There are abundant instances in which a whole
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people have been eager for untried things. The amount of capacity
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which a people possess for doing new things, and adapting themselves
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to new circumstances; is itself one of the elements of the question.
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It is a quality in which different nations, and different stages of
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civilisation, differ much from one another. The capability of any
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given people for fulfilling the conditions of a given form of
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government cannot be pronounced on by any sweeping rule. Knowledge
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of the particular people, and general practical judgment and sagacity,
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must be the guides.
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There is also another consideration not to be lost sight of. A
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people may be unprepared for good institutions; but to kindle a desire
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for them is a necessary part of the preparation. To recommend and
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advocate a particular institution or form of government, and set its
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advantages in the strongest light, is one of the modes, often the only
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mode within reach, of educating the mind of the nation not only for
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accepting or claiming, but also for working, the institution. What
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means had Italian patriots, during the last and present generation, of
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preparing the Italian people for freedom in unity, but by inciting
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them to demand it? Those, however, who undertake such a task, need
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to be duly impressed, not solely with the benefits of the
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institution or polity which they recommend, but also with the
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capacities, moral, intellectual, and active, required for working
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it; that they may avoid, if possible, stirring up a desire too much in
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advance of the capacity.
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The result of what has been said is, that, within the limits set
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by the three conditions so often adverted to, institutions and forms
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of government are a matter of choice. To inquire into the best form of
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government in the abstract (as it is called) is not a chimerical,
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but a highly practical employment of scientific intellect; and to
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introduce into any country the best institutions which, in the
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existing state of that country, are capable of, in any tolerable
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degree, fulfilling the conditions, is one of the most rational objects
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to which practical effort can address itself. Everything which can
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be said by way of disparaging the efficacy of human will and purpose
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in matters of government might be said of it in every other of its
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applications. In all things there are very strict limits to human
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power. It can only act by wielding some one or more of the forces of
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nature. Forces, therefore, that can be applied to the desired use must
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exist; and will only act according to their own laws. We cannot make
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the river run backwards; but we do not therefore say that watermills
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"are not made, but grow." In politics, as in mechanics, the power
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which is to keep the engine going must be sought for outside the
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machinery; and if it is not forthcoming, or is insufficient to
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surmount the obstacles which may reasonably be expected, the
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contrivance will fail. This is no peculiarity of the political art;
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and amounts only to saying that it is subject to the same
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limitations and conditions as all other arts.
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At this point we are met by another objection, or the same objection
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in a different form. The forces, it is contended, on which the greater
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political phenomena depend, are not amenable to the direction of
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politicians or philosophers. The government of a country, it is
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affirmed, is, in all substantial respects, fixed and determined
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beforehand by the state of the country in regard to the distribution
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of the elements of social power. Whatever is the strongest power in
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society will obtain the governing authority; and a change in the
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political constitution cannot be durable unless preceded or
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accompanied by an altered distribution of power in society itself. A
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nation, therefore, cannot choose its form of government. The mere
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details, and practical organisation, it may choose; but the essence of
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the whole, the seat of the supreme power, is determined for it by
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social circumstances.
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That there is a portion of truth in this doctrine I at once admit;
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but to make it of any use, it must be reduced to a distinct expression
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and proper limits. When it is said that the strongest power in society
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will make itself strongest in the government, what is meant by
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power? Not thews and sinews; otherwise pure democracy would be the
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only form of polity that could exist. To mere muscular strength, add
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two other elements, property and intelligence, and we are nearer the
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truth, but far from having yet reached it. Not only is a greater
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number often kept down by a less, but the greater number may have a
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preponderance in property, and individually in intelligence, and may
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yet be held in subjection, forcibly or otherwise, by a minority in
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both respects inferior to it. To make these various elements of
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power politically influential they must be organised; and the
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advantage in organisation is necessarily with those who are in
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possession of the government. A much weaker party in all other
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elements of power may greatly preponderate when the powers of
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government are thrown into the scale; and may long retain its
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predominance through this alone: though, no doubt, a government so
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situated is in the condition called in mechanics unstable equilibrium,
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like a thing balanced on its smaller end, which, if once disturbed,
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tends more and more to depart from, instead of reverting to, its
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previous state.
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But there are still stronger objections to this theory of government
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in the terms in which it is usually stated. The power in society which
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has any tendency to convert itself into political power is not power
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quiescent, power merely passive, but active power; in other words,
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power actually exerted; that is to say, a very small portion of all
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the power in existence. Politically speaking, a great part of all
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power consists in will. How is it possible, then, to compute the
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elements of political power, while we omit from the computation
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anything which acts on the will? To think that because those who wield
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the power in society wield in the end that of government, therefore it
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is of no use to attempt to influence the constitution of the
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government by acting on opinion, is to forget that opinion is itself
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one of the greatest active social forces. One person with a belief
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is a social power equal to ninety-nine who have only interests. They
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who can succeed in creating a general persuasion that a certain form
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of government, or social fact of any kind, deserves to be preferred,
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have made nearly the most important step which can possibly be taken
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towards ranging the powers of society on its side. On the day when the
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proto-martyr was stoned to death at Jerusalem, while he who was to
|
|
be the Apostle of the Gentiles stood by "consenting unto his death,"
|
|
would any one have supposed that the party of that stoned man were
|
|
then and there the strongest power in society? And has not the event
|
|
proved that they were so? Because theirs was the most powerful of then
|
|
existing beliefs. The same element made a monk of Wittenberg, at the
|
|
meeting of the Diet of Worms, a more powerful social force than the
|
|
Emperor Charles the Fifth, and all the princes there assembled. But
|
|
these, it may be said, are cases in which religion was concerned,
|
|
and religious convictions are something peculiar in their strength.
|
|
Then let us take a case purely political, where religion, so far as
|
|
concerned at all, was chiefly on the losing side. If any one
|
|
requires to be convinced that speculative thought is one of the
|
|
chief elements of social power, let him bethink himself of the age
|
|
in which there was scarcely a throne in Europe which was not filled by
|
|
a liberal and reforming king, a liberal and reforming emperor, or,
|
|
strangest of all, a liberal and reforming pope; the age of Frederic
|
|
the Great, of Catherine the Second, of Joseph the Second, of Peter
|
|
Leopold, of Benedict XIV., of Ganganelli, of Pombal, of Aranda; when
|
|
the very Bourbons of Naples were liberals and reformers, and all the
|
|
active minds among the noblesse of France were filled with the ideas
|
|
which were soon after to cost them so dear. Surely a conclusive
|
|
example how far mere physical and economic power is from being the
|
|
whole of social power.
|
|
|
|
It was not by any change in the distribution of material
|
|
interests, but by the spread of moral convictions, that negro
|
|
slavery has been put an end to in the British Empire and elsewhere.
|
|
The serfs in Russia owe their emancipation, if not to a sentiment of
|
|
duty, at least to the growth of a more enlightened opinion
|
|
respecting the true interest of the State. It is what men think that
|
|
determines how they act; and though the persuasions and convictions of
|
|
average men are in a much greater degree determined by their
|
|
personal position than by reason, no little power is exercised over
|
|
them by the persuasions and convictions of those whose personal
|
|
position is different, and by the united authority of the
|
|
instructed. When, therefore, the instructed in general can be
|
|
brought to recognise one social arrangement, or political or other
|
|
institution, as good, and another as bad, one as desirable, another as
|
|
condemnable, very much has been done towards giving to the one, or
|
|
withdrawing from the other, that preponderance of social force which
|
|
enables it to subsist. And the maxim, that the government of a country
|
|
is what the social forces in existence compel it to be, is true only
|
|
in the sense in which it favours, instead of discouraging, the attempt
|
|
to exercise, among all forms of government practicable in the existing
|
|
condition of society, a rational choice.
|
|
|
|
Chapter 2
|
|
|
|
The Criterion of a Good Form of Government.
|
|
|
|
THE FORM of government for any given country being (within certain
|
|
definite conditions) amenable to choice, it is now to be considered by
|
|
what test the choice should be directed; what are the distinctive
|
|
characteristics of the form of government best fitted to promote the
|
|
interests of any given society.
|
|
|
|
Before entering into this inquiry, it may seem necessary to decide
|
|
what are the proper functions of government; for, government
|
|
altogether being only a means, the eligibility of the means must
|
|
depend on their adaptation to the end. But this mode of stating the
|
|
problem gives less aid to its investigation than might be supposed,
|
|
and does not even bring the whole of the question into view. For, in
|
|
the first place, the proper functions of a government are not a
|
|
fixed thing, but different in different states of society; much more
|
|
extensive in a backward than in an advanced state. And, secondly,
|
|
the character of a government or set of political institutions
|
|
cannot be sufficiently estimated while we confine our attention to the
|
|
legitimate sphere of governmental functions. For though the goodness
|
|
of a government is necessarily circumscribed within that sphere, its
|
|
badness unhappily is not. Every kind and degree of evil of which
|
|
mankind are susceptible may be inflicted on them by their
|
|
government; and none of the good which social existence is capable
|
|
of can be any further realised than as the constitution of the
|
|
government is compatible with, and allows scope for, its attainment.
|
|
Not to speak of indirect effects, the direct meddling of the public
|
|
authorities has no necessary limits but those of human existence;
|
|
and the influence of government on the well-being of society can be
|
|
considered or estimated in reference to nothing less than the whole of
|
|
the interests of humanity.
|
|
|
|
Being thus obliged to place before ourselves, as the test of good
|
|
and bad government, so complex an object as the aggregate interests of
|
|
society, we would willingly attempt some kind of classification of
|
|
those interests, which, bringing them before the mind in definite
|
|
groups, might give indication of the qualities by which a form of
|
|
government is fitted to promote those various interests
|
|
respectively. It would be a great facility if we could say the good of
|
|
society consists of such and such elements; one of these elements
|
|
requires such conditions, another such others; the government, then,
|
|
which unites in the greatest degree all these conditions, must be
|
|
the best. The theory of government would thus be built up from the
|
|
separate theorems of the elements which compose a good state of
|
|
society.
|
|
|
|
Unfortunately, to enumerate and classify the constituents of
|
|
social well-being, so as to admit of the formation of such theorems,
|
|
is no easy task. Most of those who, in the last or present generation,
|
|
have applied themselves to the philosophy of politics in any
|
|
comprehensive spirit, have felt the importance of such a
|
|
classification; but the attempts which have been made towards it are
|
|
as yet limited, so far as I am aware, to a single step. The
|
|
classification begins and ends with a partition of the exigencies of
|
|
society between the two heads of Order and Progress (in the
|
|
phraseology of French thinkers); Permanence and Progression in the
|
|
words of Coleridge. This division is plausible and seductive, from the
|
|
apparently clean-cut opposition between its two members, and the
|
|
remarkable difference between the sentiments to which they appeal. But
|
|
I apprehend that (however admissible for purposes of popular
|
|
discourse) the distinction between Order, or Permanence, and Progress,
|
|
employed to define the qualities necessary in a government, is
|
|
unscientific and incorrect.
|
|
|
|
For, first, what are Order and Progress? Concerning Progress there
|
|
is no difficulty, or none which is apparent at first sight. When
|
|
Progress is spoken of as one of the wants of human society, it may
|
|
be supposed to mean Improvement. That is a tolerably distinct idea.
|
|
But what is Order? Sometimes it means more, sometimes less, but hardly
|
|
ever the whole of what human society needs except improvement.
|
|
|
|
In its narrowest acceptation Order means Obedience. A government
|
|
is said to preserve order if it succeeds in getting itself obeyed. But
|
|
there are different degrees of obedience, and it is not every degree
|
|
that is commendable. Only an unmitigated despotism demands that the
|
|
individual citizen shall obey unconditionally every mandate of persons
|
|
in authority. We must at least limit the definition to such mandates
|
|
as are general and issued in the deliberate form of laws. Order,
|
|
thus understood, expresses, doubtless, an indispensable attribute of
|
|
government. Those who are unable to make their ordinances obeyed,
|
|
cannot be said to govern. But though a necessary condition, this is
|
|
not the object of government. That it should make itself obeyed is
|
|
requisite, in order that it may accomplish some other purpose. We
|
|
are still to seek what is this other purpose, which government ought
|
|
to fulfil, abstractedly from the idea of improvement, and which has to
|
|
be fulfilled in every society, whether stationary or progressive.
|
|
|
|
In a sense somewhat more enlarged, Order means the preservation of
|
|
peace by the cessation of private violence. Order is said to exist
|
|
where the people of the country have, as a general rule, ceased to
|
|
prosecute their quarrels by private force, and acquired the habit of
|
|
referring the decision of their disputes and the redress of their
|
|
injuries to the public authorities. But in this larger use of the
|
|
term, as well as in the former narrow one, Order expresses rather
|
|
one of the conditions of government, than either its purpose or the
|
|
criterion of its excellence. For the habit may be well established
|
|
of submitting to the government, and referring all disputed matters to
|
|
its authority, and yet the manner in which the government deals with
|
|
those disputed matters, and with the other things about which it
|
|
concerns itself, may differ by the whole interval which divides the
|
|
best from the worst possible.
|
|
|
|
If we intend to comprise in the idea of Order all that society
|
|
requires from its government which is not included in the idea of
|
|
Progress, we must define Order as the preservation of all kinds and
|
|
amounts of good which already exist, and Progress as consisting in the
|
|
increase of them. This distinction does comprehend in one or the other
|
|
section everything which a government can be required to promote. But,
|
|
thus understood, it affords no basis for a philosophy of government.
|
|
We cannot say that, in constituting a polity, certain provisions ought
|
|
to be made for Order and certain others for Progress; since the
|
|
conditions of Order, in the sense now indicated, and those of
|
|
Progress, are not opposite, but the same. The agencies which tend to
|
|
preserve the social good which already exists are the very same
|
|
which promote the increase of it, and vice versa: the sole
|
|
difference being, that a greater degree of those agencies is
|
|
required for the latter purpose than for the former.
|
|
|
|
What, for example, are the qualities in the citizens individually
|
|
which conduce most to keep up the amount of good conduct, of good
|
|
management, of success and prosperity, which already exist in society?
|
|
Everybody will agree that those qualities are industry, integrity,
|
|
justice, and prudence. But are not these, of all qualities, the most
|
|
conducive to improvement? and is not any growth of these virtues in
|
|
the community in itself the greatest of improvements? If so,
|
|
whatever qualities in the government are promotive of industry,
|
|
integrity, justice, and prudence, conduce alike to permanence and to
|
|
progression; only there is needed more of those qualities to make
|
|
the society decidedly progressive than merely to keep it permanent.
|
|
|
|
What, again, are the particular attributes in human beings which
|
|
seem to have a more especial reference to Progress, and do not so
|
|
directly suggest the ideas of Order and Preservation? They are chiefly
|
|
the qualities of mental activity, enterprise, and courage. But are not
|
|
all these qualities fully as much required for preserving the good
|
|
we have, as for adding to it? If there is anything certain in human
|
|
affairs, it is that valuable acquisitions are only to be retained by
|
|
the continuation of the same energies which gained them. Things left
|
|
to take care of themselves inevitably decay. Those whom success
|
|
induces to relax their habits of care and thoughtfulness, and their
|
|
willingness to encounter disagreeables, seldom long retain their
|
|
good fortune at its height. The mental attribute which seems
|
|
exclusively dedicated to Progress, and is the culmination of the
|
|
tendencies to it, is Originality, or Invention. Yet this is no less
|
|
necessary for Permanence; since, in the inevitable changes of human
|
|
affairs, new inconveniences and dangers continually grow up, which
|
|
must be encountered by new resources and contrivances, in order to
|
|
keep things going on even only as well as they did before. Whatever
|
|
qualities, therefore, in a government, tend to encourage activity,
|
|
energy, courage, originality, are requisites of Permanence as well
|
|
as of Progress; only a somewhat less degree of them will on the
|
|
average suffice for the former purpose than for the latter.
|
|
|
|
To pass now from the mental to the outward and objective
|
|
requisites of society; it is impossible to point out any contrivance
|
|
in politics, or arrangement of social affairs, which conduces to Order
|
|
only, or to Progress only; whatever tends to either promotes both.
|
|
Take, for instance, the common institution of a police. Order is the
|
|
object which seems most immediately interested in the efficiency of
|
|
this part of the social organisation. Yet if it is effectual to
|
|
promote Order, that is, if it represses crime, and enables every one
|
|
to feel his person and property secure, can any state of things be
|
|
more conducive to Progress? The greater security of property is one of
|
|
the main conditions and causes of greater production, which is
|
|
Progress in its most familiar and vulgarest aspect. The better
|
|
repression of crime represses the dispositions which tend to crime,
|
|
and this is Progress in a somewhat higher sense. The release of the
|
|
individual from the cares and anxieties of a state of imperfect
|
|
protection, sets his faculties free to be employed in any new effort
|
|
for improving his own state and that of others: while the same
|
|
cause, by attaching him to social existence, and making him no
|
|
longer see present or prospective enemies in his fellow creatures,
|
|
fosters all those feelings of kindness and fellowship towards
|
|
others, and interest in the general well-being of the community, which
|
|
are such important parts of social improvement.
|
|
|
|
Take, again, such a familiar case as that of a good system of
|
|
taxation and finance. This would generally be classed as belonging
|
|
to the province of Order. Yet what can be more conducive to
|
|
Progress? A financial system which promotes the one, conduces, by
|
|
the very same excellences, to the other. Economy, for example, equally
|
|
preserves the existing stock of national wealth, and favours the
|
|
creation of more. A just distribution of burthens, by holding up to
|
|
every citizen an example of morality and good conscience applied to
|
|
difficult adjustments, and an evidence of the value which the
|
|
highest authorities attach to them, tends in an eminent degree to
|
|
educate the moral sentiments of the community, both in respect of
|
|
strength and of discrimination. Such a mode of levying the taxes as
|
|
does not impede the industry, or unnecessarily interfere with the
|
|
liberty, of the citizen, promotes, not the preservation only, but
|
|
the increase of the national wealth, and encourages a more active
|
|
use of the individual faculties. And vice versa, all errors in finance
|
|
and taxation which obstruct the improvement of the people in wealth
|
|
and morals tend also, if of sufficiently serious amount, positively to
|
|
impoverish and demoralise them. It holds, in short, universally,
|
|
that when Order and Permanence are taken in their widest sense, for
|
|
the stability of existing advantages, the requisites of Progress are
|
|
but the requisites of Order in a greater degree; those of Permanence
|
|
merely those of Progress in a somewhat smaller measure.
|
|
|
|
In support of the position that Order is intrinsically different
|
|
from Progress, and that preservation of existing and acquisition of
|
|
additional good are sufficiently distinct to afford the basis of a
|
|
fundamental classification, we shall perhaps be reminded that Progress
|
|
may be at the expense of Order; that while we are acquiring, or
|
|
striving to acquire, good of one kind, we may be losing ground in
|
|
respect to others: thus there may be progress in wealth, while there
|
|
is deterioration in virtue. Granting this, what it proves is not
|
|
that Progress is generically a different thing from Permanence, but
|
|
that wealth is a different thing from virtue. Progress is permanence
|
|
and something more; and it is no answer to this to say that Progress
|
|
in one thing does not imply Permanence in everything. No more does
|
|
Progress in one thing imply Progress in everything. Progress of any
|
|
kind includes Permanence in that same kind; whenever Permanence is
|
|
sacrificed to some particular kind of Progress, other Progress is
|
|
still more sacrificed to it; and if it be not worth the sacrifice, not
|
|
the interest of Permanence alone has been disregarded, but the general
|
|
interest of Progress has been mistaken.
|
|
|
|
If these improperly contrasted ideas are to be used at all in the
|
|
attempt to give a first commencement of scientific precision to the
|
|
notion of good government, it would be more philosophically correct to
|
|
leave out of the definition the word Order, and to say that the best
|
|
government is that which is most conducive to Progress. For Progress
|
|
includes Order, but Order does not include Progress. Progress is a
|
|
greater degree of that of which Order is a less. Order, in any other
|
|
sense, stands only for a part of the pre-requisites of good
|
|
government, not for its idea and essence. Order would find a more
|
|
suitable place among the conditions of Progress; since, if we would
|
|
increase our sum of good, nothing is more indispensable than to take
|
|
due care of what we already have. If we are endeavouring after more
|
|
riches, our very first rule should be not to squander uselessly our
|
|
existing means. Order, thus considered, is not an additional end to be
|
|
reconciled with Progress, but a part and means of Progress itself.
|
|
If a gain in one respect is purchased by a more than equivalent loss
|
|
in the same or in any other, there is not Progress. Conduciveness to
|
|
Progress, thus understood, includes the whole excellence of a
|
|
government.
|
|
|
|
But, though metaphysically defensible, this definition of the
|
|
criterion of good government is not appropriate, because, though it
|
|
contains the whole of the truth, it recalls only a part. What is
|
|
suggested by the term Progress is the idea of moving onward, whereas
|
|
the meaning of it here is quite as much the prevention of falling
|
|
back. The very same social causes- the same beliefs, feelings,
|
|
institutions, and practices- are as much required to prevent society
|
|
from retrograding, as to produce a further advance. Were there no
|
|
improvement to be hoped for, life would not be the less an unceasing
|
|
struggle against causes of deterioration; as it even now is. Politics,
|
|
as conceived by the ancients, consisted wholly in this. The natural
|
|
tendency of men and their works was to degenerate, which tendency,
|
|
however, by good institutions virtuously administered, it might be
|
|
possible for an indefinite length of time to counteract. Though we
|
|
no longer hold this opinion; though most men in the present age
|
|
profess the contrary creed, believing that the tendency of things,
|
|
on the whole, is towards improvement; we ought not to forget that
|
|
there is an incessant and ever-flowing current of human affairs
|
|
towards the worse, consisting of all the follies, all the vices, all
|
|
the negligences, indolences, and supinenesses of mankind; which is
|
|
only controlled, and kept from sweeping all before it, by the
|
|
exertions which some persons constantly, and others by fits, put forth
|
|
in the direction of good and worthy objects. It gives a very
|
|
insufficient idea of the importance of the strivings which take
|
|
place to improve and elevate human nature and life, to suppose that
|
|
their chief value consists in the amount of actual improvement
|
|
realised by their means, and that the consequence of their cessation
|
|
would merely be that we should remain as we are. A very small
|
|
diminution of those exertions would not only put a stop to
|
|
improvement, but would turn the general tendency of things towards
|
|
deterioration; which, once begun, would proceed with increasingly
|
|
rapidity, and become more and more difficult to check, until it
|
|
reached a state often seen in history, and in which many large
|
|
portions of mankind even now grovel; when hardly anything short of
|
|
superhuman power seems sufficient to turn the tide, and give a fresh
|
|
commencement to the upward movement.
|
|
|
|
These reasons make the word Progress as unapt as the terms Order and
|
|
Permanence to become the basis for a classification of the
|
|
requisites of a form of government. The fundamental antithesis which
|
|
these words express does not lie in the things themselves, so much
|
|
as in the types of human character which answer to them. There are, we
|
|
know, some minds in which caution, and others in which boldness,
|
|
predominates: in some, the desire to avoid imperilling what is already
|
|
possessed is a stronger sentiment than that which prompts to improve
|
|
the old and acquire new advantages; while there are others who lean
|
|
the contrary way, and are more eager for future than careful of
|
|
present good. The road to the ends of both is the same; but they are
|
|
liable to wander from it in opposite directions. This consideration is
|
|
of importance in composing the personnel of any political body:
|
|
persons of both types ought to be included in it, that the
|
|
tendencies of each may be tempered, in so far as they are excessive,
|
|
by a due proportion of the other. There needs no express provision
|
|
to ensure this object, provided care is taken to admit nothing
|
|
inconsistent with it. The natural and spontaneous admixture of the old
|
|
and the young, of those whose position and reputation are made and
|
|
those who have them still to make, will in general sufficiently answer
|
|
the purpose, if only this natural balance is not disturbed by
|
|
artificial regulation.
|
|
|
|
Since the distinction most commonly adopted for the classification
|
|
of social exigencies does not possess the properties needful for
|
|
that use, we have to seek for some other leading distinction better
|
|
adapted to the purpose. Such a distinction would seem to be
|
|
indicated by the considerations to which I now proceed.
|
|
|
|
If we ask ourselves on what causes and conditions good government in
|
|
all its senses, from the humblest to the most exalted, depends, we
|
|
find that the principal of them, the one which transcends all
|
|
others, is the qualities of the human beings composing the society
|
|
over which the government is exercised.
|
|
|
|
We may take, as a first instance, the administration of justice;
|
|
with the more propriety, since there is no part of public business
|
|
in which the mere machinery, the rules and contrivances for conducting
|
|
the details of the operation, are of such vital consequence. Yet
|
|
even these yield in importance to the qualities of the human agents
|
|
employed. Of what efficacy are rules of procedure in securing the ends
|
|
of justice, if the moral condition of the people is such that the
|
|
witnesses generally lie, and the judges and their subordinates take
|
|
bribes? Again, how can institutions provide a good municipal
|
|
administration if there exists such indifference to the subject that
|
|
those who would administer honestly and capably cannot be induced to
|
|
serve, and the duties are left to those who undertake them because
|
|
they have some private interest to be promoted? Of what avail is the
|
|
most broadly popular representative system if the electors do not care
|
|
to choose the best member of parliament, but choose him who will spend
|
|
most money to be elected? How can a representative assembly work for
|
|
good if its members can be bought, or if their excitability of
|
|
temperament, uncorrected by public discipline or private self-control,
|
|
makes them incapable of calm deliberation, and they resort to manual
|
|
violence on the floor of the House, or shoot at one another with
|
|
rifles? How, again, can government, or any joint concern, be carried
|
|
on in a tolerable manner by people so envious that, if one among
|
|
them seems likely to succeed in anything, those who ought to cooperate
|
|
with him form a tacit combination to make him fail? Whenever the
|
|
general disposition of the people is such that each individual regards
|
|
those only of his interests which are selfish, and does not dwell
|
|
on, or concern himself for, his share of the general interest, in such
|
|
a state of things good government is impossible. The influence of
|
|
defects of intelligence in obstructing all the elements of good
|
|
government requires no illustration. Government consists of acts
|
|
done by human beings; and if the agents, or those who choose the
|
|
agents, or those to whom the agents are responsible, or the lookers-on
|
|
whose opinion ought to influence and check all these, are mere
|
|
masses of ignorance, stupidity, and baleful prejudice, every operation
|
|
of government will go wrong; while, in proportion as the men rise
|
|
above this standard, so will the government improve in quality; up
|
|
to the point of excellence, attainable but nowhere attained, where the
|
|
officers of government, themselves persons of superior virtue and
|
|
intellect, are surrounded by the atmosphere of a virtuous and
|
|
enlightened public opinion.
|
|
|
|
The first element of good government, therefore, being the virtue
|
|
and intelligence of the human beings composing the community, the most
|
|
important point of excellence which any form of government can possess
|
|
is to promote the virtue and intelligence of the people themselves.
|
|
The first question in respect to any political institutions is, how
|
|
far they tend to foster in the members of the community the various
|
|
desirable qualities, moral and intellectual; or rather (following
|
|
Bentham's more complete classification) moral, intellectual, and
|
|
active. The government which does this the best has every likelihood
|
|
of being the best in all other respects, since it is on these
|
|
qualities, so far as they exist in the people, that all possibility of
|
|
goodness in the practical operations of the government depends.
|
|
|
|
We may consider, then, as one criterion of the goodness of a
|
|
government, the degree in which it tends to increase the sum of good
|
|
qualities in the governed, collectively and individually; since,
|
|
besides that their well-being is the sole object of government,
|
|
their good qualities supply the moving force which works the
|
|
machinery. This leaves, as the other constituent element of the
|
|
merit of a government, the quality of the machinery itself; that is,
|
|
the degree in which it is adapted to take advantage of the amount of
|
|
good qualities which may at any time exist, and make them instrumental
|
|
to the right purposes. Let us again take the subject of judicature
|
|
as an example and illustration. The judicial system being given, the
|
|
goodness of the administration of justice is in the compound ratio
|
|
of the worth of the men composing the tribunals, and the worth of
|
|
the public opinion which influences or controls them. But all the
|
|
difference between a good and a bad system of judicature lies in the
|
|
contrivances adopted for bringing whatever moral and intellectual
|
|
worth exists in the community to bear upon the administration of
|
|
justice, and making it duly operative on the result. The
|
|
arrangements for rendering the choice of the judges such as to
|
|
obtain the highest average of virtue and intelligence; the salutary
|
|
forms of procedure; the publicity which allows observation and
|
|
criticism of whatever is amiss; the liberty of discussion and
|
|
censure through the press; the mode of taking evidence, according as
|
|
it is well or ill adapted to elicit truth; the facilities, whatever be
|
|
their amount, for obtaining access to the tribunals; the
|
|
arrangements for detecting crimes and apprehending offenders;- all
|
|
these things are not the power, but the machinery for bringing the
|
|
power into contact with the obstacle: and the machinery has no
|
|
action of itself, but without it the power, let it be ever so ample,
|
|
would be wasted and of no effect.
|
|
|
|
A similar distinction exists in regard to the constitution of the
|
|
executive departments of administration. Their machinery is good, when
|
|
the proper tests are prescribed for the qualifications of officers,
|
|
the proper rules for their promotion; when the business is
|
|
conveniently distributed among those who are to transact it, a
|
|
convenient and methodical order established for its transaction, a
|
|
correct and intelligible record kept of it after being transacted;
|
|
when each individual knows for what he is responsible, and is known to
|
|
others as responsible for it; when the best-contrived checks are
|
|
provided against negligence, favouritism, or jobbery, in any of the
|
|
acts of the department. But political checks will no more act of
|
|
themselves than a bridle will direct a horse without a rider. If the
|
|
checking functionaries are as corrupt or as negligent as those whom
|
|
they ought to check, and if the public, the mainspring of the whole
|
|
checking machinery, are too ignorant, too passive, or too careless and
|
|
inattentive, to do their part, little benefit will be derived from the
|
|
best administrative apparatus. Yet a good apparatus is always
|
|
preferable to a bad. It enables such insufficient moving or checking
|
|
power as exists to act at the greatest advantage; and without it, no
|
|
amount of moving or checking power would be sufficient. Publicity, for
|
|
instance, is no impediment to evil nor stimulus to good if the
|
|
public will not look at what is done; but without publicity, how could
|
|
they either check or encourage what they were not permitted to see?
|
|
The ideally perfect constitution of a public office is that in which
|
|
the interest of the functionary is entirely coincident with his
|
|
duty. No mere system will make it so, but still less can it be made so
|
|
without a system, aptly devised for the purpose.
|
|
|
|
What we have said of the arrangements for the detailed
|
|
administration of the government is still more evidently true of its
|
|
general constitution. All government which aims at being good is an
|
|
organisation of some part of the good qualities existing in the
|
|
individual members of the community for the conduct of its
|
|
collective affairs. A representative constitution is a means of
|
|
bringing the general standard of intelligence and honesty existing
|
|
in the community, and the individual intellect and virtue of its
|
|
wisest members, more directly to bear upon the government, and
|
|
investing them with greater influence in it, than they would in
|
|
general have under any other mode of organisation; though, under
|
|
any, such influence as they do have is the source of all good that
|
|
there is in the government, and the hindrance of every evil that there
|
|
is not. The greater the amount of these good qualities which the
|
|
institutions of a country succeed in organising, and the better the
|
|
mode of organisation, the better will be the government.
|
|
|
|
We have now, therefore, obtained a foundation for a twofold division
|
|
of the merit which any set of political institutions can possess. It
|
|
consists partly of the degree in which they promote the general mental
|
|
advancement of the community, including under that phrase
|
|
advancement in intellect, in virtue, and in practical activity and
|
|
efficiency; and partly of the degree of perfection with which they
|
|
organise the moral, intellectual, and active worth already existing,
|
|
so as to operate with the greatest effect on public affairs. A
|
|
government is to be judged by its action upon men, and by its action
|
|
upon things; by what it makes of the citizens, and what it does with
|
|
them; its tendency to improve or deteriorate the people themselves,
|
|
and the goodness or badness of the work it performs for them, and by
|
|
means of them. Government is at once a great influence acting on the
|
|
human mind, and a set of organised arrangements for public business:
|
|
in the first capacity its beneficial action is chiefly indirect, but
|
|
not therefore less vital, while its mischievous action may be direct.
|
|
|
|
The difference between these two functions of a government is not,
|
|
like that between Order and Progress, a difference merely in degree,
|
|
but in kind. We must not, however, suppose that they have no
|
|
intimate connection with one another. The institutions which ensure
|
|
the best management of public affairs practicable in the existing
|
|
state of cultivation tend by this alone to the further improvement
|
|
of that state. A people which had the most just laws, the purest and
|
|
most efficient judicature, the most enlightened administration, the
|
|
most equitable and least onerous system of finance, compatible with
|
|
the stage it had attained in moral and intellectual advancement, would
|
|
be in a fair way to pass rapidly into a higher stage. Nor is there any
|
|
mode in which political institutions can contribute more effectually
|
|
to the improvement of the people than by doing their more direct
|
|
work well. And, reversely, if their machinery is so badly
|
|
constructed that they do their own particular business ill, the effect
|
|
is felt in a thousand ways in lowering the morality and deadening
|
|
the intelligence and activity of the people. But the distinction is
|
|
nevertheless real, because this is only one of the means by which
|
|
political institutions improve or deteriorate the human mind, and
|
|
the causes and modes of that beneficial or injurious influence
|
|
remain a distinct and much wider subject of study.
|
|
|
|
Of the two modes of operation by which a form of government or set
|
|
of political institutions affects the welfare of the community- its
|
|
operation as an agency of national education, and its arrangements for
|
|
conducting the collective affairs of the community in the state of
|
|
education in which they already are; the last evidently varies much
|
|
less, from difference of country and state of civilisation, than the
|
|
first. It has also much less to do with the fundamental constitution
|
|
of the government. The mode of conducting the practical business of
|
|
government, which is best under a free constitution, would generally
|
|
be best also in an absolute monarchy: only an absolute monarchy is not
|
|
so likely to practise it. The laws of property, for example; the
|
|
principles of evidence and judicial procedure; the system of
|
|
taxation and of financial administration, need not necessarily be
|
|
different in different forms of government. Each of these matters
|
|
has principles and rules of its own, which are a subject of separate
|
|
study. General jurisprudence, civil and penal legislation, financial
|
|
and commercial policy, are sciences in themselves, or rather, separate
|
|
members of the comprehensive science or art of government: and the
|
|
most enlightened doctrines on all these subjects, though not equally
|
|
likely to be understood, or acted on under all forms of government,
|
|
yet, if understood and acted on, would in general be equally
|
|
beneficial under them all. It is true that these doctrines could not
|
|
be applied without some modifications to all states of society and
|
|
of the human mind: nevertheless, by far the greater number of them
|
|
would require modifications solely of details, to adapt them to any
|
|
state of society sufficiently advanced to possess rulers capable of
|
|
understanding them. A government to which they would be wholly
|
|
unsuitable must be one so bad in itself, or so opposed to public
|
|
feeling, as to be unable to maintain itself in existence by honest
|
|
means.
|
|
|
|
It is otherwise with that portion of the interests of the
|
|
community which relate to the better or worse training of the people
|
|
themselves. Considered as instrumental to this, institutions need to
|
|
be radically different, according to the stage of advancement
|
|
already reached. The recognition of this truth, though for the most
|
|
part empirically rather than philosophically, may be regarded as the
|
|
main point of superiority in the political theories of the present
|
|
above those of the last age; in which it customary to claim
|
|
representative democracy for England or France by arguments which
|
|
would equally have proved it the only fit form of government for
|
|
Bedouins or Malays. The state of different communities, in point of
|
|
culture and development, ranges downwards to a condition very little
|
|
above the highest of the beasts. The upward range, too, is
|
|
considerable, and the future possible extension vastly greater. A
|
|
community can only be developed out of one of these states into a
|
|
higher by a concourse of influences, among the principal of which is
|
|
the government to which they are subject. In all states of human
|
|
improvement ever yet attained, the nature and degree of authority
|
|
exercised over individuals, the distribution of power, and the
|
|
conditions of command and obedience, are the most powerful of the
|
|
influences, except their religious belief, which make them what they
|
|
are, and enable them to become what they can be. They may be stopped
|
|
short at any point in their progress by defective adaptation of
|
|
their government to that particular stage of advancement. And the
|
|
one indispensable merit of a government, in favour of which it may
|
|
be forgiven almost any amount of other demerit compatible with
|
|
progress, is that its operation on the people is favourable, or not
|
|
unfavourable, to the next step which it is necessary for them to take,
|
|
in order to raise themselves to a higher level.
|
|
|
|
Thus (to repeat a former example), a people in a state of savage
|
|
independence, in which every one lives for himself, exempt, unless
|
|
by fits, from any external control, is practically incapable of making
|
|
any progress in civilisation until it has learnt to obey. The
|
|
indispensable virtue, therefore, in a government which establishes
|
|
itself over a people of this sort is, that it make itself obeyed. To
|
|
enable it to do this, the constitution of the government must be
|
|
nearly, or quite, despotic. A constitution in any degree popular,
|
|
dependent on the voluntary surrender by the different members of the
|
|
community of their individual freedom of action, would fail to enforce
|
|
the first lesson which the pupils, in this stage of their progress,
|
|
require. Accordingly, the civilisation of such tribes, when not the
|
|
result of juxtaposition with others already civilised, is almost
|
|
always the work of an absolute ruler, deriving his power either from
|
|
religion or military prowess; very often from foreign arms.
|
|
|
|
Again, uncivilised races, and the bravest and most energetic still
|
|
more than the rest, are averse to continuous labour of an unexciting
|
|
kind. Yet all real civilisation is at this price; without such labour,
|
|
neither can the mind be disciplined into the habits required by
|
|
civilised society, nor the material world prepared to receive it.
|
|
There needs a rare concurrence of circumstances, and for that reason
|
|
often a vast length of time, to reconcile such a people to industry,
|
|
unless they are for a while compelled to it. Hence even personal
|
|
slavery, by giving a commencement to industrial life, and enforcing it
|
|
as the exclusive occupation of the most numerous portion of the
|
|
community, may accelerate the transition to a better freedom than that
|
|
of fighting and rapine. It is almost needless to say that this
|
|
excuse for slavery is only available in a very early state of society.
|
|
A civilised people have far other means of imparting civilisation to
|
|
those under their influence; and slavery is, in all its details, so
|
|
repugnant to that government of law, which is the foundation of all
|
|
modern life, and so corrupting to the master-class when they have once
|
|
come under civilised influences, that its adoption under any
|
|
circumstances whatever in modern society is a relapse into worse
|
|
than barbarism.
|
|
|
|
At some period, however, of their history, almost every people,
|
|
now civilised, have consisted, in majority, of slaves. A people in
|
|
that condition require to raise them out of it a very different polity
|
|
from a nation of savages. If they are energetic by nature, and
|
|
especially if there be associated with them in. the same community
|
|
an industrious class who are neither slaves nor slave-owners (as was
|
|
the case in Greece), they need, probably, no more to ensure their
|
|
improvement than to make them free: when freed, they may often be fit,
|
|
like Roman freedmen, to be admitted at once to the full rights of
|
|
citizenship. This, however, is not the normal condition of slavery,
|
|
and is generally a sign that it is becoming obsolete. A slave,
|
|
properly so called, is a being who has not learnt to help himself.
|
|
He is, no doubt, one step in advance of a savage. He has not the first
|
|
lesson of political society still to acquire. He has learnt to obey.
|
|
But what he obeys is only a direct command. It is the characteristic
|
|
of born slaves to be incapable of conforming their conduct to a
|
|
rule, or law. They can only do what they are ordered, and only when
|
|
they are ordered to do it. If a man whom they fear is standing over
|
|
them and threatening them with punishment, they obey; but when his
|
|
back is turned, the work remains undone. The motive determining them
|
|
must appeal not to their interests, but to their instincts;
|
|
immediate hope or immediate terror. A despotism, which may tame the
|
|
savage, will, in so far as it is a despotism, only confirm the
|
|
slaves in their incapacities. Yet a government under their own control
|
|
would be entirely unmanageable by them. Their improvement cannot
|
|
come from themselves, but must be superinduced from without. The
|
|
step which they have to take, and their only path to improvement, is
|
|
to be raised from a government of will to one of law. They have to
|
|
be taught self-government, and this, in its initial stage, means the
|
|
capacity to act on general instructions. What they require is not a
|
|
government of force, but one of guidance. Being, however, in too low a
|
|
state to yield to the guidance of any but those to whom they look up
|
|
as the possessors of force, the sort of government fittest for them is
|
|
one which possesses force, but seldom uses it: a parental despotism or
|
|
aristocracy, resembling the St. Simonian form of Socialism;
|
|
maintaining a general superintendence over all the operations of
|
|
society, so as to keep before each the sense of a present force
|
|
sufficient to compel his obedience to the rule laid down, but which,
|
|
owing to the impossibility of descending to regulate all the minutae
|
|
of industry and life, necessarily leaves and induces individuals to do
|
|
much of themselves. This, which may be termed the government of
|
|
leading-strings, seems to be the one required to carry such a people
|
|
the most rapidly through the next necessary step in social progress.
|
|
Such appears to have been the idea of the government of the Incas of
|
|
Peru; and such was that of the Jesuits of Paraguay. I need scarcely
|
|
remark that leading-strings are only admissible as a means of
|
|
gradually training the people to walk alone.
|
|
|
|
It would be out of place to carry the illustration further. To
|
|
attempt to investigate what kind of government is suited to every
|
|
known state of society would be to compose a treatise, not on
|
|
representative government, but on political science at large. For
|
|
our more limited purpose we borrow from political philosophy only
|
|
its general principles. To determine the form of government most
|
|
suited to any particular people, we must be able, among the defects
|
|
and shortcomings which belong to that people, to distinguish those
|
|
that are the immediate impediment to progress; to discover what it
|
|
is which (as it were) stops the way. The best government for them is
|
|
the one which tends most to give them that for want of which they
|
|
cannot advance, or advance only in a lame and lopsided manner. We must
|
|
not, however, forget the reservation necessary in all things which
|
|
have for their object improvement, or Progress; namely, that in
|
|
seeking the good which is needed, no damage, or as little as possible,
|
|
be done to that already possessed. A people of savages should be
|
|
taught obedience but not in such a manner as to convert them into a
|
|
people of slaves. And (to give the observation a higher generality)
|
|
the form of government which is most effectual for carrying a people
|
|
through the next stage of progress will still be very improper for
|
|
them if it does this in such a manner as to obstruct, or positively
|
|
unfit them for, the step next beyond. Such cases are frequent, and are
|
|
among the most melancholy facts in history. The Egyptian hierarchy,
|
|
the paternal despotism of China, were very fit instruments for
|
|
carrying those nations up to the point of civilisation which they
|
|
attained. But having reached that point, they were brought to a
|
|
permanent halt for want of mental liberty and individuality;
|
|
requisites of improvement which the institutions that had carried them
|
|
thus far entirely incapacitated them from acquiring; and as the
|
|
institutions did not break down and give place to others, further
|
|
improvement stopped.
|
|
|
|
In contrast with these nations, let us consider the example of an
|
|
opposite character afforded by another and a comparatively
|
|
insignificant Oriental people- the Jews. They, too, had an absolute
|
|
monarchy and a hierarchy, their organised institutions were as
|
|
obviously of sacerdotal origin as those of the Hindoos. These did
|
|
for them what was done for other Oriental races by their
|
|
institutions- subdued them to industry and order, and gave them a
|
|
national life. But neither their kings nor their priests ever
|
|
obtained, as in those other countries, the exclusive moulding of their
|
|
character. Their religion, which enabled persons of genius and a
|
|
high religious tone to be regarded and to regard themselves as
|
|
inspired from heaven, gave existence to an inestimably precious
|
|
unorganised institution- the Order (if it may be so termed) of
|
|
Prophets. Under the protection, generally though not always effectual,
|
|
of their sacred character, the Prophets were a power in the nation,
|
|
often more than a match for kings and priests, and kept up, in that
|
|
little corner of the earth, the antagonism of influences which is
|
|
the only real security for continued progress. Religion consequently
|
|
was not there what it has been in so many other places- a
|
|
consecration of all that was once established, and a barrier against
|
|
further improvement. The remark of a distinguished Hebrew, M.
|
|
Salvador, that the Prophets were, in Church and State, the
|
|
equivalent of the modern liberty of the press, gives a just but not an
|
|
adequate conception of the part fulfilled in national and universal
|
|
history by this great element of Jewish life; by means of which, the
|
|
canon of inspiration never being complete, the persons most eminent in
|
|
genius and moral feeling could not only denounce and reprobate, with
|
|
the direct authority of the Almighty, whatever appeared to them
|
|
deserving of such treatment, but could give forth better and higher
|
|
interpretations of the national religion, which thenceforth became
|
|
part of the religion. Accordingly, whoever can divest himself of the
|
|
habit of reading the Bible as if it was one book, which until lately
|
|
was equally inveterate in Christians and in unbelievers, sees with
|
|
admiration the vast interval between the morality and religion of
|
|
the Pentateuch, or even of the historical books (the unmistakable work
|
|
of Hebrew Conservatives of the sacerdotal order), and the morality and
|
|
religion of the Prophecies: a distance as wide as between these last
|
|
and the Gospels. Conditions more favourable to Progress could not
|
|
easily exist: accordingly, the Jews, instead of being stationary
|
|
like other Asiatics, were, next to the Greeks, the most progressive
|
|
people of antiquity, and, jointly with them, have been the
|
|
starting-point and main propelling agency of modern cultivation.
|
|
|
|
It is, then, impossible to understand the question of the adaptation
|
|
of forms of government to states of society without taking into
|
|
account not only the next step, but all the steps which society has
|
|
yet to make; both those which can be foreseen, and the far wider
|
|
indefinite range which is at present out of sight. It follows, that to
|
|
judge of the merits of forms of government, an ideal must be
|
|
constructed of the form of government most eligible in itself, that
|
|
is, which, if the necessary conditions existed for giving effect to
|
|
its beneficial tendencies, would, more than all others, favour and
|
|
promote not some one improvement, but all forms and degrees of it.
|
|
This having been done, we must consider what are the mental conditions
|
|
of all sorts, necessary to enable this government to realise its
|
|
tendencies, and what, therefore, are the various defects by which a
|
|
people is made incapable of reaping its benefits. It would then be
|
|
possible to construct a theorem of the circumstances in which that
|
|
form of government may wisely be introduced; and also to judge, in
|
|
cases in which it had better not be introduced, what inferior forms of
|
|
polity will best carry those communities through the intermediate
|
|
stages which they must traverse before they can become fit for the
|
|
best form of government.
|
|
|
|
Of these inquiries, the last does not concern us here; but the first
|
|
is an essential part of our subject: for we may, without rashness,
|
|
at once enunciate a proposition, the proofs and illustrations of which
|
|
will present themselves in the ensuing pages; that this ideally best
|
|
form of government will be found in some one or other variety of the
|
|
Representative System.
|
|
|
|
Chapter 3
|
|
|
|
That the ideally best Form of Government is Representative
|
|
Government.
|
|
|
|
IT HAS long (perhaps throughout the entire duration of British
|
|
freedom) been a common saying, that if a good despot could be ensured,
|
|
despotic monarchy would be the best form of government. I look upon
|
|
this as a radical and most pernicious misconception of what good
|
|
government is; which, until it can be got rid of, will fatally vitiate
|
|
all our speculations on government.
|
|
|
|
The supposition is, that absolute power, in the hands of an
|
|
eminent individual, would ensure a virtuous and intelligent
|
|
performance of all the duties of government. Good laws would be
|
|
established and enforced, bad laws would be reformed; the best men
|
|
would be placed in all situations of trust; justice would be as well
|
|
administered, the public burthens would be as light and as judiciously
|
|
imposed, every branch of administration would be as purely and as
|
|
intelligently conducted, as the circumstances of the country and its
|
|
degree of intellectual and moral cultivation would admit. I am
|
|
willing, for the sake of the argument, to concede all this; but I must
|
|
point out how great the concession is; how much more is needed to
|
|
produce even an approximation to these results than is conveyed in the
|
|
simple expression, a good despot. Their realisation would in fact
|
|
imply, not merely a good monarch, but an all-seeing one. He must be at
|
|
all times informed correctly, in considerable detail, of the conduct
|
|
and working of every branch of administration, in every district of
|
|
the country, and must be able, in the twenty-four hours per day
|
|
which are all that is granted to a king as to the humblest labourer,
|
|
to give an effective share of attention and superintendence to all
|
|
parts of this vast field; or he must at least be capable of discerning
|
|
and choosing out, from among the mass of his subjects, not only a
|
|
large abundance of honest and able men, fit to conduct every branch of
|
|
public administration under supervision and control, but also the
|
|
small number of men of eminent virtues and talents who can be
|
|
trusted not only to do without that supervision, but to exercise it
|
|
themselves over others. So extraordinary are the faculties and
|
|
energies required for performing this task in any supportable
|
|
manner, that the good despot whom we are supposing can hardly be
|
|
imagined as consenting to undertake it, unless as a refuge from
|
|
intolerable evils, and a transitional preparation for something
|
|
beyond. But the argument can do without even this immense item in
|
|
the account. Suppose the difficulty vanquished. What should we then
|
|
have? One man of superhuman mental activity managing the entire
|
|
affairs of a mentally passive people. Their passivity is implied in
|
|
the very idea of absolute power. The nation as a whole, and every
|
|
individual composing it, are without any potential voice in their
|
|
own destiny. They exercise no will in respect to their collective
|
|
interests. All is decided for them by a will not their own, which it
|
|
is legally a crime for them to disobey.
|
|
|
|
What sort of human beings can be formed under such a regimen? What
|
|
development can either their thinking or their active faculties attain
|
|
under it? On matters of pure theory they might perhaps be allowed to
|
|
speculate, so long as their speculations either did not approach
|
|
politics, or had not the remotest connection with its practice. On
|
|
practical affairs they could at most be only suffered to suggest;
|
|
and even under the most moderate of despots, none but persons of
|
|
already admitted or reputed superiority could hope that their
|
|
suggestions would be known to, much less regarded by, those who had
|
|
the management of affairs. A person must have a very unusual taste for
|
|
intellectual exercise in and for itself, who will put himself to the
|
|
trouble of thought when it is to have no outward effect, or qualify
|
|
himself for functions which he has no chance of being allowed to
|
|
exercise. The only sufficient incitement to mental exertion, in any
|
|
but a few minds in a generation, is the prospect of some practical use
|
|
to be made of its results. It does not follow that the nation will
|
|
be wholly destitute of intellectual power. The common business of
|
|
life, which must necessarily be performed by each individual or family
|
|
for themselves, will call forth some amount of intelligence and
|
|
practical ability, within a certain narrow range of ideas. There may
|
|
be a select class of savants, who cultivate science with a view to its
|
|
physical uses, or for the pleasure of the pursuit. There will be a
|
|
bureaucracy, and persons in training for the bureaucracy, who will
|
|
be taught at least some empirical maxims of government and public
|
|
administration. There may be, and often has been, a systematic
|
|
organisation of the best mental power in the country in some special
|
|
direction (commonly military) to promote the grandeur of the despot.
|
|
But the public at large remain without information and without
|
|
interest on all greater matters of practice; or, if they have any
|
|
knowledge of them, it is but a dilettante knowledge, like that which
|
|
people have of the mechanical arts who have never handled a tool.
|
|
|
|
Nor is it only in their intelligence that they suffer. Their moral
|
|
capacities are equally stunted. Wherever the sphere of action of human
|
|
beings is artificially circumscribed, their sentiments are narrowed
|
|
and dwarfed in the same proportion. The food of feeling is action:
|
|
even domestic affection lives upon voluntary good offices. Let a
|
|
person have nothing to do for his country, and he will not care for
|
|
it. It has been said of old, that in a despotism there is at most
|
|
but one patriot, the despot himself; and the saying rests on a just
|
|
appreciation of the effects of absolute subjection, even to a good and
|
|
wise master. Religion remains: and here at least, it may be thought,
|
|
is an agency that may be relied on for lifting men's eyes and minds
|
|
above the dust at their feet. But religion, even supposing it to
|
|
escape perversion for the purposes of despotism, ceases in these
|
|
circumstances to be a social concern, and narrows into a personal
|
|
affair between an individual and his Maker, in which the issue at
|
|
stake is but his private salvation. Religion in this shape is quite
|
|
consistent with the most selfish and contracted egoism, and identifies
|
|
the votary as little in feeling with the rest of his kind as
|
|
sensuality itself.
|
|
|
|
A good despotism means a government in which, so far as depends on
|
|
the despot, there is no positive oppression by officers of state,
|
|
but in which all the collective interests of the people are managed
|
|
for them, all the thinking that has relation to collective interests
|
|
done for them, and in which their minds are formed by, and
|
|
consenting to, this abdication of their own energies. Leaving things
|
|
to the Government, like leaving them to Providence, is synonymous with
|
|
caring nothing about them, and accepting their results, when
|
|
disagreeable, as visitations of Nature. With the exception, therefore,
|
|
of a few studious men who take an intellectual interest in speculation
|
|
for its own sake, the intelligence and sentiments of the whole
|
|
people are given up to the material interests, and, when these are
|
|
provided for, to the amusement and ornamentation, of private life. But
|
|
to say this is to say, if the whole testimony of history is worth
|
|
anything, that the era of national decline has arrived: that is, if
|
|
the nation had ever attained anything to decline from. If it has never
|
|
risen above the condition of an Oriental people, in that condition
|
|
it continues to stagnate. But if, like Greece or Rome, it had realised
|
|
anything higher, through the energy, patriotism, and enlargement of
|
|
mind, which as national qualities are the fruits solely of freedom, it
|
|
relapses in a few generations into the Oriental state. And that
|
|
state does not mean stupid tranquillity, with security against
|
|
change for the worse; it often means being overrun, conquered, and
|
|
reduced to domestic slavery, either by a stronger despot, or by the
|
|
nearest barbarous people who retain along with their savage rudeness
|
|
the energies of freedom.
|
|
|
|
Such are not merely the natural tendencies, but the inherent
|
|
necessities of despotic government; from which there is no outlet,
|
|
unless in so far as the despotism consents not to be despotism; in
|
|
so far as the supposed good despot abstains from exercising his power,
|
|
and, though holding it in reserve, allows the general business of
|
|
government to go on as if the people really governed themselves.
|
|
However little probable it may be, we may imagine a despot observing
|
|
many of the rules and restraints of constitutional government. He
|
|
might allow such freedom of the press and of discussion as would
|
|
enable a public opinion to form and express itself on national
|
|
affairs. He might suffer local interests to be managed, without the
|
|
interference of authority, by the people themselves. He might even
|
|
surround himself with a council or councils of government, freely
|
|
chosen by the whole or some portion of the nation; retaining in his
|
|
own hands the power of taxation, and the supreme legislative as well
|
|
as executive authority. Were he to act thus, and so far abdicate as
|
|
a despot, he would do away with a considerable part of the evils
|
|
characteristic of despotism. Political activity and capacity for
|
|
public affairs would no longer be prevented from growing up in the
|
|
body of the nation; and a public opinion would form itself not the
|
|
mere echo of the government. But such improvement would be the
|
|
beginning of new difficulties. This public opinion, independent of the
|
|
monarch's dictation, must be either with him or against him; if not
|
|
the one, it will be the other. All governments must displease many
|
|
persons, and these having now regular organs, and being able to
|
|
express their sentiments, opinions adverse to the measures of
|
|
government would often be expressed. What is the monarch to do when
|
|
these unfavourable opinions happen to be in the majority? Is he to
|
|
alter his course? Is he to defer to the nation? If so, he is no longer
|
|
a despot, but a constitutional king; an organ or first minister of the
|
|
people, distinguished only by being irremovable. If not, he must
|
|
either put down opposition by his despotic power, or there will
|
|
arise a permanent antagonism between the people and one man, which can
|
|
have but one possible ending. Not even a religious principle of
|
|
passive obedience and "right divine" would long ward off the natural
|
|
consequences of such a position. The monarch would have to succumb,
|
|
and conform to the conditions of constitutional royalty, or give place
|
|
to some one who would. The despotism, being thus chiefly nominal,
|
|
would possess few of the advantages supposed to belong to absolute
|
|
monarchy; while it would realise in a very imperfect degree those of a
|
|
free government; since however great an amount of liberty the citizens
|
|
might practically enjoy, they could never forget that they held it
|
|
on sufferance, and by a concession which under the existing
|
|
constitution of the state might at any moment be resumed; that they
|
|
were legally slaves, though of a prudent, or indulgent, master.
|
|
|
|
It is not much to be wondered at if impatient or disappointed
|
|
reformers, groaning under the impediments opposed to the most salutary
|
|
public improvements by the ignorance, the indifference, the
|
|
intractableness, the perverse obstinacy of a people, and the corrupt
|
|
combinations of selfish private interests armed with the powerful
|
|
weapons afforded by free institutions, should at times sigh for a
|
|
strong hand to bear down all these obstacles, and compel a
|
|
recalcitrant people to be better governed. But (setting aside the
|
|
fact, that for one despot who now and then reforms an abuse, there are
|
|
ninety-nine who do nothing but create them) those who look in any such
|
|
direction for the realisation of their hopes leave out of the idea
|
|
of good government its principal element, the improvement of the
|
|
people themselves. One of the benefits of freedom is that under it the
|
|
ruler cannot pass by the people's minds, and amend their affairs for
|
|
them without amending them. If it were possible for the people to be
|
|
well governed in spite of themselves, their good government would last
|
|
no longer than the freedom of a people usually lasts who have been
|
|
liberated by foreign arms without their own co-operation. It is
|
|
true, a despot may educate the people; and to do so really, would be
|
|
the best apology for his despotism. But any education which aims at
|
|
making human beings other than machines, in the long run makes them
|
|
claim to have the control of their own actions. The leaders of
|
|
French philosophy in the eighteenth century had been educated by the
|
|
Jesuits. Even Jesuit education, it seems, was sufficiently real to
|
|
call forth the appetite for freedom. Whatever invigorates the
|
|
faculties, in however small a measure, creates an increased desire for
|
|
their more unimpeded exercise; and a popular education is a failure,
|
|
if it educates the people for any state but that which it will
|
|
certainly induce them to desire, and most probably to demand.
|
|
|
|
I am far from condemning, in cases of extreme exigency, the
|
|
assumption of absolute power in the form of a temporary
|
|
dictatorship. Free nations have, in times of old, conferred such power
|
|
by their own choice, as a necessary medicine for diseases of the
|
|
body politic which could not be got rid of by less violent means.
|
|
But its acceptance, even for a time strictly limited, can only be
|
|
excused, if, like Solon or Pittacus, the dictator employs the whole
|
|
power he assumes in removing the obstacles which debar the nation from
|
|
the enjoyment of freedom. A good despotism is an altogether false
|
|
ideal, which practically (except as a means to some temporary purpose)
|
|
becomes the most senseless and dangerous of chimeras. Evil for evil, a
|
|
good despotism, in a country at all advanced in civilisation, is
|
|
more noxious than a bad one; for it is far more relaxing and
|
|
enervating to the thoughts, feelings, and energies of the people.
|
|
The despotism of Augustus prepared the Romans for Tiberius. If the
|
|
whole tone of their character had not first been prostrated by
|
|
nearly two generations of that mild slavery, they would probably
|
|
have had spirit enough left to rebel against the more odious one.
|
|
|
|
There is no difficulty in showing that the ideally best form of
|
|
government is that in which the sovereignty, or supreme controlling
|
|
power in the last resort, is vested in the entire aggregate of the
|
|
community; every citizen not only having a voice in the exercise of
|
|
that ultimate sovereignty, but being, at least occasionally, called on
|
|
to take an actual part in the government, by the personal discharge of
|
|
some public function, local or general.
|
|
|
|
To test this proposition, it has to be examined in reference to
|
|
the two branches into which, as pointed out in the last chapter, the
|
|
inquiry into the goodness of a government conveniently divides itself,
|
|
namely, how far it promotes the good management of the affairs of
|
|
society by means of the existing faculties, moral, intellectual, and
|
|
active, of its various members, and what is its effect in improving or
|
|
deteriorating those faculties.
|
|
|
|
The ideally best form of government, it is scarcely necessary to
|
|
say, does not mean one which is practicable or eligible in all
|
|
states of civilisation, but the one which, in the circumstances in
|
|
which it is practicable and eligible, is attended with the greatest
|
|
amount of beneficial consequences, immediate and prospective. A
|
|
completely popular government is the only polity which can make out
|
|
any claim to this character. It is pre-eminent in both the departments
|
|
between which the excellence of a political constitution is divided.
|
|
It is both more favourable to present good government, and promotes
|
|
a better and higher form of national character, than any other
|
|
polity whatsoever.
|
|
|
|
Its superiority in reference to present well-being rests upon two
|
|
principles, of as universal truth and applicability as any general
|
|
propositions which can be laid down respecting human affairs. The
|
|
first is, that the rights and interests of every or any person are
|
|
only secure from being disregarded when the person interested is
|
|
himself able, and habitually disposed, to stand up for them. The
|
|
second is, that the general prosperity attains a greater height, and
|
|
is more widely diffused, in proportion to the amount and variety of
|
|
the personal energies enlisted in promoting it.
|
|
|
|
Putting these two propositions into a shape more special to their
|
|
present application; human beings are only secure from evil at the
|
|
hands of others in proportion as they have the power of being, and
|
|
are, self-protecting; and they only achieve a high degree of success
|
|
in their struggle with Nature in proportion as they are
|
|
self-dependent, relying on what they themselves can do, either
|
|
separately or in concert, rather than on what others do for them.
|
|
|
|
The former proposition- that each is the only safe guardian of his
|
|
own rights and interests- is one of those elementary maxims of
|
|
prudence, which every person, capable of conducting his own affairs,
|
|
implicitly acts upon, wherever he himself is interested. Many, indeed,
|
|
have a great dislike to it as a political doctrine, and are fond of
|
|
holding it up to obloquy, as a doctrine of universal selfishness. To
|
|
which we may answer, that whenever it ceases to be true that
|
|
mankind, as a rule, prefer themselves to others, and those nearest
|
|
to them to those more remote, from that moment Communism is not only
|
|
practicable, but the only defensible form of society; and will, when
|
|
that time arrives, be assuredly carried into effect. For my own
|
|
part, not believing in universal selfishness, I have no difficulty
|
|
in admitting that Communism would even now be practicable among the
|
|
elite of mankind, and may become so among the rest. But as this
|
|
opinion is anything but popular with those defenders of existing
|
|
institutions who find fault with the doctrine of the general
|
|
predominance of self-interest, I am inclined to think they do in
|
|
reality believe that most men consider themselves before other people.
|
|
It is not, however, necessary to affirm even thus much in order to
|
|
support the claim of all to participate in the sovereign power. We
|
|
need not suppose that when power resides in an exclusive class, that
|
|
class will knowingly and deliberately sacrifice the other classes to
|
|
themselves: it suffices that, in the absence of its natural defenders,
|
|
the interest of the excluded is always in danger of being
|
|
overlooked; and, when looked at, is seen with very different eyes from
|
|
those of the persons whom it directly concerns.
|
|
|
|
In this country, for example, what are called the working classes
|
|
may be considered as excluded from all direct participation in the
|
|
government. I do not believe that the classes who do participate in it
|
|
have in general any intention of sacrificing the working classes to
|
|
themselves. They once had that intention; witness the persevering
|
|
attempts so long made to keep down wages by law. But in the present
|
|
day their ordinary disposition is the very opposite: they willingly
|
|
make considerable sacrifices, especially of their pecuniary
|
|
interest, for the benefit of the working classes, and err rather by
|
|
too lavish and indiscriminating beneficence; nor do I believe that any
|
|
rulers in history have been actuated by a more sincere desire to do
|
|
their duty towards the poorer portion of their countrymen. Yet does
|
|
Parliament, or almost any of the members composing it, ever for an
|
|
instant look at any question with the eyes of a working man? When a
|
|
subject arises in which the labourers as such have an interest, is
|
|
it regarded from any point of view but that of the employers of
|
|
labour? I do not say that the working men's view of these questions is
|
|
in general nearer to the truth than the other: but it is sometimes
|
|
quite as near; and in any case it ought to be respectfully listened
|
|
to, instead of being, as it is, not merely turned away from, but
|
|
ignored. On the question of strikes, for instance, it is doubtful if
|
|
there is so much as one among the leading members of either House
|
|
who is not firmly convinced that the reason of the matter is
|
|
unqualifiedly on the side of the masters, and that the men's view of
|
|
it is simply absurd. Those who have studied the question know well how
|
|
far this is from being the case; and in how different, and how
|
|
infinitely less superficial a manner the point would have to be
|
|
argued, if the classes who strike were able to make themselves heard
|
|
in Parliament.
|
|
|
|
It is an adherent condition of human affairs that no intention,
|
|
however sincere, of protecting the interests of others can make it
|
|
safe or salutary to tie up their own hands. Still more obviously
|
|
true is it, that by their own hands only can any positive and
|
|
durable improvement of their circumstances in life be worked out.
|
|
Through the joint influence of these two principles, all free
|
|
communities have both been more exempt from social injustice and
|
|
crime, and have attained more brilliant prosperity, than any others,
|
|
or than they themselves after they lost their freedom. Contrast the
|
|
free states of the world, while their freedom lasted, with the
|
|
cotemporary subjects of monarchical or oligarchical despotism: the
|
|
Greek cities with the Persian satrapies; the Italian republics and the
|
|
free towns of Flanders and Germany, with the feudal monarchies of
|
|
Europe; Switzerland, Holland, and England, with Austria or
|
|
anterevolutionary France. Their superior prosperity was too obvious
|
|
ever to have been gainsaid: while their superiority in good government
|
|
and social relations is proved by the prosperity, and is manifest
|
|
besides in every page of history. If we compare, not one age with
|
|
another, but the different governments which co-existed in the same
|
|
age, no amount of disorder which exaggeration itself can pretend to
|
|
have existed amidst the publicity of the free states can be compared
|
|
for a moment with the contemptuous trampling upon the mass of the
|
|
people which pervaded the whole life of the monarchical countries,
|
|
or the disgusting individual tyranny which was of more than daily
|
|
occurrence under the systems of plunder which they called fiscal
|
|
arrangements, and in the secrecy of their frightful courts of justice.
|
|
|
|
It must be acknowledged that the benefits of freedom, so far as they
|
|
have hitherto been enjoyed, were obtained by the extension of its
|
|
privileges to a part only of the community; and that a government in
|
|
which they are extended impartially to all is a desideratum still
|
|
unrealised. But though every approach to this has an independent
|
|
value, and in many cases more than an approach could not, in the
|
|
existing state of general improvement, be made, the participation of
|
|
all in these benefits is the ideally perfect conception of free
|
|
government. In proportion as any, no matter who, are excluded from it,
|
|
the interests of the excluded are left without the guarantee
|
|
accorded to the rest, and they themselves have less scope and
|
|
encouragement than they might otherwise have to that exertion of their
|
|
energies for the good of themselves and of the community, to which the
|
|
general prosperity is always proportioned.
|
|
|
|
Thus stands the case as regards present well-being; the good
|
|
management of the affairs of the existing generation. If we now pass
|
|
to the influence of the form of government upon character, we shall
|
|
find the superiority of popular government over every other to be,
|
|
if possible, still more decided and indisputable.
|
|
|
|
This question really depends upon a still more fundamental one,
|
|
viz., which of two common types of character, for the general good
|
|
of humanity, it is most desirable should predominate- the active, or
|
|
the passive type; that which struggles against evils, or that which
|
|
endures them; that which bends to circumstances, or that which
|
|
endeavours to make circumstances bend to itself.
|
|
|
|
The commonplaces of moralists, and the general sympathies of
|
|
mankind, are in favour of the passive type. Energetic characters may
|
|
be admired, but the acquiescent and submissive are those which most
|
|
men personally prefer. The passiveness of our neighbours increases our
|
|
sense of security, and plays into the hands of our wilfulness. Passive
|
|
characters, if we do not happen to need their activity, seem an
|
|
obstruction the less in our own path. A contented character is not a
|
|
dangerous rival. Yet nothing is more certain than that improvement
|
|
in human affairs is wholly the work of the uncontented characters;
|
|
and, moreover, that it is much easier for an active mind to acquire
|
|
the virtues of patience than for a passive one to assume those of
|
|
energy.
|
|
|
|
Of the three varieties of mental excellence, intellectual,
|
|
practical, and moral, there never could be any doubt in regard to
|
|
the first two which side had the advantage. All intellectual
|
|
superiority is the fruit of active effort. Enterprise, the desire to
|
|
keep moving, to be trying and accomplishing new things for our own
|
|
benefit or that of others, is the parent even of speculative, and much
|
|
more of practical, talent. The intellectual culture compatible with
|
|
the other type is of that feeble and vague description which belongs
|
|
to a mind that stops at amusement, or at simple contemplation. The
|
|
test of real and vigourous thinking, the thinking which ascertains
|
|
truths instead of dreaming dreams, is successful application to
|
|
practice. Where that purpose does not exist, to give definiteness,
|
|
precision, and an intelligible meaning to thought, it generates
|
|
nothing better than the mystical metaphysics of the Pythagoreans or
|
|
the Vedas. With respect to practical improvement, the case is still
|
|
more evident. The character which improves human life is that which
|
|
struggles with natural powers and tendencies, not that which gives way
|
|
to them. The self-benefiting qualities are all on the side of the
|
|
active and energetic character: and the habits and conduct which
|
|
promote the advantage of each individual member of the community
|
|
must be at least a part of those which conduce most in the end to
|
|
the advancement of the community as a whole.
|
|
|
|
But on the point of moral preferability, there seems at first
|
|
sight to be room for doubt. I am not referring to the religious
|
|
feeling which has so generally existed in favour of the inactive
|
|
character, as being more in harmony with the submission due to the
|
|
divine will. Christianity as well as other religions has fostered this
|
|
sentiment; but it is the prerogative of Christianity, as regards
|
|
this and many other perversions, that it is able to throw them off.
|
|
Abstractedly from religious considerations, a passive character, which
|
|
yields to obstacles instead of striving to overcome them, may not
|
|
indeed be very useful to others, no more than to itself, but it
|
|
might be expected to be at least inoffensive. Contentment is always
|
|
counted among the moral virtues. But it is a complete error to suppose
|
|
that contentment is necessarily or naturally attendant on passivity of
|
|
character; and useless it is, the moral consequences are
|
|
mischievous. Where there exists a desire for advantages not possessed,
|
|
the mind which does not potentially possess them by means of its own
|
|
energies is apt to look with hatred and malice on those who do. The
|
|
person bestirring himself with hopeful prospects to improve his
|
|
circumstances is the one who feels good-will towards others engaged
|
|
in, or who have succeeded in, the same pursuit. And where the majority
|
|
are so engaged, those who do not attain the object have had the tone
|
|
given to their feelings by the general habit of the country, and
|
|
ascribe their failure to want of effort or opportunity, or to their
|
|
personal ill luck. But those who, while desiring what others
|
|
possess, put no energy into striving for it, are either incessantly
|
|
grumbling that fortune does not do for them what they do not attempt
|
|
to do for themselves, or overflowing with envy and ill-will towards
|
|
those who possess what they would like to have.
|
|
|
|
In proportion as success in life is seen or believed to be the fruit
|
|
of fatality or accident, and not of exertion, in that same ratio
|
|
does envy develop itself as a point of national character. The most
|
|
envious of all mankind are the Orientals. In Oriental moralists, in
|
|
Oriental tales, the envious man is remarkably prominent. In real life,
|
|
he is the terror of all who possess anything desirable, be it a
|
|
palace, a handsome child, or even good health and spirits: the
|
|
supposed effect of his mere look constitutes the all-pervading
|
|
superstition of the evil eye. Next to Orientals in envy, as in
|
|
activity, are some of the Southern Europeans. The Spaniards pursued
|
|
all their great men with it, embittered their lives, and generally
|
|
succeeded in putting an early stop to their successes.* With the
|
|
French, who are essentially a southern people, the double education of
|
|
despotism and Catholicism has, in spite of their impulsive
|
|
temperament, made submission and endurance the common character of the
|
|
people, and their most received notion of wisdom and excellence: and
|
|
if envy of one another, and of all superiority, is not more rife among
|
|
them than it is, the circumstance must be ascribed to the many
|
|
valuable counteracting elements in the French character, and most of
|
|
all to the great individual energy which, though less persistent and
|
|
more intermittent than in the self-helping and struggling
|
|
Anglo-Saxons, has nevertheless manifested itself among the French in
|
|
nearly every direction in which the operation of their institutions
|
|
has been favourable to it.
|
|
|
|
* I limit the expression to past time, because I would say nothing
|
|
derogatory of a great, and now at last a free, people, who are
|
|
entering into the general movement of European progress with a
|
|
vigour which bids fair to make up rapidly the ground they have lost.
|
|
No one can doubt what Spanish intellect and energy are capable of; and
|
|
their faults as a people are chiefly those for which freedom and
|
|
industrial ardour are a real specific.
|
|
|
|
There are, no doubt, in all countries, really contented
|
|
characters, who not merely do not seek, but do not desire, what they
|
|
do not already possess, and these naturally bear no ill-will towards
|
|
such as have apparently a more favoured lot. But the great mass of
|
|
seeming contentment is real discontent, combined with indolence or
|
|
self-indulgence, which, while taking no legitimate means of raising
|
|
itself, delights in bringing others down to its own level. And if we
|
|
look narrowly even at the cases of innocent contentment, we perceive
|
|
that they only win our admiration when the indifference is solely to
|
|
improvement in outward circumstances, and there is a striving for
|
|
perpetual advancement in spiritual worth, or at least a
|
|
disinterested zeal to benefit others. The contented man, or the
|
|
contented family, who have no ambition to make any one else happier,
|
|
to promote the good of their country or their neighbourhood, or to
|
|
improve themselves in moral excellence, excite in us neither
|
|
admiration nor approval. We rightly ascribe this sort of contentment
|
|
to mere unmanliness and want of spirit. The content which we approve
|
|
is an ability to do cheerfully without what cannot be had, a just
|
|
appreciation of the comparative value of different objects of
|
|
desire, and a willing renunciation of the less when incompatible
|
|
with the greater. These, however, are excellences more natural to
|
|
the character, in proportion as it is actively engaged in the
|
|
attempt to improve its own or some other lot. He who is continually
|
|
measuring his energy against difficulties learns what are the
|
|
difficulties insuperable to him, and what are those which, though he
|
|
might overcome, the success is not worth the cost. He whose thoughts
|
|
and activities are all needed for, and habitually employed in,
|
|
practicable and useful enterprises, is the person of all others
|
|
least likely to let his mind dwell with brooding discontent upon
|
|
things either not worth attaining, or which are not so to him. Thus
|
|
the active, self-helping character is not only intrinsically the best,
|
|
but is the likeliest to acquire all that is really excellent or
|
|
desirable in the opposite type.
|
|
|
|
The striving, go-ahead character of England and the United States is
|
|
only a fit subject of disapproving criticism on account of the very
|
|
secondary objects on which it commonly expends its strength. In itself
|
|
it is the foundation of the best hopes for the general improvement
|
|
of mankind. It has been acutely remarked that whenever anything goes
|
|
amiss the habitual impulse of French people is to say, "ll faut de
|
|
la patience"; and of English people, "What a shame." The people who
|
|
think it a shame when anything goes wrong- who rush to the conclusion
|
|
that the evil could and ought to have been prevented, are those who,
|
|
in the long run, do most to make the world better. If the desires
|
|
are low placed, if they extend to little beyond physical comfort,
|
|
and the show of riches, the immediate results of the energy will not
|
|
be much more than the continual extension of man's power over material
|
|
objects; but even this makes room, and prepares the mechanical
|
|
appliances, for the greatest intellectual and social achievements; and
|
|
while the energy is there, some persons will apply it, and it will
|
|
be applied more and more, to the perfecting not of outward
|
|
circumstances alone, but of man's inward nature. Inactivity,
|
|
unaspiringness, absence of desire, are a more fatal hindrance to
|
|
improvement than any misdirection of energy; and are that through
|
|
which alone, when existing in the mass, any very formidable
|
|
misdirection by an energetic few becomes possible. It is this, mainly,
|
|
which retains in a savage or semi-savage state the great majority of
|
|
the human race.
|
|
|
|
Now there can be no kind of doubt that the passive type of character
|
|
is favoured by the government of one or a few, and the active
|
|
self-helping type by that of the Many. Irresponsible rulers need the
|
|
quiescence of the ruled more than they need any activity but that
|
|
which they can compel. Submissiveness to the prescriptions of men as
|
|
necessities of nature is the lesson inculcated by all governments upon
|
|
those who are wholly without participation in them. The will of
|
|
superiors, and the law as the will of superiors, must be passively
|
|
yielded to. But no men are mere instruments or materials in the
|
|
hands of their rulers who have will or spirit or a spring of
|
|
internal activity in the rest of their proceedings: and any
|
|
manifestation of these qualities, instead of receiving encouragement
|
|
from despots, has to get itself forgiven by them. Even when
|
|
irresponsible rulers are not sufficiently conscious of danger from the
|
|
mental activity of their subjects to be desirous of repressing it, the
|
|
position itself is a repression. Endeavour is even more effectually
|
|
restrained by the certainty of its impotence than by any positive
|
|
discouragement. Between subjection to the will of others, and the
|
|
virtues of self-help and self-government, there is a natural
|
|
incompatibility. This is more or less complete, according as the
|
|
bondage is strained or relaxed. Rulers differ very much in the
|
|
length to which they carry the control of the free agency of their
|
|
subjects, or the supersession of it by managing their business for
|
|
them. But the difference is in degree, not in principle; and the
|
|
best despots often go the greatest lengths in chaining up the free
|
|
agency of their subjects. A bad despot, when his own personal
|
|
indulgences have been provided for, may sometimes be willing to let
|
|
the people alone; but a good despot insists on doing them good, by
|
|
making them do their own business in a better way than they themselves
|
|
know of. The regulations which restricted to fixed processes all the
|
|
leading branches of French manufactures were the work of the great
|
|
Colbert.
|
|
|
|
Very different is the state of the human faculties where a human
|
|
being feels himself under no other external restraint than the
|
|
necessities of nature, or mandates of society which he has his share
|
|
in imposing, and which it is open to him, if he thinks them wrong,
|
|
publicly to dissent from, and exert himself actively to get altered.
|
|
No doubt, under a government partially popular, this freedom may be
|
|
exercised even by those who are not partakers in the full privileges
|
|
of citizenship. But it is a great additional stimulus to any one's
|
|
self-help and self-reliance when he starts from even ground, and has
|
|
not to feel that his success depends on the impression he can make
|
|
upon the sentiments and dispositions of a body of whom he is not
|
|
one. It is a great discouragement to an individual, and a still
|
|
greater one to a class, to be left out of the constitution; to be
|
|
reduced to plead from outside the door to the arbiters of their
|
|
destiny, not taken into consultation within. The maximum of the
|
|
invigorating effect of freedom upon the character is only obtained
|
|
when the person acted on either is, or is looking forward to becoming,
|
|
a citizen as fully privileged as any other.
|
|
|
|
What is still more important than even this matter of feeling is the
|
|
practical discipline which the character obtains from the occasional
|
|
demand made upon the citizens to exercise, for a time and in their
|
|
turn, some social function. It is not sufficiently considered how
|
|
little there is in most men's ordinary life to give any largeness
|
|
either to their conceptions or to their sentiments. Their work is a
|
|
routine; not a labour of love, but of self-interest in the most
|
|
elementary form, the satisfaction of daily wants; neither the thing
|
|
done, nor the process of doing it, introduces the mind to thoughts
|
|
or feelings extending beyond individuals; if instructive books are
|
|
within their reach, there is no stimulus to read them; and in most
|
|
cases the individual has no access to any person of cultivation much
|
|
superior to his own. Giving him something to do for the public,
|
|
supplies, in a measure, all these deficiencies. If circumstances allow
|
|
the amount of public duty assigned him to be considerable, it makes
|
|
him an educated man. Notwithstanding the defects of the social
|
|
system and moral ideas of antiquity, the practice of the dicastery and
|
|
the ecclesia raised the intellectual standard of an average Athenian
|
|
citizen far beyond anything of which there is yet an example in any
|
|
other mass of men, ancient or modern. The proofs of this are
|
|
apparent in every page of our great historian of Greece; but we need
|
|
scarcely look further than to the high quality of the addresses
|
|
which their great orators deemed best calculated to act with effect on
|
|
their understanding and will. A benefit of the same kind, though far
|
|
less in degree, is produced on Englishmen of the lower middle class by
|
|
their liability to be placed on juries and to serve parish offices;
|
|
which, though it does not occur to so many, nor is so continuous,
|
|
nor introduces them to so great a variety of elevated
|
|
considerations, as to admit of comparison with the public education
|
|
which every citizen of Athens obtained from her democratic
|
|
institutions, must make them nevertheless very different beings, in
|
|
range of ideas and development of faculties, from those who have
|
|
done nothing in their lives but drive a quill, or sell goods over a
|
|
counter.
|
|
|
|
Still more salutary is the moral part of the instruction afforded by
|
|
the participation of the private citizen, if even rarely, in public
|
|
functions. He is called upon, while so engaged, to weigh interests not
|
|
his own; to be guided, in case of conflicting claims, by another
|
|
rule than his private partialities; to apply, at every turn,
|
|
principles and maxims which have for their reason of existence the
|
|
common good: and he usually finds associated with him in the same work
|
|
minds more familiarised than his own with these ideas and
|
|
operations, whose study it will be to supply reasons to his
|
|
understanding, and stimulation to his feeling for the general
|
|
interest. He is made to feel himself one of the public, and whatever
|
|
is for their benefit to be for his benefit. Where this school of
|
|
public spirit does not exist, scarcely any sense is entertained that
|
|
private persons, in no eminent social situation, owe any duties to
|
|
society, except to obey the laws and submit to the government. There
|
|
is no unselfish sentiment of identification with the public. Every
|
|
thought or feeling, either of interest or of duty, is absorbed in
|
|
the individual and in the family. The man never thinks of any
|
|
collective interest, of any objects to be pursued jointly with others,
|
|
but only in competition with them, and in some measure at their
|
|
expense. A neighbour, not being an ally or an associate, since he is
|
|
never engaged in any common undertaking for joint benefit, is
|
|
therefore only a rival. Thus even private morality suffers, while
|
|
public is actually extinct. Were this the universal and only
|
|
possible state of things, the utmost aspirations of the lawgiver or
|
|
the moralist could only stretch to make the bulk of the community a
|
|
flock of sheep innocently nibbling the grass side by side.
|
|
|
|
From these accumulated considerations it is evident that the only
|
|
government which can fully satisfy all the exigencies of the social
|
|
state is one in which the whole people participate; that any
|
|
participation, even in the smallest public function, is useful; that
|
|
the participation should everywhere be as great as the general
|
|
degree of improvement of the community will allow; and that nothing
|
|
less can be ultimately desirable than the admission of all to a
|
|
share in the sovereign power of the state. But since all cannot, in
|
|
a community exceeding a single small town, participate personally in
|
|
any but some very minor portions of the public business, it follows
|
|
that the ideal type of a perfect government must be representative.
|
|
|
|
Chapter 4
|
|
|
|
Under what Social Conditions Representative Government is
|
|
Inapplicable.
|
|
|
|
WE HAVE recognised in representative government the ideal type of
|
|
the most perfect polity, for which, in consequence, any portion of
|
|
mankind are better adapted in proportion to their degree of general
|
|
improvement. As they range lower and lower in development, that form
|
|
of government will be, generally speaking, less suitable to them;
|
|
though this is not true universally: for the adaptation of a people to
|
|
representative government does not depend so much upon the place
|
|
they occupy in the general scale of humanity as upon the degree in
|
|
which they possess certain special requisites; requisites, however, so
|
|
closely connected with their degree of general advancement, that any
|
|
variation between the two is rather the exception than the rule. Let
|
|
us examine at what point in the descending series representative
|
|
government ceases altogether to be admissible, either through its
|
|
own unfitness, or the superior fitness of some other regimen.
|
|
|
|
First, then, representative, like any other government, must be
|
|
unsuitable in any case in which it cannot permanently subsist- i.e.
|
|
in which it does not fulfil the three fundamental conditions
|
|
enumerated in the first chapter. These were- 1. That the people
|
|
should be willing to receive it. 2. That they should be willing and
|
|
able to do what is necessary for its preservation. 3. That they should
|
|
be willing and able to fulfil the duties and discharge the functions
|
|
which it imposes on them.
|
|
|
|
The willingness of the people to accept representative government
|
|
only becomes a practical question when an enlightened ruler, or a
|
|
foreign nation or nations who have gained power over the country,
|
|
are disposed to offer it the boon. To individual reformers the
|
|
question is almost irrelevant, since, if no other objection can be
|
|
made to their enterprise than that the opinion of the nation is not
|
|
yet on their side, they have the ready and proper answer, that to
|
|
bring it over to their side is the very end they aim at. When
|
|
opinion is really adverse, its hostility is usually to the fact of
|
|
change, rather than to representative government in itself. The
|
|
contrary case is not indeed unexampled; there has sometimes been a
|
|
religious repugnance to any limitation of the power of a particular
|
|
line of rulers; but, in general, the doctrine of passive obedience
|
|
meant only submission to the will of the powers that be, whether
|
|
monarchical or popular. In any case in which the attempt to
|
|
introduce representative government is at all likely to be made,
|
|
indifference to it, and inability to understand its processes and
|
|
requirements, rather than positive opposition, are the obstacles to be
|
|
expected. These, however, are as fatal, and may be as hard to be got
|
|
rid of, as actual aversion; it being easier, in most cases, to
|
|
change the direction of an active feeling, than to create one in a
|
|
state previously passive. When a people have no sufficient value
|
|
for, and attachment to, a representative constitution, they have
|
|
next to no chance of retaining it. In every country, the executive
|
|
is the branch of the government which wields the immediate power,
|
|
and is in direct contact with the public; to it, principally, the
|
|
hopes and fears of individuals are directed, and by it both the
|
|
benefits, and the terrors and prestige, of government are mainly
|
|
represented to the public eye. Unless, therefore, the authorities
|
|
whose office it is to check the executive are backed by an effective
|
|
opinion and feeling in the country, the executive has always the means
|
|
of setting them aside, or compelling them to subservience, and is sure
|
|
to be well supported in doing so. Representative institutions
|
|
necessarily depend for permanence upon the readiness of the people
|
|
to fight for them in case of their being endangered. If too little
|
|
valued for this, they seldom obtain a footing at all, and if they
|
|
do, are almost sure to be overthrown, as soon as the head of the
|
|
government, or any party leader who can muster force for a coup de
|
|
main, is willing to run some small risk for absolute power.
|
|
|
|
These considerations relate to the first two causes of failure in
|
|
a representative government. The third is, when the people want either
|
|
the will or the capacity to fulfil the part which belongs to them in a
|
|
representative constitution. When nobody, or only some small fraction,
|
|
feels the degree of interest in the general affairs of the State
|
|
necessary to the formation of a public opinion, the electors will
|
|
seldom make any use of the right of suffrage but to serve their
|
|
private interest, or the interest of their locality, or of some one
|
|
with whom they are connected as adherents or dependents. The small
|
|
class who, in this state of public feeling, gain the command of the
|
|
representative body, for the most part use it solely as a means of
|
|
seeking their fortune. if the executive is weak, the country is
|
|
distracted by mere struggles for place; if strong, it makes itself
|
|
despotic, at the cheap price of appeasing the representatives, or such
|
|
of them as are capable of giving trouble, by a share of the spoil; and
|
|
the only fruit produced by national representation is, that in
|
|
addition to those who really govern, there is an assembly quartered on
|
|
the public, and no abuse in which a portion of the assembly are
|
|
interested is at all likely to be removed. When, however, the evil
|
|
stops here, the price may be worth paying, for the publicity and
|
|
discussion which, though not an invariable, are a natural
|
|
accompaniment of any, even nominal, representation. In the modern
|
|
Kingdom of Greece, for example,* it can hardly be doubted, that the
|
|
placehunters who chiefly compose the representative assembly, though
|
|
they contribute little or nothing directly to good government, nor
|
|
even much temper the arbitrary power of the executive, yet keep up the
|
|
idea of popular rights, and conduce greatly to the real liberty of the
|
|
press which exists in that country. This benefit, however, is entirely
|
|
dependent on the co-existence with the popular body of an hereditary
|
|
king. If, instead of struggling for the favours of the chief ruler,
|
|
these selfish and sordid factions struggled for the chief place
|
|
itself, they would certainly, as in Spanish America, keep the
|
|
country in a state of chronic revolution and civil war. A despotism,
|
|
not even legal, but of illegal violence, would be alternately
|
|
exercised by a succession of political adventurers, and the name and
|
|
forms of representation would have no effect but to prevent
|
|
despotism from attaining the stability and security by which alone its
|
|
evils can be mitigated, or its few advantages realised.
|
|
|
|
* Written before the salutary revolution of 1862, which, provoked
|
|
by popular disgust at the system of governing by corruption, and the
|
|
general demoralisation of political men, has opened to that rapidly
|
|
improving people a new and hopeful chance of real constitutional
|
|
government.
|
|
|
|
The preceding are the cases in which representative government
|
|
cannot permanently exist. There are others in which it possibly
|
|
might exist, but in which some other form of government would be
|
|
preferable. These are principally when the people, in order to advance
|
|
in civilisation, have some lesson to learn, some habit not yet
|
|
acquired, to the acquisition of which representative government is
|
|
likely to be an impediment.
|
|
|
|
The most obvious of these cases is the one already considered, in
|
|
which the people have still to learn the first lesson of civilisation,
|
|
that of obedience. A race who have been trained in energy and
|
|
courage by struggles with Nature and their neighbours, but who have
|
|
not yet settled down into permanent obedience to any common
|
|
superior, would be little likely to acquire this habit under the
|
|
collective government of their own body. A representative assembly
|
|
drawn from among themselves would simply reflect their own turbulent
|
|
insubordination. It would refuse its authority to all proceedings
|
|
which would impose, on their savage independence, any improving
|
|
restraint. The mode in which such tribes are usually brought to submit
|
|
to the primary conditions of civilised society is through the
|
|
necessities of warfare, and the despotic authority indispensable to
|
|
military command. A military leader is the only superior to whom
|
|
they will submit, except occasionally some prophet supposed to be
|
|
inspired from above, or conjurer regarded as possessing miraculous
|
|
power. These may exercise a temporary ascendancy, but as it is
|
|
merely personal, it rarely effects any change in the general habits of
|
|
the people, unless the prophet, like Mahomet, is also a military
|
|
chief, and goes forth the armed apostle of a new religion; or unless
|
|
the military chiefs ally themselves with his influence, and turn it
|
|
into a prop for their own government.
|
|
|
|
A people are no less unfitted for representative government by the
|
|
contrary fault to that last specified; by extreme passiveness, and
|
|
ready submission to tyranny. If a people thus prostrated by
|
|
character and circumstances could obtain representative
|
|
institutions, they would inevitably choose their tyrants as their
|
|
representatives, and the yoke would be made heavier on them by the
|
|
contrivance which prima facie might be expected to lighten it. On
|
|
the contrary, many a people has gradually emerged from this
|
|
condition by the aid of a central authority, whose position has made
|
|
it the rival, and has ended by making it the master, of the local
|
|
despots, and which, above all, has been single. French history, from
|
|
Hugh Capet to Richelieu and Louis XIV., is a continued example of this
|
|
course of things. Even when the King was scarcely so powerful as
|
|
many of his chief feudatories, the great advantage which he derived
|
|
from being but one has been recognised by French historians. To him
|
|
the eyes of all the locally oppressed were turned; he was the object
|
|
of hope and reliance throughout the kingdom; while each local
|
|
potentate was only powerful within a more or less confined space. At
|
|
his hands, refuge and protection were sought from every part of the
|
|
country, against first one, then another, of the immediate oppressors.
|
|
His progress to ascendancy was slow; but it resulted from successively
|
|
taking advantage of opportunities which offered themselves only to
|
|
him. It was, therefore, sure; and, in proportion as it was
|
|
accomplished, it abated, in the oppressed portion of the community,
|
|
the habit of submitting to oppression. The king's interest lay in
|
|
encouraging all partial attempts on the part of the serfs to
|
|
emancipate themselves from their masters, and place themselves in
|
|
immediate subordination to himself. Under his protection numerous
|
|
communities were formed which knew no one above them but the King.
|
|
Obedience to a distant monarch is liberty itself compared with the
|
|
dominion of the lord of the neighbouring castle: and the monarch was
|
|
long compelled by necessities of position to exert his authority as
|
|
the ally, rather than the master, of the classes whom he had aided
|
|
in affecting their liberation. In this manner a central power,
|
|
despotic in principle though generally much restricted in practice,
|
|
was mainly instrumental in carrying the people through a necessary
|
|
stage of improvement, which representative government, if real,
|
|
would most likely have prevented them from entering upon. Nothing
|
|
short of despotic rule, or a general massacre, could have effected the
|
|
emancipation of the serfs in the Russian Empire.
|
|
|
|
The same passages of history forcibly illustrate another mode in
|
|
which unlimited monarchy overcomes obstacles to the progress of
|
|
civilisation which representative government would have had a
|
|
decided tendency to aggravate. One of the strongest hindrances to
|
|
improvement, up to a rather advanced stage, is an inveterate spirit of
|
|
locality. Portions of mankind, in many other respects capable of,
|
|
and prepared for, freedom, may be unqualified for amalgamating into
|
|
even the smallest nation. Not only may jealousies and antipathies
|
|
repel them from one another, and bar all possibility of voluntary
|
|
union, but they may not yet have acquired any of the feelings or
|
|
habits which would make the union real, supposing it to be nominally
|
|
accomplished. They may, like the citizens of an ancient community,
|
|
or those of an Asiatic village, have had considerable practice in
|
|
exercising their faculties on village or town interests, and have even
|
|
realised a tolerably effective popular government on that restricted
|
|
scale, and may yet have but slender sympathies with anything beyond,
|
|
and no habit or capacity of dealing with interests common to many such
|
|
communities.
|
|
|
|
I am not aware that history furnishes any example in which a
|
|
number of these political atoms or corpuscles have coalesced into a
|
|
body, and learnt to feel themselves one people, except through
|
|
previous subjection to a central authority common to all.* It is
|
|
through the habit of deferring to that authority, entering into its
|
|
plans and subserving its purposes, that a people such as we have
|
|
supposed receive into their minds the conception of large interests,
|
|
common to a considerable geographical extent. Such interests, on the
|
|
contrary, are necessarily the predominant consideration in the mind of
|
|
the central ruler; and through the relations, more or less intimate,
|
|
which he progressively establishes with the localities, they become
|
|
familiar to the general mind. The most favourable concurrence of
|
|
circumstances under which this step in improvement could be made,
|
|
would be one which should raise up representative institutions without
|
|
representative government; a representative body, or bodies, drawn
|
|
from the localities, making itself the auxiliary and instrument of the
|
|
central power, but seldom attempting to thwart or control it. The
|
|
people being thus taken, as it were, into council, though not
|
|
sharing the supreme power, the political education given by the
|
|
central authority is carried home, much more effectually than it could
|
|
otherwise be, to the local chiefs and to the population generally;
|
|
while, at the same time, a tradition is kept up of government by
|
|
general consent, or at least, the sanction of tradition is not given
|
|
to government without it, which, when consecrated by custom, has so
|
|
often put a bad end to a good beginning, and is one of the most
|
|
frequent causes of the sad fatality which in most countries has
|
|
stopped improvement in so early a stage, because the work of some
|
|
one period has been so done as to bar the needful work of the ages
|
|
following. Meanwhile, it may be laid down as a political truth, that
|
|
by irresponsible monarchy rather than by representative government can
|
|
a multitude of insignificant political units be welded into a
|
|
people, with common feelings of cohesion, power enough to protect
|
|
itself against conquest or foreign aggression, and affairs
|
|
sufficiently various and considerable of its own to occupy worthily
|
|
and expand to fit proportions the social and political intelligence of
|
|
the population.
|
|
|
|
* Italy, which alone can be quoted as an exception, is only so in
|
|
regard to the final stage of its transformation. The more difficult
|
|
previous advance from the city isolation of Florence, Pisa, or
|
|
Milan, to the provincial unity of Tuscany or Lombardy, took place in
|
|
the usual manner.
|
|
|
|
For these several reasons, kingly government, free from the
|
|
control (though perhaps strengthened by the support) of representative
|
|
institutions, is the most suitable form of polity for the earliest
|
|
stages of any community, not excepting a city-community like those
|
|
of ancient Greece: where, accordingly, the government of kings,
|
|
under some real but no ostensible or constitutional control by
|
|
public opinion, did historically precede by an unknown and probably
|
|
great duration all free institutions, and gave place at last, during a
|
|
considerable lapse of time, to oligarchies of a few families.
|
|
|
|
A hundred other infirmities or short-comings in a people might be
|
|
pointed out, which pro tanto disqualify them from making the best
|
|
use of representative government; but in regard to these it is not
|
|
equally obvious that the government of One or a Few would have any
|
|
tendency to cure or alleviate the evil. Strong prejudices of any kind;
|
|
obstinate adherence to old habits; positive defects of national
|
|
character, or mere ignorance, and deficiency of mental cultivation, if
|
|
prevalent in a people, will be in general faithfully reflected in
|
|
their representative assemblies: and should it happen that the
|
|
executive administration, the direct management of public affairs,
|
|
is in the hands of persons comparatively free from these defects, more
|
|
good would frequently be done by them when not hampered by the
|
|
necessity of carrying with them the voluntary assent of such bodies.
|
|
But the mere position of the rulers does not in these, as it does in
|
|
the other cases which we have examined, of itself invest them with
|
|
interests and tendencies operating in the beneficial direction. From
|
|
the general weaknesses of the people or of the state of
|
|
civilisation, the One and his counsellors, or the Few, are not
|
|
likely to be habitually exempt; except in the case of their being
|
|
foreigners, belonging to a superior people or a more advanced state of
|
|
society. Then, indeed, the rulers may be, to almost any extent,
|
|
superior in civilisation to those over whom they rule; and
|
|
subjection to a foreign government of this description,
|
|
notwithstanding its inevitable evils, is of ten of the greatest
|
|
advantage to a people, carrying them rapidly through several stages of
|
|
progress, and clearing away obstacles to improvement which might
|
|
have lasted indefinitely if the subject population had been left
|
|
unassisted to its native tendencies and chances. In a country not
|
|
under the dominion of foreigners, the only cause adequate to producing
|
|
similar benefits is the rare accident of a monarch of extraordinary
|
|
genius. There have been in history a few of these, who, happily for
|
|
humanity, have reigned long enough to render some of their
|
|
improvements permanent, by leaving them under the guardianship of a
|
|
generation which had grown up under their influence. Charlemagne may
|
|
be cited as one instance; Peter the Great is another. Such examples
|
|
however are so unfrequent that they can only be classed with the happy
|
|
accidents which have so often decided at a critical moment whether
|
|
some leading portion of humanity should make a sudden start, or sink
|
|
back towards barbarism: chances like the existence of Themistocles
|
|
at the time of the Persian invasion, or of the first or third
|
|
William of Orange.
|
|
|
|
It would be absurd to construct institutions for the mere purpose of
|
|
taking advantage of such possibilities; especially as men of this
|
|
calibre, in any distinguished position, do not require despotic
|
|
power to enable them to exert great influence, as is evidenced by
|
|
the three last mentioned. The case most requiring consideration in
|
|
reference to institutions is the not very uncommon one in which a
|
|
small but leading portion of the population, from difference of
|
|
race, more civilised origin, or other peculiarities of circumstance,
|
|
are markedly superior in civilisation and general character to the
|
|
remainder. Under those conditions, government by the representatives
|
|
of the mass would stand a chance of depriving them of much of the
|
|
benefit they might derive from the greater civilisation of the
|
|
superior ranks; while government by the representatives of those ranks
|
|
would probably rivet the degradation of the multitude, and leave
|
|
them no hope of decent treatment except by ridding themselves of one
|
|
of the most valuable elements of future advancement. The best prospect
|
|
of improvement for a people thus composed lies in the existence of a
|
|
constitutionally unlimited, or at least a practically preponderant,
|
|
authority in the chief ruler of the dominant class. He alone has by
|
|
his position an interest in raising and improving the mass of whom
|
|
he is not jealous, as a counterpoise to his associates of whom he
|
|
is. And if fortunate circumstances place beside him, not as
|
|
controllers but as subordinates, a body representative of the superior
|
|
caste, which by its objections and questionings, and by its occasional
|
|
outbreaks of spirit, keeps alive habits of collective resistance,
|
|
and may admit of being, in time and by degrees, expanded into a really
|
|
national representation (which is in substance the history of the
|
|
English Parliament), the nation has then the most favourable prospects
|
|
of improvement which can well occur to a community thus
|
|
circumstanced and constituted.
|
|
|
|
Among the tendencies which, without absolutely rendering a people
|
|
unfit for representative government, seriously incapacitate them
|
|
from reaping the full benefit of it, one deserves particular notice.
|
|
There are two states of the inclinations, intrinsically very
|
|
different, but which have something in common, by virtue of which they
|
|
often coincide in the direction they give to the efforts of
|
|
individuals and of nations: one is, the desire to exercise power
|
|
over others; the other is disinclination to have power exercised
|
|
over themselves.
|
|
|
|
The difference between different portions of mankind in the relative
|
|
strength of these two dispositions is one of the most important
|
|
elements in their history. There are nations in whom the passion for
|
|
governing others is so much stronger than the desire of personal
|
|
independence, that for the mere shadow of the one they are found ready
|
|
to sacrifice the whole of the other. Each one of their number is
|
|
willing, like the private soldier in an army, to abdicate his personal
|
|
freedom of action into the hands of his general, provided the army
|
|
is triumphant and victorious, and he is able to flatter himself that
|
|
he is one of a conquering host, though the notion that he has
|
|
himself any share in the domination exercised over the conquered is an
|
|
illusion. A government strictly limited in its powers and
|
|
attributions, required to hold its hands from over-meddling, and to
|
|
let most things go on without its assuming the part of guardian or
|
|
director, is not to the taste of such a people. In their eyes the
|
|
possessors of authority can hardly take too much upon themselves,
|
|
provided the authority itself is open to general competition. An
|
|
average individual among them prefers the chance, however distant or
|
|
improbable, of wielding some share of power over his fellow
|
|
citizens, above the certainty, to himself and others, of having no
|
|
unnecessary power exercised over them. These are the elements of a
|
|
people of place-hunters; in whom the course of politics is mainly
|
|
determined by place-hunting; where equality alone is cared for, but
|
|
not liberty; where the contests of political parties are but struggles
|
|
to decide whether the power of meddling in everything shall belong
|
|
to one class or another, perhaps merely to one knot of public men or
|
|
another; where the idea entertained of democracy is merely that of
|
|
opening offices to the competition of all instead of a few; where, the
|
|
more popular the institutions, the more innumerable are the places
|
|
created, and the more monstrous the over-government exercised by all
|
|
over each, and by the executive over all. It would be as unjust as
|
|
it would be ungenerous to offer this, or anything approaching to it,
|
|
as an unexaggerated picture of the French people; yet the degree in
|
|
which they do participate in this type of character has caused
|
|
representative government by a limited class to break down by excess
|
|
of corruption, and the attempt at representative government by the
|
|
whole male population to end in giving one man the power of consigning
|
|
any number of the rest, without trial, to Lambessa or Cayenne,
|
|
provided he allows all of them to think themselves not excluded from
|
|
the possibility of sharing his favours.
|
|
|
|
The point of character which, beyond any other, fits the people of
|
|
this country for representative government is that they have almost
|
|
universally the contrary characteristic. They are very jealous of
|
|
any attempt to exercise power over them not sanctioned by long usage
|
|
and by their own opinion of right; but they in general care very
|
|
little for the exercise of power over others. Not having the
|
|
smallest sympathy with the passion for governing, while they are but
|
|
too well acquainted with the motives of private interest from which
|
|
that office is sought, they prefer that it should be performed by
|
|
those to whom it comes without seeking, as a consequence of social
|
|
position. If foreigners understood this, it would account to them
|
|
for some of the apparent contradictions in the political feelings of
|
|
Englishmen; their unhesitating readiness to let themselves be governed
|
|
by the higher classes, coupled with so little personal subservience to
|
|
them, that no people are so fond of resisting authority when it
|
|
oversteps certain prescribed limits, or so determined to make their
|
|
rulers always remember that they will only be governed in the way they
|
|
themselves like best. Place-hunting, accordingly, is a form of
|
|
ambition to which the English, considered nationally, are almost
|
|
strangers. If we except the few families or connections of whom
|
|
official employment lies directly in the way, Englishmen's views of
|
|
advancement in life take an altogether different direction- that of
|
|
success in business, or in a profession. They have the strongest
|
|
distaste for any mere struggle for office by political parties or
|
|
individuals: and there are few things to which they have a greater
|
|
aversion than to the multiplication of public employments: a thing, on
|
|
the contrary, always popular with the bureaucracy-ridden nations of
|
|
the Continent, who would rather pay higher taxes than diminish by
|
|
the smallest fraction their individual chances of a place for
|
|
themselves or their relatives, and among whom a cry for retrenchment
|
|
never means abolition of offices, but the reduction of the salaries of
|
|
those which are too considerable for the ordinary citizen to have
|
|
any chance of being appointed to them.
|
|
|
|
Chapter 5
|
|
|
|
Of the Proper Functions of Representative Bodies.
|
|
|
|
IN TREATING of representative government, it is above all
|
|
necessary to keep in view the distinction between its idea or essence,
|
|
and the particular forms in which the idea has been clothed by
|
|
accidental historical developments, or by the notions current at
|
|
some particular period.
|
|
|
|
The meaning of representative government is, that the whole
|
|
people, or some numerous portion of them, exercise through deputies
|
|
periodically elected by themselves the ultimate controlling power,
|
|
which, in every constitution, must reside somewhere. This ultimate
|
|
power they must possess in all its completeness. They must be masters,
|
|
whenever they please, of all the operations of government. There is no
|
|
need that the constitutional law should itself give them this mastery.
|
|
It does not in the British Constitution. But what it does give
|
|
practically amounts to this. The power of final control is as
|
|
essentially single, in a mixed and balanced government, as in a pure
|
|
monarchy or democracy. This is the portion of truth in the opinion
|
|
of the ancients, revived by great authorities in our own time, that
|
|
a balanced constitution is impossible. There is almost always a
|
|
balance, but the scales never hang exactly even. Which of them
|
|
preponderates is not always apparent on the face of the political
|
|
institutions. In the British Constitution, each of the three
|
|
co-ordinate members of the sovereignty is invested with powers
|
|
which, if fully exercised, would enable it to stop all the machinery
|
|
of government. Nominally, therefore, each is invested with equal power
|
|
of thwarting and obstructing the others: and if, by exerting that
|
|
power, any of the three could hope to better its position, the
|
|
ordinary course of human affairs forbids us to doubt that the power
|
|
would be exercised. There can be no question that the full powers of
|
|
each would be employed defensively if it found itself assailed by
|
|
one or both of the others. What then prevents the same powers from
|
|
being exerted aggressively? The unwritten maxims of the
|
|
Constitution- in other words, the positive political morality of the
|
|
country: and this positive political morality is what we must look to,
|
|
if we would know in whom the really supreme power in the
|
|
Constitution resides.
|
|
|
|
By constitutional law, the Crown can refuse its assent to any Act of
|
|
Parliament, and can appoint to office and maintain in it any Minister,
|
|
in opposition to the remonstrances of Parliament. But the
|
|
constitutional morality of the country nullifies these powers,
|
|
preventing them from being ever used; and, by requiring that the
|
|
head of the Administration should always be virtually appointed by the
|
|
House of Commons, makes that body the real sovereign of the State.
|
|
These unwritten rules, which limit the use of lawful powers, are,
|
|
however, only effectual, and maintain themselves in existence, on
|
|
condition of harmonising with the actual distribution of real
|
|
political strength. There is in every constitution a strongest
|
|
power- one which would gain the victory if the compromises by which
|
|
the Constitution habitually works were suspended and there came a
|
|
trial of strength. Constitutional maxims are adhered to, and are
|
|
practically operative, so long as they give the predominance in the
|
|
Constitution to that one of the powers which has the preponderance of
|
|
active power out of doors. This, in England, is the popular power.
|
|
If, therefore, the legal provisions of the British Constitution,
|
|
together with the unwritten maxims by which the conduct of the
|
|
different political authorities is in fact regulated, did not give
|
|
to the popular element in the Constitution that substantial
|
|
supremacy over every department of the government which corresponds to
|
|
its real power in the country, the Constitution would not possess
|
|
the stability which characterises it; either the laws or the unwritten
|
|
maxims would soon have to be changed. The British government is thus a
|
|
representative government in the correct sense of the term: and the
|
|
powers which it leaves in hands not directly accountable to the people
|
|
can only be considered as precautions which the ruling power is
|
|
willing should be taken against its own errors. Such precautions
|
|
have existed in all well-constructed democracies. The Athenian
|
|
Constitution had many such provisions; and so has that of the United
|
|
States.
|
|
|
|
But while it is essential to representative government that the
|
|
practical supremacy in the state should reside in the
|
|
representatives of the people, it is an open question what actual
|
|
functions, what precise part in the machinery of government, shall
|
|
be directly and personally discharged by the representative body.
|
|
Great varieties in this respect are compatible with the essence of
|
|
representative government, provided the functions are such as secure
|
|
to the representative body the control of everything in the last
|
|
resort.
|
|
|
|
There is a radical distinction between controlling the business of
|
|
government and actually doing it. The same person or body may be
|
|
able to control everything, but cannot possibly do everything; and
|
|
in many cases its control over everything will be more perfect the
|
|
less it personally attempts to do. The commander of an army could
|
|
not direct its movements effectually if he himself fought in the
|
|
ranks, or led an assault. It is the same with bodies of men. Some
|
|
things cannot be done except by bodies; other things cannot be well
|
|
done by them. It is one question, therefore, what a popular assembly
|
|
should control, another what it should itself do. It should, as we
|
|
have already seen, control all the operations of government. But in
|
|
order to determine through what channel this general control may
|
|
most expediently be exercised, and what portion of the business of
|
|
government the representative assembly should hold in its own hands,
|
|
it is necessary to consider what kinds of business a numerous body
|
|
is competent to perform properly. That alone which it can do well it
|
|
ought to take personally upon itself. With regard to the rest, its
|
|
proper province is not to do it, but to take means for having it
|
|
well done by others.
|
|
|
|
For example, the duty which is considered as belonging more
|
|
peculiarly than any other to an assembly representative of the people,
|
|
is that of voting the taxes. Nevertheless, in no country does the
|
|
representative body undertake, by itself or its delegated officers, to
|
|
prepare the estimates. Though the supplies can only be voted by the
|
|
House of Commons, and though the sanction of the House is also
|
|
required for the appropriation of the revenues to the different
|
|
items of the public expenditure, it is the maxim and the uniform
|
|
practice of the Constitution that money can be granted only on the
|
|
proposition of the Crown. It has, no doubt, been felt, that moderation
|
|
as to the amount, and care and judgment in the detail of its
|
|
application, can only be expected when the executive government,
|
|
through whose hands it is to pass, is made responsible for the plans
|
|
and calculations on which the disbursements are grounded.
|
|
Parliament, accordingly, is not expected, nor even permitted, to
|
|
originate directly either taxation or expenditure. All it is asked for
|
|
is its consent, and the sole power it possesses is that of refusal.
|
|
|
|
The principles which are involved and recognised in this
|
|
constitutional doctrine, if followed as far as they will go, are a
|
|
guide to the limitation and definition of the general functions of
|
|
representative assemblies. In the first place, it is admitted in all
|
|
countries in which the representative system is practically
|
|
understood, that numerous representative bodies ought not to
|
|
administer. The maxim is grounded not only on the most essential
|
|
principles of good government, but on those of the successful
|
|
conduct of business of any description. No body of men, unless
|
|
organised and under command, is fit for action, in the proper sense.
|
|
Even a select board, composed of few members, and these specially
|
|
conversant with the business to be done, is always an inferior
|
|
instrument to some one individual who could be found among them, and
|
|
would be improved in character if that one person were made the chief,
|
|
and all the others reduced to subordinates. What can be done better by
|
|
a body than by any individual is deliberation. When it is necessary or
|
|
important to secure hearing and consideration to many conflicting
|
|
opinions, a deliberative body is indispensable. Those bodies,
|
|
therefore, are frequently useful, even for administrative business,
|
|
but in general only as advisers; such business being, as a rule,
|
|
better conducted under the responsibility of one. Even a joint-stock
|
|
company has always in practice, if not in theory, a managing director;
|
|
its good or bad management depends essentially on some one person's
|
|
qualifications, and the remaining directors, when of any use, are so
|
|
by their suggestions to him, or by the power they possess of
|
|
watching him, and restraining or removing him in case of misconduct.
|
|
That they are ostensibly equal shares with him in the management is no
|
|
advantage, but a considerable set-off against any good which they
|
|
are capable of doing: it weakens greatly the sense in his own mind,
|
|
and in those of other people, of that individual responsibility in
|
|
which he should stand forth personally and undividedly.
|
|
|
|
But a popular assembly is still less fitted to administer, or to
|
|
dictate in detail to those who have the charge of administration. Even
|
|
when honestly meant, the interference is almost always injurious.
|
|
Every branch of public administration is a skilled business, which has
|
|
its own peculiar principles and traditional rules, many of them not
|
|
even known, in any effectual way, except to those who have at some
|
|
time had a hand in carrying on the business, and none of them likely
|
|
to be duly appreciated by persons not practically acquainted with
|
|
the department. I do not mean that the transaction of public
|
|
business has esoteric mysteries, only to be understood by the
|
|
initiated. Its principles are all intelligible to any person of good
|
|
sense, who has in his mind a true picture of the circumstances and
|
|
conditions to be dealt with: but to have this he must know those
|
|
circumstances and conditions; and the knowledge does not come by
|
|
intuition. There are many rules of the greatest importance in every
|
|
branch of public business (as there are in every private
|
|
occupation), of which a person fresh to the subject neither knows
|
|
the reason or even suspects the existence, because they are intended
|
|
to meet dangers or provide against inconveniences which never
|
|
entered into his thoughts. I have known public men, ministers, of more
|
|
than ordinary natural capacity, who on their first introduction to a
|
|
department of business new to them, have excited the mirth of their
|
|
inferiors by the air with which they announced as a truth hitherto set
|
|
at nought, and brought to light by themselves, something which was
|
|
probably the first thought of everybody who ever looked at the
|
|
subject, given up as soon as he had got on to a second. It is true
|
|
that a great statesman is he who knows when to depart from traditions,
|
|
as well as when to adhere to them. But it is a great mistake to
|
|
suppose that he will do this better for being ignorant of the
|
|
traditions. No one who does not thoroughly know the modes of action
|
|
which common experience has sanctioned is capable of judging of the
|
|
circumstances which require a departure from those ordinary modes of
|
|
action. The interests dependent on the acts done by a public
|
|
department, the consequences liable to follow from any particular mode
|
|
of conducting it, require for weighing and estimating them a kind of
|
|
knowledge, and of specially exercised judgment, almost as rarely found
|
|
in those not bred to it, as the capacity to reform the law in those
|
|
who have not professionally studied it.
|
|
|
|
All these difficulties are sure to be ignored by a representative
|
|
assembly which attempts to decide on special acts of administration.
|
|
At its best, it is inexperience sitting in judgment on experience,
|
|
ignorance on knowledge: ignorance which never suspecting the existence
|
|
of what it does not know, is equally careless and supercilious, making
|
|
light of, if not resenting, all pretensions to have a judgment
|
|
better worth attending to than its own. Thus it is when no
|
|
interested motives intervene: but when they do, the result is
|
|
jobbery more unblushing and audacious than the worst corruption
|
|
which can well take place in a public office under a government of
|
|
publicity. It is not necessary that the interested bias should
|
|
extend to the majority of the assembly. In any particular case it is
|
|
of ten enough that it affects two or three of their number. Those
|
|
two or three will have a greater interest in misleading the body, than
|
|
any other of its members are likely to have in putting it right. The
|
|
bulk of the assembly may keep their hands clean, but they cannot
|
|
keep their minds vigilant or their judgments discerning in matters
|
|
they know nothing about; and an indolent majority, like an indolent
|
|
individual, belongs to the person who takes most pains with it. The
|
|
bad measures or bad appointments of a minister may be checked by
|
|
Parliament; and the interest of ministers in defending, and of rival
|
|
partisans in attacking, secures a tolerably equal discussion: but quis
|
|
custodiet custodes? who shall check the Parliament? A minister, a head
|
|
of an office, feels himself under some responsibility. An assembly
|
|
in such cases feels under no responsibility at all: for when did any
|
|
member of Parliament lose his seat for the vote he gave on any
|
|
detail of administration? To a minister, or the head of an office,
|
|
it is of more importance what will be thought of his proceedings
|
|
some time hence than what is thought of them at the instant: but an
|
|
assembly, if the cry of the moment goes with it, however hastily
|
|
raised or artificially stirred up, thinks itself and is thought by
|
|
everybody to be completely exculpated however disastrous may be the
|
|
consequences. Besides, an assembly never personally experiences the
|
|
inconveniences of its bad measures until they have reached the
|
|
dimensions of national evils. Ministers and administrators see them
|
|
approaching, and have to bear all the annoyance and trouble of
|
|
attempting to ward them off.
|
|
|
|
The proper duty of a representative assembly in regard to matters of
|
|
administration is not to decide them by its own vote, but to take care
|
|
that the persons who have to decide them shall be the proper
|
|
persons. Even this they cannot advantageously do by nominating the
|
|
individuals. There is no act which more imperatively requires to be
|
|
performed under a strong sense of individual responsibility than the
|
|
nomination to employments. The experience of every person conversant
|
|
with public affairs bears out the assertion, that there is scarcely
|
|
any act respecting which the conscience of an average man is less
|
|
sensitive; scarcely any case in which less consideration is paid to
|
|
qualifications, partly because men do not know, and partly because
|
|
they do not care for, the difference in qualifications between one
|
|
person and another. When a minister makes what is meant to be an
|
|
honest appointment, that is when he does not actually job it for his
|
|
personal connections or his party, an ignorant person might suppose
|
|
that he would try to give it to the person best qualified. No such
|
|
thing. An ordinary minister thinks himself a miracle of virtue if he
|
|
gives it to a person of merit, or who has a claim on the public on any
|
|
account, though the claim or the merit may be of the most opposite
|
|
description to that required. Il fallait un calculateur, ce fut un
|
|
danseur qui l'obtint, is hardly more of a caricature than in the
|
|
days of Figaro; and the minister doubtless thinks himself not only
|
|
blameless but meritorious if the man dances well. Besides, the
|
|
qualifications which fit special individuals for special duties can
|
|
only be recognised by those who know the individuals, or who make it
|
|
their business to examine and judge of persons from what they have
|
|
done, or from the evidence of those who are in a position to judge.
|
|
When these conscientious obligations are so little regarded by great
|
|
public officers who can be made responsible for their appointments,
|
|
how must it be with assemblies who cannot? Even now, the worst
|
|
appointments are those which are made for the sake of gaining
|
|
support or disarming opposition in the representative body: what might
|
|
we expect if they were made by the body itself? Numerous bodies
|
|
never regard special qualifications at all. Unless a man is fit for
|
|
the gallows, he is thought to be about as fit as other people for
|
|
almost anything for which he can offer himself as a candidate. When
|
|
appointments made by a public body are not decided, as they almost
|
|
always are, by party connection or private jobbing, a man is appointed
|
|
either because he has a reputation, often quite undeserved, for
|
|
general ability, or frequently for no better reason than that he is
|
|
personally popular.
|
|
|
|
It has never been thought desirable that Parliament should itself
|
|
nominate even the members of a Cabinet. It is enough that it virtually
|
|
decides who shall be prime minister, or who shall be the two or
|
|
three individuals from whom the prime minister shall be chosen. In
|
|
doing this it merely recognises the fact that a certain person is
|
|
the candidate of the party whose general policy commands its
|
|
support. In reality, the only thing which Parliament decides is, which
|
|
of two, or at most three, parties or bodies of men, shall furnish
|
|
the executive government: the opinion of the party itself decides
|
|
which of its members is fittest to be placed at the head. According to
|
|
the existing practice of the British Constitution, these things seem
|
|
to be on as good a footing as they can be. Parliament does not
|
|
nominate any minister, but the Crown appoints the head of the
|
|
administration in conformity to the general wishes and inclinations
|
|
manifested by Parliament, and the other ministers on the
|
|
recommendation of the chief; while every minister has the undivided
|
|
moral responsibility of appointing fit persons to the other offices of
|
|
administration which are not permanent. In a republic, some other
|
|
arrangement would be necessary: but the nearer it approached in
|
|
practice to that which has long existed in England, the more likely it
|
|
would be to work well. Either, as in the American republic, the head
|
|
of the Executive must be elected by some agency entirely independent
|
|
of the representative body; or the body must content itself with
|
|
naming the prime minister, and making him responsible for the choice
|
|
of his associates and subordinates. To all these considerations, at
|
|
least theoretically, I fully anticipate a general assent: though,
|
|
practically, the tendency is strong in representative bodies to
|
|
interfere more and more in the details of administration, by virtue of
|
|
the general law, that whoever has the strongest power is more and more
|
|
tempted to make an excessive use of it; and this is one of the
|
|
practical dangers to which the futurity of representative
|
|
governments will be exposed.
|
|
|
|
But it is equally true, though only of late and slowly beginning
|
|
to be acknowledged, that a numerous assembly is as little fitted for
|
|
the direct business of legislation as for that of administration.
|
|
There is hardly any kind of intellectual work which so much needs to
|
|
be done, not only by experienced and exercised minds, but by minds
|
|
trained to the task through long and laborious study, as the
|
|
business of making laws. This is a sufficient reason, were there no
|
|
other, why they can never be well made but by a committee of very
|
|
few persons. A reason no less conclusive is, that every provision of a
|
|
law requires to be framed with the most accurate and long-sighted
|
|
perception of its effect on all the other provisions; and the law when
|
|
made should be capable of fitting into a consistent whole with the
|
|
previously existing laws. It is impossible that these conditions
|
|
should be in any degree fulfilled when laws are voted clause by clause
|
|
in a miscellaneous assembly. The incongruity of such a mode of
|
|
legislating would strike all minds, were it not that our laws are
|
|
already, as to form and construction, such a chaos, that the confusion
|
|
and contradiction seem incapable of being made greater by any addition
|
|
to the mass.
|
|
|
|
Yet even now, the utter unfitness of our legislative machinery for
|
|
its purpose is making itself practically felt every year more and
|
|
more. The mere time necessarily occupied in getting through Bills
|
|
renders Parliament more and more incapable of passing any, except on
|
|
detached and narrow points. If a Bill is prepared which even
|
|
attempts to deal with the whole of any subject (and it is impossible
|
|
to legislate properly on any part without having the whole present
|
|
to the mind), it hangs over from session to session through sheer
|
|
impossibility of finding time to dispose of it. It matters not
|
|
though the Bill may have been deliberately drawn up by the authority
|
|
deemed the best qualified, with all appliances and means to boot; or
|
|
by a select commission, chosen for their conversancy with the subject,
|
|
and having employed years in considering and digesting the
|
|
particular measure; it cannot be passed, because the House of
|
|
Commons will not forego the precious privilege of tinkering it with
|
|
their clumsy hands. The custom has of late been to some extent
|
|
introduced, when the principle of a Bill has been affirmed on the
|
|
second reading, of referring it for consideration in detail to a
|
|
Select Committee: but it has not been found that this practice
|
|
causes much less time to be lost afterwards in carrying it through the
|
|
Committee of the whole House: the opinions or private crotchets
|
|
which have been overruled by knowledge always insist on giving
|
|
themselves a second chance before the tribunal of ignorance. Indeed,
|
|
the practice itself has been adopted principally by the House of
|
|
Lords, the members of which are less busy and fond of meddling, and
|
|
less jealous of the importance of their individual voices, than
|
|
those of the elective House. And when a Bill of many clauses does
|
|
succeed in getting itself discussed in detail, what can depict the
|
|
state in which it comes out of Committee! Clauses omitted which are
|
|
essential to the working of the rest; incongruous ones inserted to
|
|
conciliate some private interest, or some crotchety member who
|
|
threatens to delay the Bill; articles foisted in on the motion of some
|
|
sciolist with a mere smattering of the subject, leading to
|
|
consequences which the member who introduced or those who supported
|
|
the Bill did not at the moment foresee, and which need an amending Act
|
|
in the next session to correct their mischiefs.
|
|
|
|
It is one of the evils of the present mode of managing these
|
|
things that the explaining and defending of a Bill, and of its various
|
|
provisions, is scarcely ever performed by the person from whose mind
|
|
they emanated, who probably has not a seat in the House. Their defence
|
|
rests upon some minister or member of Parliament who did not frame
|
|
them, who is dependent on cramming for all his arguments but those
|
|
which are perfectly obvious, who does not know the full strength of
|
|
his case, nor the best reasons by which to support it, and is wholly
|
|
incapable of meeting unforeseen objections. This evil, as far as
|
|
Government bills are concerned, admits of remedy, and has been
|
|
remedied in some representative constitutions, by allowing the
|
|
Government to be represented in either House by persons in its
|
|
confidence, having a right to speak, though not to vote.
|
|
|
|
If that, as yet considerable, majority of the House of Commons who
|
|
never desire to move an amendment or make a speech would no longer
|
|
leave the whole regulation of business to those who do; if they
|
|
would bethink themselves that better qualifications for legislation
|
|
exist, and may be found if sought for, than a fluent tongue and the
|
|
faculty of getting elected by a constituency; it would soon be
|
|
recognised that, in legislation as well as administration, the only
|
|
task to which a representative assembly can possibly be competent is
|
|
not that of doing the work, but of causing it to be done; of
|
|
determining to whom or to what sort of people it shall be confided,
|
|
and giving or withholding the national sanction to it when
|
|
performed. Any government fit for a high state of civilisation would
|
|
have as one of its fundamental elements a small body, not exceeding in
|
|
number the members of a Cabinet, who should act as a Commission of
|
|
legislation, having for its appointed office to make the laws. If
|
|
the laws of this country were, as surely they will soon be, revised
|
|
and put into a connected form, the Commission of Codification by which
|
|
this is effected should remain as a permanent institution, to watch
|
|
over the work, protect it from deterioration, and make further
|
|
improvements as often as required. No one would wish that this body
|
|
should of itself have any power of enacting laws: the Commission would
|
|
only embody the element of intelligence in their construction;
|
|
Parliament would represent that of will. No measure would become a law
|
|
until expressly sanctioned by Parliament: and Parliament, or either
|
|
House, would have the power not only of rejecting but of sending
|
|
back a Bill to the Commission for reconsideration or improvement.
|
|
Either House might also exercise its initiative, by referring any
|
|
subject to the Commission, with directions to prepare a law. The
|
|
Commission, of course, would have no power of refusing its
|
|
instrumentality to any legislation which the country desired.
|
|
Instructions, concurred in by both Houses, to draw up a Bill which
|
|
should effect a particular purpose, would be imperative on the
|
|
Commissioners, unless they preferred to resign their office. Once
|
|
framed, however, Parliament should have no power to alter the measure,
|
|
but solely to pass or reject it; or, if partially disapproved of,
|
|
remit it to the Commission for reconsideration. The Commissioners
|
|
should be appointed by the Crown, but should hold their offices for
|
|
a time certain, say five years, unless removed on an address from
|
|
the two Houses of Parliament, grounded either on personal misconduct
|
|
(as in the case of judges), or on refusal to draw up a Bill in
|
|
obedience to the demands of Parliament. At the expiration of the
|
|
five years a member should cease to hold office unless reappointed, in
|
|
order to provide a convenient mode of getting rid of those who had not
|
|
been found equal to their duties, and of infusing new and younger
|
|
blood into the body.
|
|
|
|
The necessity of some provision corresponding to this was felt
|
|
even in the Athenian Democracy, where, in the time of its most
|
|
complete ascendancy, the popular Ecclesia could pass Psephisms (mostly
|
|
decrees on single matters of policy), but laws, so called, could
|
|
only be made or altered by a different and less numerous body, renewed
|
|
annually, called the Nomothetae, whose duty it also was to revise
|
|
the whole of the laws, and keep them consistent with one another. In
|
|
the English Constitution there is great difficulty in introducing
|
|
any arrangement which is new both in form and in substance, but
|
|
comparatively little repugnance is felt to the attainment of new
|
|
purposes by an adaptation of existing forms and traditions.
|
|
|
|
It appears to me that the means might be devised of enriching the
|
|
Constitution with this great improvement through the machinery of
|
|
the House of Lords. A Commission for preparing Bills would in itself
|
|
be no more an innovation on the Constitution than the Board for the
|
|
administration of the Poor Laws, or the Inclosure Commission. If, in
|
|
consideration of the great importance and dignity of the trust, it
|
|
were made a rule that every person appointed a member of the
|
|
Legislative Commission, unless removed from office on an address
|
|
from Parliament, should be a Peer for life, it is probable that the
|
|
same good sense and taste which leave the judicial functions of the
|
|
Peerage practically to the exclusive care of the law lords, would
|
|
leave the business of legislation, except on questions involving
|
|
political principles and interests, to the professional legislators;
|
|
that Bills originating in the Upper House would always be drawn up
|
|
by them; that the Government would devolve on them the framing of
|
|
all its Bills; and that private members of the House of Commons
|
|
would gradually find it convenient, and likely to facilitate the
|
|
passing of their measures through the two Houses, if instead of
|
|
bringing in a Bill and submitting it directly to the House, they
|
|
obtained leave to introduce it and have it referred to the Legislative
|
|
Commission. For it would, of course, be open to the House to refer for
|
|
the consideration of that body not a subject merely, but any
|
|
specific proposal, or a Draft of a Bill in extenso, when any member
|
|
thought himself capable of preparing one such as ought to pass; and
|
|
the House would doubtless refer every such draft to the Commission, if
|
|
only as materials, and for the benefit of the suggestions it might
|
|
contain: as they would, in like manner, refer every amendment or
|
|
objection which might be proposed in writing by any member of the
|
|
House after a measure had left the Commissioners' hands. The
|
|
alteration of Bills by a Committee of the whole House would cease, not
|
|
by formal abolition, but by desuetude; the right not being
|
|
abandoned, but laid up in the same armoury with the royal veto, the
|
|
right of withholding the supplies, and other ancient instruments of
|
|
political warfare, which no one desires to see used, but no one
|
|
likes to part with, lest they should any time be found to be still
|
|
needed in an extraordinary emergency. By such arrangements as these,
|
|
legislation would assume its proper place as a work of skilled
|
|
labour and special study and experience; while the most important
|
|
liberty of the nation, that of being governed only by laws assented to
|
|
by its elected representatives, would be fully preserved, and made
|
|
more valuable by being detached from the serious, but by no means
|
|
unavoidable, drawbacks which now accompany it in the form of
|
|
ignorant and ill-considered legislation.
|
|
|
|
Instead of the function of governing, for which it is radically
|
|
unfit, the proper office of a representative assembly is to watch
|
|
and control the government: to throw the light of publicity on its
|
|
acts: to compel a full exposition and justification of all of them
|
|
which any one considers questionable; to censure them if found
|
|
condemnable, and, if the men who compose the government abuse their
|
|
trust, or fulfil it in a manner which conflicts with the deliberate
|
|
sense of the nation, to expel them from office, and either expressly
|
|
or virtually appoint their successors. This is surely ample power, and
|
|
security enough for the liberty of the nation. In addition to this,
|
|
the Parliament has an office, not inferior even to this in importance;
|
|
to be at once the nation's Committee of Grievances, and its Congress
|
|
of Opinions; an arena in which not only the general opinion of the
|
|
nation, but that of every section of it, and as far as possible of
|
|
every eminent individual whom it contains, can produce itself in
|
|
full light and challenge discussion; where every person in the country
|
|
may count upon finding somebody who speaks his mind, as well or better
|
|
than he could speak it himself- not to friends and partisans
|
|
exclusively, but in the face of opponents, to be tested by adverse
|
|
controversy; where those whose opinion is overruled, feel satisfied
|
|
that it is heard, and set aside not by a mere act of will, but for
|
|
what are thought superior reasons, and commend themselves as such to
|
|
the representatives of the majority of the nation; where every party
|
|
or opinion in the country can muster its strength, and be cured of any
|
|
illusion concerning the number or power of its adherents; where the
|
|
opinion which prevails in the nation makes itself manifest as
|
|
prevailing, and marshals its hosts in the presence of the
|
|
government, which is thus enabled and compelled to give way to it on
|
|
the mere manifestation, without the actual employment, of its
|
|
strength; where statesmen can assure themselves, far more certainly
|
|
than by any other signs, what elements of opinion and power are
|
|
growing, and what declining, and are enabled to shape their measures
|
|
with some regard not solely to present exigencies, but to tendencies
|
|
in progress.
|
|
|
|
Representative assemblies are often taunted by their enemies with
|
|
being places of mere talk and bavardage. There has seldom been more
|
|
misplaced derision. I know not how a representative assembly can
|
|
more usefully employ itself than in talk, when the subject of talk
|
|
is the great public interests of the country, and every sentence of it
|
|
represents the opinion either of some important body of persons in the
|
|
nation, or of an individual in whom some such body have reposed
|
|
their confidence. A place where every interest and shade of opinion in
|
|
the country can have its cause even passionately pleaded, in the
|
|
face of the government and of all other interests and opinions, can
|
|
compel them to listen, and either comply, or state clearly why they do
|
|
not, is in itself, if it answered no other purpose, one of the most
|
|
important political institutions that can exist anywhere, and one of
|
|
the foremost benefits of free government. Such "talking" would never
|
|
be looked upon with disparagement if it were not allowed to stop
|
|
"doing"; which it never would, if assemblies knew and acknowledged
|
|
that talking and discussion are their proper business, while doing, as
|
|
the result of discussion, is the task not of a miscellaneous body, but
|
|
of individuals specially trained to it; that the fit office of an
|
|
assembly is to see that those individuals are honestly and
|
|
intelligently chosen, and to interfere no further with them, except by
|
|
unlimited latitude of suggestion and criticism, and by applying or
|
|
withholding the final seal of national assent. It is for want of
|
|
this judicious reserve that popular assemblies attempt to do what they
|
|
cannot do well- to govern and legislate- and provide no machinery but
|
|
their own for much of it, when of course every hour spent in talk is
|
|
an hour withdrawn from actual business.
|
|
|
|
But the very fact which most unfits such bodies for a Council of
|
|
Legislation qualifies them the more for their other office- namely,
|
|
that they are not a selection of the greatest political minds in the
|
|
country, from whose opinions little could with certainty be inferred
|
|
concerning those of the nation, but are, when properly constituted,
|
|
a fair sample of every grade of intellect among the people which is at
|
|
all entitled to a voice in public affairs. Their part is to indicate
|
|
wants, to be an organ for popular demands, and a place of adverse
|
|
discussion for all opinions relating to public matters, both great and
|
|
small; and, along with this, to check by criticism, and eventually
|
|
by withdrawing their support, those high public officers who really
|
|
conduct the public business, or who appoint those by whom it is
|
|
conducted. Nothing but the restriction of the function of
|
|
representative bodies within these rational limits will enable the
|
|
benefits of popular control to be enjoyed in conjunction with the no
|
|
less important requisites (growing ever more important as human
|
|
affairs increase in scale and in complexity) of skilled legislation
|
|
and administration. There are no means of combining these benefits
|
|
except by separating the functions which guarantee the one from
|
|
those which essentially require the other; by disjoining the office of
|
|
control and criticism from the actual conduct of affairs, and
|
|
devolving the former on the representatives of the Many, while
|
|
securing for the latter, under strict responsibility to the nation,
|
|
the acquired knowledge and practised intelligence of a specially
|
|
trained and experienced Few.
|
|
|
|
The preceding discussion of the functions which ought to devolve
|
|
on the sovereign representative assembly of the nation would require
|
|
to be followed by an inquiry into those properly vested in the minor
|
|
representative bodies, which ought to exist for purposes that regard
|
|
only localities. And such an inquiry forms an essential part of the
|
|
present treatise; but many reasons require its postponement, until
|
|
we have considered the most proper composition of the great
|
|
representative body, destined to control as sovereign the enactment of
|
|
laws and the administration of the general affairs of the nation.
|
|
|
|
Chapter 6
|
|
|
|
Of the Infirmities and Dangers to which Representative Government is
|
|
Liable.
|
|
|
|
THE DEFECTS of any form of government may be either negative or
|
|
positive. It is negatively defective if it does not concentrate in the
|
|
hands of the authorities power sufficient to fulfil the necessary
|
|
offices of a government; or if it does not sufficiently develop by
|
|
exercise the active capacities and social feelings of the individual
|
|
citizens. On neither of these points is it necessary that much
|
|
should be said at this stage of our inquiry.
|
|
|
|
The want of an amount power in the government, adequate to
|
|
preserve order and allow of progress in the people, is incident rather
|
|
to a wild and rude state of society generally, than to any
|
|
particular form of political union. When the people are too much
|
|
attached to savage independence to be tolerant of the amount of
|
|
power to which it is for their good that they should be subject, the
|
|
state of society (as already observed) is not yet ripe for
|
|
representative government. When the time for that government has
|
|
arrived, sufficient power for all needful purposes is sure to reside
|
|
in the sovereign assembly; and if enough of it is not entrusted to the
|
|
executive, this can only arise from a jealous feeling on the part of
|
|
the assembly towards the administration, never likely to exist but
|
|
where the constitutional power of the assembly to turn them out of
|
|
office has not yet sufficiently established itself. Wherever that
|
|
constitutional right is admitted in principle, and fully operative
|
|
in practice, there is no fear that the assembly will not be willing to
|
|
trust its own ministers with any amount of power really desirable; the
|
|
danger is, on the contrary, lest they should grant it too
|
|
ungrudgingly, and too indefinite in extent, since the power of the
|
|
minister is the power of the body who make and who keep him so. It is,
|
|
however, very likely, and is one of the dangers of a controlling
|
|
assembly, that it may be lavish of powers, but afterwards interfere
|
|
with their exercise; may give power by wholesale, and take it back
|
|
in detail, by multiplied single acts of interference in the business
|
|
of administration. The evils arising from this assumption of the
|
|
actual function of governing, in lieu of that of criticising and
|
|
checking those who govern, have been sufficiently dwelt upon in the
|
|
preceding chapter. No safeguard can in the nature of things be
|
|
provided against this improper meddling, except a strong and general
|
|
conviction of its injurious character.
|
|
|
|
The other negative defect which may reside in a government, that
|
|
of not bringing into sufficient exercise the individual faculties,
|
|
moral, intellectual, and active, of the people, has been exhibited
|
|
generally in setting forth the distinctive mischiefs of despotism.
|
|
As between one form of popular government and another, the advantage
|
|
in this respect lies with that which most widely diffuses the exercise
|
|
of public functions; on the one hand, by excluding fewest from the
|
|
suffrage; on the other, by opening to all classes of private citizens,
|
|
so far as is consistent with other equally important objects, the
|
|
widest participation in the details of judicial and administrative
|
|
business; as by jury trial, admission to municipal offices, and
|
|
above all by the utmost possible publicity and liberty of
|
|
discussion, whereby not merely a few individuals in succession, but
|
|
the whole public, are made, to a certain extent, participants in the
|
|
government, and sharers in the instruction and mental exercise
|
|
derivable from it. The further illustration of these benefits, as well
|
|
as of the limitations under which they must be aimed at, will be
|
|
better deferred until we come to speak of the details of
|
|
administration.
|
|
|
|
The positive evils and dangers of the representative, as of every
|
|
other form of government, may be reduced to two heads: first,
|
|
general ignorance and incapacity, or, to speak more moderately,
|
|
insufficient mental qualifications, in the controlling body; secondly,
|
|
the danger of its being under the influence of interests not identical
|
|
with the general welfare of the community.
|
|
|
|
The former of these evils, deficiency in high mental qualifications,
|
|
is one to which it is generally supposed that popular government is
|
|
liable in a greater degree than any other. The energy of a monarch,
|
|
the steadiness and prudence of an aristocracy, are thought to contrast
|
|
most favourably with the vacillation and shortsightedness of even a
|
|
qualified democracy. These propositions, however, are not by any means
|
|
so well founded as they at first sight appear.
|
|
|
|
Compared with simple monarchy, representative government is in these
|
|
respects at no disadvantage. Except in a rude age, hereditary
|
|
monarchy, when it is really such, and not aristocracy in disguise, far
|
|
surpasses democracy in all the forms of incapacity supposed to be
|
|
characteristic of the last. I say, except in a rude age, because in
|
|
a really rude state of society there is a considerable guarantee for
|
|
the intellectual and active capacities of the sovereign. His
|
|
personal will is constantly encountering obstacles from the wilfulness
|
|
of his subjects, and of powerful individuals among their number. The
|
|
circumstances of society do not afford him much temptation to mere
|
|
luxurious self-indulgence; mental and bodily activity, especially
|
|
political and military, are his principal excitements; and among
|
|
turbulent chiefs and lawless followers he has little authority, and is
|
|
seldom long secure even of his throne, unless he possesses a
|
|
considerable amount of personal daring, dexterity, and energy. The
|
|
reason why the average of talent is so high among the Henries and
|
|
Edwards of our history may be read in the tragical fate of the
|
|
second Edward and the second Richard, and the civil wars and
|
|
disturbances of the reigns of John and his incapable successor. The
|
|
troubled period of the Reformation also produced several eminent
|
|
hereditary monarchs, Elizabeth, Henri Quatre, Gustavus Adolphus; but
|
|
they were mostly bred up in adversity, succeeded to the throne by
|
|
the unexpected failure of nearer heirs, or had to contend with great
|
|
difficulties in the commencement of their reign. Since European life
|
|
assumed a settled aspect, anything above mediocrity in an hereditary
|
|
king has become extremely rare, while the general average has been
|
|
even below mediocrity, both in talent and in vigour of character. A
|
|
monarchy constitutionally absolute now only maintains itself in
|
|
existence (except temporarily in the hands of some active-minded
|
|
usurper) through the mental qualifications of a permanent bureaucracy.
|
|
The Russian and Austrian Governments, and even the French Government
|
|
in its normal condition, are oligarchies of officials, of whom the
|
|
head of the State does little more than select the chiefs. I am
|
|
speaking of the regular course of their administration; for the will
|
|
of the master of course determines many of their particular acts.
|
|
|
|
The governments which have been remarkable in history for
|
|
sustained mental ability and vigour in the conduct of affairs have
|
|
generally been aristocracies. But they have been, without any
|
|
exception, aristocracies of public functionaries. The ruling bodies
|
|
have been so narrow, that each member, or at least each influential
|
|
member, of the body, was able to make and did make, public business an
|
|
active profession, and the principal occupation of his life. The
|
|
only aristocracies which have manifested high governing capacities,
|
|
and acted on steady maxims of policy, through many generations, are
|
|
those of Rome and Venice. But, at Venice, though the privileged
|
|
order was numerous, the actual management of affairs was rigidly
|
|
concentrated in a small oligarchy within the oligarchy, whose whole
|
|
lives were devoted to the study and conduct of the affairs of the
|
|
state. The Roman government partook more of the character of an open
|
|
aristocracy like our own. But the really governing body, the Senate,
|
|
was in general exclusively composed of persons who had exercised
|
|
public functions, and had either already filled or were looking
|
|
forward to fill the higher offices of the state, at the peril of a
|
|
severe responsibility in case of incapacity and failure. When once
|
|
members of the Senate, their lives were pledged to the conduct of
|
|
public affairs; they were not permitted even to leave Italy except
|
|
in the discharge of some public trust; and unless turned out of the
|
|
Senate by the censors for character or conduct deemed disgraceful,
|
|
they retained their powers and responsibilities to the end of life. In
|
|
an aristocracy thus constituted, every member felt his personal
|
|
importance entirely bound up with the dignity and estimation of the
|
|
commonwealth which he administered, and with the part he was able to
|
|
play in its councils. This dignity and estimation were quite different
|
|
things from the prosperity or happiness of the general body of the
|
|
citizens, and were often wholly incompatible with it. But they were
|
|
closely linked with the external success and aggrandisement of the
|
|
State: and it was, consequently, in the pursuit of that object
|
|
almost exclusively that either the Roman or the Venetian aristocracies
|
|
manifested the systematically wise collective policy, and the great
|
|
individual capacities for government, for which history has deservedly
|
|
given them credit.
|
|
|
|
It thus appears that the only governments, not representative, in
|
|
which high political skill and ability have been other than
|
|
exceptional, whether under monarchical or aristocratic forms, have
|
|
been essentially bureaucracies. The work of government has been in the
|
|
hands of governors by profession; which is the essence and meaning
|
|
of bureaucracy. Whether the work is done by them because they have
|
|
been trained to it, or they are trained to it because it is to be done
|
|
by them, makes a great difference in many respects, but none at all as
|
|
to the essential character of the rule. Aristocracies, on the other
|
|
hand, like that of England, in which the class who possessed the power
|
|
derived it merely from their social position, without being
|
|
specially trained or devoting themselves exclusively to it (and in
|
|
which, therefore, the power was not exercised directly, but through
|
|
representative institutions oligarchically constituted) have been,
|
|
in respect to intellectual endowments, much on a par with democracies;
|
|
that is, they have manifested such qualities in any considerable
|
|
degree only during the temporary ascendancy which great and popular
|
|
talents, united with a distinguished position, have given to some
|
|
one man. Themistocles and Pericles, Washington and Jefferson, were not
|
|
more completely exceptions in their several democracies, and were
|
|
assuredly much more splendid exceptions, than the Chathams and Peels
|
|
of the representative aristocracy of Great Britain, or even the Sullys
|
|
and Colberts of the aristocratic monarchy of France. A great minister,
|
|
in the aristocratic governments of modern Europe, is almost as rare
|
|
a phenomenon as a great king.
|
|
|
|
The comparison, therefore, as to the intellectual attributes of a
|
|
government, has to be made between a representative democracy and a
|
|
bureaucracy; all other governments may be left out of the account. And
|
|
here it must be acknowledged that a bureaucratic government has, in
|
|
some important respects, greatly the advantage. It accumulates
|
|
experience, acquires well-tried and well-considered traditional
|
|
maxims, and makes provision for appropriate practical knowledge in
|
|
those who have the actual conduct of affairs. But it is not equally
|
|
favourable to individual energy of mind. The disease which afflicts
|
|
bureaucratic governments, and which they usually die of, is routine.
|
|
They perish by the immutability of their maxims; and, still more, by
|
|
the universal law that whatever becomes a routine loses its vital
|
|
principle, and having no longer a mind acting within it, goes on
|
|
revolving mechanically though the work it is intended to do remains
|
|
undone. A bureaucracy always tends to become a pedantocracy. When
|
|
the bureaucracy is the real government, the spirit of the corps (as
|
|
with the Jesuits) bears down the individuality of its more
|
|
distinguished members. In the profession of government, as in other
|
|
professions, the sole idea of the majority is to do what they have
|
|
been taught; and it requires a popular government to enable the
|
|
conceptions of the man of original genius among them to prevail over
|
|
the obstructive spirit of trained mediocrity. Only in a popular
|
|
government (setting apart the accident of a highly intelligent despot)
|
|
could Sir Rowland Hill have been victorious over the Post Office. A
|
|
popular government installed him in the Post Office, and made the
|
|
body, in spite of itself, obey the impulse given by the man who united
|
|
special knowledge with individual vigour and originality. That the
|
|
Roman aristocracy escaped this characteristic disease of a bureaucracy
|
|
was evidently owing to its popular element. All special offices,
|
|
both those which gave a seat in the Senate and those which were sought
|
|
by senators, were conferred by popular election. The Russian
|
|
government is a characteristic exemplification of both the good and
|
|
bad side of bureaucracy; its fixed maxims, directed with Roman
|
|
perseverance to the same unflinchingly-pursued ends from age to age;
|
|
the remarkable skill with which those ends are generally pursued;
|
|
the frightful internal corruption, and the permanent organised
|
|
hostility to improvements from without, which even the autocratic
|
|
power of a vigorous-minded Emperor is seldom or never sufficient to
|
|
overcome; the patient obstructiveness of the body being in the long
|
|
run more than a match for the fitful energy of one man. The Chinese
|
|
Government, a bureaucracy of Mandarins, is, as far as known to us,
|
|
another apparent example of the same qualities and defects.
|
|
|
|
In all human affairs conflicting influences are required to keep one
|
|
another alive and efficient even for their own proper uses; and the
|
|
exclusive pursuit of one good object, apart from some other which
|
|
should accompany it, ends not in excess of one and defect of the
|
|
other, but in the decay and loss even of that which has been
|
|
exclusively cared for. Government by trained officials cannot do,
|
|
for a country, the things which can be done by a free government;
|
|
but it might be supposed capable of doing some things which free
|
|
government, of itself, cannot do. We find, however, that an outside
|
|
element of freedom is necessary to enable it to do effectually or
|
|
permanently even its own business. And so, also, freedom cannot
|
|
produce its best effects, and often breaks down altogether, unless
|
|
means can be found of combining it with trained and skilled
|
|
administration. There could not be a moment's hesitation between
|
|
representative government, among a people in any degree ripe for it,
|
|
and the most perfect imaginable bureaucracy. But it is, at the same
|
|
time, one of the most important ends of political institutions, to
|
|
attain as many of the qualities of the one as are consistent with
|
|
the other; to secure, as far as they can be made compatible, the great
|
|
advantage of the conduct of affairs by skilled persons, bred to it
|
|
as an intellectual profession, along with that of a general control
|
|
vested in, and seriously exercised by, bodies representative of the
|
|
entire people. Much would be done towards this end by recognising
|
|
the line of separation, discussed in the preceding chapter, between
|
|
the work of government properly so called, which can only be well
|
|
performed after special cultivation, and that of selecting,
|
|
watching, and, when needful, controlling the governors, which in
|
|
this case, as in others, properly devolves, not on those who do the
|
|
work, but on those for whose benefit it ought to be done. No
|
|
progress at all can be made towards obtaining a skilled democracy
|
|
unless the democracy are willing that the work which requires skill
|
|
should be done by those who possess it. A democracy has enough to do
|
|
in providing itself with an amount of mental competency sufficient for
|
|
its own proper work, that of superintendence and check.
|
|
|
|
How to obtain and secure this amount is one of the questions to
|
|
taken into consideration in judging of the proper constitution of a
|
|
representative body. In proportion as its composition fails to
|
|
secure this amount, the assembly will encroach, by special acts, on
|
|
the province of the executive; it will expel a good, or elevate and
|
|
uphold a bad, ministry; it will connive at, or overlook in them,
|
|
abuses of trust, will be deluded by their false pretences, or will
|
|
withhold support from those who endeavour to fulfil their trust
|
|
conscientiously; it will countenance, or impose, a selfish, a
|
|
capricious and impulsive, a short-sighted, ignorant, and prejudiced
|
|
general policy, foreign and domestic; it will abrogate good laws, or
|
|
enact bad ones, let in new evils, or cling with perverse obstinacy
|
|
to old; it will even, perhaps, under misleading impulses, momentary or
|
|
permanent, emanating from itself or from its constituents, tolerate or
|
|
connive at proceedings which set law aside altogether, in cases
|
|
where equal justice would not be agreeable to popular feeling. Such
|
|
are among the dangers of representative government, arising from a
|
|
constitution of the representation which does not secure an adequate
|
|
amount of intelligence and knowledge in the representative assembly.
|
|
|
|
We next proceed to the evils arising from the prevalence of modes of
|
|
action in the representative body, dictated by sinister interests
|
|
(to employ the useful phrase introduced by Bentham), that is,
|
|
interests conflicting more or less with the general good of the
|
|
community.
|
|
|
|
It is universally admitted that, of the evils incident to
|
|
monarchical and aristocratic governments, a large proportion arise
|
|
from this cause. The interest of the monarch, or the interest of the
|
|
aristocracy, either collective or that of its individual members, is
|
|
promoted, or they themselves think that it will be promoted, by
|
|
conduct opposed to that which the general interest of the community
|
|
requires. The interest, for example, of the government is to tax
|
|
heavily: that of the community is to be as little taxed as the
|
|
necessary expenses of good government permit. The interest of the
|
|
king, and of the governing aristocracy, is to possess, and exercise,
|
|
unlimited power over the people; to enforce, on their part, complete
|
|
conformity to the will and preferences of the rulers. The interest
|
|
of the people is to have as little control exercised over them in
|
|
any respect as is consistent with attaining the legitimate ends of
|
|
government. The interest, or apparent and supposed interest, of the
|
|
king or aristocracy is to permit no censure of themselves, at least in
|
|
any form which they may consider either to threaten their power, or
|
|
seriously to interfere with their free agency. The interest of the
|
|
people is that there should be full liberty of censure on every public
|
|
officer, and on every public act or measure. The interest of a
|
|
ruling class, whether in an aristocracy or an aristocratic monarchy,
|
|
is to assume to themselves an endless variety of unjust privileges,
|
|
sometimes benefiting their pockets at the expense of the people,
|
|
sometimes merely tending to exalt them above others, or, what is the
|
|
same thing in different words, to degrade others below themselves.
|
|
If the people are disaffected, which under such a government they
|
|
are very likely to be, it is the interest of the king or aristocracy
|
|
to keep them at a low level of intelligence and education, foment
|
|
dissensions among them, and even prevent them from being too well off,
|
|
lest they should "wax fat, and kick"; agreeably to the maxim of
|
|
Cardinal Richelieu in his celebrated Testament Politique. All these
|
|
things are for the interest of a king or aristocracy, in a purely
|
|
selfish point of view, unless a sufficiently strong counter-interest
|
|
is created by the fear of provoking resistance. All these evils have
|
|
been, and many of them still are, produced by the sinister interests
|
|
of kings and aristocracies, where their power is sufficient to raise
|
|
them above the opinion of the rest of the community; nor is it
|
|
rational to expect, as a consequence of such a position, any other
|
|
conduct.
|
|
|
|
These things are superabundantly evident in the case of a monarchy
|
|
or an aristocracy; but it is sometimes rather gratuitously assumed
|
|
that the same kind of injurious influences do not operate in a
|
|
democracy. Looking at democracy in the way in which it is commonly
|
|
conceived, as the rule of the numerical majority, it is surely
|
|
possible that the ruling power may be under the dominion of
|
|
sectional or class interests, pointing to conduct different from
|
|
that which would be dictated by impartial regard for the interest of
|
|
all. Suppose the majority to be whites, the minority negroes, or
|
|
vice versa: is it likely that the majority would allow equal justice
|
|
to the minority? Suppose the majority Catholics, the minority
|
|
Protestants, or the reverse; will there not be the same danger? Or let
|
|
the majority be English, the minority Irish, or the contrary: is there
|
|
not a great probability of similar evil? In all countries there is a
|
|
majority of poor, a minority who, in contradistinction, may be
|
|
called rich. Between these two classes, on many questions, there is
|
|
complete opposition of apparent interest. We will suppose the majority
|
|
sufficiently intelligent to be aware that it is not for their
|
|
advantage to weaken the security of property, and that it would be
|
|
weakened by any act of arbitrary spoliation. But is there not a
|
|
considerable danger lest they should throw upon the possessors of what
|
|
is called realised property, and upon the larger incomes, an unfair
|
|
share, or even the whole, of the burden of taxation; and having done
|
|
so, add to the amount without scruple, expending the proceeds in modes
|
|
supposed to conduce to the profit and advantage of the labouring
|
|
class? Suppose, again, a minority of skilled labourers, a majority
|
|
of unskilled: the experience of many trade unions, unless they are
|
|
greatly calumniated, justifies the apprehension that equality of
|
|
earnings might be imposed as an obligation, and that piecework,
|
|
payment by the hour, and all practices which enable superior
|
|
industry or abilities to gain a superior reward might be put down.
|
|
Legislative attempts to raise wages, limitation of competition in
|
|
the labour market, taxes or restrictions on machinery, and on
|
|
improvements of all kinds tending to dispense with any of the existing
|
|
labour- even, perhaps, protection of the home producer against
|
|
foreign industry are very natural (I do not venture to say whether
|
|
probable) results of a feeling of class interest in a governing
|
|
majority of manual labourers.
|
|
|
|
It will be said that none of these things are for the real
|
|
interest of the most numerous class: to which I answer, that if the
|
|
conduct of human beings was determined by no other interested
|
|
considerations than those which constitute their "real" interest,
|
|
neither monarchy nor oligarchy would be such bad governments as they
|
|
are; for assuredly very strong arguments may be, and often have
|
|
been, adduced to show that either a king or a governing senate are
|
|
in much the most enviable position, when ruling justly and
|
|
vigilantly over an active, wealthy, enlightened, and high-minded
|
|
people. But a king only now and then, and an oligarchy in no known
|
|
instance, have taken this exalted view of their self-interest: and why
|
|
should we expect a loftier mode of thinking from the labouring
|
|
classes? It is not what their interest is, but what they suppose it to
|
|
be, that is the important consideration with respect to their conduct:
|
|
and it is quite conclusive against any theory of government that it
|
|
assumes the numerical majority to do habitually what is never done,
|
|
nor expected to be done, save in very exceptional cases, by any
|
|
other depositaries of power- namely, to direct their conduct by their
|
|
real ultimate interest, in opposition to their immediate and
|
|
apparent interest. No one, surely, can doubt that many of the
|
|
pernicious measures above enumerated, and many others as bad, would be
|
|
for the immediate interest of the general body of unskilled labourers.
|
|
It is quite possible that they would be for the selfish interest of
|
|
the whole existing generation of the class. The relaxation of industry
|
|
and activity, and diminished encouragement to saving which would be
|
|
their ultimate consequence, might perhaps be little felt by the
|
|
class of unskilled labourers in the space of a single lifetime.
|
|
|
|
Some of the most fatal changes in human affairs have been, as to
|
|
their more manifest immediate effects, beneficial. The establishment
|
|
of the despotism of the Caesars was a great benefit to the entire
|
|
generation in which it took place. It put a stop to civil war,
|
|
abated a vast amount of malversation and tyranny by praetors and
|
|
proconsuls; it fostered many of the graces of life, and intellectual
|
|
cultivation in all departments not political; it produced monuments of
|
|
literary genius dazzling to the imaginations of shallow readers of
|
|
history, who do not reflect that the men to whom the despotism of
|
|
Augustus (as well as of Lorenzo de' Medici and of Louis XIV.) owes its
|
|
brilliancy, were all formed in the generation preceding. The
|
|
accumulated riches, and the mental energy and activity, produced by
|
|
centuries of freedom, remained for the benefit of the first generation
|
|
of slaves. Yet this was the commencement of a regime by whose
|
|
gradual operation all the civilisation which had been gained
|
|
insensibly faded away, until the Empire, which had conquered and
|
|
embraced the world in its grasp, so completely lost even its
|
|
military efficiency, that invaders whom three or four legions had
|
|
always sufficed to coerce were able to overrun and occupy nearly the
|
|
whole of its vast territory. The fresh impulse given by Christianity
|
|
came but just in time to save arts and letters from perishing, and the
|
|
human race from sinking back into perhaps endless night.
|
|
|
|
When we talk of the interest of a body of men, or even of an
|
|
individual man, as a principle determining their actions, the question
|
|
what would be considered their interest by an unprejudiced observer is
|
|
one of the least important parts of the whole matter. As Coleridge
|
|
observes, the man makes the motive, not the motive the man. What it is
|
|
the man's interest to do or refrain from depends less on any outward
|
|
circumstances than upon what sort of man he is. If you wish to know
|
|
what is practically a man's interest, you must know the cast of his
|
|
habitual feelings and thoughts. Everybody has two kinds of
|
|
interests, interests which he cares for, and interests which he does
|
|
not care for. Everybody has selfish and unselfish interests, and a
|
|
selfish man has cultivated the habit of caring for the former, and not
|
|
caring for the latter. Every one has present and distant interests,
|
|
and the improvident man is he who cares for the present interests
|
|
and does not care for the distant. It matters little that on any
|
|
correct calculation the latter may be the more considerable, if the
|
|
habits of his mind lead him to fix his thoughts and wishes solely on
|
|
the former. It would be vain to attempt to persuade a man who beats
|
|
his wife and ill-treats his children that he would be happier if he
|
|
lived in love and kindness with them. He would be happier if he were
|
|
the kind of person who could so live; but he is not, and it is
|
|
probably too late for him to become, that kind of person. Being what
|
|
he is, the gratification of his love of domineering, and the
|
|
indulgence of his ferocious temper, are to his perceptions a greater
|
|
good to himself than he would be capable of deriving from the pleasure
|
|
and affection of those dependent on him. He has no pleasure in their
|
|
pleasure, and does not care for their affection. His neighbour, who
|
|
does, is probably a happier man than he; but could he be persuaded
|
|
of this, the persuasion would, most likely, only still further
|
|
exasperate his malignity or his irritability. On the average, a person
|
|
who cares for other people, for his country, or for mankind, is a
|
|
happier man than one who does not; but of what use is it to preach
|
|
this doctrine to a man who cares for nothing but his own ease, or
|
|
his own pocket? He cannot care for other people if he would. It is
|
|
like preaching to the worm who crawls on the ground how much better it
|
|
would be for him if he were an eagle.
|
|
|
|
Now it is a universally observed fact that the two evil dispositions
|
|
in question, the disposition to prefer a man's selfish interests to
|
|
those which he shares with other people, and his immediate and
|
|
direct interests to those which are indirect and remote, are
|
|
characteristics most especially called forth and fostered by the
|
|
possession of power. The moment a man, or a class of men, find
|
|
themselves with power in their hands, the man's individual interest,
|
|
or the class's separate interest, acquires an entirely new degree of
|
|
importance in their eyes. Finding themselves worshipped by others,
|
|
they become worshippers of themselves, and think themselves entitled
|
|
to be counted at a hundred times the value of other people; while
|
|
the facility they acquire of doing as they like without regard to
|
|
consequences insensibly weakens the habits which make men look forward
|
|
even to such consequences as affect themselves. This is the meaning of
|
|
the universal tradition, grounded on universal experience, of men's
|
|
being corrupted by power. Every one knows how absurd it would be to
|
|
infer from what a man is or does when in a private station, that he
|
|
will be and do exactly the like when a despot on a throne; where the
|
|
bad parts of his human nature, instead of being restrained and kept in
|
|
subordination by every circumstance of his life and by every person
|
|
surrounding him, are courted by all persons, and ministered to by
|
|
all circumstances. It would be quite as absurd to entertain a
|
|
similar expectation in regard to a class of men; the Demos, or any
|
|
other. Let them be ever so modest and amenable to reason while there
|
|
is a power over them stronger than they, we ought to expect a total
|
|
change in this respect when they themselves become the strongest
|
|
power.
|
|
|
|
Governments must be made for human beings as they are, or as they
|
|
are capable of speedily becoming: and in any state of cultivation
|
|
which mankind, or any class among them, have yet attained, or are
|
|
likely soon to attain, the interests by which they will be led, when
|
|
they are thinking only of self-interest, will be almost exclusively
|
|
those which are obvious at first sight, and which operate on their
|
|
present condition. It is only a disinterested regard for others, and
|
|
especially for what comes after them, for the idea of posterity, of
|
|
their country, or of mankind, whether grounded on sympathy or on a
|
|
conscientious feeling, which ever directs the minds and purposes of
|
|
classes or bodies of men towards distant or unobvious interests. And
|
|
it cannot be maintained that any form of government would be
|
|
rational which required as a condition that these exalted principles
|
|
of action should be the guiding and master motives in the conduct of
|
|
average human beings. A certain amount of conscience, and, of
|
|
disinterested public spirit, may fairly be calculated on in the
|
|
citizens of any community ripe for representative government. But it
|
|
would be ridiculous to expect such a degree of it, combined with
|
|
such intellectual discernment, as would be proof against any plausible
|
|
fallacy tending to make that which was for their class interest appear
|
|
the dictate of justice and of the general good.
|
|
|
|
We all know what specious fallacies may be urged in defence of every
|
|
act of injustice yet proposed for the imaginary benefit of the mass.
|
|
We know how many, not otherwise fools or bad men, have thought it
|
|
justifiable to repudiate the national debt. We know how many, not
|
|
destitute of ability, and of considerable popular influence, think
|
|
it fair to throw the whole burthen of taxation upon savings, under the
|
|
name of realised property, allowing those whose progenitors and
|
|
themselves have always spent all they received to remain, as a
|
|
reward for such exemplary conduct, wholly untaxed. We know what
|
|
powerful arguments, the more dangerous because there is a portion of
|
|
truth in them, may be brought against all inheritance, against the
|
|
power of bequest, against every advantage which one person seems to
|
|
have over another. We know how easily the uselessness of almost
|
|
every branch of knowledge may be proved, to the complete
|
|
satisfaction of those who do not possess it. How many, not
|
|
altogether stupid men, think the scientific study of languages
|
|
useless, think ancient literature useless, all erudition useless,
|
|
logic and metaphysics useless, poetry and the fine arts idle and
|
|
frivolous, political economy purely mischievous? Even history has been
|
|
pronounced useless and mischievous by able men. Nothing but that
|
|
acquaintance with external nature, empirically acquired, which
|
|
serves directly for the production of objects necessary to existence
|
|
or agreeable to the senses, would get its utility recognised if people
|
|
had the least encouragement to disbelieve it. Is it reasonable to
|
|
think that even much more cultivated minds than those of the numerical
|
|
majority can be expected to be will have so delicate a conscience, and
|
|
so just an appreciation of what is against their own apparent
|
|
interest, that they will reject these and the innumerable other
|
|
fallacies which will press in upon them from all quarters as soon as
|
|
they come into power, to induce them to follow their own selfish
|
|
inclinations and short-sighted notions of their own good, in
|
|
opposition to justice, at the expense of all other classes and of
|
|
posterity?
|
|
|
|
One of the greatest dangers, therefore, of democracy, as of all
|
|
other forms of government, lies in the sinister interest of the
|
|
holders of power: it is the danger of class legislation; of government
|
|
intended for (whether really effecting it or not) the immediate
|
|
benefit of the dominant class, to the lasting detriment of the
|
|
whole. And one of the most important questions demanding
|
|
consideration, in determining the best constitution of a
|
|
representative government, is how to provide efficacious securities
|
|
against this evil.
|
|
|
|
If we consider as a class, politically speaking, any number of
|
|
persons who have the same sinister interest- that is, whose direct
|
|
and apparent interest points towards the same description of bad
|
|
measures; the desirable object would be that no class, and no
|
|
combination of classes likely to combine, should be able to exercise a
|
|
preponderant influence in the government. A modern community, not
|
|
divided within itself by strong antipathies of race, language, or
|
|
nationality, may be considered as in the main divisible into two
|
|
sections, which, in spite of partial variations, correspond on the
|
|
whole with two divergent directions of apparent interest. Let us
|
|
call them (in brief general terms) labourers on the one hand,
|
|
employers of labour on the other: including however along with
|
|
employers of labour, not only retired capitalists, and the
|
|
possessors of inherited wealth, but all that highly paid description
|
|
of labourers (such as the professions) whose education and way of life
|
|
assimilate them with the rich, and whose prospect and ambition it is
|
|
to raise themselves into that class. With the labourers, on the
|
|
other hand, may be ranked those smaller employers of labour, who by
|
|
interests, habits, and educational impressions are assimilated in
|
|
wishes, tastes, and objects to the labouring classes; comprehending
|
|
a large proportion of petty tradesmen. In a state of society thus
|
|
composed, if the representative system could be made ideally
|
|
perfect, and if it were possible to maintain it in that state, its
|
|
organisation must be such that these two classes, manual labourers and
|
|
their affinities on one side, employers of labour and their affinities
|
|
on the other, should be, in the arrangement of the representative
|
|
system, equally balanced, each influencing about an equal number of
|
|
votes in Parliament: since, assuming that the majority of each
|
|
class, in any difference between them, would be mainly governed by
|
|
their class interests, there would be a minority of each in whom
|
|
that consideration would be subordinate to reason, justice, and the
|
|
good of the whole; and this minority of either, joining with the whole
|
|
of the other, would turn the scale against any demands of their own
|
|
majority which were not such as ought to prevail.
|
|
|
|
The reason why, in any tolerable constituted society, justice and
|
|
the general interest mostly in the end carry their point, is that
|
|
the separate and selfish interests of mankind are almost always
|
|
divided; some are interested in what is wrong, but some, also, have
|
|
their private interest on the side of what is right: and those who are
|
|
governed by higher considerations, though too few and weak to
|
|
prevail against the whole of the others, usually after sufficient
|
|
discussion and agitation become strong enough to turn the balance in
|
|
favour of the body of private interests which is on the same side with
|
|
them. The representative system ought to be so constituted as to
|
|
maintain this state of things: it ought not to allow any of the
|
|
various sectional interests to be so powerful as to be capable of
|
|
prevailing against truth and justice and the other sectional interests
|
|
combined. There ought always to be such a balance preserved among
|
|
personal interests as may render any one of them dependent for its
|
|
successes on carrying with it at least a large proportion of those who
|
|
act on higher motives and more comprehensive and distant views.
|
|
|
|
Chapter 7
|
|
|
|
Of True and False Democracy; Representation of All, and
|
|
Representation of the Majority only.
|
|
|
|
IT HAS been seen that the dangers incident to a representative
|
|
democracy are of two kinds: danger of a low grade of intelligence in
|
|
the representative body, and in the popular opinion which controls it;
|
|
and danger of class legislation on the part of the numerical majority,
|
|
these being all composed of the same class. We have next to consider
|
|
how far it is possible so to organise the democracy as, without
|
|
interfering materially with the characteristic benefits of
|
|
democratic government, to do away with these two great evils, or at
|
|
least to abate them, in the utmost degree attainable by human
|
|
contrivance.
|
|
|
|
The common mode of attempting this is by limiting the democratic
|
|
character of the representation, through a more or less restricted
|
|
suffrage. But there is a previous consideration which, duly kept in
|
|
view, considerably modifies the circumstances which are supposed to
|
|
render such a restriction necessary. A completely equal democracy,
|
|
in a nation in which a single class composes the numerical majority,
|
|
cannot be divested of certain evils; but those evils are greatly
|
|
aggravated by the fact that the democracies which at present exist are
|
|
not equal, but systematically unequal in favour of the predominant
|
|
class. Two very different ideas are usually confounded under the
|
|
name democracy. The pure idea of democracy, according to its
|
|
definition, is the government of the whole people by the whole people,
|
|
equally represented. Democracy as commonly conceived and hitherto
|
|
practised is the government of the whole people by a mere majority
|
|
of the people, exclusively represented. The former is synonymous
|
|
with the equality of all citizens; the latter, strangely confounded
|
|
with it, is a government of privilege, in favour of the numerical
|
|
majority, who alone possess practically any voice in the State. This
|
|
is the inevitable consequence of the manner in which the votes are now
|
|
taken, to the complete disfranchisement of minorities.
|
|
|
|
The confusion of ideas here is great, but it is so easily cleared up
|
|
that one would suppose the slightest indication would be sufficient to
|
|
place the matter in its true light before any mind of average
|
|
intelligence. It would be so, but for the power of habit; owing to
|
|
which the simplest idea, if unfamiliar, has as great difficulty in
|
|
making its way to the mind as a far more complicated one. That the
|
|
minority must yield to the majority, the smaller number to the
|
|
greater, is a familiar idea; and accordingly men think there is no
|
|
necessity for using their minds any further, and it does not occur
|
|
to them that there is any medium between allowing the smaller number
|
|
to be equally powerful with the greater, and blotting out the
|
|
smaller number altogether. In a representative body actually
|
|
deliberating, the minority must of course be overruled; and in an
|
|
equal democracy (since the opinions of the constituents, when they
|
|
insist on them, determine those of the representative body) the
|
|
majority of the people, through their representatives, will outvote
|
|
and prevail over the minority and their representatives. But does it
|
|
follow that the minority should have no representatives at all?
|
|
Because the majority ought to prevail over the minority, must the
|
|
majority have all the votes, the minority none? Is it necessary that
|
|
the minority should not even be heard? Nothing but habit and old
|
|
association can reconcile any reasonable being to the needless
|
|
injustice. In a really equal democracy, every or any section would
|
|
be represented, not disproportionately, but proportionately. A
|
|
majority of the electors would always have a majority of the
|
|
representatives; but a minority of the electors would always have a
|
|
minority of the representatives. Man for man they would be as fully
|
|
represented as the majority. Unless they are, there is not equal
|
|
government, but a government of inequality and privilege: one part
|
|
of the people rule over the rest: there is a part whose fair and equal
|
|
share of influence in the representation is withheld from them;
|
|
contrary to all just government, but, above all, contrary to the
|
|
principle of democracy, which professes equality as its very root
|
|
and foundation.
|
|
|
|
The injustice and violation of principle are not less flagrant
|
|
because those who suffer by them are a minority; for there is not
|
|
equal suffrage where every single individual does not count for as
|
|
much as any other single individual in the community. But it is not
|
|
only a minority who suffer. Democracy, thus constituted, does not even
|
|
attain its ostensible object, that of giving the powers of
|
|
government in all cases to the numerical majority. It does something
|
|
very different: it gives them to a majority of the majority; who may
|
|
be, and often are, but a minority of the whole. All principles are
|
|
most effectually tested by extreme cases. Suppose then, that, in a
|
|
country governed by equal and universal suffrage, there is a contested
|
|
election in every constituency, and every election is carried by a
|
|
small majority. The Parliament thus brought together represents little
|
|
more than a bare majority of the people. This Parliament proceeds to
|
|
legislate, and adopts important measures by a bare majority of itself.
|
|
What guarantee is there that these measures accord with the wishes
|
|
of a majority of the people? Nearly half the electors, having been
|
|
outvoted at the hustings, have had no influence at all in the
|
|
decision; and the whole of these may be, a majority of them probably
|
|
are, hostile to the measures, having voted against those by whom
|
|
they have been carried. Of the remaining electors, nearly half have
|
|
chosen representatives who, by supposition, have voted against the
|
|
measures. It is possible, therefore, and not at all improbable, that
|
|
the opinion which has prevailed was agreeable only to a minority of
|
|
the nation, though a majority of that portion of it whom the
|
|
institutions of the country have erected into a ruling class. If
|
|
democracy means the certain ascendancy of the majority, there are no
|
|
means of insuring that but by allowing every individual figure to tell
|
|
equally in the summing up. Any minority left out, either purposely
|
|
or by the play of the machinery, gives the power not to the
|
|
majority, but to a minority in some other part of the scale.
|
|
|
|
The only answer which can possibly be made to this reasoning is,
|
|
that as different opinions predominate in different localities, the
|
|
opinion which is in a minority in some places has a majority in
|
|
others, and on the whole every opinion which exists in the
|
|
constituencies obtains its fair share of voices in the representation.
|
|
And this is roughly true in the present state of the constituency;
|
|
if it were not, the discordance of the House with the general
|
|
sentiment of the country would soon become evident. But it would be no
|
|
longer true if the present constituency were much enlarged; still
|
|
less, if made co-extensive with the whole population; for in that case
|
|
the majority in every locality would consist of manual labourers;
|
|
and when there was any question pending, on which these classes were
|
|
at issue with the rest of the community, no other class could
|
|
succeed in getting represented anywhere. Even now, is it not a great
|
|
grievance that in every Parliament a very numerous portion of the
|
|
electors, willing and anxious to be represented, have no member in the
|
|
House for whom they have voted? Is it just that every elector of
|
|
Marylebone is obliged to be represented by two nominees of the
|
|
vestries, every elector of Finsbury or Lambeth by those (as is
|
|
generally believed) of the publicans? The constituencies to which most
|
|
of the highly educated and public spirited persons in the country
|
|
belong, those of the large towns, are now, in great part, either
|
|
unrepresented or misrepresented. The electors who are on a different
|
|
side in party politics from the local majority are unrepresented. Of
|
|
those who are on the same side, a large proportion are misrepresented;
|
|
having been obliged to accept the man who had the greatest number of
|
|
supporters in their political party, though his opinions may differ
|
|
from theirs on every other point. The state of things is, in some
|
|
respects, even worse than if the minority were not allowed to vote
|
|
at all; for then, at least, the majority might have a member who would
|
|
represent their own best mind: while now, the necessity of not
|
|
dividing the party, for fear of letting in its opponents, induces
|
|
all to vote either for the first person who presents himself wearing
|
|
their colours, or for the one brought forward by their local
|
|
leaders; and these, if we pay them the compliment, which they very
|
|
seldom deserve, of supposing their choice to be unbiassed by their
|
|
personal interests, are compelled, that they may be sure of
|
|
mustering their whole strength, to bring forward a candidate whom none
|
|
of the party will strongly object to- that is, a man without any
|
|
distinctive peculiarity, any known opinions except the shibboleth of
|
|
the party.
|
|
|
|
This is strikingly exemplified in the United States; where, at the
|
|
election of President, the strongest party never dares put forward any
|
|
of its strongest men, because every one of these, from the mere fact
|
|
that he has been long in the public eye, has made himself
|
|
objectionable to some portion or other of the party, and is
|
|
therefore not so sure a card for rallying all their votes as a
|
|
person who has never been heard of by the public at all until he is
|
|
produced as the candidate. Thus, the man who is chosen, even by the
|
|
strongest party, represents perhaps the real wishes only of the narrow
|
|
margin by which that party outnumbers the other. Any section whose
|
|
support is necessary to success possesses a veto on the candidate. Any
|
|
section which holds out more obstinately than the rest can compel
|
|
all the others to adopt its nominee; and this superior pertinacity
|
|
is unhappily more likely to be found among those who are holding out
|
|
for their own interest than for that of the public. The choice of
|
|
the majority is therefore very likely to be determined by that portion
|
|
of the body who are the most timid, the most narrow-minded and
|
|
prejudiced, or who cling most tenaciously to the exclusive
|
|
class-interest; in which case the electoral rights of the minority,
|
|
while useless for the purposes for which votes are given, serve only
|
|
for compelling the majority to accept the candidate of the weakest
|
|
or worst portion of themselves.
|
|
|
|
That, while recognising these evils, many should consider them as
|
|
the necessary price paid for a free government is in no way
|
|
surprising: it was the opinion of all the friends of freedom up to a
|
|
recent period. But the habit of passing them over as irremediable
|
|
has become so inveterate that many persons seem to have lost the
|
|
capacity of looking at them as things which they would be glad to
|
|
remedy if they could. From despairing of a cure, there is too often
|
|
but one step to denying the disease; and from this follows dislike
|
|
to having a remedy proposed, as if the proposer were creating a
|
|
mischief instead of offering relief from one. People are so inured
|
|
to the evils that they feel as if it were unreasonable, if not
|
|
wrong, to complain of them. Yet, avoidable or not, he must be a
|
|
purblind lover of liberty on whose mind they do not weigh; who would
|
|
not rejoice at the discovery that they could be dispensed with. Now,
|
|
nothing is more certain than that the virtual blotting-out of the
|
|
minority is no necessary or natural consequence of freedom; that,
|
|
far from having any connection with democracy, it is diametrically
|
|
opposed to the first principle of democracy, representation in
|
|
proportion to numbers. It is an essential part of democracy that
|
|
minorities should be adequately represented. No real democracy,
|
|
nothing but a false show of democracy, is possible without it.
|
|
|
|
Those who have seen and felt, in some degree, the force of these
|
|
considerations, have proposed various expedients by which the evil may
|
|
be, in a greater or less degree, mitigated. Lord John Russell, in
|
|
one of his Reform Bills, introduced a provision, that certain
|
|
constituencies should return three members, and that in these each
|
|
elector should be allowed to vote only for two; and Mr. Disraeli, in
|
|
the recent debates, revived the memory of the fact by reproaching
|
|
him for it; being of opinion, apparently, that it befits a
|
|
Conservative statesman to regard only means, and to disown
|
|
scornfully all fellow-feeling with any one who is betrayed, even once,
|
|
into thinking of ends.* Others have proposed that each elector
|
|
should be allowed to vote only for one. By either of these plans, a
|
|
minority equalling or exceeding a third of the local constituency,
|
|
would be able, if it attempted no more, to return one out of three
|
|
members. The same result might be attained in a still better way if,
|
|
as proposed in an able pamphlet by Mr. James Garth Marshall, the
|
|
elector retained his three votes, but was at liberty to bestow them
|
|
all upon the same candidate. These schemes, though infinitely better
|
|
than none at all, are yet but makeshifts, and attain the end in a very
|
|
imperfect manner; since all local minorities of less than a third, and
|
|
all minorities, however numerous, which are made up from several
|
|
constituencies, would remain unrepresented. It is much to be lamented,
|
|
however, that none of these plans have been carried into effect, as
|
|
any of them would have recognised the right principle, and prepared
|
|
the way for its more complete application. But real equality of
|
|
representation is not obtained unless any set of electors amounting to
|
|
the average number of a constituency, wherever in the country they
|
|
happen to reside, have the power of combining with one another to
|
|
return a representative. This degree of perfection in
|
|
representation, appeared impracticable until a man of great
|
|
capacity, fitted alike for large general views and for the contrivance
|
|
of practical details- Mr. Thomas Hare- had proved its possibility by
|
|
drawing up a scheme for its accomplishment, embodied in a Draft of
|
|
an Act of Parliament: a scheme which has the almost unparalleled merit
|
|
of carrying out a great principle of government in a manner
|
|
approaching to ideal perfection as regards the special object in view,
|
|
while it attains incidentally several other ends of scarcely
|
|
inferior importance.
|
|
|
|
* This blunder of Mr. Disraeli (from which, greatly to his credit,
|
|
Sir John Pakington took an opportunity, soon after, of separating
|
|
himself) is a speaking instance among many, how little the
|
|
Conservative leaders understand Conservative principles. Without
|
|
presuming to require from political Parties such an amount of virtue
|
|
and discernment as that they should comprehend, and know when to
|
|
apply, the principles of their opponents, we may yet say that it would
|
|
be a great improvement if each party understood and acted upon its
|
|
own. Well would it be for England if Conservatives voted
|
|
consistently for everything conservative, and Liberals for
|
|
everything liberal. We should not then have to wait long for things
|
|
which, like the present and many other great measures, are eminently
|
|
both the one and the other. The Conservatives, as being by the law
|
|
of their existence the stupidest party, have much the greatest sins of
|
|
this description to answer for: and it is a melancholy truth, that
|
|
if any measure were proposed, on any subject, truly, largely, and
|
|
far-sightedly conservative, even if Liberals were willing to vote
|
|
for it, the great bulk of the Conservative party would rush blindly in
|
|
and prevent it from being carried.
|
|
|
|
According to this plan, the unit of representation, the quota of
|
|
electors who would be entitled to have a member to themselves, would
|
|
be ascertained by the ordinary process of taking averages, the
|
|
number of voters being divided by the number of seats in the House:
|
|
and every candidate who obtained that quota would be returned, from
|
|
however great a number of local constituencies it might be gathered.
|
|
The votes would, as at present, be given locally; but any elector
|
|
would be at liberty to vote for any candidate in whatever part of
|
|
the country he might offer himself. Those electors, therefore, who did
|
|
not wish to be represented by any of the local candidates, might aid
|
|
by their vote in the return of the person they liked best among all
|
|
those throughout the country who had expressed a willingness to be
|
|
chosen. This would, so far, give reality to the electoral rights of
|
|
the otherwise virtually disfranchised minority. But it is important
|
|
that not those alone who refuse to vote for any of the local
|
|
candidates, but those also who vote for one of them and are
|
|
defeated, should be enabled to find elsewhere the representation which
|
|
they have not succeeded in obtaining in their own district. It is
|
|
therefore provided that an elector may deliver a voting paper,
|
|
containing other names in addition to the one which stands foremost in
|
|
his preference. His vote would only be counted for one candidate;
|
|
but if the object of his first choice failed to be returned, from
|
|
not having obtained the quota, his second perhaps might be more
|
|
fortunate. He may extend his list to a greater number, in the order of
|
|
his preference, so that if the names which stand near the top of the
|
|
list either cannot make up the quota, or are able to make it up
|
|
without his vote, the vote may still be used for some one whom it
|
|
may assist in returning. To obtain the full number of members required
|
|
to complete the House, as well as to prevent very popular candidates
|
|
from engrossing nearly all the suffrages, it is necessary, however
|
|
many votes a candidate may obtain, that no more of them than the quota
|
|
should be counted for his return: the remainder of those who voted for
|
|
him would have their votes counted for the next person on their
|
|
respective lists who needed them, and could by their aid complete
|
|
the quota. To determine which of a candidate's votes should be used
|
|
for his return, and which set free for others, several methods are
|
|
proposed, into which we shall not here enter. He would of course
|
|
retain the votes of all those who would not otherwise be
|
|
represented; and for the remainder, drawing lots, in default of
|
|
better, would be an unobjectionable expedient. The voting papers would
|
|
be conveyed to a central office; where the votes would be counted, the
|
|
number of first, second, third, and other votes given for each
|
|
candidate ascertained, and the quota would be allotted to every one
|
|
who could make it up, until the number of the House was complete:
|
|
first votes being preferred to second, second to third, and so
|
|
forth. The voting papers, and all the elements of the calculation,
|
|
would be placed in public repositories, accessible to all whom they
|
|
concerned; and if any one who had obtained the quota was not duly
|
|
returned it would be in his power easily to prove it.
|
|
|
|
These are the main provisions of the scheme. For a more minute
|
|
knowledge of its very simple machinery, I must refer to Mr. Hare's
|
|
Treatise on the Election of Representatives (a small volume
|
|
Published in 1859),* and to a pamphlet by Mr. Henry Fawcett (now
|
|
Professor of Political Economy in the University, of Cambridge),
|
|
published in 1860, and entitled Mr. Hare's Reform Bill simplified
|
|
and explained. This last is a very clear and concise exposition of the
|
|
plan, reduced to its simplest elements, by the omission of some of Mr.
|
|
Hare's original provisions, which, though in themselves beneficial,
|
|
we're thought to take more from the simplicity of the scheme than they
|
|
added to its practical usefulness. The more these works are studied
|
|
the stronger, I venture to predict, will be the impression of the
|
|
perfect feasibility of the scheme, and its transcendant advantages.
|
|
Such and so numerous are these, that, in my conviction, they place Mr.
|
|
Hare's plan among the very greatest improvements yet made in the
|
|
theory and practice of government.
|
|
|
|
* In a second edition, published recently, Mr. Hare has made
|
|
important improvements in some of the detailed provisions.
|
|
|
|
In the first place, it secures a representation, in proportion to
|
|
numbers, of every division of the electoral body: not two great
|
|
parties alone, with perhaps a few large sectional minorities in
|
|
particular places, but every minority in the whole nation,
|
|
consisting of a sufficiently large number to be, on principles of
|
|
equal justice, entitled to a representative. Secondly, no elector
|
|
would, as at present, be nominally represented by some one whom he had
|
|
not chosen. Every member of the House would be the representative of a
|
|
unanimous constituency. He would represent a thousand electors, or two
|
|
thousand, or five thousand, or ten thousand, as the quota might be,
|
|
every one of whom would have not only voted for him, but selected
|
|
him from the whole country; not merely from the assortment of two or
|
|
three perhaps rotten oranges, which may be the only choice offered
|
|
to him in his local market. Under this relation the tie between the
|
|
elector and the representative would be of a strength, and a value, of
|
|
which at present we have no experience. Every one of the electors
|
|
would be personally identified with his representative, and the
|
|
representative with his constituents. Every elector who voted for
|
|
him would have done so either because, among all the candidates for
|
|
Parliament who are favourably known to a certain number of electors,
|
|
he is the one who best expresses the voter's own opinions, because
|
|
he is one of those whose abilities and character the voter most
|
|
respects, and whom he most willingly trusts to think for him. The
|
|
member would represent persons, not the mere bricks and mortar of
|
|
the town- the voters themselves, not a few vestrymen or parish
|
|
notabilities merely. All however, that is worth preserving in the
|
|
representation of places would be preserved. Though the Parliament
|
|
of the nation ought to have as little as possible to do with purely
|
|
local affairs, yet, while it has to do with them, there ought to be
|
|
members specially commissioned to look after the interests of every
|
|
important locality: and these there would still be. In every
|
|
locality which could make up the quota within itself, the majority
|
|
would generally prefer to be represented by one of themselves; by a
|
|
person of local knowledge, and residing in the locality, if there is
|
|
any such person to be found among the candidates, who is otherwise
|
|
well qualified to be their representative. It would be the
|
|
minorities chiefly, who being unable to return the local member, would
|
|
look out elsewhere for a candidate likely to obtain other votes in
|
|
addition to their own.
|
|
|
|
Of all modes in which a national representation can possibly be
|
|
constituted, this one affords the best, security for the
|
|
intellectual qualifications desirable in the representatives. At
|
|
present, by universal admission, it is becoming more and more
|
|
difficult for any one who has only talents and character to gain
|
|
admission into the House of Commons. The only persons who can get
|
|
elected are those who possess local influence, or make their way by
|
|
lavish expenditure, or who, on the invitation of three or four
|
|
tradesmen or attorneys, are sent down by one of the two great
|
|
parties from their London clubs, as men whose votes the party can
|
|
depend on under all circumstances. On Mr. Hare's system, those who did
|
|
not like the local candidates, or who could not succeed in carrying
|
|
the local candidate they preferred, would have the power to fill up
|
|
their voting papers by a selection from all the persons of national
|
|
reputation, on the list of candidates, with whose general political
|
|
principles they were in sympathy. Almost every person, therefore,
|
|
who had made himself in any way honourably distinguished, though
|
|
devoid of local influence, and having sworn allegiance to no political
|
|
party, would have a fair chance of making up the quota; and with
|
|
this encouragement such persons might be expected to offer themselves,
|
|
in numbers hitherto undreamt of. Hundreds of able men of independent
|
|
thought, who would have no chance whatever of being chosen by the
|
|
majority of any existing constituency, have by their writings, or
|
|
their exertions in some field of public usefulness, made themselves
|
|
known and approved by a few persons in almost every district of the
|
|
kingdom; and if every vote that would be given for them in every place
|
|
could be counted for their election, they might be able to complete
|
|
the number of the quota. In no other way which it seems possible to
|
|
suggest would Parliament be so certain of containing the very elite of
|
|
the country.
|
|
|
|
And it is not solely through the votes of minorities that this
|
|
system of election would raise the intellectual standard of the
|
|
House of Commons. Majorities would be compelled to look out for
|
|
members of a much higher calibre. When the individuals composing the
|
|
majority would no longer be reduced to Hobson's choice, of either
|
|
voting for the person brought forward by their local leaders or not
|
|
voting at all; when the nominee of the leaders would have to encounter
|
|
the competition not solely of the candidate of the minority, but of
|
|
all the men of established reputation in the country who were
|
|
willing to serve; it would be impossible any longer to foist upon
|
|
the electors the first person who presents himself with the catchwords
|
|
of the party in his mouth and three or four thousand pounds in his
|
|
pocket. The majority would insist on having a candidate worthy of
|
|
their choice, or they would carry their votes somewhere else, and
|
|
the minority would prevail. The slavery of the majority to the least
|
|
estimable portion of their number would be at an end: the very best
|
|
and most capable of the local notabilities would be put forward by
|
|
preference; if possible, such as were known in some advantageous way
|
|
beyond the locality, that their local strength might have a chance
|
|
of being fortified by stray votes from elsewhere. Constituencies would
|
|
become competitors for the best candidates, and would vie with one
|
|
another in selecting from among the men of local knowledge and
|
|
connections those who were most distinguished in every other respect.
|
|
|
|
The natural tendency of representative government, as of modern
|
|
civilisation, is towards collective mediocrity: and this tendency is
|
|
increased by all reductions and extensions of the franchise, their
|
|
effect being to place the principal power in the hands of classes more
|
|
and more below the highest level of instruction in the community.
|
|
But though the superior intellects and characters will necessarily
|
|
be outnumbered, it makes a great difference whether or not they are
|
|
heard. In the false democracy which, instead of giving
|
|
representation to all gives it only to the local majorities, the voice
|
|
of the instructed minority may have no organs at all in the
|
|
representative body. It is an admitted fact that in the American
|
|
democracy, which is constructed on this faulty model, the
|
|
highly-cultivated members of the community, except such of them as are
|
|
willing to sacrifice their own opinions and modes of judgment, and
|
|
become the servile mouthpieces of their inferiors in knowledge, seldom
|
|
even offer themselves for Congress or the State Legislatures, so
|
|
little likelihood have they of being returned.
|
|
|
|
Had a plan like Mr. Hare's by good fortune suggested itself to the
|
|
enlightened and patriotic founders of the American Republic, the
|
|
Federal and State Assemblies would have contained many of these
|
|
distinguished men, and democracy would have been spared its greatest
|
|
reproach and one of its most formidable evils. Against this evil the
|
|
system of personal representation, proposed by Mr. Hare, is almost a
|
|
specific. The minority of instructed minds scattered through the local
|
|
constituencies would unite to return a number, proportioned to their
|
|
own numbers, of the very ablest men the country contains. They would
|
|
be under the strongest inducement to choose such men, since in no
|
|
other mode could they make their small numerical strength tell for
|
|
anything considerable. The representatives of the majority, besides
|
|
that they would themselves be improved in quality by the operation
|
|
of the system, would no longer have the whole field to themselves.
|
|
They would indeed outnumber the others, as much as the one class of
|
|
electors outnumbers the other in the country: they could always out
|
|
vote them, but they would speak and vote in their presence, and
|
|
subject to their criticism. When any difference arose, they would have
|
|
to meet the arguments of the instructed few by reasons, at least
|
|
apparently, as cogent; and since they could not, as those do who are
|
|
speaking to persons already unanimous, simply assume that they are
|
|
in the right, it would occasionally happen to them to become convinced
|
|
that they were in the wrong. As they would in general be
|
|
well-meaning (for thus much may reasonably be expected from a
|
|
fairly-chosen national representation), their own minds would be
|
|
insensibly raised by the influence of the minds with which they were
|
|
in contact, or even in conflict. The champions of unpopular
|
|
doctrines would not put forth their arguments merely in books and
|
|
periodicals, read only by their own side; the opposing ranks would
|
|
meet face to face and hand to hand, and there would be a fair
|
|
comparison of their intellectual strength in the presence of the
|
|
country. It would then be found out whether the opinion which
|
|
prevailed by counting votes would also prevail if the votes were
|
|
weighed as well as counted.
|
|
|
|
The multitude have often a true instinct for distinguishing an
|
|
able man, when he has the means of displaying his ability in a fair
|
|
field before them. If such a man fails to obtain at least some portion
|
|
of his just weight, it is through institutions or usages which keep
|
|
him out of sight. In the old democracies there were no means of
|
|
keeping out of sight any able man: the bema was open to him; he needed
|
|
nobody's consent to become a public adviser. It is not so in a
|
|
representative government; and the best friends of representative
|
|
democracy can hardly be without misgivings that the Themistocles or
|
|
Demosthenes, whose counsels would have saved the nation, might be
|
|
unable during his whole life ever to obtain a seat. But if the
|
|
presence in the representative assembly can be insured of even a few
|
|
of the first minds in the country, though the remainder consist only
|
|
of average minds, the influence of these leading spirits is sure to
|
|
make itself sensibly felt in the general deliberations, even though
|
|
they be known to be, in many respects, opposed to the tone of
|
|
popular opinion and feeling. I am unable to conceive any mode by which
|
|
the presence of such minds can be so positively insured as by that
|
|
proposed by Mr. Hare.
|
|
|
|
This portion of the Assembly would also be the appropriate organ
|
|
of a great social function, for which there is no provision in any
|
|
existing democracy, but which in no government can remain
|
|
permanently unfulfilled without condemning that government to
|
|
infallible degeneracy and decay. This may be called the function of
|
|
Antagonism. In every government there is some power stronger than
|
|
all the rest; and the power which is strongest tends perpetually to
|
|
become the sole power. Partly by intention, and partly
|
|
unconsciously, it is ever striving to make all other things bend to
|
|
itself; and is not content while there is anything which makes
|
|
permanent head against it, any influence not in agreement with its
|
|
spirit. Yet if it succeeds in suppressing all rival influences, and
|
|
moulding everything after its own model, improvement, in that country,
|
|
is at an end, and decline commences. Human improvement is a product of
|
|
many factors, and no power ever yet constituted among mankind includes
|
|
them all: even the most beneficent power only contains in itself
|
|
some of the requisites of good, and the remainder, if progress is to
|
|
continue, must be derived from some other source. No community has
|
|
ever long continued progressive, but while a conflict was going on
|
|
between the strongest power in the community and some rival power;
|
|
between the spiritual and temporal authorities; the military or
|
|
territorial and the industrious classes; the king and the people;
|
|
the orthodox and religious reformers. When the victory on either
|
|
side was so complete as to put an end to the strife, and no other
|
|
conflict took its place, first stagnation followed, and then decay.
|
|
The ascendancy of the numerical majority is less unjust, and on the
|
|
whole less mischievous, than many others, but it is attended with
|
|
the very same kind of dangers, and even more certainly; for when the
|
|
government is in the hands of One or a Few, the Many are always
|
|
existent as a rival power, which may not be strong enough ever to
|
|
control the other, but whose opinion and sentiment are a moral, and
|
|
even a social, support to all who, either from conviction or
|
|
contrariety of interest, are opposed to any of the tendencies of the
|
|
ruling authority. But when the Democracy is supreme, there is no One
|
|
or Few strong enough for dissentient opinions and injured or menaced
|
|
interests to lean upon. The great difficulty of democratic
|
|
government has hitherto seemed to be, how to provide, in a
|
|
democratic society, what circumstances have provided hitherto in all
|
|
the societies which have maintained themselves ahead of others- a
|
|
social support, a point d'appui, for individual resistance to the
|
|
tendencies of the ruling power; a protection, a rallying point, for
|
|
opinions and interests which the ascendant public opinion views with
|
|
disfavour. For want of such a point d'appui, the older societies,
|
|
and all but a few modern ones, either fell into dissolution or
|
|
became stationary (which means slow deterioration) through the
|
|
exclusive predominance of a part only of the conditions of social
|
|
and mental well-being.
|
|
|
|
Now, this great want the system of Personal Representation is fitted
|
|
to supply in the most perfect manner which the circumstances of modern
|
|
society admit of. The only quarter in which to look for a
|
|
supplement, or completing corrective, to the instincts of a democratic
|
|
majority, is the instructed minority: but, in the ordinary mode of
|
|
constituting democracy, this minority has no organ: Mr. Hare's
|
|
system provides one. The representatives who would be returned to
|
|
Parliament by the aggregate of minorities would afford that organ in
|
|
its greatest perfection. A separate organisation of the instructed
|
|
classes, even if practicable, would be invidious, and could only
|
|
escape from being offensive by being totally without influence. But if
|
|
the elite of these classes formed part of the Parliament, by the
|
|
same title as any other of its members- by representing the same
|
|
number of citizens, the same numerical fraction of the national will-
|
|
their presence could give umbrage to nobody, while they would be in
|
|
the position of highest vantage, both for making their opinions and
|
|
counsels heard on all important subjects, and for taking an active
|
|
part in public business. Their abilities would probably draw to them
|
|
more than their numerical share of the actual administration of
|
|
government; as the Athenians did not confide responsible public
|
|
functions to Cleon or Hyperbolus (the employment of Cleon at Pylos and
|
|
Amphipolis was purely exceptional), but Nicias, and Theramenes, and
|
|
Alcibiades, were in constant employment both at home and abroad,
|
|
though known to sympathise more with oligarchy than with democracy.
|
|
The instructed minority would, in the actual voting, count only for
|
|
their numbers, but as a moral power they would count for much more, in
|
|
virtue of their knowledge, and of the influence it would give them
|
|
over the rest. An arrangement better adapted to keep popular opinion
|
|
within reason and justice, and to guard it from the various
|
|
deteriorating influences which assail the weak side of democracy,
|
|
could scarcely by human ingenuity be devised. A democratic people
|
|
would in this way be provided with what in any other way it would
|
|
almost certainly miss-leaders of a higher grade of intellect and
|
|
character than itself. Modern democracy would have its occasional
|
|
Pericles, and its habitual group of superior and guiding minds.
|
|
|
|
With all this array of reasons, of the most fundamental character,
|
|
on the affirmative side of the question, what is there on the
|
|
negative? Nothing that will sustain examination, when people can
|
|
once be induced to bestow any real examination upon a new thing. Those
|
|
indeed, if any such there be, who, under pretence of equal justice,
|
|
aim only at substituting the class ascendancy of the poor for that
|
|
of the rich, will of course be unfavourable to a scheme which places
|
|
both on a level. But I do not believe that any such wish exists at
|
|
present among the working classes of this country, though I would
|
|
not answer for the effect which opportunity and demagogic artifices
|
|
may hereafter have in exciting it. In the United States, where the
|
|
numerical majority have long been in full possession of collective
|
|
despotism, they would probably be as unwilling to part with it as a
|
|
single despot or an aristocracy. But I believe that the English
|
|
democracy would as yet be content with protection against the class
|
|
legislation of others, without claiming the power to exercise it in
|
|
their turn.
|
|
|
|
Among the ostensible objectors to Mr. Hare's scheme, some profess to
|
|
think the plan unworkable; but these, it will be found, are
|
|
generally people who have barely heard of it, or have given it a
|
|
very slight and cursory examination. Others are unable to reconcile
|
|
themselves to the loss of what they term the local character of the
|
|
representation. A nation does not seem to them to consist of
|
|
persons, but of artificial units, the creation of geography and
|
|
statistics. Parliament must represent towns and counties, not human
|
|
beings. But no one seeks to annihilate towns and counties. Towns and
|
|
counties, it may be presumed, are represented when the human beings
|
|
who inhabit them are represented. Local feelings cannot exist
|
|
without somebody who feels them; nor local interests without
|
|
somebody interested in them. If the human beings whose feelings and
|
|
interests these are have their proper share of representation, these
|
|
feelings and interests are represented in common with all other
|
|
feelings and interests of those persons. But I cannot see why the
|
|
feelings and interests which arrange mankind according to localities
|
|
should be the only one thought worthy of being represented; or why
|
|
people who have other feelings and interests, which they value more
|
|
than they do their geographical ones, should be restricted to these as
|
|
the sole principle of their political classification. The notion
|
|
that Yorkshire and Middlesex have rights apart from those of their
|
|
inhabitants, or that Liverpool and Exeter are the proper objects of
|
|
the legislator's care, in contradistinction the population of those
|
|
places, is a curious specimen of delusion produced by words.
|
|
|
|
In general, however, objectors cut the matter short by affirming
|
|
that the people of England will never consent to such a system. What
|
|
the people of England are likely to think of those who pass such a
|
|
summary sentence on their capacity of understanding and judgment,
|
|
deeming it superfluous to consider whether a thing is right or wrong
|
|
before affirming that they are certain to reject it, I will not
|
|
undertake to say. For my own part, I do not think that the people of
|
|
England have deserved to be, without trial, stigmatised as
|
|
insurmountably prejudiced against anything which can be proved to be
|
|
good either for themselves or for others. It also appears to me that
|
|
when prejudices persist obstinately, it is the fault of nobody so much
|
|
as of those who make a point of proclaiming them insuperable, as an
|
|
excuse to themselves for never joining in an attempt to remove them.
|
|
Any prejudice whatever will be insurmountable if those who do not
|
|
share it themselves truckle to it, and flatter it, and accept it as
|
|
a law of nature. I believe, however, that in this case there is in
|
|
general, among those who have yet heard of the proposition, no other
|
|
hostility to it than the natural and healthy distrust attaching to all
|
|
novelties which have not been sufficiently canvassed to make generally
|
|
manifest all the pros and cons of the question. The only serious
|
|
obstacle is the unfamiliarity: this indeed is a formidable one, for
|
|
the imagination much more easily reconciles itself to a great
|
|
alteration in substance, than to a very small one in names and
|
|
forms. But unfamiliarity is a disadvantage which, when there is any
|
|
real value in an idea, it only requires time to remove. And in these
|
|
days of discussion, and generally awakened interest in improvement,
|
|
what formerly was the work of centuries, often requires only years.
|
|
|
|
Since the first publication of this Treatise, several adverse
|
|
criticisms have been made on Mr. Hare's plan, which indicate at
|
|
least a careful examination of it, and a more intelligent
|
|
consideration than had previously been given to its pretensions.
|
|
This is the natural progress of the discussion of great
|
|
improvements. They are at first met by a blind prejudice, and by
|
|
arguments to which only blind prejudice could attach any value. As the
|
|
prejudice weakens, the arguments it employs for some time increase
|
|
in strength; since, the plan being better understood, its inevitable
|
|
inconveniences, and the circumstances which militate against its at
|
|
once producing all the benefits it is intrinsically capable of, come
|
|
to light along with its merits. But of all the objections, having
|
|
any semblance of reason, which have come under my notice, there is not
|
|
one which had not been foreseen, considered, and canvassed by the
|
|
supporters of the plan, and found either unreal or easily
|
|
surmountable.
|
|
|
|
The most serious, in appearance, of the objections may be the most
|
|
briefly answered; the assumed impossibility of guarding against fraud,
|
|
or suspicion of fraud, in the operations of the Central Office.
|
|
Publicity, and complete liberty of inspecting the voting papers
|
|
after the election, were the securities provided; but these, it is
|
|
maintained, would be unavailing; because, to check the returns, a
|
|
voter would have to go over all the work that had been done by the
|
|
staff of clerks. This would be a very weighty objection, if there were
|
|
any necessity that the returns should be verified individually by
|
|
every voter. All that a simple voter could be expected to do in the
|
|
way of verification would be to check the use made of his own voting
|
|
paper; for which purpose every paper would be returned, after a proper
|
|
interval, to the place from whence it came. But what he could not do
|
|
would be done for him by the unsuccessful candidates and their agents.
|
|
Those among the defeated who thought that they ought to have been
|
|
returned would, singly or a number together, employ an agency for
|
|
verifying the process of the election; and if they detected material
|
|
error, the documents would be referred to a Committee of the House
|
|
of Commons, by whom the entire electoral operations of the nation
|
|
would be examined and verified, at a tenth part the expense of time
|
|
and money necessary for the scrutiny of a single return before an
|
|
Election Committee under the system now in force.
|
|
|
|
Assuming the plan to be workable, two modes have been alleged in
|
|
which its benefits might be frustrated, and injurious consequences
|
|
produced in lieu of them. First, it is said that undue power would
|
|
be given to knots or cliques; sectarian combinations; associations for
|
|
special objects, such as the Maine Law League, the Ballot or
|
|
Liberation Society; or bodies united by class interests or community
|
|
of religious persuasion. It is in the second place objected that the
|
|
system would admit of being worked for party purposes. A central organ
|
|
of each political party would send its list of 658 candidates all
|
|
through the country, to be voted for by the whole of its supporters in
|
|
every constituency. Their votes would far outnumber those which
|
|
could ever be obtained by any independent candidate. The "ticket"
|
|
system, it is contended, would, as it does in America, operate
|
|
solely in favour of the great organised parties, whose tickets would
|
|
be accepted blindly, and voted for in their integrity; and would
|
|
hardly ever be outvoted, except occasionally, by the sectarian groups,
|
|
or knots of men bound together by a common crotchet who have been
|
|
already spoken of.
|
|
|
|
The answer to this appears to be conclusive. No one pretends that
|
|
under Mr. Hare's or any other plan organisation would cease to be an
|
|
advantage. Scattered elements are always at a disadvantage compared
|
|
with organised bodies. As Mr. Hare's plan cannot alter the nature of
|
|
things, we must expect that all parties or sections, great or small,
|
|
which possess organisation, would avail themselves of it to the utmost
|
|
to strengthen their influence. But under the existing system those
|
|
influences are everything. The scattered elements are absolutely
|
|
nothing. The voters who are neither bound to the great political nor
|
|
to any of the little sectarian divisions have no means of making their
|
|
votes available. Mr. Hare's plan gives them the means. They might be
|
|
more, or less, dexterous in using it. They might obtain their share of
|
|
influence, or much less than their share. But whatever they did
|
|
acquire would be clear gain. And when it is assumed that every petty
|
|
interest, or combination for a petty object, would give itself an
|
|
organisation, why should we suppose that the great interest of
|
|
national intellect and character would alone remain unorganised? If
|
|
there would be Temperance tickets, and Ragged School tickets, and
|
|
the like, would not one public-spirited person in a constituency be
|
|
sufficient to put forth a "personal merit" ticket, and circulate it
|
|
through a whole neighbourhood? And might not a few such persons,
|
|
meeting in London, select from the list of candidates the most
|
|
distinguished names, without regard to technical divisions of opinion,
|
|
and publish them at a trifling expense through all the constituencies?
|
|
It must be remembered that the influence of the two great parties,
|
|
under the present mode of election, is unlimited: in Mr. Hare's scheme
|
|
it would be great, but confined within bounds. Neither they, nor any
|
|
of the smaller knots, would be able to elect more members than in
|
|
proportion to the relative number of their adherents. The ticket
|
|
system in America operates under conditions the reverse of this. In
|
|
America electors vote for the party ticket, because the election
|
|
goes by a mere majority, and a vote for any one who is certain not
|
|
to obtain the majority is thrown away. But, on Mr. Hare's system, a
|
|
vote given to a person of known worth has almost as much chance of
|
|
obtaining its object as one given to a party candidate. It might be
|
|
hoped, therefore, that every Liberal or Conservative, who was anything
|
|
besides a Liberal or a Conservative- who had any preferences of his
|
|
own in addition to those of his party- would scratch through the names
|
|
of the more obscure and insignificant party candidates, and inscribe
|
|
in their stead some of the men who are an honour to the nation. And
|
|
the probability of this fact would operate as a strong inducement
|
|
with those who drew up the party lists not to confine themselves to
|
|
pledged party men, but to include along with these, in their
|
|
respective tickets, such of the national notabilities as were more in
|
|
sympathy with their side than with the opposite.
|
|
|
|
The real difficulty, for it is not to be dissembled that there is
|
|
a difficulty, is that the independent voters, those who are desirous
|
|
of voting for unpatronised persons of merit, would be apt to put
|
|
down the names of a few such persons, and to fill up the remainder
|
|
of their list with mere party candidates, thus helping to swell the
|
|
numbers against those by whom they would prefer to be represented.
|
|
There would be an easy remedy for this, should it be necessary to
|
|
resort to it, namely, to impose a limit to the number of secondary
|
|
or contingent votes. No voter is likely to have an independent
|
|
preference, grounded on knowledge, for 658, or even for 100
|
|
candidates. There would be little objection to his being limited to
|
|
twenty, fifty, or whatever might be the number in the selection of
|
|
whom there was some probability that his own choice would be
|
|
exercised-that he would vote as an individual, and not as one of the
|
|
mere rank and file of a party. But even without this restriction,
|
|
the evil would be likely to cure itself as soon as the system came
|
|
to be well understood. To counteract it would become a paramount
|
|
object with all the knots and cliques whose influence is so much
|
|
deprecated. From these, each in itself a small minority, the word
|
|
would go forth, "Vote for your special candidates only; or at least
|
|
put their names foremost, so as to give them the full chance which
|
|
your numerical strength warrants, of obtaining the quota by means of
|
|
first votes, or without descending low in the scale." And those voters
|
|
who did not belong to any clique would profit by the lesson.
|
|
|
|
The minor groups would have precisely the amount of power which they
|
|
ought to have. The influence they could exercise would be exactly that
|
|
which their number of voters entitled them to; not a particle more;
|
|
while to ensure even that, they would have a motive to put up, as
|
|
representatives of their special objects, candidates whose other
|
|
recommendations would enable them to obtain the suffrages of voters
|
|
not of the sect or clique. It is curious to observe how the popular
|
|
line of argument in defence of existing systems veers round, according
|
|
to the nature of the attack made upon them. Not many years ago it
|
|
was the favourite argument in support of the then existing system of
|
|
representation, that under it all "interests" or "classes" were
|
|
represented. And certainly, all interests or classes of any importance
|
|
ought to be represented, that is, ought to have spokesmen, or
|
|
advocates, in Parliament. But from thence it was argued that a
|
|
system ought to be supported which gave to the partial interests not
|
|
advocates merely, but the tribunal itself. Now behold the change.
|
|
Mr. Hare's system makes it impossible for partial interests to have
|
|
the command of the tribunal, but it ensures them advocates, and for
|
|
doing even this it is reproached. Because it unites the good points of
|
|
class representation and the good points of numerical
|
|
representation, it is attacked from both sides at once.
|
|
|
|
But it is not such objections as these that are the real
|
|
difficulty in getting the system accepted; it is the exaggerated
|
|
notion entertained of its complexity, and the consequent doubt whether
|
|
it is capable of being carried into effect. The only complete answer
|
|
to this objection would be actual trial. When the merits of the plan
|
|
shall have become more generally known, and shall have gained for it a
|
|
wider support among impartial thinkers, an effort should be made to
|
|
obtain its introduction experimentally in some limited field, such
|
|
as the municipal election of some great town. An opportunity was
|
|
lost when the decision was taken to divide the West Riding of
|
|
Yorkshire for the purpose of giving it four members; instead of trying
|
|
the new principle, by leaving the constituency undivided, and allowing
|
|
a candidate to be returned on obtaining either in first or secondary
|
|
votes a fourth part of the whole number of votes given. Such
|
|
experiments, would be a very imperfect test of the worth of the
|
|
plan: but they would be an exemplification of its mode of working;
|
|
they would enable people to convince themselves that it is not
|
|
impracticable; would familiarise them with its machinery, and afford
|
|
some materials for judging whether the difficulties which are
|
|
thought to be so formidable are real or imaginary. The day when such a
|
|
partial trial shall be sanctioned by Parliament will, I believe,
|
|
inaugurate a new era of Parliamentary Reform; destined to give to
|
|
Representative Government a shape fitted to its mature and
|
|
triumphant period, when it shall have passed through the militant
|
|
stage in which alone the world has yet seen it.*
|
|
|
|
* In the interval between the last and present editions of this
|
|
treatise, it has become known that the experiment here suggested has
|
|
actually been made on a larger than any municipal or provincial scale,
|
|
and has been in course of trial for several years. In the Danish
|
|
Constitution (not that of Denmark proper, but the Constitution
|
|
framed for the entire Danish kingdom) the equal representation of
|
|
minorities was provided for on a plan so nearly identical with Mr.
|
|
Hare's, as to add another to the examples how the ideas which
|
|
resolve difficulties arising out of a general situation of the human
|
|
mind or of society, present themselves, without communication, to
|
|
several superior minds at once. This feature of the Danish electoral
|
|
law has been brought fully and clearly before the British public in an
|
|
able paper by Mr. Robert Lytton, forming one of the valuable reports
|
|
by Secretaries of Legation, printed by order of the House of Commons
|
|
in 1864, Mr. Hare's plan, which may now be also called M. Andrae's,
|
|
has thus advanced from the position of a simple project to that of a
|
|
realised political fact.
|
|
|
|
Though Denmark is as yet the only country in which Personal
|
|
Representation has become an institution, the progress of the idea
|
|
among thinking minds has been very rapid. In almost all the
|
|
countries in which universal suffrage is now regarded as a
|
|
necessity, the scheme is rapidly making its way: with the friends of
|
|
democracy, as a logical consequence of their principle; with those who
|
|
rather accept than prefer democratic government, as indispensable
|
|
corrective of its inconveniences. The political thinkers of
|
|
Switzerland led the way. Those of France followed. To mention no
|
|
others, within a very recent period two of the most influential and
|
|
authoritative writers in France, one belonging to the moderate liberal
|
|
and the other to the extreme democratic school, have given in a public
|
|
adhesion to the plan. Among its German supporters is numbered one of
|
|
the most eminent political thinkers in Germany, who is also a
|
|
distinguished member of the liberal Cabinet of the Grand Duke of
|
|
Baden. This subject, among others, has its share in the important
|
|
awakening of thought in the American republic, which is already one of
|
|
the fruits of the great pending contest for human freedom. In the
|
|
two principal of our Australian colonies Mr. Hare's plan has been
|
|
brought under the consideration of their respective legislatures,
|
|
and though not yet adopted, has already a strong party in its
|
|
favour; while the clear and complete understanding of its
|
|
principles, shown by the majority of the speakers both on the
|
|
Conservative and on the Radical side of general politics, shows how
|
|
unfounded is the notion of its being too complicated to be capable
|
|
of being generally comprehended and acted on. Nothing is required to
|
|
make both the plan and its advantages intelligible to all, except that
|
|
the time should have come when they will think it worth their while to
|
|
take the trouble of really attending to it.
|
|
|
|
Chapter 8
|
|
|
|
Of the Extension of the Suffrage.
|
|
|
|
SUCH A representative democracy as has now been sketched,
|
|
representative of all, and not solely of the majority- in which the
|
|
interests the opinions, the grades of intellect which are
|
|
outnumbered would nevertheless be heard, and would have a chance of
|
|
obtaining by weight of character and strength of argument an influence
|
|
which would not belong to their numerical force- this democracy,
|
|
which is alone equal, alone impartial, alone the government of all
|
|
by all, the only true type of democracy- would be free from the
|
|
greatest evils of the falsely-called democracies which now prevail,
|
|
and from which the current idea of democracy is exclusively derived.
|
|
But even in this democracy, absolute power, if they chose to
|
|
exercise it, would rest with the numerical majority; and these would
|
|
be composed exclusively of a single class, alike in biasses,
|
|
prepossessions, and general modes of thinking, and a class, to say
|
|
no more, not the most highly cultivated. The constitution would
|
|
therefore still be liable to the characteristic evils of class
|
|
government: in a far less degree, assuredly, than that exclusive
|
|
government by a class, which now usurps the name of democracy; but
|
|
still, under no effective restraint, except what might be found in the
|
|
good sense, moderation, and forbearance of the class itself. If checks
|
|
of this description are sufficient, the philosophy of constitutional
|
|
government is but solemn trifling. All trust in constitutions is
|
|
grounded on the assurance they may afford, not that the depositaries
|
|
of power will not, but that they cannot, misemploy it. Democracy is
|
|
not the ideally best form of government unless this weak side of it
|
|
can be strengthened; unless it can be so organised that no class,
|
|
not even the most numerous, shall be able to reduce all but itself
|
|
to political insignificance, and direct the course of legislation
|
|
and administration by its exclusive class interest. The problem is, to
|
|
find the means of preventing this abuse, without sacrificing the
|
|
characteristic advantages of popular government.
|
|
|
|
These twofold requisites are not fulfilled by the expedient of a
|
|
limitation of the suffrage, involving the compulsory exclusion of
|
|
any portion of the citizens from a voice in the representation.
|
|
Among the foremost benefits of free government is that education of
|
|
the intelligence and of the sentiments which is carried down to the
|
|
very lowest ranks of the people when they are called to take a part in
|
|
acts which directly affect the great interests of their country. On
|
|
this topic I have already dwelt so emphatically that I only return
|
|
to it because there are few who seem to attach to this effect of
|
|
popular institutions all the importance to which it is entitled.
|
|
People think it fanciful to expect so much from what seems so slight a
|
|
cause- to recognise a potent instrument of mental improvement in the
|
|
exercise of political franchises by manual labourers. Yet unless
|
|
substantial mental cultivation in the mass of mankind is to be a
|
|
mere vision, this is the road by which it must come. If any one
|
|
supposes that this road will not bring it, I call to witness the
|
|
entire contents of M. de Tocqueville's great work; and especially
|
|
his estimate of the Americans. Almost all travellers are struck by the
|
|
fact that every American is in some sense both a patriot, and a person
|
|
of cultivated intelligence; and M. de Tocqueville has shown how
|
|
close the connection is between these qualities and their democratic
|
|
institutions. No such wide diffusion of the ideas, tastes, and
|
|
sentiments of educated minds has ever been seen elsewhere, or even
|
|
conceived as attainable.*
|
|
|
|
* The following "extract from the Report of the English
|
|
Commissioner to the New York Exhibition," which I quote from Mr.
|
|
Carey's Principles of Social Science bears striking testimony to one
|
|
part, at least, of the assertion in the text:-
|
|
|
|
"We have a few great engineers and mechanics, and a large body of
|
|
clever workmen; but the Americans seem likely to become a whole nation
|
|
of such people. Already, their rivers swarm with steamboats; their
|
|
valleys are becoming crowded with factories; their towns, surpassing
|
|
those of every state of Europe, except Belgium, Holland, and
|
|
England, are the abodes of all the skill which now distinguishes a
|
|
town population; and there is scarcely an art in Europe not carried on
|
|
in America with equal or greater skill than in Europe, though it has
|
|
been here cultivated and improved through ages. A whole nation of
|
|
Franklins, Stephensons, and Watts in prospect, is something
|
|
wonderful for other nations to contemplate. In contrast with the
|
|
comparative inertness and ignorance of the bulk of the people of
|
|
Europe, whatever may be the superiority of a few well-instructed and
|
|
gifted persons, the America is the circumstance most worthy of
|
|
public attention."
|
|
|
|
Yet this is nothing to what we might look for in a government
|
|
equally democratic in its unexclusiveness, but better organised in
|
|
other important points. For political life is indeed in America a most
|
|
valuable school, but it is a school from which the ablest teachers are
|
|
excluded; the first minds in the country being as effectually shut out
|
|
from the national representation, and from public functions generally,
|
|
as if they were under a formal disqualification. The Demos, too, being
|
|
in America the one source of power, all the selfish ambition of the
|
|
country gravitates towards it, as it does in despotic countries
|
|
towards the monarch: the people, like the despot, is pursued with
|
|
adulation and sycophancy, and the corrupting effects of power fully
|
|
keep pace with its improving and ennobling influences. If, even with
|
|
this alloy, democratic institutions produce so marked a superiority of
|
|
mental development in the lowest class of Americans, compared with the
|
|
corresponding classes in England and elsewhere, what would it be if
|
|
the good portion of the influence could be retained without the bad?
|
|
And this, to a certain extent, may be done; but not by excluding
|
|
that portion of the people who have fewest intellectual stimuli of
|
|
other kinds from so inestimable an introduction to large, distant, and
|
|
complicated interests as is afforded by the attention they may be
|
|
induced to bestow on political affairs. It is by political
|
|
discussion that the manual labourer, whose employment is a routine,
|
|
and whose way of life brings him in contact with no variety of
|
|
impressions, circumstances, or ideas, is taught that remote causes,
|
|
and events which take place far off, have a most sensible effect
|
|
even on his personal interests; and it is from political discussion,
|
|
and collective political action, that one whose daily occupations
|
|
concentrate his interests in a small circle round himself, learns to
|
|
feel for and with his fellow citizens, and becomes consciously a
|
|
member of a great community. But political discussions fly over the
|
|
heads of those who have no votes, and are not endeavouring to
|
|
acquire them. Their position, in comparison with the electors, is that
|
|
of the audience in a court of justice, compared with the twelve men in
|
|
the jury-box. It is not their suffrages that are asked, it is not
|
|
their opinion that is sought to be influenced; the appeals are made,
|
|
the arguments addressed, to others than them; nothing depends on the
|
|
decision they may arrive at, and there is no necessity and very little
|
|
inducement to them to come to any. Whoever, in an otherwise popular
|
|
government, has no vote, and no prospect of obtaining it, will
|
|
either be a permanent malcontent, or will feel as one whom the general
|
|
affairs of society do not concern; for whom they are to be managed
|
|
by others; who "has no business with the laws except to obey them,"
|
|
nor with public interests and concerns except as a looker-on. What
|
|
he will know or care about them from this position may partly be
|
|
measured by what an average woman of the middle class knows and
|
|
cares about politics, compared with her husband or brothers.
|
|
|
|
Independently of all these considerations, it is a personal
|
|
injustice to withhold from any one, unless for the prevention of
|
|
greater evils, the ordinary privilege of having his voice reckoned
|
|
in the disposal of affairs in which he has the same interest as
|
|
other people. If he is compelled to pay, if he may be compelled to
|
|
fight, if he is required implicitly to obey, he should be legally
|
|
entitled to be told what for; to have his consent asked, and his
|
|
opinion counted at its worth, though not at more than its worth. There
|
|
ought to be no pariahs in a full-grown and civilised nation; no
|
|
persons disqualified, except through their own default. Every one is
|
|
degraded, whether aware of it or not, when other people, without
|
|
consulting him, take upon themselves unlimited power to regulate his
|
|
destiny. And even in a much more improved state than the human mind
|
|
has ever yet reached, it is not in nature that they who are thus
|
|
disposed of should meet with as fair play as those who have a voice.
|
|
Rulers and ruling classes are under a necessity of considering the
|
|
interests and wishes of those who have the suffrage; but of those
|
|
who are excluded, it is in their option whether they will do so or
|
|
not, and, however honestly disposed, they are in general too fully
|
|
occupied with things which they must attend to, to have much room in
|
|
their thoughts for anything which they can with impunity disregard. No
|
|
arrangement of the suffrage, therefore, can be permanently
|
|
satisfactory in which any person or class is peremptorily excluded; in
|
|
which the electoral privilege is not open to all persons of full age
|
|
who desire to obtain it.
|
|
|
|
There are, however, certain exclusions, required by positive
|
|
reasons, which do not conflict with this principle, and which,
|
|
though an evil in themselves, are only to be got rid of by the
|
|
cessation of the state of things which requires them. I regard it as
|
|
wholly inadmissible that any person should participate in the suffrage
|
|
without being able to read, write, and, I will add, perform the common
|
|
operations of arithmetic. Justice demands, even when the suffrage does
|
|
not depend on it, that the means of attaining these elementary
|
|
acquirements should be within the reach of every person, either
|
|
gratuitously, or at an expense not exceeding what the poorest who earn
|
|
their own living can afford. If this were really the case, people
|
|
would no more think of giving the suffrage to a man who could not
|
|
read, than of giving it to a child who could not speak; and it would
|
|
not be society that would exclude him, but his own laziness. When
|
|
society has not performed its duty, by rendering this amount of
|
|
instruction accessible to all, there is some hardship in the case, but
|
|
it is a hardship that ought to be borne. If society has neglected to
|
|
discharge two solemn obligations, the more important and more
|
|
fundamental of the two must be fulfilled first: universal teaching
|
|
must precede universal enfranchisement. No one but those in whom an
|
|
a priori theory has silenced common sense will maintain that power
|
|
over others, over the whole community, should be imparted to people
|
|
who have not acquired the commonest and most essential requisities for
|
|
taking care of themselves; for pursuing intelligently their own
|
|
interests, and those of the persons most nearly allied to them. This
|
|
argument, doubtless, might be pressed further, and made to prove
|
|
much more. It would be eminently desirable that other things besides
|
|
reading, writing, and arithmetic could be made necessary to the
|
|
suffrage; that some knowledge of the conformation of the earth, its
|
|
natural and political divisions, the elements of general history,
|
|
and of the history and institutions of their own country, could be
|
|
required from all electors. But these kinds of knowledge, however
|
|
indispensable to an intelligent use of the suffrage, are not, in
|
|
this country, nor probably anywhere save in the Northern United
|
|
States, accessible to the whole people; nor does there exist any
|
|
trustworthy machinery for ascertaining whether they have been acquired
|
|
or not. The attempt, at present, would lead to partiality,
|
|
chicanery, and every kind of fraud. It is better that the suffrage
|
|
should be conferred indiscriminately, or even withheld
|
|
indiscriminately, than that it should be given to one and withheld
|
|
from another at the discretion of a public officer. In regard,
|
|
however, to reading, writing, and calculating, there need be no
|
|
difficulty. It would be easy to require from every one who presented
|
|
himself for registry that he should, in the presence of the registrar,
|
|
copy a sentence from an English book, and perform a sum in the rule of
|
|
three; and to secure, by fixed rules and complete publicity, the
|
|
honest application of so very simple a test. This condition,
|
|
therefore, should in all cases accompany universal suffrage; and it
|
|
would, after a few years, exclude none but those who cared so little
|
|
for the privilege, that their vote, if given, would not in general
|
|
be an indication of any real political opinion.
|
|
|
|
It is also important, that the assembly which votes the taxes,
|
|
either general or local, should be elected exclusively by those who
|
|
pay something towards the taxes imposed. Those who pay no taxes,
|
|
disposing by their votes of other people's money, have every motive to
|
|
be lavish and none to economise. As far as money matters are
|
|
concerned, any power of voting possessed by them is a violation of the
|
|
fundamental principle of free government; a severance of the power
|
|
of control from the interest in its beneficial exercise. It amounts to
|
|
allowing them to put their hands into other people's pockets for any
|
|
purpose which they think fit to call a public one; which in some of
|
|
the great towns of the United States is known to have produced a scale
|
|
of local taxation onerous beyond example, and wholly borne by the
|
|
wealthier classes. That representation should be co-extensive with
|
|
taxation, not stopping short of it, but also not going beyond it, is
|
|
in accordance with the theory of British institutions. But to
|
|
reconcile this, as a condition annexed to the representation, with
|
|
universality, it is essential, as it is on many other accounts
|
|
desirable, that taxation, in a visible shape, should descend to the
|
|
poorest class. In this country, and in most others, there is
|
|
probably no labouring family which does not contribute to the indirect
|
|
taxes, by the purchase of tea, coffee, sugar, not to mention narcotics
|
|
or stimulants. But this mode of defraying a share of the public
|
|
expenses is hardly felt: the payer, unless a person of education and
|
|
reflection, does not identify his interest with a low scale of
|
|
public expenditure as closely as when money for its support is
|
|
demanded directly from himself; and even supposing him to do so, he
|
|
would doubtless take care that, however lavish an expenditure he
|
|
might, by his vote, assist in imposing upon the government, it
|
|
should not be defrayed by any additional taxes on the articles which
|
|
he himself consumes. It would be better that a direct tax, in the
|
|
simple form of a capitation, should be levied on every grown person in
|
|
the community; or that every such person should be admitted an elector
|
|
on allowing himself to be rated extra ordinem to the assessed taxes;
|
|
or that a small annual payment, rising and falling with the gross
|
|
expenditure of the country, should be required from every registered
|
|
elector; that so everyone might feel that the money which he
|
|
assisted in voting was partly his own, and that he was interested in
|
|
keeping down its amount.
|
|
|
|
However this may be, I regard it as required by first principles,
|
|
that the receipt of parish relief should be a peremptory
|
|
disqualification for the franchise. He who cannot by his labour
|
|
suffice for his own support has no claim to the privilege of helping
|
|
himself to the money of others. By becoming dependent on the remaining
|
|
members of the community for actual subsistence, he abdicates his
|
|
claim to equal rights with them in other respects. Those to whom he is
|
|
indebted for the continuance of his very existence may justly claim
|
|
the exclusive management of those common concerns, to which he now
|
|
brings nothing, or less than he takes away. As a condition of the
|
|
franchise, a term should be fixed, say five years previous to the
|
|
registry, during which the applicant's name has not been on the parish
|
|
books as a recipient of relief. To be an uncertified bankrupt, or to
|
|
have taken the benefit of the Insolvent Act, should disqualify for the
|
|
franchise until the person has paid his debts, or at least proved that
|
|
he is not now, and has not for some long period been, dependent on
|
|
eleemosynary support. Non-payment of taxes, when so long persisted
|
|
in that it cannot have arisen from inadvertence, should disqualify
|
|
while it lasts. These exclusions are not in their nature permanent.
|
|
They exact such conditions only as all are able, or ought to be
|
|
able, to fulfil if they choose. They leave the suffrage accessible
|
|
to all who are in the normal condition of a human being: and if any
|
|
one has to forego it, he either does not care sufficiently for it to
|
|
do for its sake what he is already bound to do, or he is in a
|
|
general condition of depression and degradation in which this slight
|
|
addition, necessary for security of others, would be unfelt, and on
|
|
emerging from which, this mark of inferiority would disappear with the
|
|
rest.
|
|
|
|
In the long run, therefore (supposing no restrictions to exist but
|
|
those of which we have now treated), we might expect that all,
|
|
except that (it is to be hoped) progressively diminishing class, the
|
|
recipients of parish relief, would be in possession of votes, so
|
|
that the suffrage would be, with that slight abatement, universal.
|
|
That it should be thus widely expanded is, as we have seen, absolutely
|
|
necessary to an enlarged and elevated conception of good government.
|
|
Yet in this state of things, the great majority of voters, in most
|
|
countries, and emphatically in this, would be manual labourers; and
|
|
the twofold danger, that of too low a standard of political
|
|
intelligence, and that of class legislation, would still exist in a
|
|
very perilous degree. It remains to be seen whether any means exist by
|
|
which these evils can be obviated.
|
|
|
|
They are capable of being obviated, if men sincerely wish it; not by
|
|
any artificial contrivance, but by carrying out the natural order of
|
|
human life, which recommends itself to every one in things in which he
|
|
has no interest or traditional opinion running counter to it. In all
|
|
human affairs, every person directly interested, and not under
|
|
positive tutelage, has an admitted claim to a voice, and when his
|
|
exercise of it is not inconsistent with the safety of the whole,
|
|
cannot justly be excluded from it. But though every one ought to
|
|
have a voice- that every one should have an equal voice is a totally
|
|
different proposition. When two persons who have a joint interest in
|
|
any business differ in opinion, does justice require that both
|
|
opinions should be held of exactly equal value? If, with equal virtue,
|
|
one is superior to the other in knowledge and intelligence- or if,
|
|
with equal intelligence, one excels the other in virtue- the opinion,
|
|
the judgment, of the higher moral or intellectual being is worth more
|
|
than that of the inferior: and if the institutions of the country
|
|
virtually assert that they are of the same value, they assert a thing
|
|
which is not. One of the two, as the wiser or better man, has a claim
|
|
to superior weight: the difficulty is in ascertaining which of the two
|
|
it is; a thing impossible as between individuals, but, taking men in
|
|
bodies and in numbers, it can be done with a certain approach to
|
|
accuracy. There would be no pretence for applying this doctrine to any
|
|
case which could with reason be considered as one of individual and
|
|
private right. In an affair which concerns only one of two persons,
|
|
that one is entitled to follow his own opinion, however much wiser the
|
|
other may be than himself. But we are speaking of things which equally
|
|
concern them both; where, if the more ignorant does not yield his
|
|
share of the matter to the guidance of the wiser man, the wiser man
|
|
must resign his to that of the more ignorant. Which of these modes
|
|
of getting over the difficulty is most for the interest of both, and
|
|
most conformable to the general fitness of things? If it be deemed
|
|
unjust that either should have to give way, which injustice is
|
|
greatest? that the better judgment should give way to the worse, or
|
|
the worse to the better?
|
|
|
|
Now, national affairs are exactly such a joint concern, with the
|
|
difference, that no one needs ever be called upon for a complete
|
|
sacrifice of his own opinion. It can always be taken into the
|
|
calculation, and counted at a certain figure, a higher figure being
|
|
assigned to the suffrages of those whose opinion is entitled to
|
|
greater weight. There is not, in this arrangement, anything
|
|
necessarily invidious to those to whom it assigns the lower degrees of
|
|
influence. Entire exclusion from a voice in the common concerns is one
|
|
thing: the concession to others of a more potential voice, on the
|
|
ground of greater capacity for the management of the joint
|
|
interests, is another. The two things are not merely different, they
|
|
are incommensurable. Every one has a right to feel insulted by being
|
|
made a nobody, and stamped as of no account at all. No one but a fool,
|
|
and only a fool of a peculiar description, feels offended by the
|
|
acknowledgment that there are others whose opinion, and even whose
|
|
wish, is entitled to a greater amount of consideration than his. To
|
|
have no voice in what are partly his own concerns is a thing which
|
|
nobody willingly submits to; but when what is partly his concern is
|
|
also partly another's, and he feels the other to understand the
|
|
subject better than himself, that the other's opinion should be
|
|
counted for more than his own accords with his expectations, and
|
|
with the course of things which in all other affairs of life he is
|
|
accustomed to acquiese in. It is only necessary that this superior
|
|
influence should be assigned on grounds which he can comprehend, and
|
|
of which he is able to perceive the justice.
|
|
|
|
I hasten to say that I consider it entirely inadmissible, unless
|
|
as a temporary makeshift, that the superiority of influence should
|
|
be conferred in consideration of property. I do not deny that property
|
|
is a kind of test; education in most countries, though anything but
|
|
proportional to riches, is on the average better in the richer half of
|
|
society than in the poorer. But the criterion is so imperfect;
|
|
accident has so much more to do than merit with enabling men to rise
|
|
in the world; and it is so impossible for any one, by acquiring any
|
|
amount of instruction, to make sure of the corresponding rise in
|
|
station, that this foundation of electoral privilege is always, and
|
|
will continue to be, supremely odious. To connect plurality of votes
|
|
with any pecuniary qualification would be not only objectionable in
|
|
itself, but a sure mode of discrediting the principle, and making
|
|
its permanent maintenance impracticable. The Democracy, at least of
|
|
this country, are not at present jealous of personal superiority,
|
|
but they are naturally and must justly so of that which is grounded on
|
|
mere pecuniary circumstances. The only thing which can justify
|
|
reckoning one person's opinion as equivalent to more than one is
|
|
individual mental superiority; and what is wanted is some
|
|
approximate means of ascertaining that. If there existed such a
|
|
thing as a really national education or a trustworthy system of
|
|
general examination, education might be tested directly. In the
|
|
absence of these, the nature of a person's occupation is some test. An
|
|
employer of labour is on the average more intelligent than a labourer;
|
|
for he must labour with his head, and not solely with his hands. A
|
|
foreman is generally more intelligent than an ordinary labourer, and a
|
|
labourer in the skilled trades than in the unskilled. A banker,
|
|
merchant, or manufacturer is likely to be more intelligent than a
|
|
tradesman, because he has larger and more complicated interests to
|
|
manage.
|
|
|
|
In all these cases it is not the having merely undertaken the
|
|
superior function, but the successful performance of it, that tests
|
|
the qualifications; for which reason, as well as to prevent persons
|
|
from engaging nominally in an occupation for the sake of the vote,
|
|
it would be proper to require that the occupation should have been
|
|
persevered in for some length of time (say three years). Subject to
|
|
some such condition, two or more votes might be allowed to every
|
|
person who exercises any of these superior functions. The liberal
|
|
professions, when really and not nominally practised, imply, of
|
|
course, a still higher degree of instruction; and wherever a
|
|
sufficient examination, or any serious conditions of education, are
|
|
required before entering on a profession, its members could be
|
|
admitted at once to a plurality of votes. The same rule might be
|
|
applied to graduates of universities; and even to those who bring
|
|
satisfactory certificates of having passed through the course of study
|
|
required by any school at which the higher branches of knowledge are
|
|
taught, under proper securities that the teaching is real, and not a
|
|
mere pretence. The "local" or "middle class" examination for the
|
|
degree of Associate, so laudably and public-spiritedly established
|
|
by the Universities of Oxford and Cambridge, and any similar ones
|
|
which may be instituted by other competent bodies (provided they are
|
|
fairly open to all comers), afford a ground on which plurality of
|
|
votes might with great advantage be accorded to those who have
|
|
passed the test. All these suggestions are open to much discussion
|
|
in the detail, and to objections which it is of no use to
|
|
anticipate. The time is not come for giving to such plans a
|
|
practical shape, nor should I wish to be bound by the particular
|
|
proposals which I have made. But it is to me evident, that in this
|
|
direction lies the true ideal of representative government; and that
|
|
to work towards it, by the best practical contrivances which can be
|
|
found, is the path of real political improvement.
|
|
|
|
If it be asked to what length the principle admits of being carried,
|
|
or how many votes might be accorded to an individual on the ground
|
|
of superior qualifications, I answer, that this is not in itself
|
|
very material, provided the distinctions and gradations are not made
|
|
arbitrarily, but are such as can be understood and accepted by the
|
|
general conscience and understanding. But it is an absolute
|
|
condition not to overpass the limit prescribed by the fundamental
|
|
principle laid down in a former chapter as the condition of excellence
|
|
in the constitution of a representative system. The plurality of votes
|
|
must on no account be carried so far that those who are privileged
|
|
by it, or the class (if any) to which they mainly belong, shall
|
|
outweigh by means of it all the rest of the community. The distinction
|
|
in favour of education, right in itself, is further and strongly
|
|
recommended by its preserving the educated from the class
|
|
legislation of the uneducated; but it must stop short of enabling them
|
|
to practise class legislation on their own account. Let me add, that I
|
|
consider it an absolutely necessary part of the plurality scheme
|
|
that it be open to the poorest individual in the community to claim
|
|
its privileges, if he can prove that, in spite of all difficulties and
|
|
obstacles, he is, in point of intelligence, entitled to them. There
|
|
ought to be voluntary examinations at which any person whatever
|
|
might present himself, might prove that he came up to the standard
|
|
of knowledge and ability laid down as sufficient, and be admitted,
|
|
in consequence, to the plurality of votes. A privilege which is not
|
|
refused to any one who can show that he has realised the conditions on
|
|
which in theory and principle it is dependent would not necessarily be
|
|
repugnant to any one's sentiment of justice: but it would certainly be
|
|
so, if, while conferred on general presumptions not always infallible,
|
|
it were denied to direct proof.
|
|
|
|
Plural voting, though practised in vestry elections and those of
|
|
poor-law guardians, is so unfamiliar in elections to Parliament that
|
|
it is not likely to be soon or willingly adopted: but as the time will
|
|
certainly arrive when the only choice will be between this and equal
|
|
universal suffrage, whoever does not desire the last, cannot too
|
|
soon begin to reconcile himself to the former. In the meantime, though
|
|
the suggestion, for the present, may not be a practical one, it will
|
|
serve to mark what is best in principle, and enable us to judge of the
|
|
eligibility of any indirect means, either existing or capable of being
|
|
adopted, which may promote in a less perfect manner the same end. A
|
|
person may have a double vote by other means than that of tendering
|
|
two votes at the same hustings; he may have a vote in each of two
|
|
different constituencies: and though this exceptional privilege at
|
|
present belongs rather to superiority of means than of intelligence, I
|
|
would not abolish it where it exists, since until a truer test of
|
|
education is adopted it would be unwise to dispense with even so
|
|
imperfect a one as is afforded by pecuniary circumstances. Means might
|
|
be found of giving a further extension to the privilege, which would
|
|
connect it in a more direct manner with superior education. In any
|
|
future Reform Bill which lowers greatly the pecuniary conditions of
|
|
the suffrage, it might be a wise provision to allow all graduates of
|
|
universities, all persons who have passed creditably through the
|
|
higher schools, all members of the liberal professions, and perhaps
|
|
some others, to be registered specifically in those characters, and to
|
|
give their votes as such in any constituency in which they choose to
|
|
register; retaining, in addition, their votes as simple citizens in
|
|
the localities in which they reside.
|
|
|
|
Until there shall have been devised, and until opinion is willing to
|
|
accept, some mode of plural voting which may assign to education, as
|
|
such, the degree of superior influence due to it, and sufficient as
|
|
a counterpoise to the numerical weight of the least educated class;
|
|
for so long the benefits of completely universal suffrage cannot be
|
|
obtained without bringing with them, as it appears to me, a chance
|
|
of more than equivalent evils. It is possible, indeed (and this is
|
|
perhaps one of the transitions through which we may have to pass in
|
|
our progress to a really good representative system), that the
|
|
barriers which restrict the suffrage might be entirely levelled in
|
|
some particular constituencies, whose members, consequently, would
|
|
be returned principally by manual labourers; the existing electoral
|
|
qualification being maintained elsewhere, or any alteration in it
|
|
being accompanied by such a grouping of the constituencies as to
|
|
prevent the labouring class from becoming preponderant in
|
|
Parliament. By such a compromise, the anomalies in the
|
|
representation would not only be retained, but augmented: this however
|
|
is not a conclusive objection; for if the country does not choose to
|
|
pursue the right ends by a regular system directly leading to them, it
|
|
must be content with an irregular makeshift, as being greatly
|
|
preferable to a system free from irregularities, but regularly adapted
|
|
to wrong ends, or in which some ends equally necessary with the others
|
|
have been left out. It is a far graver objection, that this adjustment
|
|
is incompatible with the intercommunity of local constituencies
|
|
which Mr. Hare's plan requires; that under it every voter would remain
|
|
imprisoned within the one or more constituencies in which his name
|
|
is registered, and unless willing to be represented by one of the
|
|
candidates for those localities, would not be represented at all.
|
|
|
|
So much importance do I attach to the emancipation of those who
|
|
already have votes, but whose votes are useless, because always
|
|
outnumbered; so much should I hope from the natural influence of truth
|
|
and reason, if only secured a hearing and a competent advocacy that
|
|
I should not despair of the operation even of equal and universal
|
|
suffrage, if made real by the proportional representation of all
|
|
minorities, on Mr. Hare's principle. But if the best hopes which can
|
|
be formed on this subject were certainties, I should still contend for
|
|
the principle of plural voting. I do not propose the plurality as a
|
|
thing in itself undesirable, which, like the exclusion of part of
|
|
the community from the suffrage, may be temporarily tolerated while
|
|
necessary to prevent greater evils. I do not look upon equal voting as
|
|
among the things which are good in themselves, provided they can be
|
|
guarded against inconveniences. I look upon it as only relatively
|
|
good; less objectionable than inequality of privilege grounded on
|
|
irrelevant or adventitious circumstances, but in principle wrong,
|
|
because recognising a wrong standard, and exercising a bad influence
|
|
on the voter's mind. It is not useful, but hurtful, that the
|
|
constitution of the country should declare ignorance to be entitled to
|
|
as much political power as knowledge. The national institutions should
|
|
place all things that they are concerned with before the mind of the
|
|
citizen in the light in which it is for his good that he should regard
|
|
them: and as it is for his good that he should think that every one is
|
|
entitled to some influence, but the better and wiser to more than
|
|
others, it is important that this conviction should be professed by
|
|
the State, and embodied in the national institutions. Such things
|
|
constitute the spirit of the institutions of a country: that portion
|
|
of their influence which is least regarded by common, and especially
|
|
by English, thinkers; though the institutions of every country, not
|
|
under great positive oppression, produce more effect by their spirit
|
|
than by any of their direct provisions, since by it they shape the
|
|
national character. The American institutions have imprinted
|
|
strongly on the American mind that any one man (with a white skin)
|
|
is as good as any other; and it is felt that this false creed is
|
|
nearly connected with some of the more unfavourable points in American
|
|
character. It is not small mischief that the constitution of any
|
|
country should sanction this creed; for the belief in it, whether
|
|
express or tacit, is almost as detrimental to moral and intellectual
|
|
excellence any effect which most forms of government can produce.
|
|
|
|
It may, perhaps, be said, that a constitution which gives equal
|
|
influence, man for man, to the most and to the least instructed, is
|
|
nevertheless conducive to progress, because the appeals constantly
|
|
made to the less instructed classes, the exercise given to their
|
|
mental powers, and the exertions which the more instructed are obliged
|
|
to make for enlightening their judgment and ridding them of errors and
|
|
prejudices, are powerful stimulants to their advance in
|
|
intelligence. That this most desirable effect really attends the
|
|
admission of the less educated classes to some, and even to a large
|
|
share of power, I admit, and have already strenuously maintained.
|
|
But theory and experience alike prove that a counter current sets in
|
|
when they are made the possessors of all power. Those who are
|
|
supreme over everything, whether they be One, or Few, or Many, have no
|
|
longer need of the arms of reason: they can make their mere will
|
|
prevail; and those who cannot be resisted are usually far too well
|
|
satisfied with their own opinion to be willing to change them, or
|
|
listen without impatience to any one who tells them that they are in
|
|
the wrong. The position which gives the strongest stimulus to the
|
|
growth of intelligence is that of rising into power, not that of
|
|
having achieved it; and of all resting-points, temporary or permanent,
|
|
in the way to ascendancy, the one which develops the best and
|
|
highest qualities is the position of those who are strong enough to
|
|
make reason prevail, but not strong enough to prevail against
|
|
reason. This is the position in which, according to the principles
|
|
we have laid down, the rich and the poor, the much and the little
|
|
educated, and all the other classes and denominations which divide
|
|
society between them, ought as far as practicable to be placed. And by
|
|
combining this principle with the otherwise just one of allowing
|
|
superiority of weight to superiority of mental qualities, a
|
|
political constitution would realise that kind of relative
|
|
perfection which is alone compatible with the complicated nature of
|
|
human affairs.
|
|
|
|
In the preceding argument for universal, but graduated suffrage, I
|
|
have taken no account of difference of sex. I consider it to be as
|
|
entirely irrelevant to political rights as difference in height or
|
|
in the colour of the hair. All human beings have the same interest
|
|
in good government; the welfare of all is alike affected by it, and
|
|
they have equal need of a voice in it to secure their share of its
|
|
benefits. If there be any difference, women require it more than
|
|
men, since, being physically weaker, they are more dependent on law
|
|
and society for protection. Mankind have long since abandoned the only
|
|
premises which will support the conclusion that women ought not to
|
|
have votes. No one now holds that women should be in personal
|
|
servitude, that they should have no thought, wish, or occupation,
|
|
but to be the domestic drudges of husbands, fathers, or brothers. It
|
|
is allowed to unmarried, and wants but little of being conceded to
|
|
married women, to hold property, and have pecuniary and business
|
|
interests, in the same manner as men. It is considered suitable and
|
|
proper that women should think and write, and be teachers. As soon
|
|
as these things are admitted, the political disqualification has no
|
|
principle to rest on. The whole mode of thought of the modern world is
|
|
with increasing emphasis pronouncing against the claim of society to
|
|
decide for individuals what they are and are not fit for, and what
|
|
they shall and shall not be allowed to attempt. If the principles of
|
|
modern politics and political economy are good for anything, it is for
|
|
proving that these points can only be rightly judged of by the
|
|
individuals themselves and that, under complete freedom of choice,
|
|
wherever there are real diversities of aptitude, the great number will
|
|
apply themselves to the things for which they are on the average
|
|
fittest, and the exceptional course will only be taken by the
|
|
exceptions. Either the whole tendency of modern social improvements
|
|
has been wrong, or it ought to be carried out to the total abolition
|
|
of all exclusions and disabilities which close any honest employment
|
|
to a human being.
|
|
|
|
But it is not even necessary to maintain so much in order to prove
|
|
that women should have the suffrage. Were it as right, as it is wrong,
|
|
that they should be a subordinate class, confined to domestic
|
|
occupations and subject to domestic authority, they would not the less
|
|
require the protection of the suffrage to secure them from the abuse
|
|
of that authority. Men, as well as women, do not need political rights
|
|
in order that they may govern, but in order that they may not be
|
|
misgoverned. The majority of the male sex are, and will be all their
|
|
lives, nothing else than labourers in cornfields or manufactories; but
|
|
this does not render the suffrage less desirable for them, nor their
|
|
claim to it less irresistible, when not likely to make a bad use of
|
|
it. Nobody pretends to think that woman would make a bad use of the
|
|
suffrage. The worst that is said is that they would vote as mere
|
|
dependents, the bidding of their male relations. If it be so, so let
|
|
it be. If they think for themselves, great good will be done, and if
|
|
they do not, no harm. It is a benefit to human beings to take off
|
|
their fetters, even if they do not desire to walk. It would already be
|
|
a great improvement in the moral position of women to be no longer
|
|
declared by law incapable of an opinion, and not entitled to a
|
|
preference, respecting the most important concerns of humanity.
|
|
There would be some benefit to them individually in having something
|
|
to bestow which their male relatives cannot exact, and are yet
|
|
desirous to have. It would also be no small benefit that the husband
|
|
would necessarily discuss the matter with his wife, and that the
|
|
vote would not be his exclusive affair, but a joint concern. People do
|
|
not sufficiently consider how markedly the fact that she is able to
|
|
have some action on the outward world independently of him raises
|
|
her dignity and value in a vulgar man's eyes, and makes her the object
|
|
of a respect which no personal qualities would ever obtain for one
|
|
whose social existence he can entirely appropriate.
|
|
|
|
The vote itself, too, would be improved in quality. The man would
|
|
often be obliged to find honest reasons for his vote, such as might
|
|
induce a more upright and impartial character to serve with him
|
|
under the same banner. The wife's influence would often keep him
|
|
true to his own sincere opinion. Often, indeed, it would be used,
|
|
not on the side of public principle, but of the personal interest or
|
|
worldly vanity of the family. But wherever this would be the
|
|
tendency of the wife's influence, it is exerted to the full already in
|
|
that bad direction; and with the more certainty, since under the
|
|
present law and custom she is generally too utter a stranger to
|
|
politics in any sense in which they involve principle to be able to
|
|
realise to herself that there is a point of honour in them, and most
|
|
people have as little sympathy in the point of honour of others,
|
|
when their own is not placed in the same thing, as they have in the
|
|
religious feelings of those whose religion differs from theirs. Give
|
|
the woman a vote, and she comes under the operation of the political
|
|
point of honour. She learns to look on politics as a thing on which
|
|
she is allowed to have an opinion, and in which if one has an
|
|
opinion it ought to be acted upon; she acquires a sense of personal
|
|
accountability in the matter, and will no longer feel, as she does
|
|
at present, that whatever amount of bad influence she may exercise, if
|
|
the man can but be persuaded, all is right, and his responsibility
|
|
covers all. It is only by being herself encouraged to form an opinion,
|
|
and obtain an intelligent comprehension of the reasons which ought
|
|
to prevail with the conscience against the temptations of personal
|
|
or family interest, that she can ever cease to act as a disturbing
|
|
force on the political conscience of the man. Her indirect agency
|
|
can only be prevented from being politically mischievous by being
|
|
exchanged for direct.
|
|
|
|
I have supposed the right of suffrage to depend, as in a good
|
|
state of things it would, on personal conditions. Where it depends, as
|
|
in this and most other countries, on conditions of property, the
|
|
contradiction is even more flagrant. There something more than
|
|
ordinarily irrational in the fact that when a woman can give all the
|
|
guarantees required from a male elector, independent circumstances,
|
|
the position of a householder and head of a family, payment of
|
|
taxes, or whatever may be the conditions imposed, the very principle
|
|
and system of a representation based on property is set aside, and
|
|
an exceptionally personal disqualification is created for the mere
|
|
purpose of excluding her. When it is added that in the country where
|
|
this is done a woman now reigns, and that the most glorious ruler whom
|
|
that country ever had was a woman, the picture of unreason, and
|
|
scarcely disguised injustice, is complete. Let us hope that as the
|
|
work proceeds of pulling down, one after another, the remains of the
|
|
mouldering fabric of monopoly and tyranny, this one will not be the
|
|
last to disappear; that the opinion of Bentham, of Mr. Samuel
|
|
Bailey, of Mr. Hare, and many other of the most powerful political
|
|
thinkers of this age and country (not to speak of others), will make
|
|
its way to all minds not rendered obdurate by selfishness or
|
|
inveterate prejudice; and that, before the lapse another generation,
|
|
the accident of sex, no more than the accident of skin, will be deemed
|
|
a sufficient justification for depriving its possessor of the equal
|
|
protection and just privileges of a citizen.
|
|
|
|
Chapter 9
|
|
|
|
Should there be Two Stages of Election?
|
|
|
|
IN SOME representative constitutions the plan has been adopted of
|
|
choosing the members of the representative body by a double process,
|
|
the primary electors only choosing other electors, and these
|
|
electing the member of parliament. This contrivance was probably
|
|
intended as a slight impediment to the full sweep of popular
|
|
feeling; giving the suffrage, and with it the complete ultimate power,
|
|
to the Many, but compelling them to exercise it through the agency
|
|
of a comparatively few, who, it was supposed, would be less moved than
|
|
the Demos by the gusts of popular passion; and as the electors,
|
|
being already a select body, might be expected to exceed in
|
|
intellect and character the common level of their constituents, the
|
|
choice made by them was thought likely to be more careful and
|
|
enlightened, and would in any case be made under a greater feeling
|
|
of responsibility, than election by the masses themselves. This plan
|
|
of filtering, as it were, the popular suffrage through an intermediate
|
|
body admits of a very plausible defence; since it may be said, with
|
|
great appearance of reason, that less intellect and instruction are
|
|
required for judging who among our neighbours can be most safely
|
|
trusted to choose a member of parliament, than who is himself
|
|
fittest to be one.
|
|
|
|
In the first place, however, if the dangers incident to popular
|
|
power may be thought to be in some degree lessened by this indirect
|
|
arrangement, so also are its benefits; and the latter effect is much
|
|
more certain than the former. To enable the system to work as desired,
|
|
it must be carried into effect in the spirit in which it is planned;
|
|
the electors must use the suffrage in the manner supposed by the
|
|
theory, that is, each of them must not ask himself who the member of
|
|
parliament should be, but only whom he would best like to choose one
|
|
for him. It is evident that the advantages which indirect is
|
|
supposed to have over direct election require this disposition of mind
|
|
in the voter, and will only be realised by his taking the doctrine
|
|
au serieux, that his sole business is to choose the choosers, not
|
|
the member himself. The supposition must be, that he will not occupy
|
|
his thoughts with political opinions and measures, or political men,
|
|
but will be guided by his personal respect for some private
|
|
individual, to whom he will give a general power of attorney to act
|
|
for him. Now if the primary electors adopt this view of their
|
|
position, one of the principal uses of giving them a vote at all is
|
|
defeated: the political function to which they are called fails of
|
|
developing public spirit and political intelligence; of making
|
|
public affairs an object of interest to their feelings and of exercise
|
|
to their faculties. The supposition, moreover, involves inconsistent
|
|
conditions; for if the voter feels no interest in the final result,
|
|
how or why can he be expected to feel any in the process which leads
|
|
to it? To wish to have a particular individual for his
|
|
representative in parliament is possible to a person of a very
|
|
moderate degree of virtue and intelligence; and to wish to choose an
|
|
elector who will elect that individual is a natural consequence: but
|
|
for a person does not care who is elected, or feels bound to put
|
|
that consideration in abeyance, to take any interest whatever in
|
|
merely naming the worthiest person to elect another according to his
|
|
own judgment, implies a zeal for what is right in the abstract, an
|
|
habitual principle of duty for the sake of duty, which is possible
|
|
only to persons of a rather high grade of cultivation, who, by the
|
|
very possession of it, show that they may be, and deserve to be,
|
|
trusted with political power in a more direct shape. Of all public
|
|
functions which it is possible to confer on the poorer members of
|
|
the community this surely is the least calculated to kindle their
|
|
feelings, and holds out least natural inducement to care for it, other
|
|
than a virtuous determination to discharge conscientiously whatever
|
|
duty one has to perform: and if the mass of electors cared enough
|
|
about political affairs to set any value on so limited a participation
|
|
in them, they would not be likely to be satisfied without one much
|
|
more extensive.
|
|
|
|
In the next place, admitting that a person who, from his narrow
|
|
range of cultivation, cannot judge well of the qualifications of a
|
|
candidate for parliament may be a sufficient judge of the honesty
|
|
and general capacity of somebody whom he may depute to choose a member
|
|
of Parliament for him; I may remark, that if the voter acquiesces in
|
|
this estimate of his capabilities, and really wishes to have the
|
|
choice made for him by a person in whom he places reliance, there is
|
|
no need of any constitutional provision for the purpose; he has only
|
|
to ask this confidential person privately what candidate he had better
|
|
vote for. In that case the two modes of election coincide in their
|
|
result, and every advantage of indirect election is obtained under
|
|
direct. The systems only diverge in their operation, if we suppose
|
|
that the voter would prefer to use his own judgment in the choice of a
|
|
representative, and only lets another choose for him because the law
|
|
does not allow him a more direct mode of action. But if this be his
|
|
state of mind; if his will does not go along with the limitation which
|
|
the law imposes, and he desires to make a direct choice, he can do
|
|
so notwithstanding the law. He has only to choose as elector a known
|
|
partisan of the candidate he prefers, or some one who will pledge
|
|
himself to vote for that candidate. And this is so much the natural
|
|
working of election by two stages that, except in a condition of
|
|
complete political indifference, it can scarcely be expected to act
|
|
otherwise. It is in this way that the election of the President of the
|
|
United States practically takes place. Nominally, the election is
|
|
indirect: the population at large does not vote for the President;
|
|
it votes for electors who choose the President. But the electors are
|
|
always chosen under an express engagement to vote for a particular
|
|
candidate: nor does a citizen ever vote for an elector because of
|
|
any preference for the man; he votes for the Lincoln ticket, or the
|
|
Breckenridge ticket. It must be remembered that the electors are not
|
|
chosen in order that they may search the country and find the
|
|
fittest person in it to be President, or to be a member of Parliament.
|
|
There would be something to be said for the practice if this were
|
|
so: but it is not so; nor ever will be until mankind in general are of
|
|
opinion, with Plato, that the proper person to be entrusted with power
|
|
is the person most unwilling to accept it. The electors are to make
|
|
choice of one of those who have offered themselves as candidates:
|
|
and those who choose the electors already know who these are. If there
|
|
is any political activity in the country, all electors, who care to
|
|
vote at all, have made up their minds which of these candidates they
|
|
would like to have; and will make that the sole consideration in
|
|
giving their vote. The partisans of each candidate will have their
|
|
list of electors ready, all pledged to vote for that individual; and
|
|
the only question practically asked of the primary elector will be
|
|
which of these lists he will support.
|
|
|
|
The case in which election by two stages answers well in practice is
|
|
when the electors are not chosen solely as electors, but have other
|
|
important functions to discharge, which precludes their being selected
|
|
solely as delegates to give a particular vote. This combination of
|
|
circumstances exemplifies itself in another American institution,
|
|
the Senate of the United States. That assembly, the Upper House, as it
|
|
were, of Congress, is considered to represent not the people directly,
|
|
but the States as such, and to be the guardian of that portion of
|
|
their sovereign rights which they have not alienated. As the
|
|
internal sovereignty of each State is, by the nature of an equal
|
|
federation, equally sacred whatever be the size or importance of the
|
|
State, each returns to the Senate the same number of members (two),
|
|
whether it be little Delaware or the "Empire State" of New York. These
|
|
members are not chosen by the population, but by the State
|
|
Legislatures, themselves elected by the people of each State; but as
|
|
the whole ordinary business of a legislative assembly, internal
|
|
legislation and the control of the executive, devolves upon these
|
|
bodies, they are elected with a view to those objects more than to the
|
|
other; and in naming two persons to represent the State in the Federal
|
|
Senate they for the most part exercise their own judgment, with only
|
|
that general reference to public opinion necessary in all acts of
|
|
the government of a democracy. The elections, thus made, have proved
|
|
eminently successful, and are conspicuously the best of all the
|
|
elections in the United States, the Senate invariably consisting of
|
|
the most distinguished men among those who have made themselves
|
|
sufficiently known in public life.
|
|
|
|
After such an example, it cannot be said that indirect popular
|
|
election is never advantageous. Under certain conditions it is the
|
|
very best system that can be adopted. But those conditions are
|
|
hardly to be obtained in practice, except in a federal government like
|
|
that of the United States, where the election can be entrusted to
|
|
local bodies whose other functions extend to the most important
|
|
concerns of the nation. The only bodies in any analogous position
|
|
which exist, or are likely to exist, in this country are the
|
|
municipalities, or any other boards which have been or may be
|
|
created for similar local purposes. Few persons, however, would
|
|
think it any improvement in our parliamentary constitution if the
|
|
members for the City of London were chosen by the Aldermen and
|
|
Common Council, and those for the borough of Marylebone avowedly, as
|
|
they already are virtually, by the vestries of the component parishes.
|
|
Even if those bodies, considered merely as local boards, were far less
|
|
objectionable than they are, the qualities that would fit them for the
|
|
limited and peculiar duties of municipal or parochial aedileship are
|
|
no guarantee of any special fitness to judge of the comparative
|
|
qualifications of candidates for a seat in Parliament. They probably
|
|
would not fulfil this duty any better than it is fulfilled by the
|
|
inhabitants voting directly; while, on the other hand, if fitness
|
|
for electing members of Parliament had to be taken into
|
|
consideration in selecting persons for the office of vestrymen or town
|
|
councillors, many of those who are fittest for that more limited
|
|
duty would inevitably be excluded from it, if only by the necessity
|
|
there would be of choosing persons whose sentiments in general
|
|
politics agreed with those of the voters who elected them. The mere
|
|
indirect political influence of town-councils has already led to a
|
|
considerable perversion of municipal elections from their intended
|
|
purpose, by making them a matter of party politics. If it were part of
|
|
the duty of a man's book-keeper or steward to choose his physician, he
|
|
would not be likely to have a better medical attendant than if he
|
|
chose one for himself, while he would be restricted in his choice of a
|
|
steward or book-keeper to such as might without too great danger to
|
|
his health be entrusted with the other office.
|
|
|
|
It appears, therefore, that every benefit of indirect election which
|
|
is attainable at all is attainable under direct; that such of the
|
|
benefits expected from it, as would not be obtained under direct
|
|
election, will just as much fail to be obtained under indirect;
|
|
while the latter has considerable disadvantages peculiar to itself.
|
|
The mere fact that it is an additional and superfluous wheel in the
|
|
machinery is no trifling objection. Its decided inferiority as a means
|
|
of cultivating public spirit and political intelligence has already
|
|
been dwelt upon: and if it had any effective operation at all- that
|
|
is, if the primary electors did to any extent leave to their nominees
|
|
the selection of their parliamentary representative- the voter would
|
|
be prevented from identifying himself with his member of Parliament,
|
|
and the member would feel a much less active sense of responsibility
|
|
to his constituents. In addition to all this, the comparatively
|
|
small number of persons in whose hands, at last, the election of a
|
|
member of Parliament would reside, could not but afford great
|
|
additional facilities to intrigue, and to every form of corruption
|
|
compatible with the station in life of the electors. The
|
|
constituencies would universally be reduced, in point of
|
|
conveniences for bribery, to the condition of the small boroughs at
|
|
present. It would be sufficient to gain over a small number of persons
|
|
to be certain of being returned. If it be said that the electors would
|
|
be responsible to those who elected them, the answer is obvious, that,
|
|
holding no permanent office, or position in the public eye, they would
|
|
risk nothing by a corrupt vote except what they would care little for,
|
|
not to be appointed electors again: and the main reliance must still
|
|
be on the penalties for bribery, the insufficiency of which
|
|
reliance, in small constituencies, experience has made notorious to
|
|
all the world. The evil would be exactly proportional to the amount of
|
|
discretion left to the chosen electors. The only case in which they
|
|
would probably be afraid to employ their vote for the promotion of
|
|
their personal interest would be when they were elected under an
|
|
express pledge, as mere delegates, to carry, as it were, the votes
|
|
of their constituents to the hustings. The moment the double stage
|
|
of election began to have any effect, it would begin to have a bad
|
|
effect. And this we shall find true of the principle of indirect
|
|
election however applied, except in circumstances similar to those
|
|
of the election of Senators in the United States.
|
|
|
|
The best which could be said for this political contrivance that
|
|
in some states of opinion it might be a more practicable expedient
|
|
than that of plural voting for giving to every member of the community
|
|
a vote of some sort, without rendering the mere numerical majority
|
|
predominant in Parliament: as, for instance, if the present
|
|
constituency of this country were increased by the addition of a
|
|
numerous and select portion of the labouring classes, elected by the
|
|
remainder. Circumstances might render such a scheme a convenient
|
|
mode of temporary compromise, but it does not carry out any
|
|
principle sufficiently thoroughly to be likely to recommend itself
|
|
to any class of thinkers as a permanent arrangement.
|
|
|
|
Chapter 10
|
|
|
|
Of the Mode of Voting.
|
|
|
|
THE QUESTION of greatest moment in regard to modes of voting is that
|
|
of secrecy or publicity; and to this we will at once address
|
|
ourselves.
|
|
|
|
It would be a great mistake to make the discussion turn on
|
|
sentimentalities about skulking or cowardice. Secrecy is justifiable
|
|
in many cases, imperative in some, and it is not cowardice to seek
|
|
protection against evils which are honestly avoidable. Nor can it be
|
|
reasonably maintained that no cases are conceivable in which secret
|
|
voting is preferable to public. But I must contend that these cases,
|
|
in affairs of a political character, are the exception, not the rule.
|
|
|
|
The present is one of the many instances in which, as I have already
|
|
had occasion to remark, the spirit of an institution, the impression
|
|
it makes on the mind of the citizen, is one of the most important
|
|
parts of its operation. The spirit of vote by ballot- the
|
|
interpretation likely to be put on it in the mind of an elector- is
|
|
that the suffrage is given to him for himself; for his particular
|
|
use and benefit, and not as a trust for the public. For if it is
|
|
indeed a trust, if the public are entitled to his vote, are not they
|
|
entitled to know his vote? This false and pernicious impression may
|
|
well be made on the generality, since it has been made on most of
|
|
those who of late years have been conspicuous advocates of the ballot.
|
|
The doctrine was not so understood by its earlier promoters; but the
|
|
effect of a doctrine on the mind is best shown, not in those who
|
|
form it, but in those who are formed by it. Mr. Bright and his
|
|
school of democrats think themselves greatly concerned in
|
|
maintaining that the franchise is what they term a right, not a trust.
|
|
Now this one idea, taking root in the general mind, does a moral
|
|
mischief outweighing all the good that the ballot could do, at the
|
|
highest possible estimate of it. In whatever way we define or
|
|
understand the idea of a right, no person can have a right (except
|
|
in the purely legal sense) to power over others: every such power,
|
|
which he is allowed to possess, is morally, in the fullest force of
|
|
the term, a trust. But the exercise of any political function,
|
|
either as an elector or as a representative, is power over others.
|
|
|
|
Those who say that the suffrage is not a trust but a right will
|
|
scarcely accept the conclusions to which their doctrine leads. If it
|
|
is a right, if it belongs to the voter for his own sake, on what
|
|
ground can we blame him for selling it, or using it to recommend
|
|
himself to any one whom it is his interest to please? A person is
|
|
not expected to consult exclusively the public benefit in the use he
|
|
makes of his house, or his three per cent stock, or anything else to
|
|
which he really has a right. The suffrage is indeed due to him,
|
|
among other reasons, as a means to his own protection, but only
|
|
against treatment from which he is equally bound, so far as depends on
|
|
his vote, to protect every one of his fellow-citizens. His vote is not
|
|
a thing in which he has an option; it has no more to do with his
|
|
personal wishes than the verdict of a juryman. It is strictly a matter
|
|
of duty; he is bound to give it according to his best and most
|
|
conscientious opinion of the public good. Whoever has any other idea
|
|
of it is unfit to have the suffrage; its effect on him is to
|
|
pervert, not to elevate his mind. Instead of opening his heart to an
|
|
exalted patriotism and the obligation of public duty, it awakens and
|
|
nourishes in him the disposition to use a public function for his
|
|
own interest, pleasure, or caprice; the same feelings and purposes, on
|
|
a humbler scale, which actuate a despot and oppressor. Now an ordinary
|
|
citizen in any public position, or on whom there devolves any social
|
|
function, is certain to think and feel, respecting the obligations
|
|
it imposes on him, exactly what society appears to think and feel in
|
|
conferring it. What seems to be expected from him by society forms a
|
|
standard which he may fall below, but which he will seldom rise above.
|
|
And the interpretation which he is almost sure to put upon secret
|
|
voting is that he is not bound to give his vote with any reference
|
|
to those who are not allowed to know how he gives it; but may bestow
|
|
it simply as he feels inclined.
|
|
|
|
This is the decisive reason why the argument does not hold, from the
|
|
use of the ballot in clubs and private societies, to its adoption in
|
|
parliamentary elections. A member of a club is really, what the
|
|
elector falsely believes himself to be, under no obligation to
|
|
consider the wishes or interests of any one else. He declares
|
|
nothing by his vote but that he is or is not willing to associate,
|
|
in a manner more or less close, with a particular person. This is a
|
|
matter on which, by universal admission, his own pleasure or
|
|
inclination is entitled to decide: and that he should be able so to
|
|
decide it without risking a quarrel is best for everybody, the
|
|
rejected person included. An additional reason rendering the ballot
|
|
unobjectionable in these cases is that it does not necessarily or
|
|
naturally lead to lying. The persons concerned are of the same class
|
|
or rank, and it would be considered improper in one of them to press
|
|
another with questions as to how he had voted. It is far otherwise
|
|
in parliamentary elections, and is likely to remain so, as long as the
|
|
social relations exist which produce the demand for the ballot; as
|
|
long as one person is sufficiently the superior of another to think
|
|
himself entitled to dictate his vote. And while this is the case,
|
|
silence or an evasive answer is certain to be construed as proof
|
|
that the vote given has not been that which was desired.
|
|
|
|
In any political election, even by universal suffrage (and still
|
|
more obviously in the case of a restricted suffrage), the voter is
|
|
under an absolute moral obligation to consider the interest of the
|
|
public, not his private advantage, and give his vote, to the best of
|
|
his judgment, exactly as he would be bound to do if he were the sole
|
|
voter, and the election depended upon him alone. This being
|
|
admitted, it is at least a prima facie consequence that the duty of
|
|
voting, like any other public duty, should be performed under the
|
|
eye and criticism of the public; every one of whom has not only an
|
|
interest in its performance, but a good title to consider himself
|
|
wronged if it is performed otherwise than honestly and carefully.
|
|
Undoubtedly neither this nor any other maxim of political morality
|
|
is absolutely inviolable; it may be overruled by still more cogent
|
|
considerations. But its weight is such that the cases which admit of a
|
|
departure from it must be of a strikingly exceptional character.
|
|
|
|
It may, unquestionably, be the fact that if we attempt, by
|
|
publicity, to make the voter responsible to the public for his vote,
|
|
he will practically be made responsible for it to some powerful
|
|
individual, whose interest is more opposed to the general interest
|
|
of the community than that of the voter himself would be if, by the
|
|
shield of secrecy, he were released from responsibility altogether.
|
|
When this is the condition, in a high degree, of a large proportion of
|
|
the voters, the ballot may be the smaller evil. When the voters are
|
|
slaves, anything may be tolerated which enables them to throw off
|
|
the yoke. The strongest case for the ballot is when the mischievous
|
|
power of the Few over the Many is increasing. In the decline of the
|
|
Roman republic the reasons for the ballot were irresistible. The
|
|
oligarchy was yearly becoming richer and more tyrannical, the people
|
|
poorer and more dependent, and it was necessary to erect stronger
|
|
and stronger barriers against such abuse of the franchise as
|
|
rendered it but an instrument the more in the hands of unprincipled
|
|
persons of consequence. As little can it be doubted that the ballot,
|
|
so far as it existed, had a beneficial operation in the Athenian
|
|
constitution. Even in the least unstable of the Grecian
|
|
commonwealths freedom might be for the time destroyed by a single
|
|
unfairly obtained popular vote; and though the Athenian voter was
|
|
not sufficiently dependent to be habitually coerced, he might have
|
|
been bribed, or intimidated by the lawless outrages of some knot of
|
|
individuals, such as were not uncommon even at Athens among the
|
|
youth of rank and fortune. The ballot was in these cases a valuable
|
|
instrument of order, and conduced to the Eunomia by which Athens was
|
|
distinguished among the ancient commonwealths.
|
|
|
|
But in the more advanced states of modern Europe, and especially
|
|
in this country, the power of coercing voters has declined and is
|
|
declining; and bad voting is now less to be apprehended from the
|
|
influences to which the voter is subject at the hands of others than
|
|
from the sinister interests and discreditable feelings which belong to
|
|
himself, either individually or as a member of a class. To secure
|
|
him against the first, at the cost of removing all restraint from
|
|
the last, would be to exchange a smaller and a diminishing evil for
|
|
a greater and increasing one. On this topic, and on the question
|
|
generally, as applicable to England at the present date, I have, in
|
|
a pamphlet on Parliamentary Reform, expressed myself in terms which,
|
|
as I do not feel that I can improve upon, I will venture here to
|
|
transcribe.
|
|
|
|
"Thirty years ago it was still true that in the election of
|
|
members of Parliament the main evil to be guarded against was that
|
|
which the ballot would exclude- coercion by landlords, employers, and
|
|
customers. At present, I conceive, a much greater source of evil is
|
|
the selfishness, or the selfish partialities, of the voter himself.
|
|
A base and mischievous vote is now, I am convinced, much oftener given
|
|
from the voter's personal interest, or class interest, or some mean
|
|
feeling in his own mind, than from any fear of consequences at the
|
|
hands of others: and to these influences the ballot would enable him
|
|
to yield himself up, free from all sense of shame or responsibility.
|
|
|
|
"In times not long gone by, the higher and richer classes were in
|
|
complete possession of the government. Their power was the master
|
|
grievance of the country. The habit of voting at the bidding of an
|
|
employer, or of a landlord, was so firmly established, that hardly
|
|
anything was capable of shaking it but a strong popular enthusiasm,
|
|
seldom known to exist but in a good cause. A vote given in
|
|
opposition to those influences was therefore, in general, an honest, a
|
|
public-spirited vote; but in any case, and by whatever motive
|
|
dictated, it was almost sure to be a good vote, for it was a vote
|
|
against the monster evil, the over-ruling influence of oligarchy.
|
|
Could the voter at that time have been enabled, with safety to
|
|
himself, to exercise his privilege freely, even though neither
|
|
honestly nor intelligently, it would have been a great gain to reform;
|
|
for it would have broken the yoke of the then ruling power in the
|
|
country- the power which had created and which maintained all that
|
|
was bad in the institutions and the administration of the State- the
|
|
power of landlords and boroughmongers.
|
|
|
|
"The ballot was not adopted; but the progress of circumstances has
|
|
done and is doing more and more, in this respect, the work of the
|
|
ballot. Both the political and the social state of the country, as
|
|
they affect this question, have greatly changed, and are changing
|
|
every day. The higher classes are not now masters of the country. A
|
|
person must be blind to all the signs of the times who could think
|
|
that the middle classes are as subservient to the higher, or the
|
|
working classes as dependent on the higher and middle, as they were
|
|
a quarter of a century ago. The events of that quarter of a century
|
|
have not only taught each class to know its own collective strength,
|
|
but have put the individuals of a lower class in a condition to show a
|
|
much bolder front to those of a higher. In a majority of cases, the
|
|
vote of the electors, whether in opposition to or in accordance with
|
|
the wishes of their superiors, is not now the effect of coercion,
|
|
which there are no longer the same means of applying, but the
|
|
expression of their own personal or political partialities. The very
|
|
vices of the present electoral system are a proof of this. The
|
|
growth of bribery, so loudly complained of, and the spread of the
|
|
contagion to places formerly free from it, are evidence that the local
|
|
influences are no longer paramount; that the electors now vote to
|
|
please themselves, and not other people. There is, no doubt, in
|
|
counties, and in the smaller boroughs, a large amount of servile
|
|
dependence still remaining; but the temper of the times is adverse
|
|
to it, and the force of events is constantly tending to diminish it. A
|
|
good tenant can now feel that he is as valuable to his landlord as his
|
|
landlord is to him; a prosperous tradesman can afford to feel
|
|
independent of any particular customer. At every election the votes
|
|
are more and more the voter's own. It is their minds, far more than
|
|
their personal circumstances, that now require to be emancipated. They
|
|
are no longer passive instruments of other men's will- mere organs
|
|
for putting power into the hands of a controlling oligarchy. The
|
|
electors themselves are becoming the oligarchy.
|
|
|
|
"Exactly in proportion as the vote of the elector is determined by
|
|
his own will, and not by that of somebody who is his master, his
|
|
position is similar to that of a member of Parliament, and publicity
|
|
is indispensable. So long as any portion of the community are
|
|
unrepresented, the argument of the Chartists against ballot in
|
|
conjunction with a restricted suffrage is unassailable. The present
|
|
electors, and the bulk of those whom any probable Reform Bill would
|
|
add to the number, are the middle class; and have as much a class
|
|
interest, distinct from the working classes, as landlords or great
|
|
manufacturers. Were the suffrage extended to all skilled labourers,
|
|
even these would, or might, still have a class interest distinct
|
|
from the unskilled. Suppose it extended to all men- suppose that what
|
|
was formerly called by the misapplied name of universal suffrage,
|
|
and now by the silly title of manhood suffrage, became the law; the
|
|
voters would still have a class interest, as distinguished from women.
|
|
Suppose that there were a question before the Legislature specially
|
|
affecting women; as whether women should be allowed to graduate at
|
|
Universities; whether the mild penalties inflicted on ruffians who
|
|
beat their wives daily almost to death's door should be exchanged
|
|
for something more effectual; or suppose that any one should propose
|
|
in the British Parliament, what one State after another in America
|
|
is enacting, not by a mere law, but by a provision of their revised
|
|
Constitutions- that married women should have a right to their own
|
|
property. Are not a man's wife and daughters entitled to know
|
|
whether he votes for or against a candidate who will support these
|
|
propositions?
|
|
|
|
"It will of course be objected that these arguments' derive all
|
|
their weight from the supposition of an unjust state of the
|
|
suffrage: That if the opinion of the non-electors is likely to make
|
|
the elector vote more honestly, or more beneficially, than he would
|
|
vote if left to himself, they are more fit to be electors than he
|
|
is, and ought to have the franchise: That whoever is fit to
|
|
influence electors is fit to be an elector: That those to whom
|
|
voters ought to be responsible should be themselves voters; and
|
|
being such, should have the safeguard of the ballot to shield them
|
|
from the undue influence of powerful individuals or classes to whom
|
|
they ought not to be responsible.
|
|
|
|
"This argument is specious, and I once thought it conclusive. It now
|
|
appears to me fallacious. All who are fit to influence electors are
|
|
not, for that reason, fit to be themselves electors. This last is a
|
|
much greater power than the former, and those may be ripe for the
|
|
minor political function who could not as yet be safely trusted with
|
|
the superior. The opinions and wishes of the poorest and rudest
|
|
class of labourers may be very useful as one influence among others on
|
|
the minds of the voters, as well as on those of the Legislature; and
|
|
yet it might be highly mischievous to give them the preponderant
|
|
influence by admitting them, in their present state of morals and
|
|
intelligence, to the full exercise of the suffrage. It is precisely
|
|
this indirect influence of those who have not the suffrage over
|
|
those who have which, by its progressive growth, softens the
|
|
transition to every fresh extension of the franchise, and is the means
|
|
by which, when the time is ripe, the extension is peacefully brought
|
|
about. But there is another and a still deeper consideration, which
|
|
should never be left out of the account in political speculations. The
|
|
notion is itself unfounded, that publicity, and the sense of being
|
|
answerable to the public, are of no use unless the public are
|
|
qualified to form a sound judgment. It is a very superficial view of
|
|
the utility of public opinion to suppose that it does good only when
|
|
it succeeds in enforcing a servile conformity to itself. To be under
|
|
the eyes of others- to have to defend oneself to others- is never
|
|
more important than to those who act in opposition to the opinion of
|
|
others, for it obliges them to have sure ground of their own.
|
|
Nothing has so steadying an influence as working against pressure.
|
|
Unless when under the temporary sway of passionate excitement, no
|
|
one will do that which he expects to be greatly blamed for, unless
|
|
from a preconceived and fixed purpose of his own; which is always
|
|
evidence of a thoughtful and deliberate character, and, except in
|
|
radically bad men, generally proceeds from sincere and strong personal
|
|
convictions. Even the bare fact of having to give an account of
|
|
their conduct is a powerful inducement to adhere to conduct of which
|
|
at least some decent account can be given. If any one thinks that
|
|
the mere obligation of preserving decency is not a very considerable
|
|
check on the abuse of power, he has never had his attention called
|
|
to the conduct of those who do not feel under the necessity of
|
|
observing that restraint. Publicity is inappreciable, even when it
|
|
does no more than prevent that which can by no possibility be
|
|
plausibly defended- than compel deliberation, and force every one to
|
|
determine, before he acts, what he shall say if called to account
|
|
for his actions.
|
|
|
|
"But, if not now (it may be said), at least hereafter, when all
|
|
are fit to have votes, and when all men and women are admitted to vote
|
|
in virtue of their fitness; then there can no longer be danger of
|
|
class legislation; then the electors, being the nation, can have no
|
|
interest apart from the general interest: even if individuals still
|
|
vote according to private or class inducements, the majority will have
|
|
no such inducement; and as there will then be no non-electors to
|
|
whom they ought to be responsible, the effect of the ballot, excluding
|
|
none but the sinister influences, will be wholly beneficial.
|
|
|
|
"Even in this I do not agree. I cannot think that even if the people
|
|
were fit for, and had obtained, universal suffrage, the ballot would
|
|
be desirable. First, because it could not, in such circumstances be
|
|
supposed to be needful. Let us only conceive the state of things which
|
|
the hypothesis implies; a people universally educated, and every
|
|
grown-up human being possessed of a vote. If, even when only a small
|
|
proportion are electors, and the majority of the population almost
|
|
uneducated, public opinion is already, as every one now sees that it
|
|
is, the ruling power in the last resort; it is a chimera to suppose
|
|
that over a community who all read, and who all have votes, any
|
|
power could be exercised by landlords and rich people against their
|
|
own inclination which it would be at all difficult for them to throw
|
|
off. But though the protection of secrecy would then be needless,
|
|
the control of publicity would be as needful as ever. The universal
|
|
observation of mankind has been very fallacious if the mere fact of
|
|
being one of the community, and not being in a position of
|
|
pronounced contrariety of interest to the public at large, is enough
|
|
to ensure the performance of a public duty, without either the
|
|
stimulus or the restraint derived from the opinion of our fellow
|
|
creatures. A man's own particular share of the public interest, even
|
|
though he may have no private interest drawing him in the opposite
|
|
direction, is not, as a general rule, found sufficient to make him
|
|
do his duty to the public without other external inducements.
|
|
Neither can it be admitted that even if all had votes they would
|
|
give their votes as honestly in secret as in public.
|
|
|
|
"The proposition that the electors when they compose the whole of
|
|
the community cannot have an interest in voting against the interest
|
|
of the community will be found on examination to have more sound
|
|
than meaning in it. Though the community as a whole can have (as the
|
|
terms imply) no other interest than its collective interest, any or
|
|
every individual in it may. A man's interest consists of whatever he
|
|
takes an interest in. Everybody has as many different interests as
|
|
he has feelings; likings or dislikings, either of a selfish or of a
|
|
better kind. It cannot be said that any of these, taken by itself,
|
|
constitutes 'his interest'; he is a good man or a bad according as
|
|
he prefers one class of his interests or another. A man who is a
|
|
tyrant at home will be apt to sympathise with tyranny (when not
|
|
exercised over himself): he will be almost certain not to sympathise
|
|
with resistance to tyranny. An envious man will vote against Aristides
|
|
because he is called the just. A selfish man will prefer even a
|
|
trifling individual benefit to his share of the advantage which his
|
|
country would derive from a good law; because interests peculiar to
|
|
himself are those which the habits of his mind both dispose him to
|
|
dwell on, and make him best able to estimate. A great number of the
|
|
electors will have two sets of preferences- those on private and
|
|
those on public grounds. The last are the only ones which the
|
|
elector would like to avow. The best side of their character is that
|
|
which people are anxious to show, even to those who are no better than
|
|
themselves. People will give dishonest or mean votes from lucre,
|
|
from malice, from pique, from personal rivalry, even from the
|
|
interests or prejudices of class or sect, more readily in secret than
|
|
in public. And cases exist- they may come to be more frequent- in
|
|
which almost the only restraint upon a majority of knaves consists
|
|
in their involuntary respect for the opinion of an honest minority. In
|
|
such a case as that of the repudiating States of North America, is
|
|
there not some check to the unprincipled voter in the shame of looking
|
|
an honest man in the face? Since all this good would be sacrificed
|
|
by the ballot, even in the circumstances most favourable to it, a much
|
|
stronger case is requisite than can now be made out for its
|
|
necessity (and the case is continually becoming still weaker) to
|
|
make its adoption desirable."*
|
|
|
|
* Thoughts on Parliamentary Reform, 2nd ed. pp 32-36.
|
|
|
|
On the other debateable points connected with the mode of voting
|
|
it is not necessary to expend so many words. The system of personal
|
|
representation, as organised by Mr. Hare, renders necessary the
|
|
employment of voting papers. But it appears to me indispensable that
|
|
the signature of the elector should be affixed to the paper at a
|
|
public polling place, or if there be no such place conveniently
|
|
accessible, at some office open to all the world, and in the
|
|
presence of a responsible public officer. The proposal which has
|
|
been thrown out of allowing the voting papers to be filled up at the
|
|
voter's own residence, and sent by the post, or called for by a public
|
|
officer, I should regard as fatal. The act would be done in the
|
|
absence of the salutary and the presence of all the pernicious
|
|
influences. The briber might, in the shelter of privacy, behold with
|
|
his own eyes his bargain fulfilled, and the intimidator could see
|
|
the extorted obedience rendered irrevocably on the spot; while the
|
|
beneficent counter-influence of the presence of those who knew the
|
|
voter's real sentiments, and the inspiring effect of the sympathy of
|
|
those of his own party or opinion, would be shut out.*
|
|
|
|
* "This expedient has been recommended, both on the score of saving
|
|
expense, and on that of obtaining the votes of many electors who
|
|
otherwise would not vote, and who are regarded by the advocates of the
|
|
plan as a particularly desirable class of voters. The scheme has
|
|
been carried into practice in the election of poor-law guardians,
|
|
and its success in that instance is appealed to in favour of
|
|
adopting it in the more important case of voting for a member of the
|
|
Legislature. But the two cases appear to me to differ in the point
|
|
on which the benefits of the expedient depend. In a local election for
|
|
a special kind of administrative business, which consists mainly in
|
|
the dispensation of a public fund, it is an object to prevent the
|
|
choice from being exclusively in the hands of those who actively
|
|
concern themselves about it; for the public interest which attaches to
|
|
the election being of a limited kind, and in most cases not very great
|
|
in degree, the disposition to make themselves busy in the matter is
|
|
apt to be in a great measure confined to persons who hope to turn
|
|
their activity to their own private advantage; and it may be very
|
|
desirable to render the intervention of other people as little onerous
|
|
to them as possible, if only for the purpose of swamping these private
|
|
interests. But when the matter in hand is the great business of
|
|
national government, in which every one must take an interest who
|
|
cares for anything out of himself, or who cares even for himself
|
|
intelligently, it is much rather an object to prevent those from
|
|
voting who are indifferent to the subject, than to induce them to vote
|
|
by any other means than that of awakening their dormant minds. The
|
|
voter who does not care enough about the election to go to the poll,
|
|
is the very man who, if he can vote without that small trouble, will
|
|
give his vote to the first person who asks for it, or on the most
|
|
trifling or frivolous inducement. A man who does not care whether he
|
|
votes, is not likely to care much which way he votes; and he who is in
|
|
that state of mind has no moral right to vote at all; since, if he
|
|
does so, a vote which is not the expression of a conviction, counts
|
|
for as much, and goes as far in determining the result, as one which
|
|
represents the thoughts and purposes of a life."- Thoughts, etc., p.
|
|
39.
|
|
|
|
The polling places should be so numerous as to be within easy
|
|
reach of every voter; and no expenses of conveyance, at the cost of
|
|
the candidate, should be tolerated under any pretext. The infirm,
|
|
and they only on medical certificate, should have the right of
|
|
claiming suitable carriage conveyance, at the cost of the State, or of
|
|
the locality. Hustings, poll clerks, and all the necessary machinery
|
|
of elections, should be at the public charge. Not only the candidate
|
|
should not be required, he should not be permitted, to incur any but a
|
|
limited and trifling expense for his election. Mr. Hare thinks it
|
|
desirable that a sum of L50 should be required from every one who
|
|
places his name on the list of candidates, to prevent persons who have
|
|
no chance of success, and no real intention of attempting it, from
|
|
becoming candidates in wantonness or from mere love of notoriety,
|
|
and perhaps carrying off a few votes which are needed for the return
|
|
of more serious aspirants. There is one expense which a candidate or
|
|
his supporters cannot help incurring, and which it can hardly be
|
|
expected that the public should defray for every one who may choose to
|
|
demand it; that of making his claims known to the electors, by
|
|
advertisements, placards, and circulars. For all necessary expenses of
|
|
this kind the L50 proposed by Mr. Hare, if allowed to be drawn upon
|
|
for these purposes (it might be made L100 if requisite), ought to be
|
|
sufficient. If the friends of the candidate choose to go to expense
|
|
for committees and canvassing there are no means of preventing them;
|
|
but such expenses out of the candidates's own pocket, or any
|
|
expenses whatever beyond the deposit of L50 (or L100), should be
|
|
illegal and punishable. If there appeared any likelihood that
|
|
opinion would refuse to connive at falsehood, a declaration on oath or
|
|
honour should be required from every member on taking his seat that he
|
|
had not expended, nor would expend, money or money's worth beyond
|
|
the L50, directly or indirectly, for the purposes of his election; and
|
|
if the assertion were proved to be false or the pledge to have been
|
|
broken, he should be liable to the penalties of perjury.
|
|
|
|
It is probable that those penalties, by showing that the Legislature
|
|
was in earnest, would turn the course of opinion in the same
|
|
direction, and would hinder it from regarding, as has hitherto done,
|
|
this most serious crime against society as a venial peccadillo. When
|
|
once this effect has been produced, there need be no doubt that the
|
|
declaration on oath or honour would be considered binding.* "Opinion
|
|
tolerates a false disclaimer, only when it already tolerates the thing
|
|
disclaimed." This is notoriously the case with regard to electoral
|
|
corruption. There has never yet been, among political men, any real
|
|
and serious attempt to prevent bribery, because there has been no real
|
|
desire that elections should not be costly. Their costliness is an
|
|
advantage to those who can afford the expense, by excluding a
|
|
multitude of competitors; and anything, however noxious, is
|
|
cherished as having a conservative tendency if it limits the access to
|
|
Parliament to rich men. This is a rooted feeling among our legislators
|
|
of both political parties, and is almost the only point on which I
|
|
believe them to be really ill-intentioned. They care comparatively
|
|
little who votes, as long as they feel assured that none but persons
|
|
of their own class can be voted for. They know that they can rely on
|
|
the fellow-feeling of one of their class with another, while the
|
|
subservience of nouveaux enrichis, who are knocking at the door of the
|
|
class, is a still surer reliance; and that nothing very hostile to the
|
|
class interests or feelings of the rich need be apprehended under
|
|
the most democratic suffrage as long as democratic persons can be
|
|
prevented from being elected to Parliament. But, even from their own
|
|
point of view, this balancing of evil by evil, instead of combining
|
|
good with good, is a wretched policy. The object should be to bring
|
|
together the best members of both classes, under such a tenure as
|
|
shall induce them to lay aside their class preferences, and pursue
|
|
jointly the path traced by the common interest; instead of allowing
|
|
the class feelings of the Many to have full swing in the
|
|
constituencies, subject to the impediment of having to act through
|
|
persons imbued with the class feelings of the Few.
|
|
|
|
* Several of the witnesses before the Committee of the House of
|
|
Commons in 1860, on the operation of the Corrupt Practices
|
|
Prevention Act, some of them of great practical experience in election
|
|
matters, were favourable (either absolutely or as a last resort) to
|
|
the principle of requiring a declaration from members of Parliament;
|
|
and were of opinion that, if supported by penalties, it would be, to a
|
|
great degree, effectual. (Evidence, pp. 46, 54-57, 67, 123, 198-202,
|
|
208.) The Chief Commissioner of the Wakefield Inquiry said (in
|
|
reference certainly to a different proposal), "If they see that the
|
|
Legislature is earnest upon the subject, the machinery will work....
|
|
I am quite sure that if some personal stigma were applied upon
|
|
conviction of bribery, it would change the current of public
|
|
opinion" (pp. 26 and 32). A distinguished member of the Committee (and
|
|
of the present Cabinet) seemed to think it very objectionable to
|
|
attach the penalties of perjury to a merely promissory as
|
|
distinguished from an assertory oath; but he was reminded, that the
|
|
oath taken by a witness in a court of justice is a promissory oath:
|
|
and the rejoinder (that the witness's promise relates to an act to
|
|
be done at once, while the member's would be a promise for all
|
|
future time) would only be to the purpose, if it could be supposed
|
|
that the swearer might forget the obligation he had entered into, or
|
|
could possibly violate it unawares: contingencies which, in a case
|
|
like the present, are out of the question.
|
|
|
|
A more substantial difficulty is that one of the forms most
|
|
frequently assumed by election expenditure is that of subscriptions to
|
|
local charities, or other local objects; and it would be a strong
|
|
measure to enact that money should not be given in charity, within a
|
|
place, by the member for it. When such subscriptions are bona fide,
|
|
the popularity which may be derived from them is an advantage which it
|
|
seems hardly possible to deny to superior riches. But the greatest
|
|
part of the mischief consists in the fact that money so contributed is
|
|
employed in bribery, under the euphemistic name of keeping up the
|
|
member's interest. To guard against this, it should be part of the
|
|
member's promissory declaration, that all sums expended by him in
|
|
the place, or for any purpose connected with it or with any of its
|
|
inhabitants (with the exception perhaps of his own hotel expenses),
|
|
should pass through the hands of the election auditor, and be by him
|
|
(and not by the member himself or his friends) applied to its declared
|
|
purpose.
|
|
|
|
The principle of making all lawful expenses of a charge not upon the
|
|
candidate, but upon the locality, was upheld by two of the best
|
|
witnesses (pp. 20, 65-70, 277).
|
|
|
|
There is scarcely any mode in which political institutions are
|
|
more morally mischievous-work greater evil through their spirit-than
|
|
by representing political functions as a favour to be conferred, a
|
|
thing which the depositary is to ask for as desiring it for himself,
|
|
and even pay for as if it were designed for his pecuniary benefit. Men
|
|
are not fond of paying large sums for leave to perform a laborious
|
|
duty. Plato had a much juster view of the conditions of good
|
|
government when he asserted that the persons who should be sought
|
|
out to be invested with political power are those who are personally
|
|
most averse to it, and that the only motive which can be relied on for
|
|
inducing the fittest men to take upon themselves the toils of
|
|
government is the fear of being governed by worse men. What must an
|
|
elector think, when he sees three or four gentlemen, none of them
|
|
previously observed to be lavish of their money on projects of
|
|
disinterested beneficence, vying with one another in the sums they
|
|
expend to be enabled to write M.P. after their names? Is it likely
|
|
he will suppose that it is for his interest they incur all this
|
|
cost? And if he form an uncomplimentary opinion of their part in the
|
|
affair, what moral obligation is he likely to feel as to his own?
|
|
Politicians are fond of treating it as the dream of enthusiasts that
|
|
the electoral body will ever be uncorrupt: truly enough, until they
|
|
are willing to become so themselves: for the electors, assuredly, will
|
|
take their moral tone from the candidates. So long as the elected
|
|
member, in any shape or manner, pay for his seat, all endeavours, will
|
|
fail to make the business of election anything but a selfish bargain
|
|
on all sides. "So long as the candidate himself, and the customs of
|
|
the world, seem to regard the function of a member of Parliament
|
|
less as a duty to be discharged than a personal favour to be
|
|
solicited, no effort will avail to implant in an ordinary voter the
|
|
feeling that the election of a member of Parliament is also a matter
|
|
of duty, and that he is not at liberty to bestow his vote on any other
|
|
consideration than that of personal fitness."
|
|
|
|
The same principle which demands that no payment of money for
|
|
election purposes should be either required or tolerated on the part
|
|
of the person elected dictates another conclusion, apparently of
|
|
contrary tendency, but really directed to the same object. It
|
|
negatives what has often been proposed as a means of rendering
|
|
Parliament accessible to persons of all ranks and circumstances; the
|
|
payment of members of Parliament. If, as in some of our colonies,
|
|
there are scarcely any fit persons who can afford to attend to an
|
|
unpaid occupation, the payment should be an indemnity for loss of time
|
|
or money, not a salary. The greater latitude of choice which a
|
|
salary would give is an illusory advantage. No remuneration which
|
|
any one would think of attaching to the post would attract to it those
|
|
who were seriously engaged in other lucrative professions with a
|
|
prospect of succeeding in them. The business of a member of Parliament
|
|
would therefore become an occupation in itself; carried on, like other
|
|
professions, with a view chiefly to its pecuniary returns, and under
|
|
the demoralising influences of an occupation essentially precarious.
|
|
It would become an object of desire to adventurers of a low class; and
|
|
658 persons in possession, with ten or twenty times as many in
|
|
expectancy, would be incessantly bidding to attract or retain the
|
|
suffrages of the electors, by promising all things, honest or
|
|
dishonest, possible or impossible, and rivalling each other in
|
|
pandering to the meanest feelings and most ignorant prejudices of
|
|
the vulgarest part of the crowd. The auction between Cleon and the
|
|
sausage-seller in Aristophanes is a fair caricature of what would be
|
|
always going on. Such an institution would be a perpetual blister
|
|
applied to the most peccant parts of human nature. It amounts to
|
|
offering 658 prizes for the most successful flatterer, the most adroit
|
|
misleader, of a body of his fellow-countrymen. Under no despotism
|
|
has there been such an organised system of tillage for raising a
|
|
rich crop of vicious courtiership.* When, by reason of pre-eminent
|
|
qualifications (as may at any time happen to be the case), it is
|
|
desirable that a person entirely without independent means, either
|
|
derived from property or from a trade or profession, should be brought
|
|
into Parliament to render services which no other person accessible
|
|
can render as well, there is the resource of a public subscription; he
|
|
may be supported while in Parliament, like Andrew Marvell, by the
|
|
contributions of his constituents. This mode is unobjectionable for
|
|
such an honour will never be paid to mere subserviency: bodies of
|
|
men do not care so much for the difference between one sycophant and
|
|
another as to go to the expense of his maintenance in order to be
|
|
flattered by that particular individual. Such a support will only be
|
|
given in consideration of striking and impressive personal
|
|
qualities, which, though no absolute proof of fitness to be a national
|
|
representative, are some presumption of it, and, at all events, some
|
|
guarantee for the possession of an independent opinion and will.
|
|
|
|
* "As Mr. Lorimer remarks, by creating a pecuniary inducement to
|
|
persons of the lowest class to devote themselves to public affairs,
|
|
the calling of the demagogue would be formally inaugurated. Nothing is
|
|
more to be deprecated than making it the private interest of a
|
|
number of active persons to urge the form of government in the
|
|
direction of its natural perversion. The indications which either a
|
|
multitude or an individual can give, when merely left to their own
|
|
weaknesses, afford but a faint idea of what those weaknesses would
|
|
become when played upon by a thousand flatterers. If there were 658
|
|
places of certain, however moderate, emolument, to be gained by
|
|
persuading the multitude that ignorance is as good as knowledge, and
|
|
better, it is terrible odds that they would believe and act upon the
|
|
lesson."- (Article in Fraser's Magazine for April 1859, headed
|
|
"Recent Writers on Reform.")
|
|
|
|
Chapter 11
|
|
|
|
Of the Duration of Parliaments.
|
|
|
|
AFTER HOW long a term should members of Parliament be subject to
|
|
re-election? The principles involved are here very obvious; the
|
|
difficulty lies in their application. On the one hand, the member
|
|
ought not to have so long a tenure of his seat as to make him forget
|
|
his responsibility, take his duties easily, conduct them with a view
|
|
to his own personal advantage, or neglect those free and public
|
|
conferences with his constituents which, whether he agrees or
|
|
differs with them, are one of the benefits of representative
|
|
government. On the other hand, he should have such a term of office to
|
|
look forward to as will enable him to be judged, not by a single
|
|
act, but by his course of action. It is important that he should
|
|
have the greatest latitude of individual opinion and discretion
|
|
compatible with the popular control essential to free government;
|
|
and for this purpose it is necessary that the control should be
|
|
exercised, as in any case it is best exercised, after sufficient
|
|
time has been given him to show all the qualities he possesses, and to
|
|
prove that there is some other way than that of a mere obedient
|
|
voter and advocate of their opinions, by which he can render himself
|
|
in the eyes of his constituents a desirable and creditable
|
|
representative.
|
|
|
|
It is impossible to fix, by any universal rule, the boundary between
|
|
these principles. Where the democratic power in the constitution is
|
|
weak or over-passive, and requires stimulation; where the
|
|
representative, on leaving his constituents, enters at once into a
|
|
courtly or aristocratic atmosphere, whose influences all tend to
|
|
deflect his course into a different direction from the popular one, to
|
|
tone down any democratic feelings which he may have brought with
|
|
him, and make him forget the wishes and grow cool to the interests of
|
|
those who chose him- the obligation of a frequent return to them for
|
|
a renewal of his commission is indispensable to keeping his temper and
|
|
character up to the right mark. Even three years, in such
|
|
circumstances, are almost too long a period; and any longer term is
|
|
absolutely inadmissible. Where, on the contrary, democracy is the
|
|
ascendant power, and still tends to increase, requiring rather to be
|
|
moderated in its exercise than encouraged to any abnormal activity;
|
|
where unbounded publicity, and an ever-present newspaper press, give
|
|
the representative assurance that his every act will be immediately
|
|
known, discussed, and judged by his constituents, and that he is
|
|
always either gaining or losing ground in the estimation; while by the
|
|
same means the influence of their sentiments, and all other democratic
|
|
influences, are kept constantly alive and active in his own
|
|
mind-less than five years would hardly be a sufficient period to
|
|
prevent timid subserviency. The change which has taken place in
|
|
English politics as to all these features explains why annual
|
|
Parliaments, which forty years ago stood prominently in front of the
|
|
creed of the more advanced reformers, are so little cared for and so
|
|
seldom heard of at present. It deserves consideration that, whether
|
|
the term is short or long, during the last year of it the members
|
|
are in position in which they would always be if Parliaments were
|
|
annual: so that if the term were very brief, there would virtually
|
|
be annual Parliaments during a great proportion of all time. As things
|
|
now are, the period of seven years, though of unnecessary length, is
|
|
hardly worth altering for any benefit likely to be produced;
|
|
especially since the possibility, always impending, of an earlier
|
|
dissolution keeps the motives for standing well with constituents
|
|
always before the member's eyes.
|
|
|
|
Whatever may be the term most eligible for the duration of the
|
|
mandate, it might seem natural that the individual member should
|
|
vacate his seat at the expiration of that term from the day of his
|
|
election, and that there should be no general renewal of the whole
|
|
House. A great deal might be said for this system if there were any
|
|
practical object in recommending it. But it is condemned by much
|
|
stronger reasons than can be alleged in its support. One is, that
|
|
there would be no means of promptly getting rid of a majority which
|
|
had pursued a course offensive to the nation. The certainty of a
|
|
general election after a limited, which would often be a nearly
|
|
expired, period, and the possibility of it at any time when the
|
|
minister either desires it for his own sake, or thinks that it would
|
|
make him popular with the country, tend to prevent that wide
|
|
divergence between the feelings of the assembly and those of the
|
|
constituency, which might subsist indefinitely if the majority of
|
|
the House had always several years of their term still to run- if it
|
|
received new infusions drop by drop, which would be more likely to
|
|
assume than to modify the qualities of the mass they were joined to.
|
|
It is as essential that the general sense of the House should accord
|
|
in the main with that of the nation as is that distinguished
|
|
individuals should be forfeiting their seats, to give free utterance
|
|
to the most unpopular sentiments. There is another reason, of much
|
|
weight, against the gradual and partial renewal of a representative
|
|
assembly. It is useful that there should be a periodical general
|
|
muster of opposing forces, to gauge the state of the national mind,
|
|
and ascertain, beyond dispute, the relative strength of different
|
|
parties and opinions. This is not done conclusively by any partial
|
|
renewal, even where, as in some of the French constitutions, a large
|
|
fraction, a fifth or a third, go out at once.
|
|
|
|
The reasons for allowing to the executive the power of dissolution
|
|
will be considered in a subsequent chapter, relating to the
|
|
constitution and functions of the Executive in a representative
|
|
government.
|
|
|
|
Chapter 12
|
|
|
|
Ought Pledges to be Required from Members of Parliament?
|
|
|
|
SHOULD A member of the legislature be bound by the instructions of
|
|
his constituents? Should he be the organ of their sentiments, or of
|
|
his own? their ambassador to a congress, or their professional
|
|
agent, empowered not only to act for them, but to judge for them
|
|
what ought to be done? These two theories of the duty of a
|
|
legislator in a representative government have each its supporters,
|
|
and each is the recognised doctrine of some representative
|
|
governments. In the Dutch United Provinces, the members of the
|
|
States General were mere delegates; and to such a length was the
|
|
doctrine carried, that when any important question arose which had not
|
|
been provided for in their instructions, they had to refer back to
|
|
their constituents, exactly as an ambassador does to the government
|
|
from which he is accredited. In this and most other countries which
|
|
possess representative constitutions, law and custom warrant a
|
|
member of Parliament in voting according to his opinion of right,
|
|
however different from that of his constituents: but there is a
|
|
floating notion of the opposite kind, which has considerable practical
|
|
operation on many minds, even of members of Parliament, and often
|
|
makes them, independently of desire for popularity, or concern for
|
|
their re-election, feel bound in conscience to let their conduct, on
|
|
questions on which their constituents have a decided opinion, be the
|
|
expression of that opinion rather than of their own. Abstractedly from
|
|
positive law, and from the historical traditions of any particular
|
|
people, which of these notions of the duty of a representative is
|
|
the true one?
|
|
|
|
Unlike the questions which we have hitherto treated, this is not a
|
|
question of constitutional legislation, but of what may more
|
|
properly be called constitutional morality- the ethics of
|
|
representative government. It does not so much concern institutions,
|
|
as the temper of mind which the electors ought to bring to the
|
|
discharge of their functions; the ideas which should prevail as to the
|
|
moral duties of an elector. For let the system of representation be
|
|
what it may, it will be converted into one of mere delegation if the
|
|
electors so choose. As long as they are free not to vote, and free
|
|
to vote as they like, they cannot be prevented from making their
|
|
vote depend on any condition they think fit to annex to it. By
|
|
refusing to elect any one who will not pledge himself to all their
|
|
opinions, and even, if they please, to consult with them before voting
|
|
on any important subject not foreseen, they can reduce their
|
|
representative to their mere mouthpiece, or compel him in honour, when
|
|
no longer willing to act in that capacity, to resign his seat. And
|
|
since they have the power of doing this, the theory of the
|
|
Constitution ought to suppose that they will wish to do it; since
|
|
the very principle of constitutional government requires it to be
|
|
assumed that political power will be abused to promote the
|
|
particular purposes of the holder; not because it always is so, but
|
|
because such is the natural tendency of things, to guard against which
|
|
is the especial use of free institutions. However wrong, therefore, or
|
|
however foolish, we may think it in the electors to convert their
|
|
representative into a delegate, that stretch of the electoral
|
|
privilege being a natural and not improbable one, the same precautions
|
|
ought to be taken as if it were certain. We may hope that the electors
|
|
will not act on this notion of the use of the suffrage; but a
|
|
representative government needs to be so framed that, even if they do,
|
|
they shall not be able to effect what ought not to be in the power
|
|
of any body of persons- class legislation for their own benefit.
|
|
|
|
When it is said that the question is only one of political morality,
|
|
this does not extenuate its importance. Questions of constitutional
|
|
morality are of no less practical moment than those relating to the
|
|
constitution itself. The very existence of some governments, and all
|
|
that renders others endurable, rests on the practical observance of
|
|
doctrines of constitutional morality; traditional notions in the minds
|
|
of the several constituted authorities, which modify the use that
|
|
might otherwise be made of their powers. In unbalanced
|
|
governments- pure monarchy, pure aristocracy, pure democracy- such
|
|
maxims are the only barrier which restrains the government from the
|
|
utmost excesses in the direction of its characteristic tendency. In
|
|
imperfectly balanced governments, where some attempt is made to set
|
|
constitutional limits to the impulses of the strongest power, but
|
|
where that power is strong enough to overstep them with at least
|
|
temporary impunity, it is only by doctrines of constitutional
|
|
morality, recognised and sustained by opinion, that any regard at
|
|
all is preserved for the checks and limitations of the constitution.
|
|
In well-balanced governments, in which the supreme power is divided,
|
|
and each sharer is protected against the usurpations of the others
|
|
in the only manner possible- namely, by being armed for defence with
|
|
weapons as strong as the others can wield for attack- the government
|
|
can only be carried on by forbearance on all sides to exercise those
|
|
extreme powers, unless provoked by conduct equally extreme on the part
|
|
of some other sharer of power: and in this case we may truly say
|
|
that only by the regard paid to maxims of constitutional morality is
|
|
the constitution kept in existence. The question of pledges is not one
|
|
of those which vitally concern the existence of representative
|
|
governments; but it is very material to their beneficial operation.
|
|
The laws cannot prescribe to the electors the principles by which they
|
|
shall direct their choice; but it makes a great practical difference
|
|
by what principles they think they ought to direct it. And the whole
|
|
of that great question is involved in the inquiry whether they
|
|
should make it a condition that the representative shall adhere to
|
|
certain opinions laid down for him by his constituents.
|
|
|
|
No reader of this treatise can doubt what conclusion, as to this
|
|
matter, results from the general principles which it professes. We
|
|
have from the first affirmed, and unveryingly kept in view, the
|
|
co-equal importance of two great requisites of government:
|
|
responsibility to those for whose benefit political power ought to be,
|
|
and always professes to be, employed; and jointly therewith to obtain,
|
|
in the greatest measure possible, for the function of government the
|
|
benefits of superior intellect, trained by long meditation and
|
|
practical discipline to that special task. If this second purpose is
|
|
worth attaining, it is worth the necessary price. Superior powers of
|
|
mind and profound study are of no use if they do not sometimes lead
|
|
a person to different conclusions from those which are formed by
|
|
ordinary powers of mind without study: and if it be an object to
|
|
possess representatives in any intellectual respect superior to
|
|
average electors, it must be counted upon that the representative will
|
|
sometimes differ in opinion from the majority of his constituents, and
|
|
that when he does, his opinion will be the oftenest right of the
|
|
two. It follows that the electors will not do wisely if they insist on
|
|
absolute conformity to their opinions as the condition of his
|
|
retaining his seat.
|
|
|
|
The principle is, thus far, obvious; but there are real difficulties
|
|
in its application: and we will begin by stating them in their
|
|
greatest force. If it is important that the electors should choose a
|
|
representative more highly instructed than themselves, it is no less
|
|
necessary that this wiser man should be responsible to them; in
|
|
other words, they are the judges of the manner in which he fulfils his
|
|
trust: and how are they to judge, except by the standard of their
|
|
own opinions? How are they even to select him in the first instance
|
|
but by the same standard? It will not do to choose by mere
|
|
brilliancy- by superiority of showy talent. The tests by which an
|
|
ordinary man can judge beforehand of mere ability are very
|
|
imperfect: such as they are, they have almost exclusive reference to
|
|
the arts of expression, and little or none to the worth of what is
|
|
expressed. The latter cannot be inferred from the former; and if the
|
|
electors are to put their own opinions in abeyance, what criterion
|
|
remains to them of the ability to govern well? Neither, if they
|
|
could ascertain, even infallibly, the ablest man, ought they to
|
|
allow him altogether to judge for them, without any reference to their
|
|
own opinions. The ablest candidate may be a Tory and the electors
|
|
Liberals; or a Liberal and they may be Tories. The political questions
|
|
of the day may be Church questions, and he may be a High Churchman
|
|
or a Rationalist, while they may be Dissenters or Evangelicals; and
|
|
vice versa. His abilities, in these cases, might only enable him to go
|
|
greater lengths, and act with greater effect, in what they may
|
|
conscientiously believe to be a wrong course; and they may be bound,
|
|
by their sincere convictions, to think it more important that their
|
|
representative should be kept, on these points, to what they deem
|
|
the dictate of duty, than that they should be represented by a
|
|
person of more than average abilities. They may also have to consider,
|
|
not solely how they can be most ably represented, but how their
|
|
particular moral position and mental point of view shall be
|
|
represented at all.
|
|
|
|
The influence of every mode of thinking which is shared by numbers
|
|
ought to be felt in the legislature: and the constitution being
|
|
supposed to have made due provision that other and conflicting modes
|
|
of thinking shall be represented likewise, to secure the proper
|
|
representation for their own mode may be the most important matter
|
|
which the electors on the particular occasion have to attend to. In
|
|
some cases, too, it may be necessary that the representative should
|
|
have his hands tied, to keep him true to their interest, or rather
|
|
to the public interest as they conceive it. This would not be
|
|
needful under a political system which assured them an indefinite
|
|
choice of honest and unprejudiced candidates; but under the existing
|
|
system, in which the electors are almost always obliged, by the
|
|
expenses of election and the general circumstances of society, to
|
|
select their representative from persons of a station in life widely
|
|
different from theirs, and having a different class-interest, who will
|
|
affirm that they ought to abandon themselves to his discretion? Can we
|
|
blame an elector of the poorer classes, who has only the choice
|
|
among two or three rich men, for requiring from the one he votes for a
|
|
pledge to those measures which he considers as a test of
|
|
emancipation from the class-interests of the rich? It moreover
|
|
always happens to some members of the electoral body to be obliged
|
|
to accept the representative selected by a majority of their own side.
|
|
But though a candidate of their own choosing would have no chance,
|
|
their votes may be necessary to the success of the one chosen for
|
|
them; and their only means of exerting their share of influence on his
|
|
subsequent conduct, may be to make their support of him dependent on
|
|
his pledging himself to certain conditions.
|
|
|
|
These considerations and counter-considerations are so intimately
|
|
interwoven with one another; it is so important that the electors
|
|
should choose as their representatives wiser men than themselves,
|
|
and should consent to be governed according to that superior wisdom,
|
|
while it is impossible that conformity to their own opinions, when
|
|
they have opinions, should not enter largely into, their judgment as
|
|
to who possesses the wisdom, and how far its presumed possessor has
|
|
verified the presumption by his conduct; that it seems quite
|
|
impracticable to lay down for the elector any positive rule of duty:
|
|
and the result will depend, less on any exact prescription, or
|
|
authoritative doctrine of political morality, than on the general tone
|
|
of mind of the electoral body, in respect to the important requisite
|
|
of deference to mental superiority. Individuals, and peoples, who
|
|
are acutely sensible of the value of superior wisdom, are likely to
|
|
recognise it, where it exists, by other signs than thinking exactly as
|
|
they do, and even in spite of considerable differences of opinion: and
|
|
when they have recognised it they will be far too desirous to secure
|
|
it, at any admissible cost, to be prone to impose their own opinion as
|
|
a law upon persons whom they look up to as wiser than themselves. On
|
|
the other hand, there is a character of mind which does not look up to
|
|
any one; which thinks no other person's opinion much better than its
|
|
own, or nearly so good as that of a hundred or a thousand persons like
|
|
itself. Where this is the turn of mind of the electors, they will
|
|
elect no one who is not or at least who does not profess to be, the
|
|
image of their own sentiments, and will continue him no longer than
|
|
while he reflects those sentiments in his conduct: and all aspirants
|
|
to political honours will endeavour, as Plato says in the "Gorgias,"
|
|
to fashion themselves after the model of the Demos, and make
|
|
themselves as like to it as possible. It cannot be denied that a
|
|
complete democracy has a strong tendency to cast the sentiments of the
|
|
electors in this mould. Democracy is not favourable to the reverential
|
|
spirit. That it destroys reverence for mere social position must be
|
|
counted among the good, not the bad part of its influences; though
|
|
by doing this it closes the principal school of reverence (as to
|
|
merely human relations) which exists in society. But also democracy,
|
|
in its very essence, insists so much more forcibly on the things in
|
|
which all are entitled to be considered equally, than on those in
|
|
which one person is entitled to more consideration than another,
|
|
that respect for even personal superiority is likely to be below the
|
|
mark. It is for this, among other reasons, I hold it of so much
|
|
importance that the institutions of the country should stamp the
|
|
opinions of persons of a more educated class as entitled to greater
|
|
weight than those of the less educated: and I should still contend for
|
|
assigning plurality of votes to authenticated superiority of
|
|
education, were it only to give the tone to public feeling,
|
|
irrespective of any direct political consequences.
|
|
|
|
When there does exist in the electoral body an adequate sense of the
|
|
extraordinary difference in value between one person and another, they
|
|
will not lack signs by which to distinguish the persons whose worth
|
|
for their purposes is the greatest. Actual public services will
|
|
naturally be the foremost indication: to have filled posts of
|
|
magnitude, and done important things in them, of which the wisdom
|
|
has been justified by the results; to have been the author of measures
|
|
which appear from their effects to have been wisely planned; to have
|
|
made predictions which have been of verified by the event, seldom or
|
|
never falsified by it; to have given advice, which when taken has been
|
|
followed by good consequences, when neglected, by bad. There is
|
|
doubtless a large portion of uncertainty in these signs of wisdom; but
|
|
we are seeking for such as can be applied by persons of ordinary
|
|
discernment. They will do well not to rely much on any one indication,
|
|
unless corroborated by the rest; and, in their estimation of the
|
|
success or merit of any practical effort, to lay great stress on the
|
|
general opinion of disinterested persons conversant with the subject
|
|
matter. The tests which I have spoken of are only applicable to
|
|
tried men; among whom must be reckoned those who, though untried
|
|
practically, have been tried speculatively; who, in public speech or
|
|
in print, have discussed public affairs in a manner which proves
|
|
that they have given serious study to them. Such persons may, in the
|
|
mere character of political thinkers, have exhibited a considerable
|
|
amount of the same titles to confidence as those who have been
|
|
proved in the position of practical statesmen. When it is necessary to
|
|
choose persons wholly untried, the best criteria are, reputation for
|
|
ability among those who personally know them, and the confidence
|
|
placed and recommendations given by persons already looked up to. By
|
|
tests like these, constituencies who sufficiently value mental
|
|
ability, and eagerly seek for it, will generally succeed in
|
|
obtaining men beyond mediocrity, and often men whom they can trust
|
|
to carry on public affairs according to their unfettered judgment;
|
|
to whom it would be an affront to require that they should give up
|
|
that judgment at the behest of their inferiors in knowledge.
|
|
|
|
If such persons, honestly sought, are not to be found, then indeed
|
|
the electors are justified in taking other precautions; for they
|
|
cannot be expected to postpone their particular opinions, unless in
|
|
order that they may be served by a person of superior knowledge to
|
|
their own. They would do well, indeed, even then, to remember, that
|
|
when once chosen, the representative, if he devotes himself to his
|
|
duty, has greater opportunities of correcting an original false
|
|
judgment than fall to the lot of most of his constituents; a
|
|
consideration which generally ought to prevent them (unless
|
|
compelled by necessity to choose some one whose impartiality they do
|
|
not fully trust) from exacting a pledge not to change his opinion, or,
|
|
if he does, to resign his seat. But when an unknown person, not
|
|
certified in unmistakable terms by some high authority, is elected for
|
|
the first time, the elector cannot be expected not to make
|
|
conformity to his own sentiments the primary requisite. It is enough
|
|
if he does not regard a subsequent change of those sentiments,
|
|
honestly avowed, with its grounds undisguisedly stated, as a
|
|
peremptory reason for withdrawing his confidence.
|
|
|
|
Even supposing the most tried ability and acknowledged eminence of
|
|
character in the representative, the private opinions of the
|
|
electors are not to be placed entirely in abeyance. Deference to
|
|
mental superiority is not to go the length of
|
|
self-annihilation- abnegation of any personal opinion. But when the
|
|
difference does not relate to the fundamentals of politics, however
|
|
decided the elector may be in his own sentiments, he ought to consider
|
|
that when an able man differs from him there is at least a
|
|
considerable chance of his being in the wrong, and that even if
|
|
otherwise, it is worth while to give up his opinion in things not
|
|
absolutely essential, for the sake of the inestimable advantage of
|
|
having an able man to act for him in the many matters in which he
|
|
himself is not qualified to form a judgment. In such cases he often
|
|
endeavours to reconcile both wishes, by inducing the able man to
|
|
sacrifice his own opinion on the points of difference: but, for the
|
|
able man to lend himself to this compromise, is treason against his
|
|
especial office; abdication of the peculiar duties of mental
|
|
superiority, of which it is one of the most sacred not to desert the
|
|
cause which has the clamour against it, nor to deprive of his services
|
|
those of his opinions which need them the most. A man of conscience
|
|
and known ability should insist on full freedom to act as he in his
|
|
own judgment deems best; and should not consent to serve on any
|
|
other terms. But the electors are entitled to know how he means to
|
|
act; what opinions, on all things which concern his public duty, he
|
|
intends should guide his conduct. If some of these are unacceptable to
|
|
them, it is for him to satisfy them that he nevertheless deserves to
|
|
be their representative; and if they are wise, they will overlook,
|
|
in favour of his general value, many and great differences between his
|
|
opinions and their own.
|
|
|
|
There are some differences, however, which they cannot be
|
|
expected to overlook. Whoever feels the amount of interest in the
|
|
government of his country which befits a freeman, has some convictions
|
|
on national affairs which are like his life-blood; which the
|
|
strength of his belief in their truth, together with the importance he
|
|
attaches to them, forbid him to make a subject of compromise, or
|
|
postpone to the judgment of any person, however greatly his
|
|
superior. Such convictions, when they exist in a people, or in any
|
|
appreciable portion of one, are entitled to influence in virtue of
|
|
their mere existence, and not solely in that of the probability of
|
|
their being grounded in truth. A people cannot be well governed in
|
|
opposition to their primary notions of right, even though these may be
|
|
in some points erroneous. A correct estimate of the relation which
|
|
should subsist between governors and governed, does not require the
|
|
electors to consent to be represented by one who intends to govern
|
|
them in opposition to their fundamental convictions. If they avail
|
|
themselves of his capacities of useful service in other respects, at a
|
|
time when the points on which he is vitally at issue with them are not
|
|
likely to be mooted, they are justified in dismissing him at the first
|
|
moment when a question arises involving these, and on which there is
|
|
not so assured a majority for what they deem right as to make the
|
|
dissenting voice of that particular individual unimportant. Thus (I
|
|
mention names to illustrate my meaning, not for any personal
|
|
application) the opinions supposed to be entertained by Mr. Cobden and
|
|
Mr. Bright on resistance to foreign aggression might be overlooked
|
|
during the Crimean war, when there was an overwhelming national
|
|
feeling on the contrary side, and might yet very properly lead to
|
|
their rejection by the electors at the time of the Chinese quarrel
|
|
(though in itself a more doubtful question), because it was then for
|
|
some time a moot point whether their view of the case might not
|
|
prevail.
|
|
|
|
As the general result of what precedes, we may affirm that actual
|
|
pledges should not be required, unless, from unfavourable social
|
|
circumstances or faulty institutions, the electors are so narrowed
|
|
in their choice as to be compelled to fix it on a person presumptively
|
|
under the influence of partialities hostile to their interest: That
|
|
they are entitled to a full knowledge of the political opinions and
|
|
sentiments of the candidate; and not only entitled, but often bound,
|
|
to reject one who differs from themselves on the few articles which
|
|
are the foundation of their political belief: That in proportion to
|
|
the opinion they entertain of the mental superiority of a candidate,
|
|
they ought to put up with his expressing and acting on opinions
|
|
different from theirs on any number of things not included in their
|
|
fundamental articles of belief: That they ought to be unremitting in
|
|
their search for a representative of such calibre as to be entrusted
|
|
with full power of obeying the dictates of his own judgment: That they
|
|
should consider it a duty which they owe to their fellow-countrymen,
|
|
to do their utmost towards placing men of this quality in the
|
|
legislature: and that it is of much greater importance to themselves
|
|
to be represented by such a man than by one who professes agreement in
|
|
a greater number of their opinions: for the benefits of his ability
|
|
are certain, while the hypothesis of his being wrong and their being
|
|
right on the points of difference is a very doubtful one.
|
|
|
|
I have discussed this question on the assumption that the
|
|
electoral system, in all that depends on positive institution,
|
|
conforms to the principles laid down in the preceding chapters. Even
|
|
on this hypothesis, the delegation theory of representation seems to
|
|
me false, and its practical operation hurtful, though the mischief
|
|
would in that case be confined within certain bounds. But if the
|
|
securities by which I have endeavoured to guard the representative
|
|
principle are not recognised by the Constitution; if provision is
|
|
not made for the representation of minorities, nor any difference
|
|
admitted in the numerical value of votes, according to some
|
|
criterion of the amount of education possessed by the voters; in
|
|
that case no words can exaggerate the importance in principle of
|
|
leaving an unfettered discretion to the representative; for it would
|
|
then be the only chance, under universal suffrage, for any other
|
|
opinions than those of the majority to be heard in Parliament. In that
|
|
falsely called democracy which is really the exclusive rule of the
|
|
operative classes, all others being unrepresented and unheard, the
|
|
only escape from class legislation in its narrowest, and political
|
|
ignorance in its most dangerous, form, would lie in such disposition
|
|
as the uneducated might have to choose educated representatives, and
|
|
to defer to their opinions. Some willingness to do this might
|
|
reasonably be expected, and everything would depend upon cultivating
|
|
it to the highest point. But, once invested with political
|
|
omnipotence, if the operative classes voluntarily concurred in
|
|
imposing in this or any other manner any considerable limitation
|
|
upon their self-opinion and self-will, they would prove themselves
|
|
wiser than any class, possessed of absolute power, has shown itself,
|
|
or, we may venture to say, is ever likely to show itself, under that
|
|
corrupting influence.
|
|
|
|
Chapter 13
|
|
|
|
Of a Second Chamber.
|
|
|
|
OF ALL topics relating to the theory of representative government,
|
|
none has been the subject of more discussion, especially on the
|
|
Continent, than what is known as the question of the Two Chambers.
|
|
It has occupied a greater amount of the attention of thinkers than
|
|
many questions of ten times its importance, and has been regarded as a
|
|
sort of touchstone which distinguishes the partisans of limited from
|
|
those of uncontrolled democracy. For my own part, I set little value
|
|
on any check which a Second Chamber can apply to a democracy otherwise
|
|
unchecked; and I am inclined to think that if all other constitutional
|
|
questions are rightly decided, it is but of secondary importance
|
|
whether the Parliament consists of two Chambers, or only of one.
|
|
|
|
If there are two Chambers, they may either be of similar, or of
|
|
dissimilar composition. If of similar, both will obey the same
|
|
influences, and whatever has a majority in one of the Houses will be
|
|
likely to have it in the other. It is true that the necessity of
|
|
obtaining the consent of both to the passing of any measure may at
|
|
times be a material obstacle to improvement, since, assuming both
|
|
the Houses to be representative, and equal in their numbers, a
|
|
number slightly exceeding a fourth of the entire representation may
|
|
prevent the passing of a Bill; while, if there is but one House, a
|
|
Bill is secure of passing if it has a bare majority. But the case
|
|
supposed is rather abstractedly possible than likely to occur in
|
|
practice. It will not often happen that of two Houses similarly
|
|
composed, one will be almost unanimous, and the other nearly equally
|
|
divided: if a majority in one rejects a measure, there will
|
|
generally have been a large minority unfavourable to it in the
|
|
other; any improvement, therefore, which could be thus impeded,
|
|
would in almost all cases be one which had not much more than a simple
|
|
majority in the entire body, and the worst consequence that could
|
|
ensue would be to delay for a short time the passing of the measure,
|
|
or give rise to a fresh appeal to the electors to ascertain if the
|
|
small majority in Parliament corresponded to an effective one in the
|
|
country. The inconvenience of delay, and the advantages of the
|
|
appeal to the nation, might be regarded in this case as about
|
|
equally balanced.
|
|
|
|
I attach little weight to the argument oftenest urged for having two
|
|
Chambers- to prevent precipitancy, and compel a second deliberation;
|
|
for it must be a very ill-constituted representative assembly in which
|
|
the established forms of business do not require many more than two
|
|
deliberations. The consideration which tells most, in my judgment,
|
|
in favour of two Chambers (and this I do regard as of some moment)
|
|
is the evil effect produced upon the mind of any holder of power,
|
|
whether an individual or an assembly, by the consciousness of having
|
|
only themselves to consult. It is important that no set of persons
|
|
should, in great affairs, be able, even temporarily, to make their sic
|
|
volo prevail without asking any one else for his consent. A majority
|
|
in a single assembly, when it has assumed a permanent character- when
|
|
composed of the same persons habitually acting together, and always
|
|
assured of victory in their own House- easily becomes despotic and
|
|
overweening, if released from the necessity of considering whether its
|
|
acts will be concurred in by another constituted authority. The same
|
|
reason which induced the Romans to have two consuls makes it desirable
|
|
there should be two Chambers: that neither of them may be exposed to
|
|
the corrupting influence of undivided power, even for the space of a
|
|
single year. One of the most indispensable requisites in the practical
|
|
conduct of politics, especially in the management of free
|
|
institutions, is conciliation: a readiness to compromise; a
|
|
willingness to concede something to opponents, and to shape good
|
|
measures so as to be as little offensive as possible to persons of
|
|
opposite views; and of this salutary habit, the mutual give and take
|
|
(as it has been called) between two Houses is a perpetual school;
|
|
useful as such even now, and its utility would probably be even more
|
|
felt in a more democratic constitution of the Legislature.
|
|
|
|
But the Houses need not both be of the same composition; they may be
|
|
intended as a check on one another. One being supposed democratic, the
|
|
other will naturally be constituted with a view to its being some
|
|
restraint upon the democracy. But its efficacy in this respect
|
|
wholly depends on the social support which it can command outside
|
|
the House. An assembly which does not rest on the basis of some
|
|
great power in the country is ineffectual against one which does. An
|
|
aristocratic House is only powerful in an aristocratic state of
|
|
society. The House of Lords was once the strongest power in our
|
|
Constitution, and the Commons only a checking body: but this was
|
|
when the Barons were almost the only power out of doors. I cannot
|
|
believe that, in a really democratic state of society, the House of
|
|
Lords would be of any practical value as a moderator of democracy.
|
|
When the force on one side is feeble in comparison with that on the
|
|
other, the way to give it effect is not to draw both out in line,
|
|
and muster their strength in open field over against one another. Such
|
|
tactics would ensure the utter defeat of the less powerful. It can
|
|
only act to advantage by not holding itself apart, and compelling
|
|
every one to declare himself either with or against it, but taking a
|
|
position among, rather than in opposition to, the crowd, and drawing
|
|
to itself the elements most capable of allying themselves with it on
|
|
any given point; not appearing at all as an antagonist body, to
|
|
provoke a general rally against it, but working as one of the elements
|
|
in a mixed mass, infusing its leaven, and often making what would be
|
|
the weaker part the stronger, by the addition of its influence. The
|
|
really moderating power in a democratic constitution must act in and
|
|
through the democratic House.
|
|
|
|
That there should be, in every polity, a centre of resistance to the
|
|
predominant power in the Constitution- and in a democratic
|
|
constitution, therefore, a nucleus of resistance to the democracy- I
|
|
have already maintained; and I regard it as a fundamental maxim of
|
|
government. If any people, who possess a democratic representation,
|
|
are, from their historical antecedents, more willing to tolerate
|
|
such a centre of resistance in the form of a Second Chamber or House
|
|
of Lords than in any other shape, this constitutes a stronger reason
|
|
for having it in that shape. But it does not appear to me the best
|
|
shape in itself, nor by any means the most efficacious for its object.
|
|
If there are two Houses, one considered to represent the people, the
|
|
other to represent only a class, or not to be representative at all, I
|
|
cannot think that where democracy is the ruling power in society the
|
|
Second House would have any real ability to resist even the
|
|
aberrations of the first. It might be suffered to exist in deference
|
|
to habit and association, but not as an effective check. If it
|
|
exercised an independent will, it would be required to do so in the
|
|
same general spirit as the other House; to be equally democratic
|
|
with it, and to content itself with correcting the accidental
|
|
oversights of the more popular branch of the legislature, or competing
|
|
with it in popular measures.
|
|
|
|
The practicability of any real check to the ascendancy of the
|
|
majority depends henceforth on the distribution of strength in the
|
|
most popular branch of the governing body; and I have indicated the
|
|
mode in which, to the best of my judgment, a balance of forces might
|
|
most advantageously be established there. I have also pointed out,
|
|
that even if the numerical majority were allowed to exercise
|
|
complete predominance by means of a corresponding majority in
|
|
Parliament, yet if minorities also are permitted to enjoy the equal
|
|
right due to them on strictly democratic principles, of being
|
|
represented proportionally to their numbers, this provision will
|
|
ensure the perpetual presence in the House by the same popular title
|
|
as its other members, of so many of the first intellects in the
|
|
country, that without being in any way banded apart, or invested
|
|
with any invidious prerogative, this portion of the national
|
|
representation will have a personal weight much more than in
|
|
proportion to its numerical strength, and will afford, in a most
|
|
effective form, the moral centre of resistance which is needed. A
|
|
Second Chamber, therefore, is not required for this purpose, and would
|
|
not contribute to it, but might even, in some conceivable modes impede
|
|
its attainment. If, however, for the other reasons already
|
|
mentioned, the decision were taken that there should be such a
|
|
Chamber, it is desirable that it should be composed of elements which,
|
|
without being open to the imputation of class interests adverse to the
|
|
majority, would incline it to oppose itself to the class interests
|
|
of the majority, and qualify it to raise its voice with authority
|
|
against their errors and weaknesses. These conditions evidently are
|
|
not found in a body constituted in the manner of our House of Lords.
|
|
So soon as conventional rank and individual riches no longer overawe
|
|
the democracy, a House of Lords becomes insignificant.
|
|
|
|
Of all principles on which a wisely conservative body, destined to
|
|
moderate and regulate democratic ascendancy, could possibly be
|
|
constructed, the best seems to be that exemplified in the Roman
|
|
Senate, itself the most consistently prudent and sagacious body that
|
|
ever administered public affairs. The deficiencies of a democratic
|
|
assembly, which represents the general public, are the deficiencies of
|
|
the public itself, want of special training and knowledge. The
|
|
appropriate corrective is to associate with it a body of which special
|
|
training and knowledge should be the characteristics. If one House
|
|
represents popular feeling, the other should represent personal merit,
|
|
tested and guaranteed by actual public service, and fortified by
|
|
practical experience. If one is the People's Chamber, the other should
|
|
be the Chamber of Statesmen; a council composed of all living public
|
|
men who have passed through important political offices or
|
|
employments. Such a Chamber would be fitted for much more than to be a
|
|
merely moderating body. It would not be exclusively a check, but
|
|
also an impelling force. In its hands the power of holding the
|
|
people back would be vested in those most competent, and who would
|
|
generally be most inclined, to lead them forward in any right
|
|
course. The council to whom the task would be entrusted of
|
|
rectifying the people's mistakes would not represent a class
|
|
believed to be opposed to their interest, but would consist of their
|
|
own natural leaders in the path of progress. No mode of composition
|
|
could approach to this in giving weight and efficacy to their function
|
|
of moderators. It would be impossible to cry down a body always
|
|
foremost in promoting improvements as a mere obstructive body,
|
|
whatever amount of mischief it might obstruct.
|
|
|
|
Were the place vacant in England for such a Senate (I need
|
|
scarcely say that this is a mere hypothesis), it might be composed
|
|
of some such elements as the following. All who were or had been
|
|
members of the Legislative Commission described in a former chapter,
|
|
and which I regard as an indispensable ingredient in a
|
|
well-constituted popular government. All who were or had been Chief
|
|
justices, or heads of any of the superior courts of law or equity. All
|
|
who had for five years filled the office of puisne judge. All who
|
|
had held for two years any Cabinet office: but these should also be
|
|
eligible to the House of Commons, and if elected members of it,
|
|
their peerage or senatorial office should be held in suspense. The
|
|
condition of time is needed to prevent persons from being named
|
|
Cabinet Ministers merely to give them a seat in the Senate; and the
|
|
period of two years is suggested, that the same term which qualifies
|
|
them for a pension might entitle them to a senatorship. All who had
|
|
filled the office of Commander-in-Chief; and all who, having commanded
|
|
an army or a fleet, had been thanked by Parliament for military or
|
|
naval successes. All who had held, during ten years, first-class
|
|
diplomatic appointments. All who had been Governors-General of India
|
|
or British America, and all who had held for ten years any Colonial
|
|
Governorships. The permanent civil service should also be represented;
|
|
all should be senators who had filled, during ten years, the important
|
|
offices of Under-Secretary to the Treasury, permanent
|
|
Under-Secretary of State, or any others equally high and
|
|
responsible. If, along with the persons thus qualified by practical
|
|
experience in the administration of public affairs, any representation
|
|
of the speculative class were to be included- a thing in itself
|
|
desirable- it would be worth consideration whether certain
|
|
professorships, in certain national institutions, after a tenure of
|
|
a few years, might confer a seat in the Senate. Mere scientific and
|
|
literary eminence are too indefinite and disputable: they imply a
|
|
power of selection, whereas the other qualifications speak for
|
|
themselves; if the writings by which reputation has been gained are
|
|
unconnected with politics, they are no evidence of the special
|
|
qualities required, while if political, they would enable successive
|
|
Ministries to deluge the House with party tools.
|
|
|
|
The historical antecedents of England render it all but certain
|
|
that, unless in the improbable case of a violent subversion of the
|
|
existing Constitution, any Second Chamber which could possibly exist
|
|
would have to be built on the foundation of the House of Lords. It
|
|
is out of the question to think practically of abolishing that
|
|
assembly, to replace it by such a Senate as I have sketched, or by any
|
|
other; but there might not be the same insuperable difficulty in
|
|
aggregating the classes or categories just spoken of to the existing
|
|
body, in the character of Peers for life. An ulterior, and perhaps, on
|
|
this supposition, a necessary step, might be, that the hereditary
|
|
Peerage should be present in the House by their representatives
|
|
instead of personally: a practice already established in the case of
|
|
the Scotch and Irish Peers, and which the mere multiplication of the
|
|
order will probably at some time or other render inevitable. An easy
|
|
adaptation of Mr. Hare's plan would prevent the representative Peers
|
|
from representing exclusively the party which has the majority in
|
|
the Peerage. If, for example, one representative were allowed for
|
|
every ten Peers, any ten might be admitted to choose a representative,
|
|
and the Peers might be free to group themselves for that purpose as
|
|
they pleased. The election might be thus conducted: All Peers who were
|
|
candidates for the representation of their order should be required to
|
|
declare themselves such, and enter their names in a list. A day and
|
|
place should be appointed at which Peers desirous of voting should
|
|
be present, either in person, or, in the usual parliamentary manner,
|
|
by their proxies. The votes should be taken, each Peer voting for only
|
|
one. Every candidate who had as many as ten votes should be declared
|
|
elected. If any one had more, all but ten should be allowed to
|
|
withdraw their votes, or ten of the number should be selected by
|
|
lot. These ten would form his constituency, and the remainder of his
|
|
voters would be set free to give their votes over again for some one
|
|
else. This process should be repeated until (so far as possible) every
|
|
Peer present either personally or by proxy was represented. When a
|
|
number less than ten remained over, if amounting to five they might
|
|
still be allowed to agree on a representative; if fewer than five,
|
|
their votes must be lost, or they might be permitted to record them in
|
|
favour of somebody already elected. With this inconsiderable
|
|
exception, every representative Peer would represent ten members of
|
|
the Peerage, all of whom had not only voted for him, but selected
|
|
him as the one, among all open to their choice, by whom they were most
|
|
desirous to be represented. As a compensation to the Peers who were
|
|
not chosen representatives of their order, they should be eligible
|
|
to the House of Commons; a justice now refused to Scotch Peers, and to
|
|
Irish Peers in their own part of the kingdom, while the representation
|
|
in the House of Lords of any but the most numerous party in the
|
|
Peerage is denied equally to both.
|
|
|
|
The mode of composing a Senate, which has been here advocated, not
|
|
only seems the best in itself, but is that for which historical
|
|
precedent, and actual brilliant success, can to the greatest extent be
|
|
pleaded. It is not, however, the only feasible plan that might be
|
|
proposed. Another possible mode of forming a Second Chamber would be
|
|
to have it elected by the First; subject to the restriction that
|
|
they should not nominate any of their own members. Such an assembly,
|
|
emanating like the American Senate from popular choice, only once
|
|
removed, would not be considered to clash with democratic
|
|
institutions, and would probably acquire considerable popular
|
|
influence. From the mode of its nomination it would be peculiarly
|
|
unlikely to excite the jealousy of, to come into hostile collision
|
|
with, the popular House. It would, moreover (due provision being
|
|
made for the representation of the minority), be almost sure to be
|
|
well composed, and to comprise many of that class of highly capable
|
|
men, who, either from accident or for want of showy qualities, had
|
|
been unwilling to seek, or unable to obtain, the suffrages of a
|
|
popular constituency.
|
|
|
|
The best constitution of a Second Chamber is that which embodies the
|
|
greatest number of elements exempt from the class interests and
|
|
prejudices of the majority, but having in themselves nothing offensive
|
|
to democratic feeling. I repeat, however, that the main reliance for
|
|
tempering the ascendancy of the majority can be placed in a Second
|
|
Chamber of any kind. The character of a representative government is
|
|
fixed by the constitution of the popular House. Compared with this,
|
|
all other questions relating to the form of government are
|
|
insignificant.
|
|
|
|
Chapter 14
|
|
|
|
Of the Executive in a Representative Government.
|
|
|
|
IT WOULD be out of place, in this treatise, to discuss the
|
|
question into what departments or branches the executive business of
|
|
government may most conveniently be divided. In this respect the
|
|
exigencies of different governments are different; and there is little
|
|
probability that any great mistake will be made in the
|
|
classification of the duties when men are willing to begin at the
|
|
beginning, and do not hold themselves bound by the series of accidents
|
|
which, in an old government like ours, has produced the existing
|
|
division of the public business. It may be sufficient to say that
|
|
the classification of functionaries should correspond to that of
|
|
subjects, and that there should not be several departments independent
|
|
of one another to superintend different parts of the same natural
|
|
whole; as in our own military administration down to a recent
|
|
period, and in a less degree even at present. Where the object to be
|
|
attained is single (such as that of having an efficient army), the
|
|
authority commissioned to attend to it should be single likewise.
|
|
The entire aggregate of means provided for one end should be under one
|
|
and the same control and responsibility. If they are divided among
|
|
independent authorities, the means, with each of those authorities,
|
|
become ends, and it is the business of nobody except the head of the
|
|
Government, who is probably without the appropriate departmental
|
|
experience, to take care of the real end. The different classes of
|
|
means are not combined and adapted to one another under the guidance
|
|
of any leading idea; and while every department pushes forward its own
|
|
requirements, regardless of those of the rest, the purpose of the work
|
|
is perpetually sacrificed to the work itself.
|
|
|
|
As a general rule, every executive function, whether superior or
|
|
subordinate, should be the appointed duty of some given individual. It
|
|
should be apparent to all the world who did everything, and through
|
|
whose default anything was left undone. Responsibility is null when
|
|
nobody knows who is responsible. Nor, even when real, can it be
|
|
divided without being weakened. To maintain it at its highest there
|
|
must be one person who receives the whole praise of what is well done,
|
|
the whole blame of what is ill. There are, however, two modes of
|
|
sharing responsibility: by one it is only enfeebled, by the other,
|
|
absolutely destroyed. It is enfeebled when the concurrence of more
|
|
than one functionary is required to the same act. Each one among
|
|
them has still a real responsibility; if a wrong has been done, none
|
|
of them can say he did not do it; he is as much a participant as an
|
|
accomplice is in an offence: if there has been legal criminality
|
|
they may all be punished legally, and their punishment needs not be
|
|
less severe than if there had been only one person concerned. But it
|
|
is not so with the penalties, any more than with the rewards, of
|
|
opinion: these are always diminished by being shared. Where there
|
|
has been no definite legal offence, no corruption or malversation,
|
|
only an error or an imprudence, or what may pass for such, every
|
|
participator has an excuse to himself and to the world, in the fact
|
|
that other persons are jointly involved with him. There is hardly
|
|
anything, even to pecuniary dishonesty, for which men will not feel
|
|
themselves almost absolved, if those whose duty it was to resist and
|
|
remonstrate have failed to do it, still more if they have given a
|
|
formal assent.
|
|
|
|
In this case, however, though responsibility is weakened, there
|
|
still is responsibility: every one of those implicated has in his
|
|
individual capacity assented to, and joined in, the act. Things are
|
|
much worse when the act itself is only that of a majority- a Board,
|
|
deliberating with closed doors, nobody knowing, or, except in some
|
|
extreme case, being ever likely to know, whether an individual
|
|
member voted for the act or against it. Responsibility in this case is
|
|
a mere name. "Boards," it is happily said by Bentham, "are screens."
|
|
What "the Board" does is the act of nobody; and nobody can be made
|
|
to answer for it. The Board suffers, even in reputation, only in its
|
|
collective character; and no individual member feels this further than
|
|
his disposition leads him to identify his own estimation with that
|
|
of the body- a feeling often very strong when the body is a permanent
|
|
one, and he is wedded to it for better for worse; but the fluctuations
|
|
of a modern official career give no time for the formation of such
|
|
an esprit de corps; which if it exists at all, exists only in the
|
|
obscure ranks of the permanent subordinates. Boards, therefore, are
|
|
not a fit instrument for executive business; and are only admissible
|
|
in it when, for other reasons, to give full discretionary power to a
|
|
single minister would be worse.
|
|
|
|
On the other hand, it is also a maxim of experience that in the
|
|
multitude of counsellors there is wisdom; and that a man seldom judges
|
|
right, even in his own concerns, still less in those of the public,
|
|
when he makes habitual use of no knowledge but his own, or that of
|
|
some single adviser. There is no necessary incompatibility between
|
|
this principle and the other. It is easy to give the effective
|
|
power, and the full responsibility, to one, providing him when
|
|
necessary with advisers, each of whom is responsible only for the
|
|
opinion he gives.
|
|
|
|
In general, the head of a department of the executive government
|
|
is a mere politician. He may be a good politician, and a man of merit;
|
|
and unless this is usually the case, the government is bad. But his
|
|
general capacity, and the knowledge he ought to possess of the general
|
|
interests of the country, will not, unless by occasional accident,
|
|
be accompanied by adequate, and what may be called professional,
|
|
knowledge of the department over which he is called to preside.
|
|
Professional advisers must therefore be provided for him. Wherever
|
|
mere experience and attainments are sufficient wherever the
|
|
qualities required in a professional adviser may possibly be united in
|
|
a single well-selected individual (as in the case, for example, of a
|
|
law officer), one such person for general purposes, and a staff of
|
|
clerks to supply knowledge of details, meet the demands of the case.
|
|
But, more frequently, it is not sufficient that the minister should
|
|
consult some one competent person, and, when himself not conversant
|
|
with the subject, act implicitly on that person's advice. It is
|
|
often necessary that he should, not only occasionally but
|
|
habitually, listen to a variety of opinions, and inform his judgment
|
|
by the discussions among a body of advisers. This, for example, is
|
|
emphatically necessary in military and naval affairs. The military and
|
|
naval ministers, therefore, and probably several others, should be
|
|
provided with a Council, composed, at least in those two
|
|
departments, of able and experienced professional men. As a means of
|
|
obtaining the best men for the purpose under every change of
|
|
administration, they ought to be permanent: by which I mean, that they
|
|
ought not, like the Lords of the Admiralty, to be expected to resign
|
|
with the ministry by whom they were appointed: but it is a good rule
|
|
that all who hold high appointments to which they have risen by
|
|
selection, and not by the ordinary course of promotion, should
|
|
retain their office only for a fixed term, unless reappointed; as is
|
|
now the rule with Staff appointments in the British army. This rule
|
|
renders appointments somewhat less likely to be jobbed, not being a
|
|
provision for life, and the same time affords a means, without affront
|
|
to any one, of getting rid of those who are least worth keeping, and
|
|
bringing in highly qualified persons of younger standing, for whom
|
|
there might never be room if death vacancies, or voluntary
|
|
resignations, were waited for.
|
|
|
|
The Councils should be consultative merely, in this sense, that
|
|
the ultimate decision should rest undividedly with the minister
|
|
himself: but neither ought they to be looked upon, or to look upon
|
|
themselves, as ciphers, or as capable of being reduced to such at
|
|
his pleasure. The advisers attached to a powerful and perhaps
|
|
self-willed man ought to be placed under conditions which make it
|
|
impossible for them, without discredit, not to express an opinion, and
|
|
impossible for him not to listen to and consider their
|
|
recommendations, whether he adopts them or not. The relation which
|
|
ought to exist between a chief and this description of advisers is
|
|
very accurately hit by the constitution of the Council of the
|
|
Governor-General and those of the different Presidencies in India.
|
|
These Councils are composed of persons who have professional knowledge
|
|
of Indian affairs, which the Governor-General and Governors usually
|
|
lack, and which it would not be desirable to require of them. As a
|
|
rule, every member of Council is expected to give an opinion, which is
|
|
of course very often a simple acquiescence: but if there is a
|
|
difference of sentiment, it is at the option of every member, and is
|
|
the invariable practice, to record the reasons of his opinion: the
|
|
Governor-General, or Governor, doing the same. In ordinary cases the
|
|
decision is according to the sense of the majority; the Council,
|
|
therefore, has a substantial part in the government: but if the
|
|
Governor-General, or Governor, thinks fit, he may set aside even their
|
|
unanimous opinion, recording his reasons. The result is, that the
|
|
chief is individually and effectively responsible for every act of the
|
|
Government. The members of Council have only the responsibility of
|
|
advisers; but it is always known, from documents capable of being
|
|
produced, and which if called for by Parliament or public opinion
|
|
always are produced, what each has advised, and what reasons he gave
|
|
for his advice: while, from their dignified position, and ostensible
|
|
participation in all acts of government, they have nearly as strong
|
|
motives to apply themselves to the public business, and to form and
|
|
express a well-considered opinion on every part of it, as if the whole
|
|
responsibility rested with themselves.
|
|
|
|
This mode of conducting the highest class of administrative business
|
|
is one of the most successful instances of the adaptation of means
|
|
to ends which political history, not hitherto very prolific in works
|
|
of skill and contrivance, has yet to show. It is one of the
|
|
acquisitions with which the art of politics has been enriched by the
|
|
experience of the East India Company's rule; and, like most of the
|
|
other wise contrivances by which India has been preserved to this
|
|
country, and an amount of good government produced which is truly
|
|
wonderful considering the circumstances and the materials, it is
|
|
probably destined to perish in the general holocaust which the
|
|
traditions of Indian government seem fated to undergo, since they have
|
|
been placed at the mercy of public ignorance, and the presumptuous
|
|
vanity of political men. Already an outcry is raised for abolishing
|
|
the Councils, as a superfluous and expensive clog on the wheels of
|
|
government: while the clamour has long been urgent, and is daily
|
|
obtaining more countenance in the highest quarters, for the abrogation
|
|
of the professional civil service which breeds the men that compose
|
|
the Councils, and the existence of which is the sole guarantee for
|
|
their being of any value.
|
|
|
|
A most important principle of good government in a popular
|
|
constitution is that no executive functionaries should be appointed by
|
|
popular election: neither by the votes of the people themselves, nor
|
|
by those of their representatives. The entire business of government
|
|
is skilled employment; the qualifications for the discharge of it
|
|
are of that special and professional kind which cannot be properly
|
|
judged of except by persons who have themselves some share of those
|
|
qualifications, or some practical experience of them. The business
|
|
of finding the fittest persons to fill public employments- not merely
|
|
selecting the best who offer, but looking out for the absolutely best,
|
|
and taking note of all fit persons who are met with, that they may
|
|
be found when wanted- is very laborious, and requires a delicate as
|
|
well as highly conscientious discernment; and as there is no public
|
|
duty which is in general so badly performed, so there is none for
|
|
which it is of greater importance to enforce the utmost practicable
|
|
amount of personal responsibility, by imposing it as a special
|
|
obligation on high functionaries in the several departments. All
|
|
subordinate public officers who are not appointed by some mode of
|
|
public competition should be selected on the direct responsibility
|
|
of the minister under whom they serve. The ministers, all but the
|
|
chief, will naturally be selected by the chief; and the chief himself,
|
|
though really designated by Parliament, should be, in a regal
|
|
government, officially appointed by the Crown. The functionary who
|
|
appoints should be the sole person empowered to remove any subordinate
|
|
officer who is liable to removal; which the far greater number ought
|
|
not to be, except for personal misconduct; since it would be vain to
|
|
expect that the body of persons by whom the whole detail of the public
|
|
business is transacted, and whose qualifications are generally of much
|
|
more importance to the public than those of the minister himself, will
|
|
devote themselves to their profession, and acquire the knowledge and
|
|
skill on which the minister must often place entire dependence, if
|
|
they are liable at any moment to be turned adrift for no fault, that
|
|
the minister may gratify himself, or promote his political interest,
|
|
by appointing somebody else.
|
|
|
|
To the principle which condemns the appointment of executive
|
|
officers by popular suffrage, ought the chief of the executive, in a
|
|
republican government, to be an exception? Is it a good rule, which,
|
|
in the American Constitution, provides for the election of the
|
|
President once in every four years by the entire people? The
|
|
question is not free from difficulty. There is unquestionably some
|
|
advantage, in a country like America, where no apprehension needs be
|
|
entertained of a coup d'etat, in making the chief minister
|
|
constitutionally independent of the legislative body, and rendering
|
|
the two great branches of the government, while equally popular both
|
|
in their origin and in their responsibility, an effective check on one
|
|
another. The plan is in accordance with that sedulous avoidance of the
|
|
concentration of great masses of power in the same hands, which is a
|
|
marked characteristic of the American Federal Constitution. But the
|
|
advantage, in this instance, is purchased at a price above all
|
|
reasonable estimates of its value. It seems far better that the
|
|
chief magistrate in a republic should be appointed avowedly, as the
|
|
chief minister in a constitutional monarchy is virtually, by the
|
|
representative body. In the first place, he is certain, when thus
|
|
appointed, to be a more eminent man. The party which has the
|
|
majority in Parliament would then, as a rule, appoint its own
|
|
leader; who is always one of the foremost, and often the very foremost
|
|
person in political life: while the President of the United States,
|
|
since the last survivor of the founders of the republic disappeared
|
|
from the scene, is almost always either an obscure man, or one who has
|
|
gained any reputation he may possess in some other field than
|
|
politics. And this, as I have before observed, is no accident, but the
|
|
natural effect of the situation. The eminent men of a party, in an
|
|
election extending to the whole country, are never its most
|
|
available candidates. All eminent men have made personal enemies, or
|
|
have done something, or at the lowest professed some opinion,
|
|
obnoxious to some local or other considerable division of the
|
|
community, and likely to tell with fatal effect upon the number of
|
|
votes; whereas a man without antecedents, of whom nothing is known but
|
|
that he professes the creed of the party, is readily voted for by
|
|
its entire strength. Another important consideration is the great
|
|
mischief of unintermitted electioneering. When the highest dignity
|
|
in the State is to be conferred by popular election once in every
|
|
few years, the whole intervening time is spent in what is virtually
|
|
a canvass. President, ministers, chiefs of parties, and their
|
|
followers, are all electioneerers: the whole community is kept
|
|
intent on the mere personalities of politics, and every public
|
|
question is discussed and decided with less reference to its merits
|
|
than to its expected bearing on the presidential election. If a system
|
|
had been devised to make party spirit the ruling principle of action
|
|
in all public affairs, and create an inducement not only to make every
|
|
question a party question, but to raise questions for the purpose of
|
|
founding parties upon them, it would have been difficult to contrive
|
|
any means better adapted to the purpose.
|
|
|
|
I will not affirm that it would at all times and places be desirable
|
|
that the head of the executive should be so completely dependent
|
|
upon the votes of a representative assembly as the Prime Minister is
|
|
in England, and is without inconvenience. If it were thought best to
|
|
avoid this, he might, though appointed by Parliament, hold his
|
|
office for a fixed period, independent of a parliamentary vote:
|
|
which would be the American system, minus the popular election and its
|
|
evils. There is another mode of giving the head of the
|
|
administration as much independence of the legislature as is at all
|
|
compatible with the essentials of free government. He never could be
|
|
unduly dependent on a vote of Parliament, if he had, as the British
|
|
Prime Minister practically has, the power to dissolve the House and
|
|
appeal to the people: if instead of being turned out of office by a
|
|
hostile vote, he could only be reduced by it to the alternative of
|
|
resignation or dissolution. The power of dissolving Parliament is
|
|
one which I think it desirable he should possess, even under the
|
|
system by which his own tenure of office is secured to him for a fixed
|
|
period. There ought not to be any possibility of that deadlock in
|
|
politics which would ensue on a quarrel breaking out between a
|
|
President and an Assembly, neither of whom, during an interval which
|
|
might amount to years, would have any legal means of ridding itself of
|
|
the other. To get through such a period without a coup d'etat being
|
|
attempted, on either side or on both, requires such a combination of
|
|
the love of liberty and the habit of self-restraint as very few
|
|
nations have yet shown themselves capable of: and though this
|
|
extremity were avoided, to expect that the two authorities would not
|
|
paralyse each other's operations is to suppose that the political life
|
|
of the country will always be pervaded by a spirit of mutual
|
|
forbearance and compromise, imperturbable by the passions and
|
|
excitements of the keenest party struggles. Such a spirit may exist,
|
|
but even where it does there is imprudence in trying it too far.
|
|
|
|
Other reasons make it desirable that some power in the state
|
|
(which can only be the executive) should have the liberty of at any
|
|
time, and at discretion, calling a new Parliament. When there is a
|
|
real doubt which of two contending parties has the strongest
|
|
following, it is important that there should exist a constitutional
|
|
means of immediately testing the point, and setting it at rest. No
|
|
other political topic has a chance of being properly attended to while
|
|
this is undecided: and such an interval is mostly an interregnum for
|
|
purposes of legislative or administrative improvement; neither party
|
|
having sufficient confidence in its strength to attempt things
|
|
likely to promote opposition in any quarter that has either direct
|
|
or indirect influence in the pending struggle.
|
|
|
|
I have not taken account of the case in which the vast power
|
|
centralised in the chief magistrate, and the insufficient attachment
|
|
of the mass of the people to free institutions, give him a chance of
|
|
success in an attempt to subvert the Constitution, and usurp sovereign
|
|
power. Where such peril exists, no first magistrate is admissible whom
|
|
the Parliament cannot, by a single vote, reduce to a private
|
|
station. In a state of things holding out any encouragement to that
|
|
most audacious and profligate of all breaches of trust, even this
|
|
entireness of constitutional dependence is but a weak protection.
|
|
|
|
Of all officers of government, those in whose appointment any
|
|
participation of popular suffrage is the most objectionable are
|
|
judicial officers. While there are no functionaries whose special
|
|
and professional qualifications the popular judgment is less fitted to
|
|
estimate, there are none in whose case absolute impartiality, and
|
|
freedom from connection with politicians or sections of politicians,
|
|
are of anything like equal importance. Some thinkers, among others Mr.
|
|
Bentham, have been of opinion that, although it is better that
|
|
judges should not be appointed by popular election, the people of
|
|
their district ought to have the power, after sufficient experience,
|
|
of removing them from their trust. It cannot be denied that the
|
|
irremovability of any public officer, to whom great interests are
|
|
entrusted, is in itself an evil. It is far from desirable that there
|
|
should be no means of getting rid of a bad or incompetent judge,
|
|
unless for such misconduct as he can be made to answer for in a
|
|
criminal court; and that a functionary on whom so much depends
|
|
should have the feeling of being free from responsibility except to
|
|
opinion and his own conscience. The question however is, whether in
|
|
the peculiar position of a judge, and supposing that all practicable
|
|
securities have been taken for an honest appointment,
|
|
irresponsibility, except to his own and the public conscience, has not
|
|
on the whole less tendency to pervert his conduct than
|
|
responsibility to the government, or to a popular vote. Experience has
|
|
long decided this point in the affirmative as regards responsibility
|
|
to the executive; and the case is quite equally strong when the
|
|
responsibility sought to be enforced is to the suffrages of
|
|
electors. Among the good qualities of a popular constituency, those
|
|
peculiarly incumbent upon a judge, calmness and impartiality, are
|
|
not numbered. Happily, in that intervention of popular suffrage
|
|
which is essential to freedom they are not the qualities required.
|
|
Even the quality of justice, though necessary to all human beings, and
|
|
therefore to all electors, is not the inducement which decides any
|
|
popular election. Justice and impartiality are as little wanted for
|
|
electing a member of Parliament as they can be in any transaction of
|
|
men. The electors have not to award something which either candidate
|
|
has a right to, nor to pass judgment on the general merits of the
|
|
competitors, but to declare which of them has most of their personal
|
|
confidence, or best represents their political convictions. A judge is
|
|
bound to treat his political friend, or the person best known to
|
|
him, exactly as he treats other people; but it would be a breach of
|
|
duty as well as an absurdity if an elector did so. No argument can
|
|
be grounded on the beneficial effect produced on judges, as on all
|
|
other functionaries, by the moral jurisdiction of opinion; for even in
|
|
this respect, that which really exercises a useful control over the
|
|
proceedings of a judge, when fit for the judicial office, is not
|
|
(except sometimes in political cases) the opinion of the community
|
|
generally, but that of the only public by whom his conduct or
|
|
qualifications can be duly estimated, the bar of his own court.
|
|
|
|
I must not be understood to say that the participation of the
|
|
general public in the administration of justice is of no importance;
|
|
it is of the greatest: but in what manner? By the actual discharge
|
|
of a part of the judicial office, in the capacity of jurymen. This
|
|
is one of the few cases in politics in which it is better that the
|
|
people should act directly and personally than through their
|
|
representatives; being almost the only case in which the errors that a
|
|
person exercising authority may commit can be better borne than the
|
|
consequences of making him responsible for them. If a judge could be
|
|
removed from office by a popular vote, whoever was desirous of
|
|
supplanting him would make capital for that purpose out of all his
|
|
judicial decisions; would carry all of them, as far as he found
|
|
practicable, by irregular appeal before a public opinion wholly
|
|
incompetent, for want of having heard the case, or from having heard
|
|
it without either the precautions or the impartiality belonging to a
|
|
judicial hearing; would play upon popular passion and prejudice
|
|
where they existed, and take pains to arouse them where they did
|
|
not. And in this, if the case were interesting, and he took sufficient
|
|
trouble, he would infallibly be successful, unless the judge or his
|
|
friends descended into the arena, and made equally powerful appeals on
|
|
the other side. Judges would end by feeling that they risked their
|
|
office upon every decision they gave in a case susceptible of
|
|
general interest, and that it was less essential for them to
|
|
consider what decision was just than what would be most applauded by
|
|
the public, or would least admit of insidious misrepresentation. The
|
|
practice introduced by some of the new or revised State
|
|
Constitutions in America, of submitting judicial officers to
|
|
periodical popular re-election, will be found, I apprehend, to be
|
|
one of the most dangerous errors ever yet committed by democracy: and,
|
|
were it not that the practical good sense which never totally
|
|
deserts the people of the United States is said to be producing a
|
|
reaction, likely in no long time to lead to the retraction of the
|
|
error, it might with reason be regarded as the first great downward
|
|
step in the degeneration of modern democratic government.*
|
|
|
|
* I have been informed, however, that in the States which have made
|
|
their judges elective, the choice is not really made by the people,
|
|
but by the leaders of parties; no elector ever thinking of voting
|
|
for any one but the party candidate: and that, in consequence, the
|
|
person elected is usually in effect the same who would have been
|
|
appointed to the office by the President or by the Governor of the
|
|
State. Thus one bad practice limits and corrects another; and the
|
|
habit of voting en masse under a party banner, which is so full of
|
|
evil in all cases in which the function of electing is rightly
|
|
vested in the people, tends to alleviate a still greater mischief in a
|
|
case where the officer to be elected is one who ought to be chosen not
|
|
by the people but for them.
|
|
|
|
With regard to that large and important body which constitutes the
|
|
permanent strength of the public service, those who do not change with
|
|
changes of politics, but remain to aid every minister by their
|
|
experience and traditions, inform him by their knowledge of
|
|
business, and conduct official details under his general control;
|
|
those, in short, who form the class of professional public servants,
|
|
entering their profession as others do while young, in the hope of
|
|
rising progressively to its higher grades as they advance in life;
|
|
it is evidently inadmissible that these should be liable to be
|
|
turned out, and deprived of the whole benefit of their previous
|
|
service, except for positive, proved, and serious misconduct. Not,
|
|
of course, such delinquency only as makes them amenable to the law;
|
|
but voluntary neglect of duty, or conduct implying untrustworthiness
|
|
for the purposes for which their trust is given them. Since,
|
|
therefore, unless in case of personal culpability, there is no way
|
|
of getting rid of them except by quartering them on the public as
|
|
pensioners, it is of the greatest importance that the appointments
|
|
should be well made in the first instance; and it remains to be
|
|
considered by what mode of appointment this purpose can best be
|
|
attained.
|
|
|
|
In making first appointments, little danger is to be apprehended
|
|
from want of special skill and knowledge in the choosers, but much
|
|
from partiality, and private or political interest. Being, as a
|
|
rule, appointed at the commencement of manhood, not as having
|
|
learnt, but in order that they may learn, their profession, the only
|
|
thing by which the best candidates can be discriminated is proficiency
|
|
in the ordinary branches of liberal education: and this can be
|
|
ascertained without difficulty, provided there be the requisite
|
|
pains and the requisite impartiality in those who are appointed to
|
|
inquire into it. Neither the one nor the other can reasonably be
|
|
expected from a minister; who must rely wholly on recommendations, and
|
|
however disinterested as to his personal wishes, never will be proof
|
|
against the solicitations of persons who have the power of influencing
|
|
his own election, or whose political adherence is important to the
|
|
ministry to which he belongs. These considerations have introduced the
|
|
practice of submitting all candidates for first appointments to a
|
|
public examination, conducted by persons not engaged in politics,
|
|
and of the same class and quality with the examiners for honours at
|
|
the Universities. This would probably be the best plan under any
|
|
system; and under our parliamentary government it is the only one
|
|
which affords a chance, I do not say of honest appointment, but even
|
|
of abstinence from such as are manifestly and flagrantly profligate.
|
|
|
|
It is also absolutely necessary that the examinations should be
|
|
competitive, and the appointments given to those who are most
|
|
successful. A mere pass examination never, in the long run, does
|
|
more than exclude absolute dunces. When the question, in the mind of
|
|
an examiner, lies between blighting the prospects of an individual,
|
|
and neglecting a duty to the public which, in the particular instance,
|
|
seldom appears of first rate importance; and when he is sure to be
|
|
bitterly reproached for doing the first, while in general no one
|
|
will either know or care whether he has done the latter; the
|
|
balance, unless he is a man of very unusual stamp, inclines to the
|
|
side of good nature. A relaxation in one instance establishes a
|
|
claim to it in others, which every repetition of indulgence makes it
|
|
more difficult to resist; each of these in succession becomes a
|
|
precedent for more, until the standard of proficiency sinks
|
|
gradually to something almost contemptible. Examinations for degrees
|
|
at the two great Universities have generally been as slender in
|
|
their requirements as those for honours are trying and serious.
|
|
Where there is no inducement to exceed a certain minimum, the
|
|
minimum comes to be the maximum: it becomes the general practice not
|
|
to aim at more, and as in everything there are some who do not
|
|
attain all they aim at, however low the standard may be pitched, there
|
|
are always several who fall short of it. When, on the contrary, the
|
|
appointments are given to those, among a great number of candidates,
|
|
who most distinguish themselves, and where the successful
|
|
competitors are classed in order of merit, not only each is stimulated
|
|
to do his very utmost, but the influence is felt in every place of
|
|
liberal education throughout the country. It becomes with every
|
|
schoolmaster an object of ambition, and an avenue to success, to
|
|
have furnished pupils who have gained a high place in these
|
|
competitions; and there is hardly any other mode in which the State
|
|
can do so much to raise the quality of educational institutions
|
|
throughout the country.
|
|
|
|
Though the principle of competitive examinations for public
|
|
employment is of such recent introduction in this country, and is
|
|
still so imperfectly carried out, the Indian service being as yet
|
|
nearly the only case in which it exists in its completeness, a
|
|
sensible effect has already begun to be produced on the places of
|
|
middle-class education; notwithstanding the difficulties which the
|
|
principle has encountered from the disgracefully low existing state of
|
|
education in the country, which these very examinations have brought
|
|
into strong light. So contemptible has the standard of acquirement
|
|
been found to be among the youths who obtain the nomination from the
|
|
minister which entitles them to offer themselves as candidates, that
|
|
the competition of such candidates produces almost a poorer result
|
|
than would be obtained from a mere pass examination; for no one
|
|
would think of fixing the conditions of a pass examination so low as
|
|
is actually found sufficient to enable a young man to surpass his
|
|
fellow-candidates. Accordingly, it is said that successive years
|
|
show on the whole a decline of attainments, less effort being made
|
|
because the results of former examinations have proved that the
|
|
exertions then used were greater than would have been sufficient to
|
|
attain the object. Partly from this decrease of effort, and partly
|
|
because, even at the examinations which do not require a previous
|
|
nomination, conscious ignorance reduces the number of competitors to a
|
|
mere handful, it has so happened that though there have always been
|
|
a few instances of great proficiency, the lower part of the list of
|
|
successful candidates represents but a very moderate amount of
|
|
acquirement; and we have it on the word of the Commissioners that
|
|
nearly all who have been unsuccessful have owed their failure to
|
|
ignorance not of the higher branches of instruction, but of its very
|
|
humblest elements- spelling and arithmetic.
|
|
|
|
The outcries which continue to be made against these examinations by
|
|
some of the organs of opinion, are often, I regret to say, as little
|
|
creditable to the good faith as to the good sense of the assailants.
|
|
They proceed partly by misrepresentation of the kind of ignorance
|
|
which, as a matter of fact, actually leads to failure in the
|
|
examinations. They quote with emphasis the most recondite questions*
|
|
which can be shown to have been ever asked, and make it appear as if
|
|
unexceptionable answers to all these were made the sine qua non of
|
|
success. Yet it has been repeated to satiety that such questions are
|
|
not put because it is expected of every one that he should answer
|
|
them, but in order that whoever is able to do so may have the means of
|
|
proving and availing himself of that portion of his knowledge. It is
|
|
not as a ground of rejection, but as an additional means of success,
|
|
that this opportunity is given. We are then asked whether the kind
|
|
of knowledge supposed in this, that, or the other question is
|
|
calculated to be of any use to the candidate after he has attained his
|
|
object. People differ greatly in opinion as to what knowledge is
|
|
useful. There are persons in existence, and a late Foreign Secretary
|
|
of State is one of them, who think English spelling a useless
|
|
accomplishment in a diplomatic attache, or a clerk in a government
|
|
office. About one thing the objectors seem to be unanimous, that
|
|
general mental cultivation is not useful in these employments,
|
|
whatever else may be so. If, however (as I presume to think), it is
|
|
useful, or if any education at all is useful, it must be tested by the
|
|
tests most likely to show whether the candidate possesses it or not.
|
|
To ascertain whether he has been well educated, he must be
|
|
interrogated in the things which he is likely to know if he has been
|
|
well educated, even though not directly pertinent to the work to which
|
|
he is to be appointed. Will those who object to his being questioned
|
|
in classics and mathematics, in a country where the only things
|
|
regularly taught are classics and mathematics, tell us what they would
|
|
have him questioned in? There seems, however, to be equal objection to
|
|
examining him in these, and to examining him in anything but these. If
|
|
the Commissioners- anxious to open a door of admission to those who
|
|
have not gone through the routine of a grammar school, or who make
|
|
up for the smallness of their knowledge of what is there taught by
|
|
greater knowledge of something else- allow marks to be gained by
|
|
proficiency in any other subject of real utility, they are
|
|
reproached for that too. Nothing will satisfy the objectors but free
|
|
admission of total ignorance.
|
|
|
|
* Not always, however, the most recondite; for a late denouncer of
|
|
competitive examination in the House of Commons had the naivete to
|
|
produce a set of almost elementary questions in algebra, history,
|
|
and geography, as a proof of the exorbitant amount of high
|
|
scientific attainment which the Commissioners were so wild as to
|
|
exact.
|
|
|
|
We are triumphantly told that neither Clive nor Wellington could
|
|
have passed the test which is prescribed for an aspirant to an
|
|
engineer cadetship. As if, because Clive and Wellington did not do
|
|
what was not required of them, they could not have done it if it had
|
|
been required. If it be only meant to inform us that it is possible to
|
|
be a great general without these things, so it is without many other
|
|
things which are very useful to great generals. Alexander the Great
|
|
had never heard of Vauban's rules, nor could Julius Caesar speak
|
|
French. We are next informed that bookworms, a term which seems to
|
|
be held applicable to whoever has the smallest tincture of
|
|
book- knowledge, may not be good at bodily exercises, or have the
|
|
habits of gentlemen. This is a very common line of remark with
|
|
dunces of condition; but whatever the dunces may think, they have no
|
|
monopoly of either gentlemanly habits or bodily activity. Wherever
|
|
these are needed, let them be inquired into and separately provided
|
|
for, not to the exclusion of mental qualifications, but in addition.
|
|
Meanwhile, I am credibly informed, that in the Military Academy at
|
|
Woolwich the competition cadets are as superior to those admitted on
|
|
the old system of nomination in these respects as in all others;
|
|
that they learn even their drill more quickly; as indeed might be
|
|
expected, for an intelligent person learns all things sooner than a
|
|
stupid one: and that in general demeanour they contrast so
|
|
favourably with their predecessors, that the authorities of the
|
|
institutions are impatient for the day to arrive when the last remains
|
|
of the old leaven shall have disappeared from the place. If this be
|
|
so, and it is easy to ascertain whether it is so, it is to be hoped we
|
|
shall soon have heard for the last time that ignorance is a better
|
|
qualification than knowledge for the military and a fortiori for every
|
|
other, profession; or that any one good quality, however little
|
|
apparently connected with liberal education, is at all likely to be
|
|
promoted by going without it.
|
|
|
|
Though the first admission to government employment be decided by
|
|
competitive examination, it would in most cases be impossible that
|
|
subsequent promotion should be so decided: and it seems proper that
|
|
this should take place, as it usually does at present, on a mixed
|
|
system of seniority and selection. Those whose duties are of a routine
|
|
character should rise by seniority to the highest point to which
|
|
duties merely of that description can carry them; while those to
|
|
whom functions of particular trust, and requiring special capacity,
|
|
are confided, should be selected from the body on the discretion of
|
|
the chief of the office. And this selection will generally be made
|
|
honestly by him if the original appointments take place by open
|
|
competition: for under that system his establishment will generally
|
|
consist of individuals to whom, but for the official connection, he
|
|
would have been a stranger. If among them there be any in whom he,
|
|
or his political friends and supporters, take an interest, it will
|
|
be but occasionally, and only when, to this advantage of connection,
|
|
is added, as far as the initiatory examination could test it, at least
|
|
equality of real merit. And, except when there is a very strong motive
|
|
to job these appointments, there is always a strong one to appoint the
|
|
fittest person; being the one who gives to his chief the most useful
|
|
assistance, saves him most trouble, and helps most to build up that
|
|
reputation for good management of public business which necessarily
|
|
and properly redounds to the credit of the minister, however much
|
|
the qualities to which it is immediately owing may be those of his
|
|
subordinates.
|
|
|
|
Chapter 15
|
|
|
|
Of Local Representative Bodies.
|
|
|
|
IT IS BUT a small portion of the public business of a country
|
|
which can be well done, or safely attempted, by the central
|
|
authorities; and even in our own government, the least centralised
|
|
in Europe, the legislative portion at least of the governing body
|
|
busies itself far too much with local affairs, employing the supreme
|
|
power of the State in cutting small knots which there ought to be
|
|
other and better means of untying. The enormous amount of private
|
|
business which takes up the time of Parliament, and the thoughts of
|
|
its individual members, distracting them from the proper occupations
|
|
of the great council of the nation, is felt by all thinkers and
|
|
observers as a serious evil, and what is worse, an increasing one.
|
|
|
|
It would not be appropriate to the limited design of this treatise
|
|
to discuss at large the great question, in no way peculiar to
|
|
representative government, of the proper limits of governmental
|
|
action. I have said elsewhere* what seemed to me most essential
|
|
respecting the principles by which the extent of that action ought
|
|
to be determined. But after subtracting from the functions performed
|
|
by most European governments those which ought not to be undertaken by
|
|
public authorities at all, there still remains so great and various an
|
|
aggregate of duties that, if only on the principle of division of
|
|
labour, it is indispensable to share them between central and local
|
|
authorities. Not only are separate executive officers required for
|
|
purely local duties (an amount of separation which exists under all
|
|
governments), but the popular control over those officers can only
|
|
be advantageously exerted through a separate organ. Their original
|
|
appointment, the function of watching and checking them, the duty of
|
|
providing, or the discretion of withholding, the supplies necessary
|
|
for their operations, should rest, not with the national Parliament or
|
|
the national executive, but with the people of the locality. In some
|
|
of the New England States these functions are still exercised directly
|
|
by the assembled people; it is said with better results than might
|
|
be expected; and those highly educated communities are so well
|
|
satisfied with this primitive mode of local government, that they have
|
|
no desire to exchange it for the only representative system they are
|
|
acquainted with, by which all minorities are disfranchised. Such
|
|
very peculiar circumstances, however, are required to make this
|
|
arrangement work tolerably in practice, that recourse must generally
|
|
be had to the plan of representative sub-Parliaments for local
|
|
affairs. These exist in England, but very incompletely, and with great
|
|
irregularity and want of system: in some other countries much less
|
|
popularly governed their constitution is far more rational. In England
|
|
there has always been more liberty, but worse organisation, while in
|
|
other countries there is better organisation, but less liberty. It
|
|
is necessary, then, that in addition to the national representation
|
|
there should be municipal and provincial representations: and the
|
|
two questions which remain to be resolved are, how the local
|
|
representative bodies should be constituted, and what should be the
|
|
extent of their functions.
|
|
|
|
* On Liberty, concluding chapter; and, at greater length, in the
|
|
final chapter of Principles of Political Economy.
|
|
|
|
In considering these questions two points require an equal degree of
|
|
our attention: how the local business itself can be best done; and how
|
|
its transaction can be made most instrumental to the nourishment of
|
|
public spirit and the development of intelligence. In an earlier
|
|
part of this inquiry I have dwelt in strong language- hardly any
|
|
language is strong enough to express the strength of my
|
|
conviction- on the importance of that portion of the operation of
|
|
free institutions which may be called the public education of the
|
|
citizens. Now, of this operation the local administrative institutions
|
|
are the chief instrument. Except by the part they may take as
|
|
jurymen in the administration of justice, the mass of the population
|
|
have very little opportunity of sharing personally in the conduct of
|
|
the general affairs of the community. Reading newspapers, and
|
|
perhaps writing to them, public meetings, and solicitations of
|
|
different sorts addressed to the political authorities, are the extent
|
|
of the participation of private citizens in general politics during
|
|
the interval between one parliamentary election and another. Though it
|
|
is impossible to exaggerate the importance of these various liberties,
|
|
both as securities for freedom and as means of general cultivation,
|
|
the practice which they give is more in thinking than in action, and
|
|
in thinking without the responsibilities of action; which with most
|
|
people amounts to little more than passively receiving the thoughts of
|
|
some one else. But in the case of local bodies, besides the function
|
|
of electing, many citizens in turn have the chance of being elected,
|
|
and many, either by selection or by rotation, fill one or other of the
|
|
numerous local executive offices. In these positions they have to
|
|
act for public interests, as well as to think and to speak, and the
|
|
thinking cannot all be done by proxy. It may be added, that these
|
|
local functions, not being in general sought by the higher ranks,
|
|
carry down the important political education which they are the
|
|
means of conferring to a much lower grade in society. The mental
|
|
discipline being thus a more important feature in local concerns
|
|
than in the general affairs of the State, while there are not such
|
|
vital interests dependent on the quality of the administration, a
|
|
greater weight may be given to the former consideration, and the
|
|
latter admits much more frequently of being postponed to it than in
|
|
matters of general legislation and the conduct of imperial affairs.
|
|
|
|
The proper constitution of local representative bodies does not
|
|
present much difficulty. The principles which apply to it do not
|
|
differ in any respect from those applicable to the national
|
|
representation. The same obligation exists, as in the case of the more
|
|
important function, for making the bodies elective; and the same
|
|
reasons operate as in that case, but with still greater force, for
|
|
giving them a widely democratic basis: the dangers being less, and the
|
|
advantages, in point of popular education and cultivation, in some
|
|
respects even greater. As the principal duty of the local bodies
|
|
consists of the imposition and expenditure of local taxation, the
|
|
electoral franchise should vest in all who contribute to the local
|
|
rates, to the exclusion of all who do not. I assume that there is no
|
|
indirect taxation, no octroi duties, or that if there are, they are
|
|
supplementary only; those on whom their burden falls being also
|
|
rated to a direct assessment. The representation of minorities
|
|
should be provided for in the same manner as in the national
|
|
Parliament, and there are the same strong reasons for plurality of
|
|
votes. Only, there is not so decisive an objection, in the inferior as
|
|
in the higher body, to making the plural voting depend (as in some
|
|
of the local elections of our own country) on a mere money
|
|
qualification: for the honest and frugal dispensation of money forms
|
|
so much larger a part of the business of the local than of the
|
|
national body, that there is more justice as well as policy in
|
|
allowing a greater proportional influence to those who have a larger
|
|
money interest at stake.
|
|
|
|
In the most recently established of our local representative
|
|
institutions, the Boards of Guardians, the justices of peace of the
|
|
district sit ex officio along with the elected members, in number
|
|
limited by law to a third of the whole. In the peculiar constitution
|
|
of English society I have no doubt of the beneficial effect of this
|
|
provision. It secures the presence, in these bodies, of a more
|
|
educated class than it would perhaps be practicable to attract thither
|
|
on any other terms; and while the limitation in number of the ex
|
|
officio members precludes them from acquiring predominance by mere
|
|
numerical strength, they, as a virtual representation of another
|
|
class, having sometimes a different interest from the rest, are a
|
|
check upon the class interests of the farmers or petty shopkeepers who
|
|
form the bulk of the elected Guardians. A similar commendation
|
|
cannot be given to the constitution of the only provincial boards we
|
|
possess, the Quarter Sessions, consisting of the justices of peace
|
|
alone; on whom, over and above their judicial duties, some of the most
|
|
important parts of the administrative business of the country depend
|
|
for their performance. The mode of formation of these bodies is most
|
|
anomalous, they being neither elected, nor, in any proper sense of the
|
|
term, nominated, but holding their important functions, like the
|
|
feudal lords to whom they succeeded, virtually by right of their
|
|
acres: the appointment vested in the Crown (or, speaking
|
|
practically, in one of themselves, the Lord Lieutenant) being made use
|
|
of only as a means of excluding any one who it is thought would do
|
|
discredit to the body, or, now and then, one who is on the wrong
|
|
side in politics. The institution is the most aristocratic in
|
|
principle which now remains in England; far more so than the House
|
|
of Lords, for it grants public money and disposes of important
|
|
public interests, not in conjunction with a popular assembly, but
|
|
alone. It is clung to with proportionate tenacity by our
|
|
aristocratic classes; but is obviously at variance with all the
|
|
principles which are the foundation of representative government. In a
|
|
County Board there is not the same justification as in Boards of
|
|
Guardians, for even an admixture of ex officio with elected members:
|
|
since the business of a county being on a sufficiently large scale
|
|
to be an object of interest and attraction to country gentlemen,
|
|
they would have no more difficulty in getting themselves elected to
|
|
the Board than they have in being returned to Parliament as county
|
|
members. In regard to the proper circumscription of the constituencies
|
|
which elect the local representative bodies; the principle which, when
|
|
applied as an exclusive and unbending rule to parliamentary
|
|
representation, is inappropriate, namely community of local interests,
|
|
is here the only just and applicable one. The very object of having
|
|
a local representation is in order that those who have any interest in
|
|
common, which they do not share with the general body of their
|
|
countrymen, may manage that joint interest by themselves: and the
|
|
purpose is contradicted if the distribution of the local
|
|
representation follows any other rule than the grouping of those joint
|
|
interests. There are local interests peculiar to every town, whether
|
|
great or small, and common to all its inhabitants: every town,
|
|
therefore, without distinction of size, ought to have its municipal
|
|
council. It is equally obvious that every town ought to have but
|
|
one. The different quarters of the same town have seldom or never
|
|
any material diversities of local interest; they all require to have
|
|
the same things done, the same expenses incurred; and, except as to
|
|
their churches, which it is probably desirable to leave under simply
|
|
parochial management, the same arrangements may be made to serve for
|
|
all. Paving, lighting, water supply, drainage, port and market
|
|
regulations, cannot without great waste and inconvenience be different
|
|
for different quarters of the same town. The subdivision of London
|
|
into six or seven independent districts, each with its separate
|
|
arrangements for local business (several of them without unity of
|
|
administration even within themselves), prevents the possibility of
|
|
consecutive or well regulated cooperation for common objects,
|
|
precludes any uniform principle for the discharge of local duties,
|
|
compels the general government to take things upon itself which
|
|
would be best left to local authorities if there were any whose
|
|
authority extended to the entire metropolis, and answers no purpose
|
|
but to keep up the fantastical trappings of that union of modern
|
|
jobbing and antiquated foppery, the Corporation of the City of London.
|
|
|
|
Another equally important principle is, that in each local
|
|
circumscription there should be but one elected body for all local
|
|
business, not different bodies for different parts of it. Division
|
|
of labour does not mean cutting up every business into minute
|
|
fractions; it means the union of such operations as are fit to be
|
|
performed by the same persons, and the separation of such as can be
|
|
better performed by different persons. The executive duties of the
|
|
locality do indeed require to be divided into departments, for the
|
|
same reason as those of the State; because they are of diverse
|
|
kinds, each requiring knowledge peculiar to itself, and needing, for
|
|
its due performance, the undivided attention of a specially
|
|
qualified functionary. But the reasons for subdivision which apply
|
|
to the execution do not apply to the control. The business of the
|
|
elective body is not to do the work, but to see that it is properly
|
|
done, and that nothing necessary is left undone. This function can
|
|
be fulfilled for all departments by the same superintending body;
|
|
and by a collective and comprehensive far better than by a minute
|
|
and microscopic view. It is as absurd in public affairs as it would be
|
|
in private that every workman should be looked after by a
|
|
superintendent to himself. The Government of the Crown consists of
|
|
many departments, and there are many ministers to conduct them, but
|
|
those ministers have not a Parliament apiece to keep them to their
|
|
duty. The local, like the national Parliament, has for its proper
|
|
business to consider the interest of the locality as a whole, composed
|
|
of parts all of which must be adapted to one another, and attended
|
|
to in the order and ratio of their importance.
|
|
|
|
There is another very weighty reason for uniting the control of
|
|
all the business of a locality under one body. The greatest
|
|
imperfection of popular local institutions, and the chief cause of the
|
|
failure which so often attends them, is the low calibre of the men
|
|
by whom they are almost always carried on. That these should be of a
|
|
very miscellaneous character is, indeed, part of the usefulness of the
|
|
institution; it is that circumstance chiefly which renders it a school
|
|
of political capacity and general intelligence. But a school
|
|
supposes teachers as well as scholars; the utility of the
|
|
instruction greatly depends on its bringing inferior minds into
|
|
contact with superior, a contact which in the ordinary course of
|
|
life is altogether exceptional, and the want of which contributes more
|
|
than anything else to keep the generality of mankind on one level of
|
|
contented ignorance. The school, moreover, is worthless, and a
|
|
school of evil instead of good, if through the want of due
|
|
surveillance, and of the presence within itself of a higher order of
|
|
characters, the action of the body is allowed, as it so often is, to
|
|
degenerate into an equally unscrupulous and stupid pursuit of the
|
|
self-interest of its members. Now it is quite hopeless to induce
|
|
persons of a high class, either socially or intellectually, to take
|
|
a share of local administration in a corner by piece-meal, as
|
|
members of a Paving Board or a Drainage Commission. The entire local
|
|
business of their town is not more than a sufficient object to
|
|
induce men whose tastes incline them and whose knowledge qualifies
|
|
them for national affairs to become members of a mere local body,
|
|
and devote to it the time and study which are necessary to render
|
|
their presence anything more than a screen for the jobbing of inferior
|
|
persons under the shelter of their responsibility. A mere Board of
|
|
Works, though it comprehend the entire metropolis, is sure to be
|
|
composed of the same class of persons as the vestries of the London
|
|
parishes; nor is it practicable, or even desirable, that such should
|
|
not form the majority; but it is important for every purpose which
|
|
local bodies are designed to serve, whether it be the enlightened
|
|
and honest performance of their special duties, or the cultivation
|
|
of the political intelligence of the nation, that every such body
|
|
should contain a portion of the very best minds of the locality: who
|
|
are thus brought into perpetual contact, of the most useful kind, with
|
|
minds of a lower grade, receiving from them what local or professional
|
|
knowledge they have to give, and in return inspiring them with a
|
|
portion of their own more enlarged ideas, and higher and more
|
|
enlightened purposes.
|
|
|
|
A mere village has no claim to a municipal representation. By a
|
|
village I mean a place whose inhabitants are not markedly
|
|
distinguished by occupation or social relations from those of the
|
|
rural districts adjoining, and for whose local wants the
|
|
arrangements made for the surrounding territory will suffice. Such
|
|
small places have rarely a sufficient public to furnish a tolerable
|
|
municipal council: if they contain any talent or knowledge
|
|
applicable to public business, it is apt to be all concentrated in
|
|
some one man, who thereby becomes the dominator of the place. It is
|
|
better that such places should be merged in a larger
|
|
circumscription. The local representation of rural districts will
|
|
naturally be determined by geographical considerations; with due
|
|
regard to those sympathies of feeling by which human beings are so
|
|
much aided to act in concert, and which partly follow historical
|
|
boundaries, such as those of counties or provinces, and partly
|
|
community of interest and occupation, as in agriculture, maritime,
|
|
manufacturing, or mining districts. Different kinds of local
|
|
business require different areas of representation. The Unions of
|
|
parishes have been fixed on as the most appropriate basis for the
|
|
representative bodies which superintend the relief of indigence;
|
|
while, for the proper regulation of highways, or prisons, or police, a
|
|
large extent, like that of an average county, is not more than
|
|
sufficient. In these large districts, therefore, the maxim, that an
|
|
elective body constituted in any locality should have authority over
|
|
all the local concerns common to the locality, requires modification
|
|
from another principle- as well as from the competing consideration
|
|
of the importance of obtaining for the discharge of the local duties
|
|
the highest qualifications possible. For example, if it be necessary
|
|
(as I believe it to be) for the proper administration of the Poor Laws
|
|
that the area of rating should not be more extensive than most of
|
|
the present Unions, a principle which requires a Board of Guardians
|
|
for each Union- yet, as a much more highly qualified class of persons
|
|
is likely to be obtainable for a County Board than those who compose
|
|
an average Board of Guardians, it may on that ground be expedient to
|
|
reserve for the County Boards some higher descriptions of local
|
|
business, which might otherwise have been conveniently managed
|
|
within itself by each separate Union.
|
|
|
|
Besides the controlling council, or local sub-Parliament, local
|
|
business has its executive department. With respect to this, the
|
|
same questions arise as with respect to the executive authorities in
|
|
the State; and they may, for the most part, be answered in the same
|
|
manner. The principles applicable to all public trusts are in
|
|
substance the same. In the first place, each executive officer
|
|
should be single, and singly responsible for the whole of the duty
|
|
committed to his charge. In the next place, he should be nominated,
|
|
not elected. It is ridiculous that a surveyor, or a health officer, or
|
|
even a collector of rates, should be appointed by popular suffrage.
|
|
The popular choice usually depends on interest with a few local
|
|
leaders, who, as they are not supposed to make the appointment, are
|
|
not responsible for it; or on an appeal to sympathy, founded on having
|
|
twelve children, and having been a rate-payer in the parish for thirty
|
|
years. If in cases of this description election by the population is a
|
|
farce, appointment by the local representative body is little less
|
|
objectionable. Such bodies have a perpetual tendency to become
|
|
joint-stock associations for carrying into effect the private jobs
|
|
of their various members. Appointments should be made on the
|
|
individual responsibility of the Chairman of the body, let him be
|
|
called Mayor, Chairman of Quarter Sessions, or by whatever other
|
|
title. He occupies in the locality a position analogous to that of the
|
|
prime minister in the State, and under a well organised system the
|
|
appointment and watching of the local officers would be the most
|
|
important part of his duty: he himself being appointed by the
|
|
Council from its own number, subject either to annual re-election,
|
|
or to removal by a vote of the body.
|
|
|
|
From the constitution of the local bodies I now pass to the
|
|
equally important and more difficult subject of their proper
|
|
attributions. This question divides itself into two parts: what should
|
|
be their duties, and whether they should have full authority within
|
|
the sphere of those duties, or should be liable to any, and what,
|
|
interference on the part of the central government.
|
|
|
|
It is obvious, to begin with, that all business purely local- all
|
|
which concerns only a single locality- should devolve upon the local
|
|
authorities. The paving, lighting, and cleansing of the streets of a
|
|
town, and in ordinary circumstances the draining of its houses, are of
|
|
little consequence to any but its inhabitants. The nation at large
|
|
is interested in them in no other way than that in which it is
|
|
interested in the private well-being of all its individual citizens.
|
|
But among the duties classed as local, or performed by local
|
|
functionaries, there are many which might with equal propriety be
|
|
termed national, being the share, belonging to the locality, of some
|
|
branch of the public administration in the efficiency of which the
|
|
whole nation is alike interested: the gaols, for instance, most of
|
|
which in this country are under county management; the local police;
|
|
the local administration of justice, much of which, especially in
|
|
corporate towns, is performed by officers elected by the locality, and
|
|
paid from local funds. None of these can be said to be matters of
|
|
local, as distinguished from national, importance. It would not be a
|
|
matter personally indifferent to the rest of the country if any part
|
|
of it became a nest of robbers or a focus of demoralisation, owing
|
|
to the maladministration of its police; or if, through the bad
|
|
regulations of its gaol, the punishment which the courts of justice
|
|
intended to inflict on the criminals confined therein (who might
|
|
have come from, or committed their offences in, any other district)
|
|
might be doubled in intensity, or lowered to practical impunity. The
|
|
points, moreover, which constitute good management of these things are
|
|
the same everywhere; there is no good reason why police, or gaols,
|
|
or the administration of justice, should be differently managed in one
|
|
part of the kingdom and in another; while there is great peril that in
|
|
things so important, and to which the most instructed minds
|
|
available to the State are not more than adequate, the lower average
|
|
of capacities which alone can be counted on for the service of the
|
|
localities might commit errors of such magnitude as to be a serious
|
|
blot upon the general administration of the country.
|
|
|
|
Security of person and property, and equal justice between
|
|
individuals, are the first needs of society, and the primary ends of
|
|
government: if these things can be left to any responsibility below
|
|
the highest, there is nothing, except war and treaties, which requires
|
|
a general government at all. Whatever are the best arrangements for
|
|
securing these primary objects should be made universally
|
|
obligatory, and, to secure their enforcement, should be placed under
|
|
central superintendence. It is often useful, and with the institutions
|
|
of our own country even necessary, from the scarcity, in the
|
|
localities, of officers representing the general government, that
|
|
the execution of duties imposed by the central authority should be
|
|
entrusted to functionaries appointed for local purposes by the
|
|
locality. But experience is daily forcing upon the public a conviction
|
|
of the necessity of having at least inspectors appointed by the
|
|
general government to see that the local officers do their duty. If
|
|
prisons are under local management, the central government appoints
|
|
inspectors of prisons to take care that the rules laid down by
|
|
Parliament are observed, and to suggest others if the state of the
|
|
gaols shows them to be requisite: as there are inspectors of
|
|
factories, and inspectors of schools, to watch over the observance
|
|
of the Acts of Parliament relating to the first, and the fulfilment of
|
|
the conditions on which State assistance is granted to the latter.
|
|
|
|
But, if the administration of justice, police and gaols included, is
|
|
both so universal a concern, and so much a matter of general science
|
|
independent of local peculiarities, that it may be, and ought to be,
|
|
uniformly regulated throughout the country, and its regulation
|
|
enforced by more trained and skilful hands than those of purely
|
|
local authorities- there is also business, such as the administration
|
|
of the poor laws, sanitary regulation, and others, which, while really
|
|
interesting to the whole country, cannot consistently with the very
|
|
purposes of local administration, be, managed otherwise than by the
|
|
localities. In regard to such duties the question arises, how far
|
|
the local authorities ought to be trusted with discretionary power,
|
|
free from any superintendence or control of the State.
|
|
|
|
To decide this question it is essential to consider what is the
|
|
comparative position of the central and the local authorities as
|
|
capacity for the work, and security against negligence or abuse. In
|
|
the first place, the local representative bodies and their officers
|
|
are almost certain to be of a much lower grade of intelligence and
|
|
knowledge than Parliament and the national executive. Secondly,
|
|
besides being themselves of inferior qualifications, they are
|
|
watched by, and accountable to, an inferior public opinion. The public
|
|
under whose eyes they act, and by whom they are criticised, is both
|
|
more limited in extent, and generally far less enlightened, than
|
|
that which surrounds and admonishes the highest authorities at the
|
|
capital; while the comparative smallness of the interests involved
|
|
causes even that inferior public to direct its thoughts to the subject
|
|
less intently, and with less solicitude. Far less interference is
|
|
exercised by the press and by public discussion, and that which is
|
|
exercised may with much more impunity be disregarded in the
|
|
proceedings of local than in those of national authorities.
|
|
|
|
Thus far the advantage seems wholly on the side of management by the
|
|
central government. But, when we look more closely, these motives of
|
|
preference are found to be balanced by others fully as substantial. If
|
|
the local authorities and public are inferior to the central ones in
|
|
knowledge of the principles of administration, they have the
|
|
compensating advantage of a far more direct interest in the result.
|
|
A man's neighbours or his landlord may be much cleverer than
|
|
himself, and not without an indirect interest in his prosperity, but
|
|
for all that his interests will be better attended to in his own
|
|
keeping than in theirs. It is further to be remembered, that even
|
|
supposing the central government to administer through its own
|
|
officers, its officers do not act at the centre, but in the
|
|
locality: and however inferior the local public may be to the central,
|
|
it is the local public alone which has any opportunity of watching
|
|
them, and it is the local opinion alone which either acts directly
|
|
upon their own conduct, or calls the attention of the government to
|
|
the points in which they may require correction. It is but in
|
|
extreme cases that the general opinion of the country is brought to
|
|
bear at all upon details of local administration, and still more
|
|
rarely has it the means of deciding upon them with any just
|
|
appreciation of the case. Now, the local opinion necessarily acts
|
|
far more forcibly upon purely local administrators. They, in the
|
|
natural course of things, are permanent residents, not expecting to be
|
|
withdrawn from the place when they cease to exercise authority in
|
|
it; and their authority itself depends, by supposition, on the will of
|
|
the local public. I need not dwell on the deficiencies of the
|
|
central authority in detailed knowledge of local persons and things,
|
|
and the too great engrossment of its time and thoughts by other
|
|
concerns, to admit of its acquiring the quantity and quality of
|
|
local knowledge necessary even for deciding on complaints, and
|
|
enforcing responsibility from so great a number of local agents. In
|
|
the details of management, therefore, the local bodies will
|
|
generally have the advantage; but in comprehension of the principles
|
|
even of purely local management, the superiority of the central
|
|
government, when rightly constituted, ought to be prodigious: not only
|
|
by reason of the probably great personal superiority of the
|
|
individuals composing it, and the multitude of thinkers and writers
|
|
who are at all times engaged in pressing useful ideas upon their
|
|
notice, but also because the knowledge and experience of any local
|
|
authority is but local knowledge and experience, confined to their own
|
|
part of the country and its modes of management, whereas the central
|
|
government has the means of knowing all that is to be learnt from
|
|
the united experience of the whole kingdom, with the addition of
|
|
easy access to that of foreign countries.
|
|
|
|
The practical conclusion from these premises is not difficult to
|
|
draw. The authority which is most conversant with principles should be
|
|
supreme over principles, while that which is most competent in details
|
|
should have the details left to it. The principal business of the
|
|
central authority should be to give instruction, of the local
|
|
authority to apply it. Power may be localised, but knowledge, to be
|
|
most useful, must be centralised; there must be somewhere a focus at
|
|
which all its scattered rays are collected, that the broken and
|
|
coloured lights which exist elsewhere may find there what is necessary
|
|
to complete and purify them. To every branch of local administration
|
|
which affects the general interest there should be a corresponding
|
|
central organ, either a minister, or some specially appointed
|
|
functionary under him; even if that functionary does no more than
|
|
collect information from all quarters, and bring the experience
|
|
acquired in one locality to the knowledge of another where it is
|
|
wanted. But there is also something more than this for the central
|
|
authority to do. It ought to keep open a perpetual communication
|
|
with the localities: informing itself by their experience, and them by
|
|
its own; giving advice freely when asked, volunteering it when seen to
|
|
be required; compelling publicity and recordation of proceedings,
|
|
and enforcing obedience to every general law which the legislature has
|
|
laid down on the subject of local management.
|
|
|
|
That some such laws ought to be laid down few are likely to deny.
|
|
The localities may be allowed to mismanage their own interests, but
|
|
not to prejudice those of others, nor violate those principles of
|
|
justice between one person and another of which it is the duty of
|
|
the State to maintain the rigid observance. If the local majority
|
|
attempts to oppress the minority, or one class another, the State is
|
|
bound to interpose. For example, all local rates ought to be voted
|
|
exclusively by the local representative body; but that body, though
|
|
elected solely by rate-payers, may raise its revenues by imposts of
|
|
such a kind, or assess them in such a manner, as to throw an unjust
|
|
share of the burden on the poor, the rich, or some particular class of
|
|
the population: it is the duty, therefore, of the legislature, while
|
|
leaving the mere amount of the local taxes to the discretion of the
|
|
local body, to lay down authoritatively the modes of taxation, and
|
|
rules of assessment, which alone the localities shall be permitted
|
|
to use.
|
|
|
|
Again, in the administration of public charity the industry and
|
|
morality of the whole labouring population depend, to a most serious
|
|
extent, upon adherence to certain fixed principles in awarding relief.
|
|
Though it belongs essentially to the local functionaries to
|
|
determine who, according to those principles, is entitled to be
|
|
relieved, the national Parliament is the proper authority to prescribe
|
|
the principles themselves; and it would neglect a most important
|
|
part of its duty if it did not, in a matter of such grave national
|
|
concern, lay down imperative rules, and make effectual provision
|
|
that those rules should not be departed from. What power of actual
|
|
interference with the local administrators it may be necessary to
|
|
retain, for the due enforcement of the laws, is a question of detail
|
|
into which it would be useless to enter. The laws themselves will
|
|
naturally define the penalties, and fix the mode of their enforcement.
|
|
It may be requisite, to meet extreme cases, that the power of the
|
|
central authority should extend to dissolving the local representative
|
|
council, or dismissing the local executive: but not to making new
|
|
appointments, or suspending the local institutions. Where Parliament
|
|
has not interfered, neither ought any branch of the executive to
|
|
interfere with authority; but as an adviser and critic, an enforcer of
|
|
the laws, and a denouncer to Parliament or the local constituencies of
|
|
conduct which it deems condemnable, the functions of the executive are
|
|
of the greatest possible value.
|
|
|
|
Some may think that however much the central authority surpasses the
|
|
local in knowledge of the principles of administration, the great
|
|
object which has been so much insisted on, the social and political
|
|
education of the citizens, requires that they should be left to manage
|
|
these matters by their own, however imperfect, lights. To this it
|
|
might be answered, that the education of the citizens is not the
|
|
only thing to be considered; government and administration do not
|
|
exist for that alone, great as its importance is. But the objection
|
|
shows a very imperfect understanding of the function of popular
|
|
institutions as a means of political instruction. It is but a poor
|
|
education that associates ignorance with ignorance, and leaves them,
|
|
if they care for knowledge, to grope their way to it without help, and
|
|
to do without it if they do not. What is wanted is, the means of
|
|
making ignorance aware of itself, and able to profit by knowledge;
|
|
accustoming minds which know only routine to act upon, and feel the
|
|
value of principles: teaching them to compare different modes of
|
|
action, and learn, by the use of their reason, to distinguish the
|
|
best. When we desire to have a good school, we do not eliminate the
|
|
teacher. The old remark, "as the schoolmaster is, so will be the
|
|
school," is as true of the indirect schooling of grown people by
|
|
public business as of the schooling of youth in academies and
|
|
colleges. A government which attempts to do everything is aptly
|
|
compared by M. Charles de Remusat to a schoolmaster who does all the
|
|
pupils' tasks for them; he may be very popular with the pupils, but he
|
|
will teach them little. A government, on the other hand, which neither
|
|
does anything itself that can possibly be done by any one else, nor
|
|
shows any one else how to do anything, is like a school in which there
|
|
is no schoolmaster, but only pupil teachers who have never
|
|
themselves been taught.
|
|
|
|
Chapter 16
|
|
|
|
Of Nationality, as connected with Representative Government.
|
|
|
|
A PORTION of mankind may be said to constitute a Nationality if they
|
|
are united among themselves by common sympathies which do not exist
|
|
between them and any others- which make them co-operate with each
|
|
other more willingly than with other people, desire to be under the
|
|
same government, and desire that it should be government by themselves
|
|
or a portion of themselves exclusively. This feeling of nationality
|
|
may have been generated by various causes. Sometimes it is the
|
|
effect of identity of race and descent. Community of language, and
|
|
community of religion, greatly contribute to it. Geographical limits
|
|
are one of its causes. But the strongest of all is identity of
|
|
political antecedents; the possession of a national history, and
|
|
consequent community of recollections; collective pride and
|
|
humiliation, pleasure and regret, connected with the same incidents in
|
|
the past. None of these circumstances, however, are either
|
|
indispensable, or necessarily sufficient by themselves. Switzerland
|
|
has a strong sentiment of nationality, though the cantons are of
|
|
different races, different languages, and different religions.
|
|
Sicily has, throughout history, felt itself quite distinct in
|
|
nationality from Naples, notwithstanding identity of religion,
|
|
almost identity of language, and a considerable amount of common
|
|
historical antecedents. The Flemish and the Walloon provinces of
|
|
Belgium, notwithstanding diversity of race and language, have a much
|
|
greater feeling of common nationality than the former have with
|
|
Holland, or the latter with France. Yet in general the national
|
|
feeling is proportionally weakened by the failure of any of the causes
|
|
which contribute to it. Identity of language, literature, and, to some
|
|
extent, of race and recollections, have maintained the feeling of
|
|
nationality in considerable strength among the different portions of
|
|
the German name, though they have at no time been really united
|
|
under the same government; but the feeling has never reached to making
|
|
the separate states desire to get rid of their autonomy. Among
|
|
Italians an identity far from complete, of language and literature,
|
|
combined with a geographical position which separates them by a
|
|
distinct line from other countries, and, perhaps more than
|
|
everything else, the possession of a common name, which makes them all
|
|
glory in the past achievements in arts, arms, politics, religious
|
|
primacy, science, and literature, of any who share the same
|
|
designation, give rise to an amount of national feeling in the
|
|
population which, though still imperfect, has been sufficient to
|
|
produce the great events now passing before us, notwithstanding a
|
|
great mixture of races, and although they have never, in either
|
|
ancient or modern history, been under the same government, except
|
|
while that government extended or was extending itself over the
|
|
greater part of the known world.
|
|
|
|
Where the sentiment of nationality exists in any force, there is a
|
|
prima facie case for uniting all the members of the nationality
|
|
under the same government, and a government to themselves apart.
|
|
This is merely saying that the question of government ought to be
|
|
decided by the governed. One hardly knows what any division of the
|
|
human race should be free to do if not to determine with which of
|
|
the various collective bodies of human beings they choose to associate
|
|
themselves.
|
|
|
|
But, when a people are ripe for free institutions, there is a
|
|
still more vital consideration. Free institutions are next to
|
|
impossible in a country made up of different nationalities. Among a
|
|
people without fellow-feeling, especially if they read and speak
|
|
different languages, the united public opinion, necessary to the
|
|
working of representative government, cannot exist. The influences
|
|
which form opinions and decide political acts are different in the
|
|
different sections of the country. An altogether different set of
|
|
leaders have the confidence of one part of the country and of another.
|
|
The same books, newspapers, pamphlets, speeches, do not reach them.
|
|
One section does not know what opinions, or what instigations, are
|
|
circulating in another. The same incidents, the same acts, the same
|
|
system of government, affect them in different ways; and each fears
|
|
more injury to itself from the other nationalities than from the
|
|
common arbiter, the state. Their mutual antipathies are generally much
|
|
stronger than jealousy of the government. That any one of them feels
|
|
aggrieved by the policy of the common ruler is sufficient to determine
|
|
another to support that policy. Even if all are aggrieved, none feel
|
|
that they can rely on the others for fidelity in a joint resistance;
|
|
the strength of none is sufficient to resist alone, and each may
|
|
reasonably think that it consults its own advantage most by bidding
|
|
for the favour of the government against the rest. Above all, the
|
|
grand and only effectual security in the last resort against the
|
|
despotism of the government is in that case wanting: the sympathy of
|
|
the army with the people. The military are the part of every community
|
|
in whom, from the nature of the case, the distinction between their
|
|
fellow-countrymen and foreigners is the deepest and strongest. To
|
|
the rest of the people foreigners are merely strangers; to the
|
|
soldier, they are men against whom he may be called, at a week's
|
|
notice, to fight for life or death. The difference to him is that
|
|
between friends and foes- we may almost say between fellow-men and
|
|
another kind of animals: for as respects the enemy, the only law is
|
|
that of force, and the only mitigation the same as in the case of
|
|
other animals- that of simple humanity. Soldiers to whose feelings
|
|
half or three-fourths of the subjects of the same government are
|
|
foreigners will have no more scruple in mowing them down, and no more
|
|
desire to ask the reason why, than they would have in doing the same
|
|
thing against declared enemies. An army composed of various
|
|
nationalities has no other patriotism than devotion to the flag. Such
|
|
armies have been the executioners of liberty through the whole
|
|
duration of modern history. The sole bond which holds them together is
|
|
their officers and the government which they serve; and their only
|
|
idea, if they have any, of public duty is obedience to orders. A
|
|
government thus supported, by keeping its Hungarian regiments in Italy
|
|
and its Italian in Hungary, can long continue to rule in both places
|
|
with the iron rod of foreign conquerors.
|
|
|
|
If it be said that so broadly marked a distinction between what is
|
|
due to a fellow-countryman and what is due merely to a human
|
|
creature is more worthy of savages than of civilised beings, and
|
|
ought, with the utmost energy, to be contended against, no one holds
|
|
that opinion more strongly than myself. But this object, one of the
|
|
worthiest to which human endeavour can be directed, can never, in
|
|
the present state of civilisation, be promoted by keeping different
|
|
nationalities of anything like equivalent strength under the same
|
|
government. In a barbarous state of society the case is sometimes
|
|
different. The government may then be interested in softening the
|
|
antipathies of the races that peace may be preserved and the country
|
|
more easily governed. But when there are either free institutions or a
|
|
desire for them, in any of the peoples artificially tied together, the
|
|
interest of the government lies in an exactly opposite direction. It
|
|
is then interested in keeping up and envenoming their antipathies that
|
|
they may be prevented from coalescing, and it may be enabled to use
|
|
some of them as tools for the enslavement of others. The Austrian
|
|
Court has now for a whole generation made these tactics its
|
|
principal means of government; with what fatal success, at the time of
|
|
the Vienna insurrection and the Hungarian contest, the world knows too
|
|
well. Happily there are now signs that improvement is too far advanced
|
|
to permit this policy to be any longer successful.
|
|
|
|
For the preceding reasons, it is in general a necessary condition of
|
|
free institutions that the boundaries of governments should coincide
|
|
in the main with those of nationalities. But several considerations
|
|
are liable to conflict in practice with this general principle. In the
|
|
first place, its application is often precluded by geographical
|
|
hindrances. There are parts even of Europe in which different
|
|
nationalities are so locally intermingled that it is not practicable
|
|
for them to be under separate governments. The population of Hungary
|
|
is composed of Magyars, Slovaks, Croats, Serbs, Roumans, and in some
|
|
districts Germans, so mixed up as to be incapable of local separation;
|
|
and there is no course open to them but to make a virtue of necessity,
|
|
and reconcile themselves to living together under equal rights and
|
|
laws. Their community of servitude, which dates only from the
|
|
destruction of Hungarian independence in 1849, seems to be ripening
|
|
and disposing them for such an equal union. The German colony of
|
|
East Prussia is cut off from Germany by part of the ancient Poland,
|
|
and being too weak to maintain separate independence, must, if
|
|
geographical continuity is to be maintained, be either under a
|
|
non-German government, or the intervening Polish territory must be
|
|
under a German one. Another considerable region in which the
|
|
dominant element of the population is German, the provinces of
|
|
Courland, Esthonia, and Livonia, is condemned by its local situation
|
|
to form part of a Slavonian state. In Eastern Germany itself there
|
|
is a large Slavonic population: Bohemia is principally Slavonic,
|
|
Silesia and other districts partially so. The most united country in
|
|
Europe, France, is far from being homogeneous: independently of the
|
|
fragments of foreign nationalities at its remote extremities, it
|
|
consists, as language and history prove, of two portions, one occupied
|
|
almost exclusively by a Gallo-Roman population, while in the other the
|
|
Frankish, Burgundian, and other Teutonic races form a considerable
|
|
ingredient.
|
|
|
|
When proper allowance has been made for geographical exigencies,
|
|
another more purely moral and social consideration offers itself.
|
|
Experience proves that it is possible for one nationality to merge and
|
|
be absorbed in another: and when it was originally an inferior and
|
|
more backward portion of the human race the absorption is greatly to
|
|
its advantage. Nobody can suppose that it is not more beneficial to
|
|
a Breton, or a Basque of French Navarre, to be brought into the
|
|
current of the ideas and feelings of a highly civilised and cultivated
|
|
people- to be a member of the French nationality, admitted on equal
|
|
terms to all the privileges of French citizenship, sharing the
|
|
advantages of French protection, and the dignity and prestige of
|
|
French power- than to sulk on his own rocks, the half-savage relic of
|
|
past times, revolving in his own little mental orbit, without
|
|
participation or interest in the general movement of the world. The
|
|
same remark applies to the Welshman or the Scottish Highlander as
|
|
members of the British nation.
|
|
|
|
Whatever really tends to the admixture of nationalities, and the
|
|
blending of their attributes and peculiarities in a common union, is a
|
|
benefit to the human race. Not by extinguishing types, of which, in
|
|
these cases, sufficient examples are sure to remain, but by
|
|
softening their extreme forms, and filling up the intervals between
|
|
them. The united people, like a crossed breed of animals (but in a
|
|
still greater degree, because the influences in operation are moral as
|
|
well as physical), inherits the special aptitudes and excellences of
|
|
all its progenitors, protected by the admixture from being exaggerated
|
|
into the neighbouring vices. But to render this admixture possible,
|
|
there must be peculiar conditions. The combinations of circumstances
|
|
which occur, and which effect the result, are various.
|
|
|
|
The nationalities brought together under the same government may
|
|
be about equal in numbers and strength, or they may be very unequal.
|
|
If unequal, the least numerous of the two may either be the superior
|
|
in civilisation, or the inferior. Supposing it to be superior, it
|
|
may either, through that superiority, be able to acquire ascendancy
|
|
over the other, or it may be overcome by brute strength and reduced to
|
|
subjection. This last is a sheer mischief to the human race, and one
|
|
which civilised humanity with one accord should rise in arms to
|
|
prevent. The absorption of Greece by Macedonia was one of the greatest
|
|
misfortunes which ever happened to the world: that of any of the
|
|
principal countries of Europe by Russia would be a similar one.
|
|
|
|
If the smaller nationality, supposed to be the more advanced in
|
|
improvement, is able to overcome the greater, as the Macedonians,
|
|
reinforced by the Greeks, did Asia, and the English India, there is
|
|
often a gain to civilisation: but the conquerors and the conquered
|
|
cannot in this case live together under the same free institutions.
|
|
The absorption of the conquerors in the less advanced people would
|
|
be an evil: these, must be governed as subjects, and the state of
|
|
things is either a benefit or a misfortune, according as the
|
|
subjugated people have or have not reached the state in which it is an
|
|
injury not to be under a free government, and according as the
|
|
conquerors do or do not use their superiority in a manner calculated
|
|
to fit the conquered for a higher stage of improvement. This topic
|
|
will be particularly treated of in a subsequent chapter.
|
|
|
|
When the nationality which succeeds in overpowering the other is
|
|
both the most numerous and the most improved; and especially if the
|
|
subdued nationality is small, and has no hope of reasserting its
|
|
independence; then, if it is governed with any tolerable justice,
|
|
and if the members of the more powerful nationality are not made
|
|
odious by being invested with exclusive privileges, the smaller
|
|
nationality is gradually reconciled to its position, and becomes
|
|
amalgamated with the larger. No Bas-Breton, nor even any Alsatian, has
|
|
the smallest wish at the present day to be separated from France. If
|
|
all Irishmen have not yet arrived at the same disposition towards
|
|
England, it is partly because they are sufficiently numerous to be
|
|
capable of constituting a respectable nationality by themselves; but
|
|
principally because, until of late years, they had been so atrociously
|
|
governed, that all their best feelings combined with their bad ones in
|
|
rousing bitter resentment against the Saxon rule. This disgrace to
|
|
England, and calamity to the whole empire, has, it may be truly
|
|
said, completely ceased for nearly a generation. No Irishman is now
|
|
less free than an Anglo-Saxon, nor has a less share of every benefit
|
|
either to his country or to his individual fortunes than if he were
|
|
sprung from any other portion of the British dominions. The only
|
|
remaining real grievance of Ireland, that of the State Church, is
|
|
one which half, or nearly half, the people of the larger island have
|
|
in common with them. There is now next to nothing, except the memory
|
|
of the past, and the difference in the predominant religion, to keep
|
|
apart two races, perhaps the most fitted of any two in the world to be
|
|
the completing counterpart of one another. The consciousness of
|
|
being at last treated not only with equal justice but with equal
|
|
consideration is making such rapid way in the Irish nation as to be
|
|
wearing off all feelings that could make them insensible to the
|
|
benefits which the less numerous and less wealthy people must
|
|
necessarily derive from being fellow-citizens instead of foreigners to
|
|
those who are not only their nearest neighbours, but the wealthiest,
|
|
and one of the freest, as well as most civilised and powerful, nations
|
|
of the earth.
|
|
|
|
The cases in which the greatest practical obstacles exist to the
|
|
blending of nationalities are when the nationalities which have been
|
|
bound together are nearly equal in numbers and in the other elements
|
|
of power. In such cases, each, confiding in its strength, and
|
|
feeling itself capable of maintaining an equal struggle with any of
|
|
the others, is unwilling to be merged in it: each cultivates with
|
|
party obstinacy its distinctive peculiarities; obsolete customs, and
|
|
even declining languages, are revived to deepen the separation; each
|
|
deems itself tyrannised over if any authority is exercised within
|
|
itself by functionaries of a rival race; and whatever is given to
|
|
one of the conflicting nationalities is considered to be taken from
|
|
all the rest. When nations, thus divided, are under a despotic
|
|
government which is a stranger to all of them, or which, though sprung
|
|
from one, yet feeling greater interest in its own power than in any
|
|
sympathies of nationality, assigns no privilege to either nation,
|
|
and chooses its instruments indifferently from all; in the course of a
|
|
few generations, identity of situation often produces harmony of
|
|
feeling, and the different races come to feel towards each other as
|
|
fellow-countrymen; particularly if they are dispersed over the same
|
|
tract of country. But if the era of aspiration to free government
|
|
arrives before this fusion has been effected, the opportunity has gone
|
|
by for effecting it. From that time, if the unreconciled nationalities
|
|
are geographically separate, and especially if their local position is
|
|
such that there is no natural fitness or convenience in their being
|
|
under the same government (as in the case of an Italian province under
|
|
a French or German yoke), there is not only an obvious propriety, but,
|
|
if either freedom or concord is cared for, a necessity, for breaking
|
|
the connection altogether. There may be cases in which the
|
|
provinces, after separation, might usefully remain united by a federal
|
|
tie: but it generally happens that if they are willing to forego
|
|
complete independence, and become members of a federation, each of
|
|
them has other neighbours with whom it would prefer to connect itself,
|
|
having more sympathies in common, if not also greater community of
|
|
interest.
|
|
|
|
Chapter 17
|
|
|
|
Of Federal Representative Governments.
|
|
|
|
PORTIONS OF mankind who are not fitted, or not disposed, to live
|
|
under the same internal government, may often with advantage be
|
|
federally united as to their relations with foreigners: both to
|
|
prevent wars among themselves, and for the sake of more effectual
|
|
protection against the aggression of powerful States.
|
|
|
|
To render a federation advisable, several conditions are
|
|
necessary. The first is, that there should be a sufficient amount of
|
|
mutual sympathy among the populations. The federation binds them
|
|
always to fight on the same side; and if they have such feelings
|
|
towards one another, or such diversity of feeling towards their
|
|
neighbours, that they would generally prefer to fight on opposite
|
|
sides, the federal tie is neither likely to be of long duration, not
|
|
to be well observed while it subsists. The sympathies available for
|
|
the purpose are those of race, language, religion, and, above all,
|
|
of political institutions, as conducing most to a feeling of
|
|
identity of political interest. When a few free states, separately
|
|
insufficient for their own defence, are hemmed in on all sides by
|
|
military or feudal monarchs, who hate and despise freedom even in a
|
|
neighbour, those states have no chance for preserving liberty and
|
|
its blessings but by a federal union. The common interest arising from
|
|
this cause has in Switzerland, for several centuries, been found
|
|
adequate to maintain efficiently the federal bond, in spite not only
|
|
of difference of religion when religion was the grand source of
|
|
irreconcilable political enmity throughout Europe, but also in spite
|
|
of great weakness in the constitution of the federation itself. In
|
|
America, where all the conditions for the maintenance of union existed
|
|
at the highest point, with the sole drawback of difference of
|
|
institutions in the single but most important article of Slavery, this
|
|
one difference has gone so far in alienating from each other's
|
|
sympathies the two divisions of the Union, that the maintenance or
|
|
disruption of a tie of so much value to them both depends on the issue
|
|
of an obstinate civil war.
|
|
|
|
A second condition of the stability of a federal government is
|
|
that the separate states be not so powerful as to be able to rely, for
|
|
protection against foreign encroachment, on their individual strength.
|
|
If they are, they will be apt to think that they do not gain, by union
|
|
with others, the equivalent of what they sacrifice in their own
|
|
liberty of action; and consequently, whenever the policy of the
|
|
Confederation, in things reserved to its cognisance, is different from
|
|
that which any one of its members would separately pursue, the
|
|
internal and sectional breach will, through absence of sufficient
|
|
anxiety to preserve the union, be in danger of going so far as to
|
|
dissolve it.
|
|
|
|
A third condition, not less important than the two others, is that
|
|
there be not a very marked inequality of strength among the several
|
|
contracting states. They cannot, indeed, be exactly equal in
|
|
resources: in all federations there will be a gradation of power among
|
|
the members; some will be more populous, rich, and civilised than
|
|
others. There is a wide difference in wealth and population between
|
|
New York and Rhode Island; between Bern and Zug or Glaris. The
|
|
essential is, that there should not be any one State so much more
|
|
powerful than the rest as to be capable of vying in strength with many
|
|
of them combined. If there be such a one, and only one, it will insist
|
|
on being master of the joint deliberations: if there be two, they will
|
|
be irresistible when they agree; and whenever they differ everything
|
|
will be decided by a struggle for ascendancy between the rivals.
|
|
This cause is alone enough to reduce the German Bund to almost a
|
|
nullity, independently of its wretched internal constitution. It
|
|
effects none of the real purposes of a confederation. It has never
|
|
bestowed on Germany a uniform system of customs, nor so much as a
|
|
uniform coinage; and has served only to give Austria and Prussia a
|
|
legal right of pouring in their troops to assist the local
|
|
sovereigns in keeping their subjects obedient to despotism: while in
|
|
regard to external concerns, the Bund would make all Germany a
|
|
dependency of Prussia if there were no Austria, and of Austria if
|
|
there were no Prussia: and in the meantime each petty prince has
|
|
little choice but to be a partisan of one or the other, or to intrigue
|
|
with foreign governments against both.
|
|
|
|
There are two different modes of organising a Federal Union. The
|
|
federal authorities may represent the Governments solely, and their
|
|
acts may be obligatory only on the Governments as such; or they may
|
|
have the power of enacting laws and issuing orders which are binding
|
|
directly on individual citizens. The former is the plan of the
|
|
German so-called Confederation, and of the Swiss Constitution previous
|
|
to 1847. It was tried in America for a few years immediately following
|
|
the War of Independence. The other principle is that of the existing
|
|
Constitution of the United States, and has been adopted within the
|
|
last dozen years by the Swiss Confederacy. The Federal Congress of the
|
|
American Union is a substantive part of the government of every
|
|
individual State. Within the limits of its attributions, it makes laws
|
|
which are obeyed by every citizen individually, executes them
|
|
through its own officers, and enforces them by its own tribunals. This
|
|
is the only principle which has been found, or which is ever likely,
|
|
to produce an effective federal government. A union between the
|
|
governments only is a mere alliance, and subject to all the
|
|
contingencies which render alliances precarious. If the acts of the
|
|
President and of Congress were binding solely on the Governments of
|
|
New York, Virginia, or Pennsylvania, and could only be carried into
|
|
effect through orders issued by those Governments to officers
|
|
appointed by them, under responsibility to their own courts of justice
|
|
no mandates of the Federal Government which were disagreeable to a
|
|
local majority would ever be executed. Requisitions issued to a
|
|
government have no other sanction, or means of enforcement, than
|
|
war: and a federal army would have to be always in readiness to
|
|
enforce the decrees of the Federation against any recalcitrant
|
|
State; subject to the probability that other States, sympathising with
|
|
the recusant, and perhaps sharing its sentiments on the particular
|
|
point in dispute, would withhold their contingents, if not send them
|
|
to fight in the ranks of the disobedient State.
|
|
|
|
Such a federation is more likely to be a cause than a preventive
|
|
of internal wars: and if such was not its effect in Switzerland
|
|
until the events of the years immediately preceding 1847, it was
|
|
only because the Federal Government felt its weakness so strongly that
|
|
it hardly ever attempted to exercise any real authority. In America,
|
|
the experiment of a Federation on this principle broke down in the
|
|
first few years of its existence; happily while the men of enlarged
|
|
knowledge and acquired ascendancy, who founded the independence of the
|
|
Republic, were still alive to guide it through the difficult
|
|
transition. The Federalist, a collection of papers by three of these
|
|
eminent men, written in explanation and defence of the new Federal
|
|
Constitution while still awaiting the national acceptance, is even now
|
|
the most instructive treatise we possess on federal government.*
|
|
|
|
* Mr. Freeman's History of Federal Governments, of which only the
|
|
first volume has yet appeared, is already an accession to the
|
|
literature of the subject, equally valuable by its enlightened
|
|
principles and its mastery of historical details.
|
|
|
|
In Germany, the more imperfect kind of federation, as all know,
|
|
has not even answered the purpose of maintaining an alliance. It has
|
|
never, in any European war, prevented single members of the
|
|
Confederation from allying themselves with foreign powers against
|
|
the rest. Yet this is the only federation which seems possible among
|
|
monarchical states. A king, who holds his power by inheritance, not by
|
|
delegation, and who cannot be deprived of it, nor made responsible
|
|
to any one for its use, is not likely to renounce having a separate
|
|
army, or to brook the exercise of sovereign authority over his own
|
|
subjects, not through him but directly, by another power. To enable
|
|
two or more countries under kingly government to be joined together in
|
|
an effectual confederation it seems necessary that they should all
|
|
be under the same king. England and Scotland were a federation of this
|
|
description during the interval of about a century between the union
|
|
of the Crowns and that of the Parliaments. Even this was effective,
|
|
not through federal institutions, for none existed, but because the
|
|
regal power in both Constitutions was during the greater part of
|
|
that time so nearly absolute as to enable the foreign policy of both
|
|
to be shaped according to a single will.
|
|
|
|
Under the more perfect mode of federation, where every citizen of
|
|
each particular State owes obedience to two Governments, that of his
|
|
own state and that of the federation, it is evidently necessary not
|
|
only that the constitutional limits of the authority of each should be
|
|
precisely and clearly defined, but that the power to decide between
|
|
them in any case of dispute should not reside in either of the
|
|
Governments, or in any functionary subject to it, but in an umpire
|
|
independent of both. There must be a Supreme Court of justice, and a
|
|
system of subordinate Courts in every State of the Union, before
|
|
whom such questions shall be carried, and whose judgment on them, in
|
|
the last stage of appeal, shall be final. Every State of the Union,
|
|
and the Federal Government itself, as well as every functionary of
|
|
each, must be liable to be sued in those Courts for exceeding their
|
|
powers, or for non-performance of their federal duties, and must in
|
|
general be obliged to employ those Courts as the instrument for
|
|
enforcing their federal rights. This involves the remarkable
|
|
consequence, actually realised in the United States, that a Court of
|
|
justice, the highest federal tribunal, is supreme over the various
|
|
Governments, both State and Federal; having the right to declare
|
|
that any law made, or act done by them, exceeds the powers assigned to
|
|
them by the Federal Constitution, and, in consequence, has no legal
|
|
validity. It was natural to feel strong doubts, before trial had
|
|
been made, how such a provision would work; whether the tribunal would
|
|
have the courage to exercise its constitutional power; if it did,
|
|
whether it would exercise it wisely and whether the Governments
|
|
would consent to submit peaceably to its decision. The discussions
|
|
on the American Constitution, before its final adoption, give evidence
|
|
that these natural apprehensions were strongly felt; but they are
|
|
now entirely quieted, since, during the two generations and more which
|
|
have subsequently elapsed, nothing has occurred to verify them, though
|
|
there have at times been disputes of considerable acrimony, and
|
|
which became the badges of parties, respecting the limits of the
|
|
authority of the Federal and State Governments.
|
|
|
|
The eminently beneficial working of so singular a provision is
|
|
probably, as M. de Tocqueville remarks, in a great measure
|
|
attributable to the peculiarity inherent in a Court of justice
|
|
acting as such- namely, that it does not declare the law eo nomine
|
|
and in the abstract, but waits until a case between man and man is
|
|
brought before it judicially involving the point in dispute: from
|
|
which arises the happy effect that its declarations are not made in
|
|
a very early stage of the controversy; that much popular discussion
|
|
usually precedes them; that the Court decides after hearing the
|
|
point fully argued on both sides by lawyers of reputation; decides
|
|
only as much of the question at a time as is required by the case
|
|
before it, and its decision, instead of being volunteered for
|
|
political purposes, is drawn from it by the duty which it cannot
|
|
refuse to fulfil, of dispensing justice impartially between adverse
|
|
litigants. Even these grounds of confidence would not have sufficed to
|
|
produce the respectful submission with which all authorities have
|
|
yielded to the decisions of the Supreme Court on the interpretation of
|
|
the Constitution, were it not that complete reliance has been felt,
|
|
not only on the intellectual pre-eminence of the judges composing that
|
|
exalted tribunal, but on their entire superiority over either
|
|
private or sectional partialities. This reliance has been in the
|
|
main justified; but there is nothing which more vitally imports the
|
|
American people than to guard with the most watchful solicitude
|
|
against everything which has the remotest tendency to produce
|
|
deterioration in the quality of this great national institution. The
|
|
confidence on which depends the stability of federal institutions
|
|
was for the first time impaired by the judgment declaring slavery to
|
|
be of common right, and consequently lawful in the Territories while
|
|
not yet constituted as States, even against the will of a majority
|
|
of their inhabitants. This memorable decision has probably done more
|
|
than anything else to bring the sectional division to the crisis which
|
|
has issued in civil war. The main pillar of the American
|
|
Constitution is scarcely strong enough to bear many more such shocks.
|
|
|
|
The tribunals which act as umpires between the Federal and the State
|
|
Governments naturally also decide all disputes between two States,
|
|
or between a citizen of one State and the government of another. The
|
|
usual remedies between nations, war and diplomacy, being precluded
|
|
by the federal union, it is necessary that a judicial remedy should
|
|
supply their place. The Supreme Court of the Federation dispenses
|
|
international law, and is the first great example of what is now one
|
|
of the most prominent wants of civilised society, a real International
|
|
Tribunal.
|
|
|
|
The powers of a Federal Government naturally extend not only to
|
|
peace and war, and all questions which arise between the country and
|
|
foreign governments, but to making any other arrangements which are,
|
|
in the opinion of the States, necessary to their enjoyment of the full
|
|
benefits of union. For example, it is a great advantage to them that
|
|
their mutual commerce should be free, without the impediment of
|
|
frontier duties and custom-houses. But this internal freedom cannot
|
|
exist if each State has the power of fixing the duties on
|
|
interchange of commodities between itself and foreign countries; since
|
|
every foreign product let in by one State would be let into all the
|
|
rest. And hence all custom duties and trade regulations, in the United
|
|
States, are made or repealed by the Federal Government exclusively.
|
|
Again, it is a great convenience to the States to have but one
|
|
coinage, and but one system of weights and measures; which can only be
|
|
ensured if the regulation of these matters is entrusted to the Federal
|
|
Government. The certainty and celerity of Post Office communication is
|
|
impeded, and its expense increased, if a letter has to pass through
|
|
half a dozen sets of public offices, subject to different supreme
|
|
authorities: it is convenient, therefore, that all Post Offices should
|
|
be under the Federal Government. But on such questions the feelings of
|
|
different communities are liable to be different. One of the
|
|
American States, under the guidance of a man who has displayed
|
|
powers as a speculative political thinker superior to any who has
|
|
appeared in American politics since the authors of the Federalist,*
|
|
claimed a veto for each State on the custom laws of the Federal
|
|
Congress: and that statesman, in a posthumous work of great ability,
|
|
which has been printed and widely circulated by the legislature of
|
|
South Carolina, vindicated this pretension on the general principle of
|
|
limiting the tyranny of the majority, and protecting minorities by
|
|
admitting them to a substantial participation in political power.
|
|
One of the most disputed topics in American politics, during the early
|
|
part of this century, was whether the power of the Federal
|
|
Government ought to extend, and whether by the Constitution it did
|
|
extend, to making roads and canals at the cost of the Union. It is
|
|
only in transactions with foreign powers that the authority of the
|
|
Federal Government is of necessity complete. On every other subject,
|
|
the question depends on how closely the people in general wish to draw
|
|
the federal tie; what portion of their local freedom of action they
|
|
are willing to surrender, in order to enjoy more fully the benefit
|
|
of being one nation.
|
|
|
|
* Mr. Calhoun.
|
|
|
|
Respecting the fitting constitution of a federal government within
|
|
itself much need not be said. It of course consists of a legislative
|
|
branch and an executive, and the constitution of each is amenable to
|
|
the same principles as that of representative governments generally.
|
|
As regards the mode of adapting these general principles to a
|
|
federal government, the provision of the American Constitution seems
|
|
exceedingly judicious, that Congress should consist of two Houses, and
|
|
that while one of them is constituted according to population, each
|
|
State being entitled to representatives in the ratio of the number
|
|
of its inhabitants, the other should represent not the citizens, but
|
|
the State Governments, and every State, whether large or small, should
|
|
be represented in it by the same number of members. This provision
|
|
precludes any undue power from being exercised by the more powerful
|
|
States over the rest, and guarantees the reserved rights of the
|
|
State Governments, by making it impossible, as far as the mode of
|
|
representation can prevent, that any measure should pass Congress
|
|
unless approved not only by a majority of the citizens, but by a
|
|
majority of the States. I have before adverted to the further
|
|
incidental advantage obtained of raising the standard of
|
|
qualifications in one of the Houses. Being nominated by select bodies,
|
|
the Legislatures of the various States, whose choice, for reasons
|
|
already indicated, is more likely to fall on eminent men than any
|
|
popular election- who have not only the power of electing such, but a
|
|
strong motive to do so, because the influence of their State in the
|
|
general deliberations must be materially affected by the personal
|
|
weight and abilities of its representatives; the Senate of the
|
|
United States, thus chosen, has always contained nearly all the
|
|
political men of established and high reputation in the Union: while
|
|
the Lower House of Congress has, in the opinion of competent
|
|
observers, been generally as remarkable for the absence of conspicuous
|
|
personal merit as the Upper House for its presence.
|
|
|
|
When the conditions exist for the formation of efficient and durable
|
|
Federal Unions, the multiplication of them is always a benefit to
|
|
the world. It has the same salutary effect as any other extension of
|
|
the practice of co-operation, through which the weak, by uniting,
|
|
can meet on equal terms with the strong. By diminishing the number
|
|
of those petty states which are not equal to their own defence, it
|
|
weakens the temptations to an aggressive policy, whether working
|
|
directly by arms, or through the prestige of superior power. It of
|
|
course puts an end to war and diplomatic quarrels, and usually also to
|
|
restrictions on commerce, between the States composing the Union;
|
|
while, in reference to neighbouring nations, the increased military
|
|
strength conferred by it is of a kind to be almost exclusively
|
|
available for defensive, scarcely at all for aggressive, purposes. A
|
|
federal government has not a sufficiently concentrated authority to
|
|
conduct with much efficiency any war but one of self-defence, in which
|
|
it can rely on the voluntary co-operation of every citizen: nor is
|
|
there anything very flattering to national vanity or ambition in
|
|
acquiring, by a successful war, not subjects, nor even
|
|
fellow-citizens, but only new, and perhaps troublesome, independent
|
|
members of the confederation. The warlike proceedings of the Americans
|
|
in Mexico were purely exceptional, having been carried on
|
|
principally by volunteers, under the influence of the migratory
|
|
propensity which prompts individual Americans to possess themselves of
|
|
unoccupied land; and stimulated, if by any public motive, not by
|
|
that of national aggrandisement, but by the purely sectional purpose
|
|
of extending slavery. There are few signs in the proceedings of
|
|
Americans, nationally or individually, that the desire of
|
|
territorial acquisition for their country as such has any considerable
|
|
power over them. Their hankering after Cuba is, in the same manner,
|
|
merely sectional, and the northern States, those opposed to slavery,
|
|
have never in any way favoured it.
|
|
|
|
The question may present itself (as in Italy at its present
|
|
uprising) whether a country, which is determined to be united,
|
|
should form a complete or a merely federal union. The point is
|
|
sometimes necessarily decided by the mere territorial magnitude of the
|
|
united whole. There is a limit to the extent of country which can
|
|
advantageously be governed, or even whose government can be
|
|
conveniently superintended, from a single centre. There are vast
|
|
countries so governed; but they, or at least their distant
|
|
provinces, are in general deplorably ill administered, and it is
|
|
only when the inhabitants are almost savages that they could not
|
|
manage their affairs better separately. This obstacle does not exist
|
|
in the case of Italy, the size of which does not come up to that of
|
|
several very efficiently governed single states in past and present
|
|
times. The question then is whether the different parts of the
|
|
nation require to be governed in a way so essentially different that
|
|
it is not probable the same Legislature, and the same ministry or
|
|
administrative body, will give satisfaction to them all. Unless this
|
|
be the case, which is a question of fact, it is better for them to
|
|
be completely united. That a totally different system of laws, and
|
|
very different administrative institutions, may exist in two
|
|
portions of a country without being any obstacle to legislative
|
|
unity is proved by the case of England and Scotland. Perhaps, however,
|
|
this undisturbed co-existence of two legal systems, under one united
|
|
legislature, making different laws for the two sections of the country
|
|
in adaptation to the previous differences, might not be so well
|
|
preserved, or the same confidence might not be felt in its
|
|
preservation, in a country whose legislators were more possessed (as
|
|
is apt to be the case on the Continent) with the mania for uniformity.
|
|
A people having that unbounded toleration which is characteristic of
|
|
this country for every description of anomaly, so long as those
|
|
whose interests it concerns do not feel aggrieved by it, afforded an
|
|
exceptionally advantageous field for trying this difficult experiment.
|
|
In most countries, if it was an object to retain different systems
|
|
of law, it might probably be necessary to retain distinct legislatures
|
|
as guardians of them; which is perfectly compatible with a national
|
|
Parliament and King, or a national Parliament without a King,
|
|
supreme over the external relations of all the members of the body.
|
|
|
|
Whenever it is not deemed necessary to maintain permanently, in
|
|
the different provinces, different systems of jurisprudence, and
|
|
fundamental institutions grounded on different principles, it is
|
|
always practicable to reconcile minor diversities with the maintenance
|
|
of unity of government. All that is needful is to give a
|
|
sufficiently large sphere of action to the local authorities. Under
|
|
one and the same central government there may be local governors,
|
|
and provincial assemblies for local purposes. It may happen, for
|
|
instance, that the people of different provinces may have
|
|
preferences in favour of different modes of taxation. If the general
|
|
legislature could not be depended on for being guided by the members
|
|
for each province in modifying the general system of taxation to
|
|
suit that province, the Constitution might provide that as many of the
|
|
expenses of the government as could by any possibility be made local
|
|
should be defrayed by local rates imposed by the provincial
|
|
assemblies, and that those which must of necessity be general, such as
|
|
the support of an army and navy, should, in the estimates for the
|
|
year, be apportioned among the different provinces according to some
|
|
general estimate of their resources, the amount assigned to each being
|
|
levied by the local assembly on the principles most acceptable to
|
|
the locality, and paid en bloc into the national treasury. A
|
|
practice approaching to this existed even in the old French
|
|
monarchy, so far as regarded the pays d'etats; each of which, having
|
|
consented or been required to furnish a fixed sum, was left to
|
|
assess it upon the inhabitants by its own officers, thus escaping
|
|
the grinding despotism of the royal intendants and subdelegues; and
|
|
this privilege is always mentioned as one of the advantages which
|
|
mainly contributed to render them, as some of them were, the most
|
|
flourishing provinces of France.
|
|
|
|
Identity of central government is compatible with many different
|
|
degrees of centralisation, not only administrative, but even
|
|
legislative. A people may have the desire, and the capacity, for a
|
|
closer union than one merely federal, while yet their local
|
|
peculiarities and antecedents render considerable diversities
|
|
desirable in the details of their government. But if there is a real
|
|
desire on all hands to make the experiment successful, there needs
|
|
seldom be any difficulty in not only preserving these diversities, but
|
|
giving them the guarantee of a constitutional provision against any
|
|
attempt at assimilation, except by the voluntary act of those who
|
|
would be affected by the change.
|
|
|
|
Chapter 18
|
|
|
|
Of the Government of Dependencies by a Free State.
|
|
|
|
FREE STATES, like all others, may possess dependencies, acquired
|
|
either by conquest or by colonisation; and our own is the greatest
|
|
instance of the kind in modern history. It is a most important
|
|
question how such dependencies ought to be governed.
|
|
|
|
It is unnecessary to discuss the case of small posts, like
|
|
Gibraltar, Aden, or Heligoland, which are held only as naval or
|
|
military positions. The military or naval object is in this case
|
|
paramount, and the inhabitants cannot, consistently with it, be
|
|
admitted to the government of the place; though they ought to be
|
|
allowed all liberties and privileges compatible with that restriction,
|
|
including the free management of municipal affairs; and as a
|
|
compensation for being locally sacrificed to the convenience of the
|
|
governing State, should be admitted to equal rights with its native
|
|
subjects in all other parts of the empire.
|
|
|
|
Outlying territories of some size and population, which are held
|
|
as dependencies, that is, which are subject, more or less, to acts
|
|
of sovereign power on the part of the paramount country, without being
|
|
equally represented (if represented at all) in its legislature, may be
|
|
divided into two classes. Some are composed of people of similar
|
|
civilisation to the ruling country, capable of, and ripe for,
|
|
representative government: such as the British possessions in
|
|
America and Australia. Others, like India, are still at a great
|
|
distance from that state.
|
|
|
|
In the case of dependencies of the former class, this country has at
|
|
length realised, in rare completeness, the true principle of
|
|
government. England has always felt under a certain degree of
|
|
obligation to bestow on such of her outlying populations as were of
|
|
her own blood and language, and on some who were not, representative
|
|
institutions formed in imitation of her own: but until the present
|
|
generation, she has been on the same bad level with other countries as
|
|
to the amount of self-government which she allowed them to exercise
|
|
through the representative institutions that she conceded to them. She
|
|
claimed to be the supreme arbiter even of their purely internal
|
|
concerns, according to her own, not their, ideas of how those concerns
|
|
could be best regulated. This practice was a natural corollary from
|
|
the vicious theory of colonial policy- once common to all Europe, and
|
|
not yet completely relinquished by any other people- which regarded
|
|
colonies as valuable by affording markets for our commodities, that
|
|
could be kept entirely to ourselves: a privilege we valued so highly
|
|
that we thought it worth purchasing by allowing to the colonies the
|
|
same monopoly of our market for their own productions which we claimed
|
|
for our commodities in theirs. This notable plan for enriching them
|
|
and ourselves, by making each pay enormous sums to the other, dropping
|
|
the greatest part by the way, has been for some time abandoned. But
|
|
the bad habit of meddling in the internal government of the colonies
|
|
did not at once terminate when we relinquished the idea of making
|
|
any profit by it. We continued to torment them, not for any benefit to
|
|
ourselves, but for that of a section or faction among the colonists:
|
|
and this persistence in domineering cost us a Canadian rebellion
|
|
before we had the happy thought of giving it up. England was like an
|
|
ill-brought-up elder brother, who persists in tyrannising over the
|
|
younger ones from mere habit, till one of them, by a spirited
|
|
resistance, though with unequal strength, gives him notice to
|
|
desist. We were wise enough not to require a second warning. A new era
|
|
in the colonial policy of nations began with Lord Durham's Report; the
|
|
imperishable memorial of that nobleman's courage, patriotism, and
|
|
enlightened liberality, and of the intellect and practical sagacity of
|
|
its joint authors, Mr. Wakefield and the lamented Charles Buller.*
|
|
|
|
* I am speaking here of the adoption of this improved policy, not,
|
|
of course, of its original suggestion. The honour of having been its
|
|
earliest champion belongs unquestionably to Mr. Roebuck.
|
|
|
|
It is now a fixed principle of the policy of Great Britain,
|
|
professed in theory and faithfully adhered to in practice, that her
|
|
colonies of European race, equally with the parent country, possess
|
|
the fullest measure of internal self-government. They have been
|
|
allowed to make their own free representative constitutions by
|
|
altering in any manner they thought fit the already very popular
|
|
constitutions which we had given them. Each is governed by its own
|
|
legislature and executive, constituted on highly democratic
|
|
principles. The veto of the Crown and of Parliament, though
|
|
nominally reserved, is only exercised (and that very rarely) on
|
|
questions which concern the empire, and not solely the particular
|
|
colony. How liberal a construction has been given to the distinction
|
|
between imperial and colonial questions is shown by the fact that
|
|
the whole of the unappropriated lands in the regions behind our
|
|
American and Australian colonies have been given up to the
|
|
uncontrolled disposal of the colonial communities; though they
|
|
might, without injustice, have been kept in the hands of the
|
|
Imperial Government, to be administered for the greatest advantage
|
|
of future emigrants from all parts of the empire. Every colony has
|
|
thus as full power over its own affairs as it could have if it were
|
|
a member of even the loosest federation; and much fuller than would
|
|
belong to it under the Constitution of the United States, being free
|
|
even to tax at its pleasure the commodities imported from the mother
|
|
country. Their union with Great Britain is the slightest kind of
|
|
federal union; but not a strictly equal federation, the mother country
|
|
retaining to itself the powers of a Federal Government, though reduced
|
|
in practice to their very narrowest limits. This inequality is, of
|
|
course, as far as it goes, a disadvantage to the dependencies, which
|
|
have no voice in foreign policy, but are bound by the decisions of the
|
|
superior country. They are compelled to join England in war, without
|
|
being in any way consulted previous to engaging in it.
|
|
|
|
Those (now happily not a few) who think that justice is as binding
|
|
on communities as it is on individuals, and that men are not warranted
|
|
in doing to other countries, for the supposed benefit of their own
|
|
country, what they would not be justified in doing to other men for
|
|
their own benefit- feel even this limited amount of constitutional
|
|
subordination on the part of the colonies to be a violation of
|
|
principle, and have often occupied themselves in looking out for means
|
|
by which it may be avoided. With this view it has been proposed by
|
|
some that the colonies should return representatives to the British
|
|
legislature; and by others, that the powers of our own, as well as
|
|
of their Parliaments, should be confined to internal policy, and
|
|
that there should be another representative body for foreign and
|
|
imperial concerns, in which last the dependencies of Great Britain
|
|
should be represented in the same manner, and with the same
|
|
completeness, as Great Britain itself. On this system there would be
|
|
perfectly equal federation between the mother country and her
|
|
colonies, then no longer dependencies.
|
|
|
|
The feelings of equity, and conceptions of public morality, from
|
|
which these suggestions emanate, are worthy of all praise; but the
|
|
suggestions themselves are so inconsistent with rational principles of
|
|
government that it is doubtful if they have been seriously accepted as
|
|
a possibility by any reasonable thinker. Countries separated by half
|
|
the globe do not present the natural conditions for being under one
|
|
government, or even members of one federation. If they had
|
|
sufficiently the same interests, they have not, and never can have,
|
|
a sufficient habit of taking counsel together. They are not part of
|
|
the same public; they do not discuss and deliberate in the same arena,
|
|
but apart, and have only a most imperfect knowledge of what passes
|
|
in the minds of one another. They neither know each other's objects,
|
|
nor have confidence in each other's principles of conduct. Let any
|
|
Englishman ask himself how he should like his destinies to depend on
|
|
an assembly of which one-third was British American, and another third
|
|
South African and Australian. Yet to this it must come if there were
|
|
anything like fair or equal representation; and would not every one
|
|
feel that the representatives of Canada and Australia, even in matters
|
|
of an imperial character, could not know, or feel any sufficient
|
|
concern for, the interests, opinions, or wishes of English, Irish, and
|
|
Scotch? Even for strictly federative purposes the conditions do not
|
|
exist which we have seen to be essential to a federation. England is
|
|
sufficient for her own protection without the colonies; and would be
|
|
in a much stronger, as well as more dignified position, if separated
|
|
from them, than when reduced to be a single member of an American,
|
|
African, and Australian confederation. Over and above the commerce
|
|
which she might equally enjoy after separation, England derives little
|
|
advantage, except in prestige, from her dependencies; and the little
|
|
she does derive is quite outweighed by the expense they cost her,
|
|
and the dissemination they necessitate of her naval and military
|
|
force, which in case of war, or any real apprehension of it,
|
|
requires to be double or treble what would be needed for the defence
|
|
of this country alone.
|
|
|
|
But though Great Britain could do perfectly well without her
|
|
colonies, and though on every principle of morality and justice she
|
|
ought to consent to their separation, should the time come when, after
|
|
full trial of the best form of union, they deliberately desire to be
|
|
dissevered- there are strong reasons for maintaining the present
|
|
slight bond of connection, so long as not disagreeable to the feelings
|
|
of either party. It is a step, as far as it goes, towards universal
|
|
peace, and general friendly cooperation among nations. It renders
|
|
war impossible among a large number of otherwise independent
|
|
communities; and moreover hinders any of them from being absorbed into
|
|
a foreign state, and becoming a source of additional aggressive
|
|
strength to some rival power, either more despotic or closer at hand,
|
|
which might not always be so unambitious or so pacific as Great
|
|
Britain. It at least keeps the markets of the different countries
|
|
open to one another, and prevents that mutual exclusion by hostile
|
|
tariffs, which none of the great communities of mankind, except
|
|
England, have yet completely outgrown. And in the case of the British
|
|
possessions it has the advantage, especially valuable at the present
|
|
time, of adding to the moral influence, and weight in the councils of
|
|
the world, of the Power which, of all in existence, best understands
|
|
liberty- and whatever may have been its errors in the past, has
|
|
attained to more of conscience and moral principle in its dealings
|
|
with foreigners than any other great nation seems either to conceive
|
|
as possible or recognise as desirable. Since, then, the union can only
|
|
continue, while it does continue, on the footing of an unequal
|
|
federation, it is important to consider by what means this small
|
|
amount of inequality can be prevented from being either onerous or
|
|
humiliating to the communities occupying the less exalted position.
|
|
|
|
The only inferiority necessarily inherent in the case is that the
|
|
mother country decides, both for the colonies and for herself, on
|
|
questions of peace and war. They gain, in return, the obligation on
|
|
the mother country to repel aggressions directed against them; but,
|
|
except when the minor community is so weak that the protection of a
|
|
stronger power is indispensable to it, reciprocity of obligation is
|
|
not a full equivalent for non-admission to a voice in the
|
|
deliberations. It is essential, therefore, that in all wars, save
|
|
those which, like the Caffre or New Zealand wars, are incurred for the
|
|
sake of the particular colony, the colonists should not (without their
|
|
own voluntary request) be called on to contribute anything to the
|
|
expense, except what may be required for the specific local defence of
|
|
their ports, shores, and frontiers against invasion. Moreover, as
|
|
the mother country claims the privilege, at her sole discretion, of
|
|
taking measures or pursuing a policy which may expose them to
|
|
attack, it is just that she should undertake a considerable portion of
|
|
the cost of their military defence even in time of peace; the whole of
|
|
it, so far as it depends upon a standing army.
|
|
|
|
But there is a means, still more effectual than these, by which, and
|
|
in general by which alone, a full equivalent can be given to a smaller
|
|
community for sinking its individuality, as a substantive power
|
|
among nations, in the greater individuality of a wide and powerful
|
|
empire. This one indispensable and, at the same time, sufficient
|
|
expedient, which meets at once the demands of justice and the
|
|
growing exigencies of policy, is to open the service of Government
|
|
in all its departments, and in every part of the empire, on
|
|
perfectly equal terms, to the inhabitants of the Colonies. Why does no
|
|
one ever hear a breath of disloyalty from the Islands in the British
|
|
Channel? By race, religion, and geographical position they belong less
|
|
to England than to France. But, while they enjoy, like Canada and
|
|
New South Wales, complete control over their internal affairs and
|
|
their taxation, every office or dignity in the gift of the Crown is
|
|
freely open to the native of Guernsey or Jersey. Generals, admirals,
|
|
peers of the United Kingdom, are made, and there is nothing which
|
|
hinders prime ministers to be made, from those insignificant
|
|
islands. The same system was commenced in reference to the Colonies
|
|
generally by an enlightened Colonial Secretary, too early lost, Sir
|
|
William Molesworth, when he appointed Mr. Hinckes, a leading
|
|
Canadian politician, to a West Indian government. It is a very shallow
|
|
view of the springs of political action in a community which thinks
|
|
such things unimportant because the number of those in a position
|
|
actually to profit by the concession might not be very considerable.
|
|
That limited number would be composed precisely of those who have most
|
|
moral power over the rest: and men are not so destitute of the sense
|
|
of collective degradation as not to feel the withholding of an
|
|
advantage from even one person, because of a circumstance which they
|
|
all have in common with him, an affront to all. If we prevent the
|
|
leading men of a community from standing forth to the world as its
|
|
chiefs and representatives in the general councils of mankind, we
|
|
owe it both to their legitimate ambition, and to the just pride of the
|
|
community, to give them in return an equal chance of occupying the
|
|
same prominent position in a nation of greater power and importance.
|
|
|
|
Thus far of the dependencies whose population is in a sufficiently
|
|
advanced state to be fitted for representative government. But there
|
|
are others which have not attained that state, and which, if held at
|
|
all, must be governed by the dominant country, or by persons delegated
|
|
for that purpose by it. This mode of government is as legitimate as
|
|
any other if it is the one which in the existing state of civilisation
|
|
of the subject people most facilitates their transition to a higher
|
|
stage of improvement. There are, as we have already seen, conditions
|
|
of society in which a vigorous despotism is in itself the best mode of
|
|
government for training the people in what is specifically wanting
|
|
to render them capable of a higher civilisation. There are others,
|
|
in which the mere fact of despotism has indeed no beneficial effect,
|
|
the lessons which it teaches having already been only too completely
|
|
learnt; but in which, there being no spring of spontaneous improvement
|
|
in the people themselves, their almost only hope of making any steps
|
|
in advance depends on the chances of a good despot. Under a native
|
|
despotism, a good despot is a rare and transitory accident: but when
|
|
the dominion they are under is that of a more civilised people, that
|
|
people ought to be able to supply it constantly. The ruling country
|
|
ought to be able to do for its subjects all that could be done by a
|
|
succession of absolute monarchs, guaranteed by irresistible force
|
|
against the precariousness of tenure attendant on barbarous
|
|
despotisms, and qualified by their genius to anticipate all that
|
|
experience has taught to the more advanced nation. Such is the ideal
|
|
rule of a free people over a barbarous or semi-barbarous one. We
|
|
need not expect to see that ideal realised; but unless some approach
|
|
to it is, the rulers are guilty of a dereliction of the highest
|
|
moral trust which can devolve upon a nation: and if they do not even
|
|
'him at it, they are selfish usurpers, on a par in criminality with
|
|
any of those whose ambition and rapacity have sported from age to
|
|
age with the destiny of masses of mankind.
|
|
|
|
As it is already a common, and is rapidly tending to become the
|
|
universal, condition of the more backward populations, to be either
|
|
held in direct subjection by the more advanced, or to be under their
|
|
complete political ascendancy; there are in this age of the world
|
|
few more important problems than how to organise this rule, so as to
|
|
make it a good instead of an evil to the subject people; providing
|
|
them with the best attainable present government, and with the
|
|
conditions most favourable to future permanent improvement. But the
|
|
mode of fitting the government for this purpose is by no means so well
|
|
understood as the conditions of good government in a people capable of
|
|
governing themselves. We may even say that it is not understood at
|
|
all.
|
|
|
|
The thing appears perfectly easy to superficial observers. If
|
|
India (for example) is not fit to govern itself, all that seems to
|
|
them required is that there should be a minister to govern it: and
|
|
that this minister, like all other British ministers, should be
|
|
responsible to the British Parliament. Unfortunately this, though
|
|
the simplest mode of attempting to govern a dependency, is about the
|
|
worst; and betrays in its advocates a total want of comprehension of
|
|
the conditions of good government. To govern a country under
|
|
responsibility to the people of that country, and to govern one
|
|
country under responsibility to the people of another, are two very
|
|
different things. What makes the excellence of the first is that
|
|
freedom is preferable to despotism: but the last is despotism. The
|
|
only choice the case admits is a choice of despotisms: and it is not
|
|
certain that the despotism of twenty millions is necessarily better
|
|
than that of a few, or of one. But it is quite certain that the
|
|
despotism of those who neither hear, nor see, nor know anything
|
|
about their subjects, has many chances of being worse than that of
|
|
those who do. It is not usually thought that the immediate agents of
|
|
authority govern better because they govern in the name of an absent
|
|
master, and of one who has a thousand more pressing interests to
|
|
attend to. The master may hold them to a strict responsibility,
|
|
enforced by heavy penalties; but it is very questionable if those
|
|
penalties will often fall in the right place.
|
|
|
|
It is always under great difficulties, and very imperfectly, that
|
|
a country can be governed by foreigners; even when there is no extreme
|
|
disparity, in habits and ideas, between the rulers and the ruled.
|
|
Foreigners do not feel with the people. They cannot judge, by the
|
|
light in which a thing appears to their own minds, or the manner in
|
|
which it affects their feelings, how it will affect the feelings or
|
|
appear to the minds of the subject population. What a native of the
|
|
country, of average practical ability, knows as it were by instinct,
|
|
they have to learn slowly, and after all imperfectly, by study and
|
|
experience. The laws, the customs, the social relations, for which
|
|
they have to legislate, instead of being familiar to them from
|
|
childhood, are all strange to them. For most of their detailed
|
|
knowledge they must depend on the information of natives; and it is
|
|
difficult for them to know whom to trust. They are feared,
|
|
suspected, probably disliked by the population; seldom sought by
|
|
them except for interested purposes; and they are prone to think
|
|
that the servilely submissive are the trustworthy. Their danger is
|
|
of despising the natives; that of the natives is of disbelieving
|
|
that anything the strangers do can be intended for their good. These
|
|
are but a part of the difficulties that any rulers have to struggle
|
|
with who honestly attempt to govern well a country in which they are
|
|
foreigners. To overcome these difficulties in any degree will always
|
|
be a work of much labour, requiring a very superior degree of capacity
|
|
in the chief administrators, and a high average among the
|
|
subordinates: and the best organisation of such a government is that
|
|
which will best ensure the labour, develop the capacity, and place the
|
|
highest specimens of it in the situations of greatest trust.
|
|
Responsibility to an authority which bas gone through none of the
|
|
labour, acquired none of the capacity, and for the most part is not
|
|
even aware that either, in any peculiar degree, is required, cannot be
|
|
regarded as a very effectual expedient for accomplishing these ends.
|
|
|
|
The government of a people by itself has a meaning and a reality;
|
|
but such a thing as government of one people by another does not and
|
|
cannot exist. One people may keep another as a warren or preserve
|
|
for its own use, a place to make money in, a human cattle farm to be
|
|
worked for the profit of its own inhabitants. But if the good of the
|
|
governed is the proper business of a government, it is utterly
|
|
impossible that a people should directly attend to it. The utmost they
|
|
can do is to give some of their best men a commission to look after
|
|
it; to whom the opinion of their own country can neither be much of
|
|
a guide in the performance of their duty, nor a competent judge of the
|
|
mode in which it has been performed. Let any one consider how the
|
|
English themselves would be governed if they knew and cared no more
|
|
about their own affairs than they know and care about the affairs of
|
|
the Hindoos. Even this comparison gives no adequate idea of the
|
|
state of the case: for a people thus indifferent to politics
|
|
altogether would probably be simply acquiescent and let the government
|
|
alone: whereas in the case of India, a politically active people
|
|
like the English, amidst habitual acquiescence, are every now and then
|
|
interfering, and almost always in the wrong place. The real causes
|
|
which determine the prosperity or wretchedness, the improvement or
|
|
deterioration, of the Hindoos are too far off to be within their
|
|
ken. They have not the knowledge necessary for suspecting the
|
|
existence of those causes, much less for judging of their operation.
|
|
The most essential interests of the country may be well administered
|
|
without obtaining any of their approbation, or mismanaged to almost
|
|
any excess without attracting their notice.
|
|
|
|
The purposes for which they are principally tempted to interfere and
|
|
control the proceedings of their delegates are of two kinds. One is to
|
|
force English ideas down the throats of the natives; for instance,
|
|
by measures of proselytism, or acts intentionally or unintentionally
|
|
offensive to the religious feelings of the people. This misdirection
|
|
of opinion in the ruling country is instructively exemplified (the
|
|
more so, because nothing is meant but justice and fairness, and as
|
|
much impartiality as can be expected from persons really convinced) by
|
|
the demand now so general in England for having the Bible taught, at
|
|
the option of pupils or of their parents, in the Government schools.
|
|
From the European point of view nothing can wear a fairer aspect, or
|
|
seem less open to objection on the score of religious freedom. To
|
|
Asiatic eyes it is quite another thing. No Asiatic people ever
|
|
believes that a government puts its paid officers and official
|
|
machinery into motion unless it is bent upon an object; and when
|
|
bent on an object, no Asiatic believes that any government, except a
|
|
feeble and contemptible one, pursues it by halves. If Government
|
|
schools and schoolmasters taught Christianity, whatever pledges
|
|
might be given of teaching it only to those who spontaneously sought
|
|
it, no amount of evidence would ever persuade the parents that
|
|
improper means were not used to make their children Christians, or
|
|
at all events, outcasts from Hindooism. If they could, in the end,
|
|
be convinced of the contrary, it would only be by the entire failure
|
|
of the schools, so conducted, to make any converts. If the teaching
|
|
had the smallest effect in promoting its object it would compromise
|
|
not only the utility and even existence of the government education,
|
|
but perhaps the safety of the government itself. An English Protestant
|
|
would not be easily induced, by disclaimers of proselytism, to place
|
|
his children in a Roman Catholic seminary: Irish Catholics will not
|
|
send their children to schools in which they can be made
|
|
Protestants: and we expect that Hindoos, who believe that the
|
|
privileges of Hindooism can be forfeited by a merely physical act,
|
|
will expose theirs to the danger of being made Christians!
|
|
|
|
Such is one of the modes in which the opinion of the dominant
|
|
country tends to act more injuriously than beneficially on the conduct
|
|
of its deputed governors. In other respects, its interference is
|
|
likely to be oftenest exercised where it will be most pertinaciously
|
|
demanded, and that is on behalf of some interest of the English
|
|
settlers. English settlers have friends at home, have organs, have
|
|
access to the public; they have a common language and common ideas
|
|
with their countrymen: any complaint by an Englishman is more
|
|
sympathetically heard, even if no unjust preference is intentionally
|
|
accorded to it. Now, if there be a fact to which all experience
|
|
testifies, it is that when a country holds another in subjection,
|
|
the individuals of the ruling people who resort to the foreign country
|
|
to make their fortunes are of all others those who most need to be
|
|
held under powerful restraint. They are always one of the chief
|
|
difficulties of the government. Armed with the prestige and filled
|
|
with the scornful overbearingness of the conquering nation, they
|
|
have the feelings inspired by absolute power without its sense of
|
|
responsibility.
|
|
|
|
Among a people like that India the utmost efforts of the public
|
|
authorities are not enough for the effectual protection of the weak
|
|
against the strong; and of all the strong, the European settlers are
|
|
the strongest. Wherever the demoralising effect of the situation is
|
|
not in a most remarkable degree corrected by the personal character of
|
|
the individual, they think the people of the country mere dirt under
|
|
their feet: it seems to them monstrous that any rights of the
|
|
natives should stand in the way of their smallest pretensions: the
|
|
simplest act of protection to the inhabitants against any act of power
|
|
on their part which they may consider useful to their commercial
|
|
objects, they denounce, and sincerely regard, as an injury. So natural
|
|
is this state of feeling in a situation like theirs that even under
|
|
the discouragement which it has hitherto met with from the ruling
|
|
authorities it is impossible that more or less of the spirit should
|
|
not perpetually break out. The Government, itself free from this
|
|
spirit, is never able sufficiently to keep it down in the young and
|
|
raw even of its own civil and military officers, over whom it has so
|
|
much more control than over the independent residents.
|
|
|
|
As it is with the English in India, so, according to trustworthy
|
|
testimony, it is with the French in Algiers; so with the Americans
|
|
in the countries conquered from Mexico; so it seems to be with the
|
|
Europeans in China, and already even in Japan: there is no necessity
|
|
to recall how it was with the Spaniards in South America. In all these
|
|
cases, the government to which these private adventurers are subject
|
|
is better than they, and does the most it can to protect the natives
|
|
against them. Even the Spanish Government did this, sincerely and
|
|
earnestly, though ineffectually, as is known to every reader of Mr.
|
|
Helps' instructive history. Had the Spanish Government been directly
|
|
accountable to Spanish opinion we may question if it would have made
|
|
the attempt: for the Spaniards, doubtless, would have taken part
|
|
with their Christian friends and relations rather than with Pagans.
|
|
The settlers, not the natives, have the ear of the public at home;
|
|
it is they whose representations are likely to pass for truth, because
|
|
they alone have both the means and the motive to press them
|
|
perseveringly upon the inattentive and uninterested public mind. The
|
|
distrustful criticism with which Englishmen, more than any other
|
|
people, are in the habit of scanning the conduct of their country
|
|
towards foreigners, they usually reserve for the proceedings of the
|
|
public authorities. In all questions between a government and an
|
|
individual the presumption in every Englishman's mind is that the
|
|
government is in the wrong. And when the resident English bring the
|
|
batteries of English political action to bear upon any of the bulwarks
|
|
erected to protect the natives against their encroachments, the
|
|
executive, with their real but faint velleities of something better,
|
|
generally find it safer to their parliamentary interest, and at any
|
|
rate less troublesome, to give up the disputed position than to defend
|
|
it.
|
|
|
|
What makes matters worse is that when the public mind is invoked
|
|
(as, to its credit, the English mind is extremely open to be) in the
|
|
name of justice and philanthropy, in behalf of the subject community
|
|
or race, there is the same probability of its missing the mark. For in
|
|
the subject community also there are oppressors and oppressed;
|
|
powerful individuals or classes, and slaves prostrate before them; and
|
|
it is the former, not the latter, who have the means of access to
|
|
the English public. A tyrant or sensualist who has been deprived of
|
|
the power he had abused, and, instead of punishment, is supported in
|
|
as great wealth and splendour as he ever enjoyed; a knot of privileged
|
|
landholders, who demand that the State should relinquish to them its
|
|
reserved right to a rent from their lands, or who resent as a wrong
|
|
any attempt to protect the masses from their extortion; these have
|
|
no difficulty in procuring interested or sentimental advocacy in the
|
|
British Parliament and press. The silent myriads obtain none.
|
|
|
|
The preceding observations exemplify the operation of a
|
|
principle- which might be called an obvious one, were it not that
|
|
scarcely anybody seems to be aware of it- that, while responsibility
|
|
to the governed is the greatest of all securities for good government,
|
|
responsibility to somebody else not only has no such tendency, but
|
|
is as likely to produce evil as good. The responsibility of the
|
|
British rulers of India to the British nation is chiefly useful
|
|
because, when any acts of the government are called in question, it
|
|
ensures publicity and discussion; the utility of which does not
|
|
require that the public at large should comprehend the point at issue,
|
|
provided there are any individuals among them who do; for, a merely
|
|
moral responsibility not being responsibility to the collective
|
|
people, but to every separate person among them who forms a
|
|
judgment, opinions may be weighed as well as counted, and the
|
|
approbation or disapprobation of one person well versed in the subject
|
|
may outweigh that of thousands who know nothing about it at all. It is
|
|
doubtless a useful restraint upon the immediate rulers that they can
|
|
be put upon their defence, and that one or two of the jury will form
|
|
an opinion worth having about their conduct, though that of the
|
|
remainder will probably be several degrees worse than none. Such as it
|
|
is, this is the amount of benefit to India, from the control exercised
|
|
over the Indian government by the British Parliament and people.
|
|
|
|
It is not by attempting to rule directly a country like India, but
|
|
by giving it good rulers, that the English people can do their duty to
|
|
that country; and they can scarcely give it a worse one than an
|
|
English Cabinet Minister, who is thinking of English, not Indian
|
|
politics; who seldom remains long enough in office to acquire an
|
|
intelligent interest in so complicated a subject; upon whom the
|
|
factitious public opinion got up in Parliament, consisting of two or
|
|
three fluent speakers, acts with as much force as if it were
|
|
genuine; while he is under none of the influences of training and
|
|
position which would lead or qualify him to form an honest opinion
|
|
of his own. A free country which attempts to govern a distant
|
|
dependency, inhabited by a dissimilar people, by means of a branch
|
|
of its own executive, will almost inevitably fail. The only mode which
|
|
has any chance of tolerable success is to govern through a delegated
|
|
body of a comparatively permanent character; allowing only a right
|
|
of inspection, and a negative voice, to the changeable
|
|
Administration of the State. Such a body did exist in the case of
|
|
India; and I fear that both India and England will pay a severe
|
|
penalty for the shortsighted policy by which this intermediate
|
|
instrument of government was done away with.
|
|
|
|
It is of no avail to say that such a delegated body cannot have
|
|
all the requisites of good government; above all, cannot have that
|
|
complete and ever-operative identity of interest with the governed
|
|
which it is so difficult to obtain even where the people to be ruled
|
|
are in some degree qualified to look after their own affairs. Real
|
|
good government is not compatible with the conditions of the case.
|
|
There is but a choice of imperfections. The problem is, so to
|
|
construct the governing body that, under the difficulties of the
|
|
position, it shall have as much interest as possible in good
|
|
government, and as little in bad. Now these conditions are best
|
|
found in an intermediate body. A delegated administration has always
|
|
this advantage over a direct one, that it has, at all events, no
|
|
duty to perform except to the governed. It has no interests to
|
|
consider except theirs. Its own power of deriving profit from
|
|
misgovernment may be reduced- in the latest constitution of the East
|
|
India Company it was reduced- to a singularly small amount: and it
|
|
can be kept entirely clear of bias from the individual or class
|
|
interests of any one else.
|
|
|
|
When the home government and Parliament are swayed by those
|
|
partial influences in the exercise of the power reserved to them in
|
|
the last resort, the intermediate body is the certain advocate and
|
|
champion of the dependency before the imperial tribunal. The
|
|
intermediate body, moreover, is, in the natural course of things,
|
|
chiefly composed of persons who have acquired professional knowledge
|
|
of this part of their country's concerns; who have been trained to
|
|
it in the place itself, and have made its administration the main
|
|
occupation of their lives. Furnished with these qualifications, and
|
|
not being liable to lose their office from the accidents of home
|
|
politics, they identify their character and consideration with their
|
|
special trust, and have a much more permanent interest in the
|
|
success of their administration, and in the prosperity of the
|
|
country which they administer, than a member of a Cabinet under a
|
|
representative constitution can possibly have in the good government
|
|
of any country except the one which he serves. So far as the choice of
|
|
those who carry on the management on the spot devolves upon this body,
|
|
the appointments are kept out of the vortex of party and parliamentary
|
|
jobbing, and freed from the influence of those motives to the abuse of
|
|
patronage, for the reward of adherents, or to buy off those who
|
|
would otherwise be opponents, which are always stronger, with
|
|
statesmen of average honesty, than a conscientious sense of the duty
|
|
of appointing the fittest man. To put this one class of appointments
|
|
as far as possible out of harm's way is of more consequence than the
|
|
worst which can happen to all other offices in the state; for, in
|
|
every other department, if the officer is unqualified, the general
|
|
opinion of the community directs him in a certain degree what to do:
|
|
but in the position of the administrators of a dependency where the
|
|
people are not fit to have the control in their own hands, the
|
|
character of the government entirely depends on the qualifications,
|
|
moral and intellectual, of the individual functionaries.
|
|
|
|
It cannot be too often repeated, that in a country like India
|
|
everything depends on the personal qualities and capacities of the
|
|
agents of government. This truth is the cardinal principle of Indian
|
|
administration. The day when it comes to be thought that the
|
|
appointment of persons to situations of trust from motives of
|
|
convenience, already so criminal in England, can be practised with
|
|
impunity in India, will be the beginning of the decline and fall of
|
|
our empire there. Even with a sincere intention of preferring the best
|
|
candidate, it will not do to rely on chance for supplying fit persons.
|
|
The system must be calculated to form them. It has done this hitherto;
|
|
and because it has done so, our rule in India has lasted, and been one
|
|
of constant, if not very rapid, improvement in prosperity and good
|
|
administration. As much bitterness is now manifested against this
|
|
system, and as much eagerness displayed to overthrow it, as if
|
|
educating and training the officers of government for their work
|
|
were a thing utterly unreasonable and indefensible, an unjustifiable
|
|
interference with the rights of ignorance and inexperience. There is a
|
|
tacit conspiracy between those who would like to job in first-rate
|
|
Indian offices for their connections here, and those who, being
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already in India, claim to be promoted from the indigo factory or
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the attorney's office, to administer justice or fix the payments due
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to government from millions of people. The "monopoly" of the Civil
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Service, so much inveighed against, is like the monopoly of judicial
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offices by the bar; and its abolition would be like opening the
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bench in Westminster Hall to the first comer whose friends certify
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that he has now and then looked into Blackstone. Were the course
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ever adopted of sending men from this country, or encouraging them
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|
in going out, to get themselves put into high appointments without
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having learnt their business by passing through the lower ones, the
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|
most important offices would be thrown to Scotch cousins and
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|
adventurers, connected by no professional feeling with the country
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|
or the work, held to no previous knowledge, and eager only to make
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money rapidly and return home.
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|
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The safety of the country is, that those by whom it is
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administered be sent out in youth, as candidates only, to begin at the
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|
bottom of the ladder, and ascend higher or not, as, after a proper
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|
interval, they are proved qualified. The defect of the East India
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|
Company's system was, that though the best men were carefully sought
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|
out for the most important posts, yet if an officer remained in the
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|
service, promotion, though it might be delayed, came at last in some
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|
shape or other, to the least as well as to the most competent. Even
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the inferior in qualifications, among such a corps of functionaries,
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|
consisted, it must be remembered, of men who had been brought up to
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|
their duties, and had fulfilled them for many years, at lowest without
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|
disgrace, under the eye and authority of a superior. But though this
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|
diminished the evil, it was nevertheless considerable. A man who never
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|
becomes fit for more than an assistant's duty should remain an
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|
assistant all his life, and his juniors should be promoted over him.
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With this exception, I am not aware of any real defect in the old
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|
system of Indian appointments. It had already received the greatest
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|
other improvement it was susceptible of, the choice of the original
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|
candidates by competitive examination: which, besides the advantage of
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|
recruiting from a higher grade of industry and capacity, has the
|
|
recommendation, that under it, unless by accident, there are no
|
|
personal ties between the candidates for offices and those who have
|
|
a voice in conferring them.
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|
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It is in no way unjust that public officers thus selected and
|
|
trained should be exclusively eligible to offices which require
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|
specially Indian knowledge and experience. If any door to the higher
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|
appointments, without passing through the lower, be opened even for
|
|
occasional use, there will be such incessant knocking at it by persons
|
|
of influence that it will be impossible ever to keep it closed. The
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|
only excepted appointment should be the highest one of all. The
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|
Viceroy of British India should be a person selected from all
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|
Englishmen for his great general capacity for government. If he have
|
|
this, he will be able to distinguish in others, and turn to his own
|
|
use, that special knowledge and judgment in local affairs which he has
|
|
not himself had the opportunity of acquiring. There are good reasons
|
|
why (saving exceptional cases) the Viceroy should not be a member of
|
|
the regular service. All services have, more or less, their class
|
|
prejudices, from which the supreme ruler ought to be exempt. Neither
|
|
are men, however able and experienced, who have passed their lives
|
|
in Asia, so likely to possess the most advanced European ideas in
|
|
general statesmanship; which the chief ruler should carry out with
|
|
him, and blend with the results of Indian experience. Again, being
|
|
of a different class, and especially if chosen by a different
|
|
authority, he will seldom have any personal partialities to warp his
|
|
appointments to office. This great security for honest bestowal of
|
|
patronage existed in rare perfection under the mixed government of the
|
|
Crown and the East India Company. The supreme dispensers of office,
|
|
the Governor-General and Governors, were appointed, in fact though not
|
|
formally, by the Crown, that is, by the general Government, not by the
|
|
intermediate body; and a great officer of the Crown probably had not a
|
|
single personal or political connection in the local service: while
|
|
the delegated body, most of whom had themselves served in the country,
|
|
had and were likely to have such connections.
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|
|
|
This guarantee for impartiality would be much impaired if the
|
|
civil servants of Government, even though sent out in boyhood as
|
|
mere candidates for employment, should come to be furnished, in any
|
|
considerable proportion, by the class of society which supplies
|
|
Viceroys and Governors. Even the initiatory competitive examination
|
|
would then be an insufficient security. It would exclude mere
|
|
ignorance and incapacity; it would compel youths of family to start in
|
|
the race with the same amount of instruction and ability as other
|
|
people; the stupidest son could not be put into the Indian service
|
|
as he can be into the church; but there would be nothing to prevent
|
|
undue preference afterwards. No longer all equally unknown and unheard
|
|
of by the arbiter of their lot, a portion of the service would be
|
|
personally, and a still greater number politically, in close
|
|
relation with him. Members of certain families, and of the higher
|
|
classes and influential connections generally, would rise more rapidly
|
|
than their competitors, and be often kept in situations for which they
|
|
were unfit, or placed in those for which others were fitter. The
|
|
same influences would be brought into play which affect promotions
|
|
in the army: and those alone, if such miracles of simplicity there be,
|
|
who believe that these are impartial, would expect impartiality in
|
|
those of India. This evil is, I fear, irremediable by any general
|
|
measures which can be taken under the present system. No such will
|
|
afford a degree of security comparable to that which once flowed
|
|
spontaneously from the so-called double government.
|
|
|
|
What is accounted so great an advantage in the case of the English
|
|
system of government at home has been its misfortune in India- that
|
|
it grew up of itself, not from preconceived design, but by
|
|
successive expedients, and by the adaptation of machinery originally
|
|
created for a different purpose. As the country on which its
|
|
maintenance depended was not the one out of whose necessities it grew,
|
|
its practical benefits did not come home to the mind of that
|
|
country, and it would have required theoretic recommendations to
|
|
render it acceptable. Unfortunately, these were exactly what it seemed
|
|
to be destitute of: and undoubtedly the common theories of
|
|
government did not furnish it with such, framed as those theories have
|
|
been for states of circumstances differing in all the most important
|
|
features from the case concerned. But in government, as in other
|
|
departments of human agency, almost all principles which have been
|
|
durable were first suggested by observation of some particular case in
|
|
which the general laws of nature acted in some new or previously
|
|
unnoticed combination of circumstances. The institutions of Great
|
|
Britain, and those of the United States, have the distinction of
|
|
suggesting most of the theories of government which, through good
|
|
and evil fortune, are now, in the course of generations, reawakening
|
|
political life in the nations of Europe. It has been the destiny of
|
|
the government of the East India Company to suggest the true theory of
|
|
the government of a semibarbarous dependency by a civilised country,
|
|
and after having done this, to perish. It would be a singular
|
|
fortune if, at the end of two or three more generations, this
|
|
speculative result should be the only remaining fruit of our
|
|
ascendancy in India; if posterity should say of us, that having
|
|
stumbled accidentally upon better arrangements than our wisdom would
|
|
ever have devised, the first use we made of our awakened reason was to
|
|
destroy them, and allow the good which had been in course of being
|
|
realised to fall through and be lost, from ignorance of the principles
|
|
on which it depended. Di meliora: but if a fate so disgraceful to
|
|
England and to civilisation can be averted, it must be through far
|
|
wider political conceptions than merely English or European practice
|
|
can supply, and through a much more profound study of Indian
|
|
experience, and of the conditions of Indian government, than either
|
|
English politicians, or those who supply the English public with
|
|
opinions, have hitherto shown any willingness to undertake.
|
|
|
|
THE END
|
|
.
|