5210 lines
295 KiB
Plaintext
5210 lines
295 KiB
Plaintext
1790
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THE SCIENCE OF RIGHT
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by Immanual Kant
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translated by W. Hastie
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INTRODUCTION
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INTRODUCTION TO THE SCIENCE OF RIGHT.
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GENERAL DEFINITIONS, AND DIVISIONS.
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A. What the Science of Right is.
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The Science of Right has for its object the principles of all the
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laws which it is possible to promulgate by external legislation. Where
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there is such a legislation, it becomes, in actual application to
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it, a system of positive right and law; and he who is versed in the
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knowledge of this system is called a jurist or jurisconsult
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(jurisconsultus). A practical jurisconsult (jurisperitus), or a
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professional lawyer, is one who is skilled in the knowledge of
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positive external laws, and who can apply them to cases that may occur
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in experience. Such practical knowledge of positive right, and law,
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may be regarded as belonging to jurisprudence (jurisprudentia) in
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the original sense of the term. But the theoretical knowledge of right
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and law in principle, as distinguished from positive laws and
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empirical cases, belongs to the pure science of right (jurisscientia).
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The science of right thus designates the philosophical and
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systematic knowledge of the principles of natural right. And it is
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from this science that the immutable principles of all positive
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legislation must be derived by practical jurists and lawgivers.
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B. What is Right?
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This question may be said to be about as embarrassing to the
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jurist as the well-known question, "What is truth?" is to the
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logician. It is all the more so, if, on reflection, he strives to
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avoid tautology in his reply and recognise the fact that a reference
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to what holds true merely of the laws of some one country at a
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particular time is not a solution of the general problem thus
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proposed. It is quite easy to state what may be right in particular
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cases (quid sit juris), as being what the laws of a certain place
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and of a certain time say or may have said; but it is much more
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difficult to determine whether what they have enacted is right in
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itself, and to lay down a universal criterion by which right and wrong
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in general, and what is just and unjust, may be recognised. All this
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may remain entirely hidden even from the practical jurist until he
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abandon his empirical principles for a time and search in the pure
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reason for the sources of such judgements, in order to lay a real
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foundation for actual positive legislation. In this search, his
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empirical laws may, indeed, furnish him with excellent guidance; but a
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merely empirical system that is void of rational principles is, like
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the wooden head in the fable of Phaedrus, fine enough in appearance,
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but unfortunately it wants brain.
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1. The conception of right- as referring to a corresponding
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obligation which is the moral aspect of it- in the first place, has
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regard only to the external and practical relation of one person to
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another, in so far as they can have influence upon each other,
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immediately or mediately, by their actions as facts. 2. In the
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second place, the conception of right does not indicate the relation
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of the action of an individual to the wish or the mere desire of
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another, as in acts of benevolence or of unkindness, but only the
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relation of his free action to the freedom of action of the other.
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3. And, in the third place, in this reciprocal relation of voluntary
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actions, the conception of right does not take into consideration
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the matter of the matter of the act of will in so far as the end which
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any one may have in view in willing it is concerned. In other words,
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it is not asked in a question of right whether any one on buying goods
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for his own business realizes a profit by the transaction or not;
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but only the form of the transaction is taken into account, in
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considering the relation of the mutual acts of will. Acts of will or
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voluntary choice are thus regarded only in so far as they are free,
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and as to whether the action of one can harmonize with the freedom
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of another, according to a universal law.
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Right, therefore, comprehends the whole of the conditions under
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which the voluntary actions of any one person can be harmonized in
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reality with the voluntary actions of every other person, according to
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a universal law of freedom.
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C. Universal Principle of Right.
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"Every action is right which in itself, or in the maxim on which
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it proceeds, is such that it can coexist along with the freedom of the
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will of each and all in action, according to a universal law."
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If, then, my action or my condition generally can coexist with the
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freedom of every other, according to a universal law, any one does
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me a wrong who hinders me in the performance of this action, or in the
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maintenance of this condition. For such a hindrance or obstruction
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cannot coexist with freedom according to universal laws.
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It follows also that it cannot be demanded as a matter of right,
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that this universal principle of all maxims shall itself be adopted as
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my maxim, that is, that I shall make it the maxim of my actions. For
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any one may be free, although his freedom is entirely indifferent to
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me, or even if I wished in my heart to infringe it, so long as I do
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not actually violate that freedom by my external action. Ethics,
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however, as distinguished from jurisprudence, imposes upon me the
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obligation to make the fulfillment of right a maxim of my conduct.
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The universal law of right may then be expressed thus: "Act
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externally in such a manner that the free exercise of thy will may
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be able to coexist with the freedom of all others, according to a
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universal law." This is undoubtedly a law which imposes obligation
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upon me; but it does not at all imply and still less command that I
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ought, merely on account of this obligation, to limit my freedom to
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these very conditions. Reason in this connection says only that it
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is restricted thus far by its idea, and may be likewise thus limited
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in fact by others; and it lays this down as a postulate which is not
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capable of further proof. As the object in view is not to teach
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virtue, but to explain what right is, thus far the law of right, as
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thus laid down, may not and should not be represented as a
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motive-principle of action.
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D. Right is Conjoined with the Title or Authority to Compel.
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The resistance which is opposed to any hindrance of an effect is
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in reality a furtherance of this effect and is in accordance with
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its accomplishment. Now, everything that is wrong is a hindrance of
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freedom, according to universal laws; and compulsion or constraint
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of any kind is a hindrance or resistance made to freedom.
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Consequently, if a certain exercise of freedom is itself a hindrance
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of the freedom that is according to universal laws, it is wrong; and
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the compulsion of constraint which is opposed to it is right, as being
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a hindering of a hindrance of freedom, and as being in accord with the
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freedom which exists in accordance with universal laws. Hence,
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according to the logical principle of contradiction, all right is
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accompanied with an implied title or warrant to bring compulsion to
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bear on any one who may violate it in fact.
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E. Strict Right may be also Represented as the Possibility
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of a Universal Reciprocal Compulsion in harmony with
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the Freedom of All according to Universal Laws.
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This proposition means the right is not to be regarded as composed
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of two different elements- obligation according to a law, and a
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title on the part of one who has bound another by his own free
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choice to compel him to perform. But it imports that the conception of
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right may be viewed as consisting immediately in the possibility of
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a universal reciprocal compulsion, in harmony with the freedom of all.
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As right in general has for its object only what is external in
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actions, strict right, as that with which nothing ethical is
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intermingled, requires no other motives of action than those that
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are merely external; for it is then pure right and is unmixed with any
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prescriptions of virtue. A strict right, then, in the exact sense of
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the term, is that which alone can be called wholly external. Now
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such right is founded, no doubt, upon the consciousness of the
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obligation of every individual according to the law; but if it is to
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be pure as such, it neither may nor should refer to this consciousness
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as a motive by which to determine the free act of the will. For this
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purpose, however, it founds upon the principle of the possibility of
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an external compulsion, such as may coexist with the freedom of
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every one according to universal laws. Accordingly, then, where it
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is said that a creditor has a right to demand from a debtor the
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payment of his debt, this does not mean merely that he can bring him
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to feel in his mind that reason obliges him to do this; but it means
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that he can apply an external compulsion to force any such one so to
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pay, and that this compulsion is quite consistent with the freedom
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of all, including the parties in question, according to a universal
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law. Right and the title to compel, thus indicate the same thing.
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The law of right, as thus enunciated, is represented as a reciprocal
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compulsion necessarily in accordance with the freedom of every one,
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under the principle of a universal freedom. It is thus, as it were,
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a representative construction of the conception of right, by
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exhibiting it in a pure intuitive perception a priori, after the
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analogy of the possibility of the free motions of bodies under the
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physical law of the equality of action and reaction. Now, as in pure
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mathematics, we cannot deduce the properties of its objects
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immediately from a mere abstract conception, but can only discover
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them by figurative construction or representation of its
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conceptions; so it is in like manner with the principle of right. It
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is not so much the mere formal conception of right, but rather that of
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a universal and equal reciprocal compulsion as harmonizing with it,
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and reduced under general laws, that makes representation of that
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conception possible. But just as those conceptions presented in
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dynamics are founded upon a merely formal representation of pure
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mathematics as presented in geometry, reason has taken care also to
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provide the understanding as far as possible with intuitive
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presentations a priori in behoof of a construction of the conception
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of right. The right in geometrical lines (rectum) is opposed, as the
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straight, to that which is curved and to that which is oblique. In the
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first opposition, there is involved an inner quality of the lines of
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such a nature that there is only one straight or right line possible
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between two given points. In the second case, again, the positions
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of two intersecting or meeting lines are of such a nature that there
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can likewise be only one line called the perpendicular, which is not
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more inclined to the one side than the other, and it divides space
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on either side into two equal parts. After the manner of this analogy,
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the science of right aims at determining what every one shall have
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as his own with mathematical exactness; but this is not to be expected
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in the ethical science of virtue, as it cannot but allow a certain
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latitude for exceptions. But, without passing into the sphere of
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ethics, there are two cases- known as the equivocal right of equity
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and necessity- which claim a juridical decision, yet for which no
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one can be found to give such a decision, and which, as regards
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their relation to rights, belong, as it were, to the "Intermundia"
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of Epicurus. These we must at the outset take apart from the special
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exposition of the science of right, to which we are now about to
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advance; and we may consider them now by way of supplement to these
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introductory explanations, in order that their uncertain conditions
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may not exert a disturbing influence on the fixed principles of the
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proper doctrine of right.
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F. Supplementary Remarks on Equivocal Right.
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(Jus Aequivocum).
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With every right, in the strict acceptation (jus strictum), there is
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conjoined a right to compel. But it is possible to think of other
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rights of a wider kind (jus latum) in which the title to compel cannot
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be determined by any law. Now there are two real or supposed rights of
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this kind- equity and the right of necessity. The first alleges a
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right that is without compulsion; the second adopts a compulsion
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that is without right. This equivocalness, however, can be easily
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shown to rest on the peculiar fact that there are cases of doubtful
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right, for the decision of which no judge can be appointed.
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I. Equity.
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Equity (aequitas), regarded objectively, does not properly
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constitute a claim upon the moral duty of benevolence or beneficence
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on the part of others; but whoever insists upon anything on the ground
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of equity, founds upon his right to the same. In this case, however,
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the conditions are awanting that are requisite for the function of a
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judge in order that be might determine what or what kind of
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satisfaction can be done to this claim. When one of the partners of
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a mercantile company, formed under the condition of equal profits,
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has, however, done more than the other members, and in consequence has
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also lost more, it is in accordance with equity that he should
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demand from the company more than merely an equal share of advantage
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with the rest. But, in relation to strict right- if we think of a
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judge considering his case- he can furnish no definite data to
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establish how much more belongs to him by the contract; and in case of
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an action at law, such a demand would be rejected. A domestic servant,
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again, who might be paid his wages due to the end of his year of
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service in a coinage that became depreciated within that period, so
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that it would not be of the same value to him as it was when he
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entered on his engagement, cannot claim by right to be kept from
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loss on account of the unequal value of the money if he receives the
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due amount of it. He can only make an appeal on the ground of equity,-
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a dumb goddess who cannot claim a bearing of right,- because there was
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nothing bearing on this point in the contract of service, and a
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judge cannot give a decree on the basis of vague or indefinite
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conditions.
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Hence it follows, that a court of equity, for the decision of
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disputed questions of right, would involve a contradiction. It is only
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where his own proper rights are concerned, and in matters in which
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he can decide, that a judge may or ought to give a hearing to
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equity. Thus, if the Crown is supplicated to give an indemnity to
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certain persons for loss or injury sustained in its service, it may
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undertake the burden of doing so, although, according to strict right,
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the claim might be rejected on the ground of the pretext that the
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parties in question undertook the performance of the service
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occasioning the loss, at their own risk.
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The dictum of equity may be put thus: "The strictest right is the
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greatest wrong" (summum jus summa injuria). But this evil cannot be
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obviated by the forms of right, although it relates to a matter of
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right; for the grievance that it gives rise to can only be put
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before a "court of conscience" (forum poli), whereas every question of
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right must be taken before a civil court (forum soli).
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II. The Right of Necessity.
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The so-called right of necessity (jus necessitatis) is the
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supposed right or title, in case of the danger of losing my own
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life, to take away the life of another who has, in fact, done me no
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harm. It is evident that, viewed as a doctrine of right, this must
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involve a contradiction, For this is not the case of a wrongful
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aggressor making an unjust assault upon my life, and whom I anticipate
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by depriving him of his own (jus inculpatae tutelae); nor consequently
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is it a question merely of the recommendation of moderation which
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belongs to ethics as the doctrine of virtue, and not to
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jurisprudence as the doctrine of right. It is a question of the
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allowableness of using violence against one who has used none
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against me.
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It is clear that the assertion of such a right is not to be
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understood objectively as being in accordance with what a law would
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prescribe, but merely subjectively, as proceeding on the assumption of
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how a sentence would be pronounced by a court in the case. There
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can, in fact, be no criminal law assigning the penalty of death to a
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man who, when shipwrecked and struggling in extreme danger for his
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life, and in order to save it, may thrust another from a plank on
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which he had saved himself. For the punishment threatened by the law
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could not possibly have greater power than the fear of the loss of
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life in the case in question. Such a penal law would thus fail
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altogether to exercise its intended effect; for the threat of an
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evil which is still uncertain- such as death by a judicial sentence-
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could not overcome the fear of an evil which is certain, as drowning
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is in such circumstances. An act of violent self-preservation, then,
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ought not to be considered as altogether beyond condemnation
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(inculpabile); it is only to be adjudged as exempt from punishment
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(impunibile). Yet this subjective condition of impunity, by a
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strange confusion of ideas, has been regarded by jurists as equivalent
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to objective lawfulness.
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The dictum of the right of necessity is put in these terms:
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"Necessity has no law" (Necessitas non habet legem). And yet there
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cannot be a necessity that could make what is wrong lawful.
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It is apparent, then, that in. judgements relating both to
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"equity" and "the right of necessity," the equivocations involved
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arise from an interchange of the objective and subjective grounds that
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enter into the application of the principles of right, when viewed
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respectively by reason or by a judicial tribunal. What one may have
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good grounds for recognising as right, in itself, may not find
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confirmation in a court of justice; and what he must consider to be
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wrong, in itself, may obtain recognition in such a court. And the
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reason of this is that the conception of right is not taken in the two
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cases in one and the same sense.
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DIVISION
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DIVISION OF THE SCIENCE OF RIGHT.
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A. General Division of the Duties of Right.
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(Juridical Duties).
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In this division we may very conveniently follow Ulpian, if his
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three formulae are taken in a general sense, which may not have been
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quite clearly in his mind, but which they are capable of being
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developed into or of receiving. They are the following:
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1. Honeste vive. "Live rightly." juridical rectitude, or honour
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(honestas juridica), consists in maintaining one's own worth as a
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man in relation to others. This duty may be rendered by the
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proposition: "Do not make thyself a mere means for the use of
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others, but be to them likewise an end." This duty will be explained
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in the next formula as an obligation arising out of the right of
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humanity in our own person (lex justi).
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2. Neminem laede. "Do wrong to no one." This formula may be rendered
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so as to mean: "Do no wrong to any one, even if thou shouldst be under
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the necessity, in observing this duty, to cease from all connection
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with others and to avoid all society" (lex juridica).
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3. Suum cuique tribue. "Assign to every one what is his own." This
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may be rendered, "Enter, if wrong cannot be avoided, into a society
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with others in which every one may have secured to him what is his
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own." If this formula were to be simply translated, "Give every one
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his own," it would express an absurdity, for we cannot give any one
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what he already has. If it is to have a definite meaning, it must
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therefore run thus: "Enter into a state in which every one can have
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what is his own secured against the action of every other" (lex
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justitiae).
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These three classical formulae, at the same time, represent
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principles which suggest a division of the system of juridical
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duties into internal duties, external duties, and those connecting
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duties which contain the latter as deduced from the principle of the
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former by subsumption.
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B. Universal Division of Rights.
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I. Natural Right and Positive Right. The system of rights, viewed as
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a scientific system of doctrines, is divided into natural right and
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positive right. Natural right rests upon pure rational principles a
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priori; positive or statutory right is what proceeds from the will
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of a legislator.
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II. Innate Right and Acquired Right. The system of rights may
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again be regarded in reference to the implied powers of dealing
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morally with others as bound by obligations, that is, as furnishing
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a legal title of action in relation to them. Thus viewed, the system
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is divided into innate right and acquired right. Innate right is
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that right which belongs to every one by nature, independent of all
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juridical acts of experience. Acquired right is that right which is
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founded upon such juridical acts.
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Innate right may also be called the "internal mine and thine"
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(meum vel tuum internum) for external right must always be acquired.
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There is only one Innate Right, the Birthright of Freedom.
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Freedom is independence of the compulsory will of another; and in so
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far as it can coexist with the freedom of all according to a universal
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law, it is the one sole original, inborn right belonging to every
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man in virtue of his humanity. There is, indeed, an innate equality
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belonging to every man which consists in his right to be independent
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of being bound by others to anything more than that to which he may
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also reciprocally bind them. It is, consequently, the inborn quality
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of every man in virtue of which he ought to be his own master by right
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(sui juris). There is, also, the natural quality of justness
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attributable to a man as naturally of unimpeachable right (justi),
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because be has done no wrong to any one prior to his own juridical
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actions. And, further, there is also the innate right of common action
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on the part of every man, so that he may do towards others what does
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not infringe their rights or take away anything that is theirs
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unless they are willing to appropriate it; such merely to
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communicate thought, to narrate anything, or to promise something
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whether truly and honestly, or untruly and dishonestly (veriloquim aut
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falsiloquim), for it rests entirely upon these others whether they
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will believe or trust in it or not.* But all these rights or titles
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are already included in the principle of innate freedom, and are not
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really distinguished from it, even as dividing members under a
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higher species of right.
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*It is customary to designate every untruth that is spoken
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intentionally as such, although it may be in a frivolous manner a lie,
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or falsehood (mendacium), because it may do harm, at least in so far
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as any one who repeats it in good faith may be made a laughing-stock
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of to others on account of his easy credulity. But in the juridical
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sense, only that untruth is called a lie which immediately infringes
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the right of another, such as a false allegation of a contract
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having been concluded, when the allegation is put forward in order
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to deprive some one of what is his (falsiloquim dolosum). This
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distinction of conceptions so closely allied is not without
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foundation; because on the occasion of a simple statement of one's
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thoughts, it is always free for another to take them as he may; and
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yet the resulting repute, that such a one is a man whose word cannot
|
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be trusted, comes so close to the opprobrium of directly calling him a
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liar, that the boundary-line separating what, in such a case,
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belongs to jurisprudence, and what is special to ethics, can hardly be
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otherwise drawn.
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The reason why such a division into separate rights has been
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introduced into the system of natural right, viewed as including all
|
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that is innate, was not without a purpose. Its object was to enable
|
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proof to be more readily put forward in case of any controversy
|
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arising about an acquired right, and questions emerging either with
|
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reference to a fact that might be in doubt, or, if that were
|
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established, in reference to a right under dispute. For the party
|
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repudiating an obligation, and on whom the burden of proof (onus
|
|
probandi) might be incumbent, could thus methodically refer to his
|
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innate right of freedom as specified under various relations in
|
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detail, and could therefore found upon them equally as different
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titles of right.
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In the relation of innate right, and consequently of the internal
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mine and thine, there is therefore not rights, but only one right.
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And, accordingly, this highest division of rights into innate and
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acquired, which evidently consists of two members extremely unequal in
|
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their contents is properly placed in the introduction; and the
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subdivisions of the science of right may be referred in detail to
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the external mine and thine.
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C. Methodical Division of the Science of Right.
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The highest division of the system of natural right should not be-
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as it is frequently put- into "natural right" and "social right,"
|
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but into natural right and civil right. The first constitutes
|
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private right; the second, public right. For it is not the "social
|
|
state" but the "civil state" that is opposed to the "state of nature";
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|
for in the "state of nature" there may well be society of some kind,
|
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but there is no "civil" society, as an institution securing the mine
|
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and thine by public laws. It is thus that right, viewed under
|
|
reference to the state of nature, is specially called private right.
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The whole of the principles of right will therefore fall to be
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expounded under the two subdivisions of private right and public
|
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right.
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CH1
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FIRST PART. PRIVATE RIGHT.
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The System of those Laws Which Require No External Promulgation.
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CHAPTER I. Of the Mode of Having Anything External as One's Own.
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1. The Meaning of "Mine" in Right
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(Meum Juris).
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Anything is "Mine" by right, or is rightfully mine, when I am so
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|
connected with it, that if any other person should make use of it
|
|
without my consent, he would do me a lesion or injury. The
|
|
subjective condition of the use of anything is possession of it.
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An external thing, however as such could only be mine, if I may
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|
assume it to be possible that I can be wronged by the use which
|
|
another might make of it when it is not actually in my possession.
|
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Hence it would be a contradiction to have anything external as one's
|
|
own, were not the conception of possession capable of two different
|
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meanings, as sensible possession that is perceivable by the senses,
|
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and rational possession that is perceivable only by the intellect.
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By the former is to be understood a physical possession, and by the
|
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latter, a purely juridical possession of the same object.
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The description of an object as "external to me" may signify
|
|
either that it is merely "different and distinct from me as a
|
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subject," or that it is also "a thing placed outside of me, and to
|
|
be found elsewhere in space or time." Taken in the first sense, the
|
|
term possession signifies rational possession; and, in the second
|
|
sense, it must mean empirical possession. A rational or intelligible
|
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possession, if such be possible, is possession viewed apart from
|
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physical holding or detention (detentio).
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2. Juridical Postulate of the Practical Reason.
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It is possible to have any external object of my will as mine. In
|
|
other words, a maxim to this effect- were it to become law- that any
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object on which the will can be exerted must remain objectively in
|
|
itself without an owner, as res nullius, is contrary to the
|
|
principle of right.
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For an object of any act of my will, is something that it would be
|
|
physically within my power to use. Now, suppose there were things that
|
|
by right should absolutely not be in our power, or, in other words,
|
|
that it would be wrong or inconsistent with the freedom of all,
|
|
according to universal law, to make use of them. On this
|
|
supposition, freedom would so far be depriving itself of the use of
|
|
its voluntary activity, in thus putting useable objects out of all
|
|
possibility of use. In practical relations, this would be to
|
|
annihilate them, by making them res nullius, notwithstanding the
|
|
fact act acts of will in relation to such things would formally
|
|
harmonize, in the actual use of them, with the external freedom of all
|
|
according to universal laws. Now the pure practical reason lays down
|
|
only formal laws as principles to regulate the exercise of the will;
|
|
and therefore abstracts from the matter of the act of will, as regards
|
|
the other qualities of the object, which is considered only in so
|
|
far as it is an object of the activity of the will. Hence the
|
|
practical reason cannot contain, in reference to such an object, an
|
|
absolute prohibition of its use, because this would involve a
|
|
contradiction of external freedom with itself. An object of my free
|
|
will, however, is one which I have the physical capability of making
|
|
some use of at will, since its use stands in my power (in potentia).
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|
This is to be distinguished from having the object brought under my
|
|
disposal (in postestatem meam reductum), which supposes not a
|
|
capability merely, but also a particular act of the free-will. But
|
|
in order to consider something merely as an object of my will as such,
|
|
it is sufficient to be conscious that I have it in my power. It is
|
|
therefore an assumption a priori of the practical reason to regard and
|
|
treat every object within the range of my free exercise of will as
|
|
objectively a possible mine or thine.
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This postulate may be called "a permissive law" of the practical
|
|
reason, as giving us a special title which we could not evolve out
|
|
of the mere conceptions of right generally. And this title constitutes
|
|
the right to impose upon all others an obligation, not otherwise
|
|
laid upon them, to abstain from the use of certain objects of our free
|
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choice, because we have already taken them into our possession. Reason
|
|
wills that this shall be recognised as a valid principle, and it
|
|
does so as practical reason; and it is enabled by means of this
|
|
postulate a priori to enlarge its range of activity in practice.
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3. Possession and Ownership.
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Any one who would assert the right to a thing as his must be in
|
|
possession of it as an object. Were he not its actual possessor or
|
|
owner, he could not be wronged or injured by the use which another
|
|
might make of it without his consent. For, should anything external to
|
|
him, and in no way connected with him by right, affect this object, it
|
|
could not affect himself as a subject, nor do him any wrong, unless he
|
|
stood in a relation of ownership to it.
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4. Exposition of the Conception of the.
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External Mine and Thine.
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There can only be three external objects of my will in the
|
|
activity of choice:
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(1) A corporeal thing external to me;
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(2) The free-will of another in the performance of a particular
|
|
act (praestatio);
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(3) The state of another in relation to myself.
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|
These correspond to the categories of substance, causality, and
|
|
reciprocity; and they form the practical relations between me and
|
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external objects, according to the laws of freedom.
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|
|
A. I can only call a corporeal thing or an object in space "mine,"
|
|
when, even although not in physical possession of it, I am able to
|
|
assert that I am in possession of it in another real nonphysical
|
|
sense. Thus, I am not entitled to call an apple mine merely because
|
|
I hold it in my hand or possess it physically; but only when I am
|
|
entitled to say, "I possess it, although I have laid it out of my
|
|
hand, and wherever it may lie." In like manner, I am not entitled to
|
|
say of the ground, on which I may have laid myself down, that
|
|
therefore it is mine; but only when I can rightly assert that it still
|
|
remains in my possession, although I may have left the spot. For any
|
|
one who, in the former appearances of empirical possession, might
|
|
wrench the apple out of my hand, or drag me away from my
|
|
resting-place, would, indeed, injure me in respect of the inner "mine"
|
|
of freedom, but not in respect of the external "mine," unless I
|
|
could assert that I was in the possession of the object, even when not
|
|
actually holding it physically. And if I could not do this, neither
|
|
could I call the apple or the spot mine.
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|
|
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B. I cannot call the performance of something by the action of the
|
|
will of another "mine," if I can only say "it has come into my
|
|
possession at the same time with a promise" (pactum re initum); but
|
|
only if I am able to assert "I am in possession of the will of the
|
|
other, so as to determine him to the performance of a particular
|
|
act, although the time for the performance of it has not yet come." In
|
|
the latter case, the promise belongs to the nature of things
|
|
actually held as possessed, and as an active obligation I can reckon
|
|
it mine; and this holds good not only if I have the thing promised- as
|
|
in the first case- already in my possession, but even although I do
|
|
not yet possess it in fact. Hence, I must be able to regard myself
|
|
in thought as independent of that empirical form of possession that is
|
|
limited by the condition of time and as being, nevertheless, in
|
|
possession of the object.
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|
|
C. I cannot call a wife, a child, a domestic, or, generally, any
|
|
other person "mine" merely because I command them at present as
|
|
belonging to my household, or because I have them under control, and
|
|
in my power and possession. But I can call them mine, if, although
|
|
they may have withdrawn themselves from my control and I do not
|
|
therefore possess them empirically, I can still say "I possess them by
|
|
my mere will, provided they exist anywhere in space or time; and,
|
|
consequently, my possession of them is purely juridical." They belong,
|
|
in fact, to my possessions, only when and so far as I can assert
|
|
this as a matter of right.
|
|
|
|
5. Definition of the Conception of the
|
|
|
|
External Mine and Thine.
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|
|
|
Definitions are nominal or real. A nominal definition is
|
|
sufficient merely to distinguish the object defined from all other
|
|
objects, and it springs out of a complete and definite exposition of
|
|
its conception. A real definition further suffices for a deduction
|
|
of the conception defined, so as to furnish a knowledge of the reality
|
|
of the object. The nominal definition of the external "mine" would
|
|
thus be: "The external mine is anything outside of myself, such that
|
|
any hindrance of my use of it at will would be doing me an injury or
|
|
wrong as an infringement of that freedom of mine which may coexist
|
|
with the freedom of all others according to a universal law." The real
|
|
definition of this conception may be put thus: "The external mine is
|
|
anything outside of myself, such that any prevention of my use of it
|
|
would be a wrong, although I may not be in possession of it so as to
|
|
be actually holding it as an object." I must be in some kind of
|
|
possession of an external object, if the object is to be regarded as
|
|
mine; for, otherwise, anyone interfering with this object would not,
|
|
in doing so, affect me; nor, consequently, would he thereby do me
|
|
any wrong. Hence, according to SS 4, a rational possession
|
|
(possessio noumenon) must be assumed as possible, if there is to be
|
|
rightly an external mine and thine. Empirical possession is thus
|
|
only phenomenal possession or holding (detention) of the object in the
|
|
sphere of sensible appearance (possessio phenomenon), although the
|
|
object which I possess is not regarded in this practical relation as
|
|
itself a phenomenon- according to the exposition of the Transcendental
|
|
Analytic in the Critique of Pure Reason- but as a thing in itself. For
|
|
in the Critique of Pure Reason the interest of reason turns upon the
|
|
theoretical knowledge of the nature of things and how far reason can
|
|
go in such knowledge. But here reason has to deal with the practical
|
|
determination of the action of the will according to laws of
|
|
freedom, whether the object is perceivable through the senses or
|
|
merely thinkable by the pure understanding. And right, as under
|
|
consideration, is a pure practical conception of the reason in
|
|
relation to the exercise of the will under laws of freedom.
|
|
|
|
And, hence, it is not quite correct to speak of "possessing" a right
|
|
to this or that object, but it should rather be said that an object is
|
|
possessed in a purely juridical way; for a right is itself the
|
|
rational possession of an object, and to "possess a possession," would
|
|
be an expression without meaning.
|
|
|
|
6. Deduction of the Conception of a Purely Juridical
|
|
|
|
Possession of an External Object (Possessio Noumenon).
|
|
|
|
The question, "How is an external mine and thine possible?" resolves
|
|
itself into this other question: "How is a merely juridical or
|
|
rational possession possible?" And this second question resolves
|
|
itself again into a third: "How is a synthetic proposition in right
|
|
possible a priori?"
|
|
|
|
All propositions of right- as juridical propositions- are
|
|
propositions a priori, for they are practical laws of reason
|
|
(dictamina rationis). But the juridical proposition a priori
|
|
respecting empirical possession is analytical; for it says nothing
|
|
more than what follows by the principle of contradiction, from the
|
|
conception of such possession; namely, that if I am the holder of a
|
|
thing in the way of being physically connected with it, any one
|
|
interfering with it without my consent- as, for instance, in wrenching
|
|
an apple out of my hand- affects and detracts from my freedom as
|
|
that which is internally mine; and consequently the maxim of his
|
|
action is in direct contradiction to the axiom of right. The
|
|
proposition expressing the principle of an empirical rightful
|
|
possession does not therefore go beyond the right of a person in
|
|
reference to himself.
|
|
|
|
On the other hand, the proposition expressing the possibility of the
|
|
possession of a thing external to me, after abstraction of all the
|
|
conditions of empirical possession in space and time- consequently
|
|
presenting the assumption of the possibility of a possessio
|
|
noumenon- goes beyond these limiting conditions; and because this
|
|
proposition asserts a possession even without physical holding, as
|
|
necessary to the conception of the external mine and thine, it is
|
|
synthetical. And thus it becomes a problem for reason to show how such
|
|
a proposition, extending its range beyond the conception of
|
|
empirical possession, is possible a priori.
|
|
|
|
In this manner, for instance, the act of taking possession of a
|
|
particular portion of the soil is a mode exercising the private
|
|
free-will without being an act of usurpation. The possessor founds
|
|
upon the innate right of common possession of the surface of the
|
|
earth, and upon the universal will corresponding a priori to it, which
|
|
allows a private possession of the soil; because what are mere
|
|
things would be otherwise made in themselves and by a law into
|
|
unappropriable objects. Thus a first appropriator acquires
|
|
originally by primary possession a particular portion of the ground;
|
|
and by right (jure) he resists every other person who would hinder him
|
|
in the private use of it, although, while the "state of nature"
|
|
continues, this cannot be done by juridical means (de jure), because a
|
|
public law does not yet exist.
|
|
|
|
And although a piece of ground should be regarded as free, or
|
|
declared to be such, so as to be for the public use of all without
|
|
distinction, yet it cannot be said that it is thus free by nature
|
|
and originally so, prior to any juridical act. For there would be a
|
|
real relation already incorporated in such a piece of ground by the
|
|
very fact that the possession of it was denied to any particular
|
|
individual; and as this public freedom of the ground would be a
|
|
prohibition of it to every particular individual, this presupposes a
|
|
common possession of it which cannot take effect without a contract. A
|
|
piece of ground, however, which can only become publicly free by
|
|
contract, must actually be in the possession of all those associated
|
|
together, who mutually interdict or suspend each other, from any
|
|
particular or private use of it.
|
|
|
|
This original community of the soil and of the things upon it
|
|
(communio fundi originaria), is an idea which has objective and
|
|
practical juridical reality and is entirely different from the idea of
|
|
a primitive community of things, which is a fiction. For the latter
|
|
would have had to be founded as a form of society, and must have taken
|
|
its rise from a contract by which all renounced the right of private
|
|
possession, so that by uniting the property owned by each into a
|
|
whole, it was thus transformed into a common possession. But had
|
|
such an event taken place, history must have presented some evidence
|
|
of it. To regard such a procedure as the original mode of taking
|
|
possession, and to hold that the particular possessions of every
|
|
individual may and ought to be grounded upon it, is evidently a
|
|
contradiction.
|
|
|
|
Possession (possessio) is to be distinguished from habitation as
|
|
mere residence (sedes); and the act of taking possession of the soil
|
|
in the intention of acquiring it once for all, is also to be
|
|
distinguished from settlement or domicile (incolatus), which is a
|
|
continuous private possession of a place that is dependent on the
|
|
presence of the individual upon it. We have not here to deal with
|
|
the question of domiciliary settlement, as that is a secondary
|
|
juridical act which may follow upon possession, or may not occur at
|
|
all; for as such it could not involve an original possession, but only
|
|
a secondary possession derived from the consent of others.
|
|
|
|
Simple physical possession, or holding of the soil, involves already
|
|
certain relations of right to the thing, although it is certainly
|
|
not sufficient to enable me to regard it as mine. Relative to
|
|
others, so far as they know, it appears as a first possession in
|
|
harmony with the law of external freedom; and, at the same time, it is
|
|
embraced in the universal original possession which contains a
|
|
priori the fundamental principle of the possibility of a private
|
|
possession. Hence to disturb the first occupier or holder of a portion
|
|
of the soil in his use of it is a lesion or wrong done to him. The
|
|
first taking of possession has therefore a title of right (titulus
|
|
possessionis) in its favour, which is simply the principle of the
|
|
original common possession; and the saying that "It is well for
|
|
those who are in possession" (beati possidentes), when one is not
|
|
bound to authenticate his possession, is a principle of natural
|
|
right that establishes the juridical act of taking possession, as a
|
|
ground of acquisition upon which every first possessor may found.
|
|
|
|
It has been shown in the Critique of Pure Reason that in theoretical
|
|
principles a priori, an intuitional perception a priori must be
|
|
supplied in connection with any given conception; and, consequently,
|
|
were it a question of a purely theoretical principle, something
|
|
would have to be added to the conception of the possession of an
|
|
object to make it real. But in respect of the practical principle
|
|
under consideration, the procedure is just the converse of the
|
|
theoretical process; so that all the conditions of perception which
|
|
form the foundation of empirical possession must be abstracted or
|
|
taken away in order to extend the range of the juridical conception
|
|
beyond the empirical sphere, and in order to be able to apply the
|
|
postulate, that every external object of the free activity of my will,
|
|
so far as I have it in my power, although not in the possession of it,
|
|
may be reckoned as juridically mine.
|
|
|
|
The possibility of such a possession, with consequent deduction of
|
|
the conception of a nonempirical possession, is founded upon the
|
|
juridical postulate of the practical reason, that "It is a juridical
|
|
duty so to act towards others that what is external and useable may
|
|
come into the possession or become the property of some one." And this
|
|
postulate is conjoined with the exposition of the conception that what
|
|
is externally one's own is founded upon a possession, that is not
|
|
physical. The possibility of such a possession, thus conceived,
|
|
cannot, however, be proved or comprehended in itself, because it is
|
|
a rational conception for which no empirical perception can be
|
|
furnished; but it follows as an immediate consequence from the
|
|
postulate that has been enunciated. For, if it is necessary to act
|
|
according to that juridical principle, the rational or intelligible
|
|
condition of a purely juridical possession must also be possible. It
|
|
need astonish no one, then, that the theoretical aspect of the
|
|
principles of the external mine and thine is lost from view in the
|
|
rational sphere of pure intelligence and presents no extension of
|
|
knowledge; for the conception of freedom upon which they rest does not
|
|
admit of any theoretical deduction of its possibility, and it can only
|
|
be inferred from the practical law of reason, called the categorical
|
|
imperative, viewed as a fact.
|
|
|
|
7. Application of the Principle of the Possibility of
|
|
|
|
an External Mine and Thine to Objects of Experience.
|
|
|
|
The conception of a purely juridical possession is not an
|
|
empirical conception dependent on conditions of space and time, and
|
|
yet it has practical reality. As such it must be applicable to objects
|
|
of experience, the knowledge of which is independent of the conditions
|
|
of space and time. The rational process by which the conception of
|
|
right is brought into relation to such objects so as to constitute a
|
|
possible external mine and thine, is as follows. The conception of
|
|
right, being contained merely in reason, cannot be immediately applied
|
|
to objects of experience, so as to give the conception of an empirical
|
|
possession, but must be applied directly to the mediating
|
|
conception, in the understanding, of possession in general; so that,
|
|
instead of physical holding (detentio) as an empirical
|
|
representation of possession, the formal conception or thought of
|
|
having, abstracted from all conditions of space and time, is conceived
|
|
by the mind, and only as implying that an object is in my power and at
|
|
my disposal (in potestate mea positum esse). In this relation, the
|
|
term external does not signify existence in another place than where I
|
|
am, nor my resolution and acceptance at another time than the moment
|
|
in which I have the offer of a thing: it signifies only an object
|
|
different from or other than myself. Now the practical reason by its
|
|
law of right wills, that I shall think the mine and thine in
|
|
application to objects, not according to sensible conditions, but
|
|
apart from these and from the possession they indicate; because they
|
|
refer to determinations of the activity of the will that are in
|
|
accordance with the laws of freedom. For it is only a conception of
|
|
the understanding that can be brought under the rational conception of
|
|
right. I may therefore say that I possess a field, although it is in
|
|
quite a different place from that on which I actually find myself. For
|
|
the question here is not concerning an intellectual relation to the
|
|
object, but I have the thing practically in my power and at my
|
|
disposal, which is a conception of possession realized by the
|
|
understanding and independent of relations of space; and it is mine,
|
|
because my will, in determining itself to any particular use of it, is
|
|
not in conflict with the law of external freedom. Now it is just in
|
|
abstraction from physical possession of the object of my free-will
|
|
in the sphere of sense, that the practical reason wills that a
|
|
rational possession of it shall be thought, according to
|
|
intellectual conceptions which are not empirical, but contain a priori
|
|
the conditions of rational possession. Hence it is in this fact,
|
|
that we found the ground of the validity of such a rational conception
|
|
of possession possessio noumenon) as a principle of a universally
|
|
valid legislation. For such a legislation is implied and contained
|
|
in the expression, "This external object is mine," because an
|
|
obligation is thereby imposed upon all others in respect of it, who
|
|
would otherwise not have been obliged to abstain from the use of
|
|
this object.
|
|
|
|
The mode, then, of having something external to myself as mine,
|
|
consists in a specially juridical connection of the will of the
|
|
subject with that object, independently of the empirical relations
|
|
to it in space and in time, and in accordance with the conception of a
|
|
rational possession. A particular spot on the earth is not
|
|
externally mine because I occupy it with my body; for the question
|
|
here discussed refers only to my external freedom, and consequently it
|
|
affects only the possession of myself, which is not a thing external
|
|
to me, and therefore only involves an internal right. But if I
|
|
continue to be in possession of the spot, although I have taken myself
|
|
away from it and gone to another place, only under that condition is
|
|
my external right concerned in connection with it. And to make the
|
|
continuous possession of this spot by my person a condition of
|
|
having it as mine, must either be to assert that it is not possible at
|
|
all to have anything external as one's own, which is contrary to the
|
|
postulate in SS 2, or to require, in order that this external
|
|
possession may be possible, that I shall be in two places at the
|
|
same time. But this amounts to saying that I must be in a place and
|
|
also not in it, which is contradictory and absurd.
|
|
|
|
This position may be applied to the case in which I have accepted
|
|
a promise; for my having and possession in respect of what has been
|
|
promised become established on the ground of external right. This
|
|
right is not to be annulled by the fact that the promiser having
|
|
said at one time, "This thing shall be yours," again at a subsequent
|
|
time says, "My will now is that the thing shall not be yours." In such
|
|
relations of rational right, the conditions hold just the same as if
|
|
the promiser had, without any interval of time between them, made
|
|
the two declarations of his will, "This shall be yours," and also
|
|
"This shall not be yours"; which manifestly contradicts itself.
|
|
|
|
The same thing holds, in like manner, of the conception of the
|
|
juridical possession of a person as belonging to the Having of a
|
|
subject, whether it be a wife, a child, or a servant. The relations of
|
|
right involved in a household, and the reciprocal possession of all
|
|
its members, are not annulled by the capability of separating from
|
|
each other in space; because it is by juridical relations that they
|
|
are connected, and the external mine and thine, as in the former
|
|
cases, rests entirely upon the assumption of the possibility of a
|
|
purely rational possession, without the accompaniment of physical
|
|
detention or holding of the object.
|
|
|
|
Reason is forced to a critique of its juridically practical function
|
|
in special reference to the conception of the external mine and thine,
|
|
by the antinomy of the propositions enunciated regarding the
|
|
possibility of such a form of possession. For these give rise to an
|
|
inevitable dialectic, in which a thesis and an antithesis set up equal
|
|
claims to the validity of two conflicting conditions. Reason is thus
|
|
compelled, in its practical function in relation to right- as it was
|
|
in its theoretical function- to make a distinction between
|
|
possession as a phenomenal appearance presented to the senses, and
|
|
that possession which is rational and thinkable only by the
|
|
understanding.
|
|
|
|
Thesis.- The thesis, in this case, is: "It is possible to have
|
|
something external as mine, although I am not in possession of it."
|
|
|
|
Antithesis.- The antithesis is: "It is not possible to have anything
|
|
external as mine, if I am not in possession of it."
|
|
|
|
Solution.- The solution is: "Both Propositions are true"; the former
|
|
when I mean empirical possession (possessio phaenomenon), the latter
|
|
when I understand by the same term, a purely rational possession
|
|
(possessio noumenon).
|
|
|
|
But the possibility of a rational possession, and consequently of an
|
|
external mine and thine, cannot be comprehended by direct insight, but
|
|
must be deduced from the practical reason. And in this relation it
|
|
is specially noteworthy that the practical reason without
|
|
intuitional perceptions, and even without requiring such an element
|
|
a priori, can extend its range by the mere elimination of empirical
|
|
conditions, as justified by the law of freedom, and can thus establish
|
|
synthetical propositions a priori. The proof of this in the
|
|
practical connection, as will be shown afterwards, can be adduced in
|
|
an analytical manner.
|
|
|
|
8. To Have Anything External as One's Own is only Possible
|
|
|
|
in a Juridical or Civil State of Society under the
|
|
|
|
Regulation of a Public Legislative Power.
|
|
|
|
If, by word or deed, I declare my will that some external thing
|
|
shall be mine, I make a declaration that every other person is obliged
|
|
to abstain from the use of this object of my exercise of will; and
|
|
this imposes an obligation which no one would be under, without such a
|
|
juridical act on my part. But the assumption of this act at the same
|
|
time involves the admission that I am obliged reciprocally to
|
|
observe a similar abstention towards every other in respect of what is
|
|
externally theirs; for the obligation in question arises from a
|
|
universal rule regulating the external juridical relations. Hence I am
|
|
not obliged to let alone what another person declares to be externally
|
|
his, unless every other person likewise secures me by a guarantee that
|
|
he will act in relation to what is mine, upon the same principle. This
|
|
guarantee of reciprocal and mutual abstention from what belongs to
|
|
others does not require a special juridical act for its establishment,
|
|
but is already involved in the conception of an external obligation of
|
|
right, on account of the universality and consequently the reciprocity
|
|
of the obligatoriness arising from a universal Rule. Now a single
|
|
will, in relation to an external and consequently contingent
|
|
possession, cannot serve as a compulsory law for all, because that
|
|
would be to do violence to the freedom which is in accordance with
|
|
universal laws. Therefore it is only a will that binds every one,
|
|
and as such a common, collective, and authoritative will, that can
|
|
furnish a guarantee of security to all. But the state of men under a
|
|
universal, external, and public legislation, conjoined with
|
|
authority and power, is called the civil state. There can therefore be
|
|
an external mine and thine only in the civil state of society.
|
|
|
|
Consequence.- It follows, as a corollary, that, if it is juridically
|
|
possible to have an external object as one's own, the individual
|
|
subject of possession must be allowed to compel or constrain every
|
|
person with whom a dispute as to the mine or thine of such a
|
|
possession may arise, to enter along with himself into the relations
|
|
of a civil constitution.
|
|
|
|
9. There May, However, Be an External Mine and Thine Found as
|
|
|
|
a Fact in the State of Nature, but it is only Provisory.
|
|
|
|
Natural right in the state of a civil constitution means the forms
|
|
of right which may be deduced from principles a priori as the
|
|
conditions of such a constitution. It is therefore not to be infringed
|
|
by the statutory laws of such a constitution; and accordingly the
|
|
juridical principle remains in force, that, "Whoever proceeds upon a
|
|
maxim by which it becomes impossible for me to have an object of the
|
|
exercise of my will as mine, does me a lesion or injury." For a
|
|
civil constitution is only the juridical condition under which every
|
|
one has what is his own merely secured to him, as distinguished from
|
|
its being specially assigned and determined to him. All guarantee,
|
|
therefore, assumes that everyone to whom a thing is secured is already
|
|
in possession of it as his own. Hence, prior to the civil
|
|
constitution- or apart from it- an external mine and thine must be
|
|
assumed as possible, and along with it a right to compel everyone with
|
|
whom we could come into any kind of intercourse to enter with us
|
|
into a constitution in which what is mine or thine can be secured.
|
|
There may thus be a possession in expectation or in preparation for
|
|
such a state of security, as can only be established on the law of the
|
|
common will; and as it is therefore in accordance with the possibility
|
|
of such a state, it constitutes a provisory or temporary juridical
|
|
possession; whereas that possession which is found in reality in the
|
|
civil state of society will be a peremptory or guaranteed
|
|
possession. Prior to entering into this state, for which he is
|
|
naturally prepared, the individual rightfully resists those who will
|
|
not adapt themselves to it, and who would disturb him in his provisory
|
|
possession; because, if the will of all except himself were imposing
|
|
upon him an obligation to withdraw from a certain possession, it would
|
|
still be only a one-sided or unilateral will, and consequently it
|
|
would have just as little legal title- which can be properly based
|
|
only on the universalized will- to contest a claim of right as he
|
|
would have to assert it. Yet be has the advantage on his side, of
|
|
being in accord with the conditions requisite to the introduction
|
|
and institution of a civil form of society. In a word, the mode in
|
|
which anything external may be held as one's own in the state of
|
|
nature, is just physical possession with a presumption of right thus
|
|
far in its favour, that by union of the wills of all in a public
|
|
legislation it will be made juridical; and in this expectation it
|
|
holds comparatively, as a kind of potential juridical possession.
|
|
|
|
This prerogative of right, as arising from the fact of empirical
|
|
possession, is in accordance with the formula: "It is well for those
|
|
who are in possession" (Beati possidentes). It does not consist in the
|
|
fact that, because the possessor has the presumption of being a
|
|
rightful man, it is unnecessary for him to bring forward proof that he
|
|
possesses a certain thing rightfully, for this position applies only
|
|
to a case of disputed right. But it is because it accords with the
|
|
postulate of the practical reason, that everyone is invested with
|
|
the faculty of having as his own any external object upon which he has
|
|
exerted his will; and, consequently, all actual possession is a
|
|
state whose rightfulness is established upon that postulate by an
|
|
anterior act of will. And such an act, if there be no prior possession
|
|
of the same object by another opposed to it, does, therefore,
|
|
provisionally justify and entitle me, according to the law of external
|
|
freedom, to restrain anyone who refuses to enter with me into a
|
|
state of public legal freedom from all pretension to the use of such
|
|
an object. For such a procedure is requisite, in conformity with the
|
|
postulate of reason, in order to subject to my proper use a thing
|
|
which would otherwise be practically annihilated, as regards all
|
|
proper use of it.
|
|
CH2
|
|
|
|
FIRST PART. PRIVATE RIGHT.
|
|
|
|
The System of those Laws Which Require No External Promulgation.
|
|
|
|
CHAPTER II. The Mode of Acquiring Anything External.
|
|
|
|
10. The General Principle of External Acquisition.
|
|
|
|
I acquire a thing when I act (efficio) so that it becomes mine. An
|
|
external thing is originally mine when it is mine even without the
|
|
intervention of a juridical act. An acquisition is original and
|
|
primary when it is not derived from what another had already made
|
|
his own.
|
|
|
|
There is nothing external that is as such originally mine; but
|
|
anything external may be originally acquired when it is an object that
|
|
no other person has yet made his. A state in which the mine and
|
|
thine are in common cannot be conceived as having been at any time
|
|
original. Such a state of things would have to be acquired by an
|
|
external juridical act, although there may be an original and common
|
|
possession of an external object. Even if we think hypothetically of a
|
|
state in which the mine and thine would be originally in common as a
|
|
communio mei et tui originaria, it would still have to be
|
|
distinguished from a primeval communion (communio primaeva) with
|
|
things in common, sometimes supposed to be founded in the first period
|
|
of the relations of right among men, and which could not be regarded
|
|
as based upon principles like the former, but only upon history.
|
|
Even under that condition the historic communio, as a supposed
|
|
primeval community, would always have to be viewed as acquired and
|
|
derivative (communio derivativa).
|
|
|
|
The principle of external acquisition, then, may be expressed
|
|
thus: "Whatever I bring under my power according to the law of
|
|
external freedom, of which as an object of my free activity of will
|
|
I have the capability of making use according to the postulate of
|
|
the practical reason, and which I will to become mine in conformity
|
|
with the idea of a possible united common will, is mine."
|
|
|
|
The practical elements (momenta attendenda) constitutive of the
|
|
process of original acquisition are:
|
|
|
|
1. Prehension or seizure of an object which belongs to no one;
|
|
for, if it belonged already to some one, the act would conflict with
|
|
the freedom of others, that is, according to universal laws. This is
|
|
the taking possession of an object of my free activity of will in
|
|
space and time; the possession, therefore, into which I thus put
|
|
myself is sensible or physical possession (possessio phenomenon);
|
|
|
|
2. Declaration of the possession of this object by formal
|
|
designation and the act of my freewill in interdicting every other
|
|
person from using it as his;
|
|
|
|
3. Appropriation, as the act, in idea, of an externally
|
|
legislative common will, by which all and each are obliged to
|
|
respect and act in conformity with my act of will.
|
|
|
|
The validity of the last element in the process of acquisition, as
|
|
that on which the conclusion that "the external object is mine" rests,
|
|
is what makes the possession valid as a purely rational and
|
|
juridical possession (possessio noumenon). It is founded upon the fact
|
|
that, as all these acts are juridical, they consequently proceed
|
|
from the practical reason, and therefore, in the question as to what
|
|
is right, abstraction may be made of the empirical conditions
|
|
involved, and the conclusion, "the external object is mine," thus
|
|
becomes a correct inference from the external fact of sensible
|
|
possession to the internal right of rational possession.
|
|
|
|
The original primary acquisition of an external object of the action
|
|
of the will, is called occupancy. It can only take place in
|
|
reference to substances or corporeal things. Now when this
|
|
occupation of an external object does take place, the act presupposes,
|
|
as a condition of such empirical possession, its priority in time
|
|
before the act of any other who may also be willing to enter upon
|
|
occupation of it. Hence the legal maxim: "qui prior tempore, potior
|
|
jure." Such occupation as original or primary is, further, the
|
|
effect only of a single or unilateral will; for were a bilateral or
|
|
twofold will requisite for it, it would be derived from a contract
|
|
of two or more persons with each other, and consequently it would be
|
|
based upon what another or others had already made their own. It is
|
|
not easy to see how such an act of free-will as this would be could
|
|
really form a foundation for every one having his own. However, the
|
|
first acquisition of a thing is on that account not quite exactly
|
|
the same as the original acquisition of it. For the acquisition of a
|
|
public juridical state by union of the wills of all in a universal
|
|
legislation would be such an original acquisition, seeing that no
|
|
other of the kind could precede it, and yet it would be derived from
|
|
the particular wills of all the individuals, and consequently become
|
|
all-sided or omnilateral; for a properly primary acquisition can
|
|
only proceed from an individual or unilateral or unilateral will.
|
|
|
|
DIVISION OF THE SUBJECT OF THE ACQUISITION OF THE EXTERNAL
|
|
|
|
MINE AND THINE.
|
|
|
|
I. In respect of the matter of object of acquisition, I acquire
|
|
either a corporeal thing (substance), or the performance of
|
|
something by another (causality), or this other as a person in respect
|
|
of his state, so far as I have a right to dispose of the same (in a
|
|
relation of reciprocity with him).
|
|
|
|
II. In respect of the form or mode of acquisition, it is either a
|
|
real right (jus reale), or a personal right (jus personale), or a
|
|
real-personal right (jus realiter personale), to the possession
|
|
although not to the use, of another person as if he were a thing.
|
|
|
|
III. In respect of the ground of right or the title (titulus) of
|
|
acquisition- which, properly, is not a particular member of the
|
|
division of rights, but rather a constituent element of the mode of
|
|
exercising them- anything external is acquired by a certain free
|
|
exercise of will that is either unilateral, as the act of a single
|
|
will (facto), or bilateral, as the act of two wills (pacto), or
|
|
omnilateral, as the act of all the wills of a community together
|
|
(lege).
|
|
|
|
SECTION I. Principles of Real Right.
|
|
|
|
11. What is a Real Right?
|
|
|
|
The usual definition of real right, or "right in a thing" (jus
|
|
reale, jus in re), is that "it is a right as against every possessor
|
|
of it." This is a correct nominal definition. But what is it that
|
|
entitles me to claim an external object from any one who may appear as
|
|
its possessor, and to compel him, per vindicationem, to put me
|
|
again, in place of himself, into possession of it? Is this external
|
|
juridical relation of my will a kind of immediate relation to an
|
|
external thing? If so, whoever might think of his right as referring
|
|
not immediately to persons but to things would have to represent it,
|
|
although only in an obscure way, somewhat thus. A right on one side
|
|
has always a duty corresponding to it on the other, so that an
|
|
external thing, although away from the hands of its first possessor,
|
|
continues to be still connected with him by a continuing obligation;
|
|
and thus it refuses to fall under the claim of any other possessor,
|
|
because it is already bound to another. In this way my right, viewed
|
|
as a kind of good genius accompanying a thing and preserving it from
|
|
all external attack, would refer an alien possessor always to me! It
|
|
is, however, absurd to think of an obligation of persons towards
|
|
things, and conversely; although it may be allowed in any particular
|
|
case to represent the juridical relation by a sensible image of this
|
|
kind, and to express it in this way.
|
|
|
|
The real definition would run thus: "Right in a thing is a right
|
|
to the private use of a thing, of which I am in possession- original
|
|
or derivative- in common with all others." For this is the one
|
|
condition under which it is alone possible that I can exclude every
|
|
others possessor from the private use of the thing (jus contra
|
|
quemlibet hujus rei possessorem). For, except by presupposing such a
|
|
common collective possession, it cannot be conceived how, when I am
|
|
not in actual possession of a thing, I could be injured or wronged
|
|
by others who are in possession of it and use it. By an individual act
|
|
of my own will I cannot oblige any other person to abstain from the
|
|
use of a thing in respect of which he would otherwise be under no
|
|
obligation; and, accordingly, such an obligation can only arise from
|
|
the collective will of all united in a relation of common
|
|
possession. Otherwise, I would have to think of a right in a thing, as
|
|
if the thing has an obligation towards me, and as if the right as
|
|
against every possessor of it had to be derived from this obligation
|
|
in the thing, which is an absurd way of representing the subject.
|
|
|
|
Further, by the term real right (jus reale) is meant not only the
|
|
right in a thing (jus in re), but also the constitutive principle of
|
|
all the laws which relate to the real mine and thine. It is,
|
|
however, evident that a man entirely alone upon the earth could
|
|
properly neither have nor acquire any external thing as his own;
|
|
because, between him as a person and all external things as material
|
|
objects, there could be no relations of obligation. There is
|
|
therefore, literally, no direct right in a thing, but only that
|
|
right is to be properly called "real" which belongs to any one as
|
|
constituted against a person, who is in common possession of things
|
|
with all others in the civil state of society.
|
|
|
|
12. The First Acquisition of a Thing can only
|
|
|
|
be that of the Soil.
|
|
|
|
By the soil is understood all habitable Land. In relation to
|
|
everything that is moveable upon it, it is to be regarded as a
|
|
substance, and the mode of the existence of the moveables is viewed as
|
|
an inherence in it. And just as, in the theoretical acceptance,
|
|
accidents cannot exist apart from their substances, so, in the
|
|
practical relation, moveables upon the soil cannot be regarded as
|
|
belonging to any one unless he is supposed to have been previously
|
|
in juridical possession of the soil, so that it is thus considered
|
|
to be his.
|
|
|
|
For, let it be supposed that the soil belongs to no one. Then I
|
|
would be entitled to remove every moveable thing found upon it from
|
|
its place, even to total loss of it, in order to occupy that place,
|
|
without infringing thereby on the freedom of any other; there being,
|
|
by the hypothesis, no possessor of it at all. But everything that
|
|
can be destroyed, such as a tree, a house, and such like- as regards
|
|
its matter at least- is moveable; and if we call a thing which
|
|
cannot be moved without destruction of its form an immoveable, the
|
|
mine and thine in it is not understood as applying to its substance,
|
|
but to that which is adherent to it and which does not essentially
|
|
constitute the thing itself.
|
|
|
|
13. Every Part of the Soil may be Originally Acquired; and
|
|
|
|
the Principle of the Possibility of such Acquisition
|
|
|
|
is the Original Community of the Soil Generally.
|
|
|
|
The first clause of this proposition is founded upon the postulate
|
|
of the practical reason (SS 2); the second is established by the
|
|
following proof.
|
|
|
|
All men are originally and before any juridical act of will in
|
|
rightful possession of the soil; that is, they have a right to be
|
|
wherever nature or chance has placed them without their will.
|
|
Possession (possessio), which is to be distinguished from
|
|
residential settlement (sedes) as a voluntary, acquired, and permanent
|
|
possession, becomes common possession, on account of the connection
|
|
with each other of all the places on the surface of the earth as a
|
|
globe. For, had the surface of the earth been an infinite plain, men
|
|
could have been so dispersed upon it that they might not have come
|
|
into any necessary communion with each other, and a state of social
|
|
community would not have been a necessary consequence of their
|
|
existence upon the earth. Now that possession proper to all men upon
|
|
the earth, which is prior to all their particular juridical acts,
|
|
constitutes an original possession in common (communio possessionis
|
|
originaria). The conception of such an original, common possession
|
|
of things is not derived from experience, nor is it dependent on
|
|
conditions of time, as is the case with the imaginary and
|
|
indemonstrable fiction of a primaeval community of possession in
|
|
actual history. Hence it is a practical conception of reason,
|
|
involving in itself the only principle according to which men may
|
|
use the place they happen to occupy on the surface of the earth, in
|
|
accordance with laws of right.
|
|
|
|
14. The Juridical Act of this Original
|
|
|
|
Acquisition is Occupancy.
|
|
|
|
The act of taking possession (apprehensio), being at its beginning
|
|
the physical appropriation of a corporeal thing in space (possessionis
|
|
physicae), can accord with the law of the external freedom of all,
|
|
under no other condition than that of its priority in respect of time.
|
|
In this relation it must have the characteristic of a first act in the
|
|
way of taking possession, as a free exercise of will. The activity
|
|
of will, however, as determining that the thing- in this case a
|
|
definite separate place on the surface of the earth- shall be mine,
|
|
being an act of appropriation, cannot be otherwise in the case of
|
|
original acquisition than individual or unilateral (voluntas
|
|
unilateralis s. propria). Now, occupancy is the acquisition of an
|
|
external object by an individual act of will. The original acquisition
|
|
of such an object as a limited portion of the soil can therefore
|
|
only be accomplished by an act of occupation.
|
|
|
|
The possibility of this mode of acquisition cannot be intuitively
|
|
apprehended by pure reason in any way, nor established by its
|
|
principles, but is an immediate consequence from the postulate of
|
|
the practical reason. The will as practical reason, however, cannot
|
|
justify external acquisition otherwise than only in so far as it is
|
|
itself included in an absolutely authoritative will, with which it
|
|
is united by implication; or, in other words, only in so far as it
|
|
is contained within a union of the wills of all who come into
|
|
practical relation with each other. For an individual, unilateral
|
|
will- and the same applies to a dual or other particular will-
|
|
cannot impose on all an obligation which is contingent in itself. This
|
|
requires an omnilateral or universal will, which is not contingent,
|
|
but a priori, and which is therefore necessarily united and
|
|
legislative. Only in accordance with such a principle can there be
|
|
agreement of the active free-will of each individual with the
|
|
freedom of all, and consequently rights in general, or even the
|
|
possibility of an external mine and thine.
|
|
|
|
15. It is Only within a Civil Constitution that Anything can
|
|
|
|
be Acquired Peremptorily, whereas in the State of Nature
|
|
|
|
Acquisition can only be Provisory.
|
|
|
|
A civil constitution is objectively necessary as a duty, although
|
|
subjectively its reality is contingent. Hence, there is connected with
|
|
it a real natural law of right, to which all external acquisition is
|
|
subjected.
|
|
|
|
The empirical title of acquisition has been shown to be
|
|
constituted by the taking physical possession (apprehensio physica) as
|
|
founded upon an original community of right in all to the soil. And
|
|
because a possession in the phenomenal sphere of sense can only be
|
|
subordinated to that possession which is in accordance with rational
|
|
conceptions of right, there must correspond to this physical act of
|
|
possession a rational mode of taking possession by elimination of
|
|
all the empirical conditions in space and time. This rational form
|
|
of possession establishes the proposition that "whatever I bring under
|
|
my power in accordance with laws of external freedom, and will that it
|
|
shall be mine, becomes mine."
|
|
|
|
The rational title of acquisition can therefore only lie
|
|
originally in the idea of the will of all united implicitly, or
|
|
necessarily to be united, which is here tacitly assumed as an
|
|
indispensable condition (conditio sine qua non). For by a single
|
|
will there cannot be imposed upon others an obligation by which they
|
|
would not have been otherwise bound. But the fact formed by wills
|
|
actually and universally united in a legislation constitutes the civil
|
|
state of society. Hence, it is only in conformity with the idea of a
|
|
civil state of society, or in reference to it and its realization,
|
|
that anything external can be acquired. Before such a state is
|
|
realized, and in anticipation of it, acquisition, which would
|
|
otherwise be derived, is consequently only provisory. The
|
|
acquisition which is peremptory finds place only in the civil state.
|
|
|
|
Nevertheless, such provisory acquisition is real acquisition. For,
|
|
according to the postulate of the juridically practical reason, the
|
|
possibility of acquisition in whatever state men may happen to be
|
|
living beside one another, and therefore in the state of nature as
|
|
well, is a principle of private right. And in accordance with this
|
|
principle, every one is justified or entitled to exercise that
|
|
compulsion by which it alone becomes possible to pass out of the state
|
|
of nature and to enter into that state of civil society which alone
|
|
can make all acquisition peremptory.
|
|
|
|
It is a question as to how far the right of taking possession of the
|
|
soil extends. The answer is, So far as the capability of having it
|
|
under one's power extends; that is, just as far as he who wills to
|
|
appropriate it can defend it, as if the soil were to say: "If you
|
|
cannot protect me, neither can you command me." In this way the
|
|
controversy about what constitutes a free or closed sea must be
|
|
decided. Thus, within the range of a cannon-shot no one has a right to
|
|
intrude on the coast of a country that already belongs to a certain
|
|
state, in order to fish or gather amber on the shore, or such like.
|
|
Further, the question is put, "Is cultivation of the soil, by
|
|
building, agriculture, drainage, etc., necessary in order to its
|
|
acquisition?" No. For, as these processes as forms of specification
|
|
are only accidents, they do not constitute objects of immediate
|
|
possession and can only belong to the subject in so far as the
|
|
substance of them has been already recognized as his. When it is a
|
|
question of the first acquisition of a thing, the cultivation or
|
|
modification of it by labour forms nothing more than an external
|
|
sign of the fact that it has been taken into possession, and this
|
|
can be indicated by many other signs that cost less trouble. Again:
|
|
"May any one be hindered in the act of taking possession, so that
|
|
neither one nor other of two competitors shall acquire the right of
|
|
priority, and the soil in consequence may remain for all time free
|
|
as belonging to no one?" Not at all. Such a hindrance cannot be
|
|
allowed to take place, because the second of the two, in order to be
|
|
enabled to do this, would himself have to be upon some neighbouring
|
|
soil, where he also, in this manner, could be hindered from being, and
|
|
such absolute hindering would involve a contradiction. It would,
|
|
however, be quite consistent with the right of occupation, in the case
|
|
of a certain intervening piece of the soil, to let it lie unused as
|
|
a neutral ground for the separation of two neighbouring states; but
|
|
under such a condition, that ground would actually belong to them both
|
|
in common, and would not be without an owner (res nullius), just
|
|
because it would be used by both in order to form a separation between
|
|
them. Again: "May one have a thing as his, on a soil of which no one
|
|
has appropriated any part as his own?" Yes. In Mongolia, for
|
|
example, any one may let lie whatever baggage he has, or bring back
|
|
the horse that has run away from him into his possession as his own,
|
|
because the whole soil belongs to the people generally, and the use of
|
|
it accordingly belongs to every individual. But that any one can
|
|
have a moveable thing on the soil of another as his own is only
|
|
possible by contract. Finally, there is the question: "May one of
|
|
two neighbouring nations or tribes resist another when attempting to
|
|
impose upon them a certain mode of using a particular soil; as, for
|
|
instance, a tribe of hunters making such an attempt in relation to a
|
|
pastoral people, or the latter to agriculturists and such like?"
|
|
Certainly. For the mode in which such peoples or tribes may settle
|
|
themselves upon the surface of the earth, provided they keep within
|
|
their own boundaries, is a matter of mere pleasure and choice on their
|
|
own part (res merae facultatis).
|
|
|
|
As a further question, it may be asked whether, when neither
|
|
nature nor chance, but merely our own will, brings us into the
|
|
neighbourhood of a people that gives no promise of a prospect of
|
|
entering into civil union with us, we are to be considered entitled in
|
|
any case to proceed with force in the intention of founding such a
|
|
union, and bringing into a juridical state such men as the savage
|
|
American Indians, the Hottentots,and the New Hollanders; or- and the
|
|
case is not much better- whether we may establish colonies by
|
|
deceptive purchase, and so become owners of their soil, and, in
|
|
general, without regard to their first possession, make use at will of
|
|
our superiority in relation to them? Further, may it not be held
|
|
that Nature herself, as abhorring a vacuum, seems to demand such a
|
|
procedure, and that large regions in other continents, that are now
|
|
magnificently peopled, would otherwise have remained unpossessed by
|
|
civilized inhabitants and might have for ever remained thus, so that
|
|
the end of creation would have so far been frustrated? It is almost
|
|
unnecessary to answer; for it is easy to see through all this flimsy
|
|
veil of injustice, which just amounts to the Jesuitism of making a
|
|
good end justify any means. This mode of acquiring the soil is,
|
|
therefore, to be repudiated.
|
|
|
|
The indefiniteness of external acquirable objects in respect of
|
|
their quantity, as well as their quality, makes the problem of the
|
|
sole primary external acquisition of them one of the most difficult to
|
|
solve. There must, however, be some one first acquisition of an
|
|
external object; for every Acquisition cannot be derivative. Hence,
|
|
the problem is not to be given up as insoluble or in itself as
|
|
impossible. If it is solved by reference to the original contract,
|
|
unless this contract is extended so as to include the whole human
|
|
race, acquisition under it would still remain but provisional.
|
|
|
|
16. Exposition of the Conception of a Primary
|
|
|
|
Acquisition of the Soil.
|
|
|
|
All men are originally in a common collective possession of the soil
|
|
of the whole earth (communio fundi originaria), and they have
|
|
naturally each a will to use it (lex justi). But on account of the
|
|
opposition of the free will of one to that of the other in the
|
|
sphere of action, which is inevitable by nature, all use of the soil
|
|
would be prevented did not every will contain at the same time a law
|
|
for the regulation of the relation of all wills in action, according
|
|
to which a particular possession can be determined to every one upon
|
|
the common soil. This is the juridical law (lex juridica). But the
|
|
distributive law of the mine and thine, as applicable to each
|
|
individual on the soil, according to the axiom of external freedom,
|
|
cannot proceed otherwise than from a primarily united will a priori-
|
|
which does not presuppose any juridical act as requisite for this
|
|
union. This Law can only take form in the civil state (lex justitiae
|
|
distributivae); as it is in this state alone that the united common
|
|
will determines what is right, what is rightful, and what is the
|
|
constitution of Right. In reference to this state, however- and
|
|
prior to its establishment and in view of it- it is provisorily a duty
|
|
for every one to proceed according to the law of external acquisition;
|
|
and accordingly it is a juridical procedure on the part of the will to
|
|
lay every one under obligation to recognise the act of possessing
|
|
and appropriating, although it be only unilaterally. Hence a provisory
|
|
acquisition of the soil, with all its juridical consequences, is
|
|
possible in the state of nature.
|
|
|
|
Such an acquisition, however, requires and also obtains the favour
|
|
of a permissive law (lex permissiva), in respect of the
|
|
determination of the limits of juridically possible possession. For it
|
|
precedes the juridical state, and as merely introductory to it is
|
|
not yet peremptory; and this favour does not extend farther than the
|
|
date of the consent of the other co-operators in the establishment
|
|
of the civil state. But if they are opposed to entering into the civil
|
|
state, as long as this opposition lasts it carries all the effect of a
|
|
guaranteed juridical acquisition with it, because the advance from the
|
|
state of nature to the civil state is founded upon a duty.
|
|
|
|
17. Deduction of the Conception of the Original
|
|
|
|
Primary Acquisition.
|
|
|
|
We have found the title of acquisition in a universal original
|
|
community of the soil, under the conditions of an external acquisition
|
|
in space; and the mode of acquisition is contained in the empirical
|
|
fact of taking possession (apprehensio), conjoined with the will to
|
|
have an external object as one's own. It is further necessary to
|
|
unfold, from the principles of the pure juridically practical reason
|
|
involved in the conception, the juridical acquisition proper of an
|
|
object- that is, the external mine and thine that follows from the two
|
|
previous conditions, as rational possession (possessio noumenon).
|
|
|
|
The juridical conception of the external mine and thine, so far as
|
|
it involves the category of substance, cannot by "that which is
|
|
external to me" mean merely "in a place other than that in which I
|
|
am"; for it is a rational conception. As under the conceptions of
|
|
the reason only intellectual conceptions can be embraced, the
|
|
expression in question can only signify "something that is different
|
|
and distinct from me" according to the idea of a non-empirical
|
|
possession through, as it were, a continuous activity in taking
|
|
possession of an external object; and it involves only the notion of
|
|
having something in my power, which indicates the connection of an
|
|
object with myself, as a subjective condition of the possibility of
|
|
making use of it. This forms a purely intellectual conception of the
|
|
understanding. Now we can leave out or abstract from the sensible
|
|
conditions of possession, as relations of a person to objects which
|
|
have no obligation. This process of elimination just gives the
|
|
rational relation of a person to persons; and it is such that he can
|
|
bind them all by an obligation in reference to the use of things
|
|
through his act of will, so far as it is conformable to the axiom of
|
|
freedom, the postulate of right, and the universal legislation of
|
|
the common will, conceived as united a priori. This is therefore the
|
|
rational intelligible possession of things as by pure right,
|
|
although they are objects of sense.
|
|
|
|
It is evident that the first modification, limitation, or
|
|
transformation generally, of a portion of the soil cannot of itself
|
|
furnish a title to its acquisition, since possession of an accident
|
|
does not form a ground for legal possession of the substance.
|
|
Rather, conversely, the inference as to the mine and thine must be
|
|
drawn from ownership of the substance according to the rule:
|
|
Accessarium sequitur suum principale. Hence one who has spent labour
|
|
on a piece of ground that was not already his own, has lost his effort
|
|
and work to the former owner. This position is so evident of itself
|
|
that the old opinion to the opposite effect, that is still spread
|
|
far and wide, can hardly be ascribed to any other than the
|
|
prevailing illusion which unconsciously leads to the personification
|
|
of things; and, then, as if they could be bound under an obligation by
|
|
the labour bestowed upon them to be at the service of the person who
|
|
does the labour, to regard them as his by immediate right. Otherwise
|
|
it is probable that the natural question- already discussed- would not
|
|
have been passed over with so light a tread, namely: "How is a right
|
|
in a thing possible?" For, right as against every possible possessor
|
|
of a thing means only the claim of a particular will to the use of
|
|
an object so far as it may be included in the all-comprehending
|
|
universal will, and can be thought as in harmony with its law.
|
|
|
|
As regards bodies situated upon a piece of ground which is already
|
|
mine, if they otherwise belong to no other person, they belong to me
|
|
without my requiring any particular juridical act for the purpose of
|
|
this acquisition; they are mine not facto, but lege. For they may be
|
|
regarded as accidents inhering in the substance of the soil, and
|
|
they are thus mine jure rei meae. To this category also belongs
|
|
everything which is so connected with anything of mine that it
|
|
cannot be separated from what is mine without altering it
|
|
substantially. Examples of this are gilding on an object, mixture of a
|
|
material belonging to me with other things, alluvial deposit, or
|
|
even alteration of the adjoining bed of a stream or river in my favour
|
|
so as to produce an increase of my land, etc. By the same
|
|
principles, the question must also be decided as to whether the
|
|
acquirable soil may extend farther than the existing land, so as
|
|
even to include part of the bed of the sea, with the right to fish
|
|
on my own shores, to gather amber and such like. So far as I have
|
|
the mechanical capability from my own site, as the place I occupy,
|
|
to secure my soil from the attack of others- and, therefore, as far as
|
|
cannon can carry from the shore- all is included in my possession, and
|
|
the sea is thus far closed (mare clausum). But as there is no site for
|
|
occupation upon the wide sea itself, possible possession cannot be
|
|
extended so far, and the open sea is free (mare liberum). But in the
|
|
case of men, or things that belong to them, becoming stranded on the
|
|
shore, since the fact is not voluntary, it cannot be regarded by the
|
|
owner of the shore as giving him a right of acquisition. For shipwreck
|
|
is not an act of will, nor is its result a lesion to him; and things
|
|
which may have come thus upon his soil, as still belonging to some
|
|
one, are not to be treated as being without an owner or res nullius.
|
|
On the other hand, a river, so far as possession of the bank
|
|
reaches, may be originally acquired, like any other piece of ground,
|
|
under the above restrictions, by one who is in possession of both
|
|
its banks.
|
|
|
|
PROPERTY.
|
|
|
|
An external object, which in respect of its substance can be claimed
|
|
by some one as his own, is called the property (dominium) of that
|
|
person to whom all the rights in it as a thing belong- like the
|
|
accidents inhering in a substance- and which, therefore, he as the
|
|
proprietor (dominus) can dispose of at will (jus disponendi de re
|
|
sua). But from this it follows at once that such an object can only be
|
|
a corporeal thing towards which there is no direct personal
|
|
obligation. Hence a man may be his own master (sui juris) but not
|
|
the proprietor of himself (sui dominus), so as to be able to dispose
|
|
of himself at will, to say nothing of the possibility of such a
|
|
relation to other men; because he is responsible to humanity in his
|
|
own person. This point, however, as belonging to the right of humanity
|
|
as such, rather than to that of individual men, would not be discussed
|
|
at its proper place here, but is only mentioned incidentally for the
|
|
better elucidation of what has just been said. It may be further
|
|
observed that there may be two full proprietors of one and the same
|
|
thing, without there being a mine and thine in common, but only in
|
|
so far as they are common possessors of what belongs only to one of
|
|
them as his own. In such a case the whole possession, without the
|
|
use of the thing, belongs to one only of the co-proprietors
|
|
(condomini); while to the others belongs all the use of the thing
|
|
along with its possession. The former as the direct proprietor
|
|
(dominus directus), therefore, restricts the latter as the
|
|
proprietor in use (dominus utilis) to the condition of a certain
|
|
continuous performance, with reference to the thing itself, without
|
|
limiting him in the use of it.
|
|
|
|
SECTION II. Principles of Personal Right.
|
|
|
|
18. Nature and Acquisition of Personal Right.
|
|
|
|
The possession of the active free-will of another person, as the
|
|
power to determine it by my will to a certain action, according to
|
|
laws of freedom, is a form of right relating to the external mine
|
|
and thine, as affected by the causality of another. It is possible
|
|
to have several such rights in reference to the same person or to
|
|
different persons. The principle of the system of laws, according to
|
|
which I can be in such possession, is that of personal right, and
|
|
there is only one such principle.
|
|
|
|
The acquisition of a personal right can never be primary or
|
|
arbitrary; for such a mode of acquiring it would not be in
|
|
accordance with the principle of the harmony of the freedom of my will
|
|
with the freedom of every other, and it would therefore be wrong.
|
|
Nor can such a right be acquired by means of any unjust act of another
|
|
(facto injusti alterius), as being itself contrary to right; for if
|
|
such a wrong as it implies were perpetrated on me, and I could
|
|
demand satisfaction from the other, in accordance with right, yet in
|
|
such a case I would only be entitled to maintain undiminished what was
|
|
mine, and not to acquire anything more than what I formerly had.
|
|
|
|
Acquisition by means of the action of another, to which I
|
|
determine his will according to laws of right, is therefore always
|
|
derived from what that other has as his own. This derivation, as a
|
|
juridical act, cannot be effected by a mere negative relinquishment or
|
|
renunciation of what is his (per derelictionem aut renunciationem);
|
|
because such a negative act would only amount to a cessation of his
|
|
right, and not to the acquirement of a right on the part of another.
|
|
It is therefore only by positive transference (translatio), or
|
|
conveyance, that a personal right can be acquired; and this is only
|
|
possible by means of a common will, through which objects come into
|
|
the power of one or other, so that as one renounces a particular thing
|
|
which he holds under the common right, the same object when accepted
|
|
by another, in consequence of a positive act of will, becomes his.
|
|
Such transference of the property of one to another is termed its
|
|
alienation. The act of the united wills of two persons, by which
|
|
what belonged to one passes to the other, constitutes contract.
|
|
|
|
19. Acquisition by Contract.
|
|
|
|
In every contract there are four juridical acts of will involved;
|
|
two of them being preparatory acts, and two of them constitutive acts.
|
|
The two preparatory acts, as forms of treating in the transaction, are
|
|
offer (oblatio) and approval (approbatio); the two constitutive
|
|
acts, as the forms of concluding the transaction, are promise
|
|
(promissum) and acceptance (acceptatio). For an offer cannot
|
|
constitute a promise before it can be judged that the thing offered
|
|
(oblatum) is something that is agreeable to the party to whom it is
|
|
offered, and this much is shown by the first two declarations; but
|
|
by them alone there is nothing as yet acquired.
|
|
|
|
Further, it is neither by the particular will of the promiser nor
|
|
that of the acceptor that the property of the former passes over to
|
|
the latter. This is effected only by the combined or united wills of
|
|
both, and consequently so far only as the will of both is declared
|
|
at the same time or simultaneously. Now, such simultaneousness is
|
|
impossible by empirical acts of declaration, which can only follow
|
|
each other in time and are never actually simultaneous. For if I
|
|
have promised, and another person is now merely willing to accept,
|
|
during the interval before actual acceptance, however short it may be,
|
|
I may retract my offer, because I am thus far still free; and, on
|
|
the other side, the acceptor, for the same reason, may likewise hold
|
|
himself not to be bound, up till the moment of acceptance, by his
|
|
counter-declaration following upon the promise. The external
|
|
formalities or solemnities (solemnia) on the conclusion of a contract-
|
|
such as shaking hands or breaking a straw (stipula) laid hold of by
|
|
two persons- and all the various modes of confirming the
|
|
declarations on either side, prove in fact the embarrassment of the
|
|
contracting parties as to how and in what way they may represent
|
|
declarations, which are always successive, as existing
|
|
simultaneously at the same moment; and these forms fail to do this.
|
|
They are, by their very nature, acts necessarily following each
|
|
other in time, so that when the one act is, the other either is not
|
|
yet or is no longer.
|
|
|
|
It is only the philosophical transcendental deduction of the
|
|
conception of acquisition by contract that can remove all these
|
|
difficulties. In a juridical external relation, my taking possession
|
|
of the free-will of another, as the cause that determined it to a
|
|
certain act, is conceived at first empirically by means of the
|
|
declaration and counter-declaration of the free-will of each of us
|
|
in time, as the sensible conditions of taking possession; and the
|
|
two juridical acts must necessarily be regarded as following one
|
|
another in time. But because this relation, viewed as juridical, is
|
|
purely rational in itself, the will as a law-giving faculty of
|
|
reason represents this possession as intelligible or rational
|
|
(possessio noumenon), in accordance with conceptions of freedom and
|
|
under abstraction of those empirical conditions. And now, the two acts
|
|
of promise and acceptance are not regarded as following one another in
|
|
time, but, in the manner of a pactum re initum, as proceeding from a
|
|
common will, which is expressed by the term "at the same time," or
|
|
"simultaneous," and the object promised (promissum) is represented,
|
|
under elimination of empirical conditions, as acquired according to
|
|
the law of the pure practical reason.
|
|
|
|
That this is the true and only possible deduction of the idea of
|
|
acquisition by contract is sufficiently attested by the laborious
|
|
yet always futile striving of writers on jurisprudence such as Moses
|
|
Mendelssohn in his Jerusalem- to adduce a proof of its rational
|
|
possibility. The question is put thus: "Why ought I to keep my
|
|
Promise?" For it is assumed as understood by all that I ought to do
|
|
so. It is, however, absolutely impossible to give any further proof of
|
|
the categorical imperative implied; just as it is impossible for the
|
|
geometrician to prove by rational syllogisms that in order to
|
|
construct a triangle I must take three lines- so far an analytical
|
|
proposition- of which three lines any two together must be greater
|
|
than the third- a synthetical proposition, and like the former a
|
|
priori. It is a postulate of the pure reason that we ought to abstract
|
|
from all the sensible conditions of space and time in reference to the
|
|
conception of right; and the theory of the possibility of such
|
|
abstraction from these conditions, without taking away the reality
|
|
of the possession, just constitutes the transcendental deduction of
|
|
the conception of acquisition by contract. It is quite akin to what
|
|
was presented under the last title, as the theory of acquisition by
|
|
occupation of the external object.
|
|
|
|
20. What is Acquired by Contract.
|
|
|
|
But what is that, designated as external, which I acquire by
|
|
contract? As it is only the causality of the active will of another,
|
|
in respect of the performance of something promised to me, I do not
|
|
immediately acquire thereby an external thing, but an act of the
|
|
will in question, whereby a thing is brought under my power so that
|
|
I make it mine. By the contract, therefore, I acquire the promise of
|
|
another, as distinguished from the thing promised; and yet something
|
|
is thereby added to my having and possession. I have become the richer
|
|
in possession (locupletior) by the acquisition of an active obligation
|
|
that I can bring to bear upon the freedom and capability of another.
|
|
This my right, however, is only a personal right, valid only to the
|
|
effect of acting upon a particular physical person and specially
|
|
upon the causality of his will, so that he shall perform something for
|
|
me. It is not a real right upon that moral person, which is identified
|
|
with the idea of the united will of all viewed a priori, and through
|
|
which alone I can acquire a right valid against every possessor of the
|
|
thing. For, it is in this that all right in a thing consists.
|
|
|
|
The transfer or transmission of what is mine to another by contract,
|
|
takes place according to the law of continuity (lex continui).
|
|
Possession of the object is not interrupted for a moment during this
|
|
act; for, otherwise, I would acquire an object in this state as a
|
|
thing that had no possessor, and it would thus be acquired originally,
|
|
which is contrary to the idea of a contract. This continuity, however,
|
|
implies that it is not the particular will of either the promiser or
|
|
the acceptor, but their united will in common, that transfers what
|
|
is mine to another. And hence it is not accomplished in such a
|
|
manner that the promiser first relinquishes (derelinquit) his
|
|
possession for the benefit of another, or renounces his right
|
|
(renunciat), and thereupon the other at the same time enters upon
|
|
it; or conversely. The transfer (translatio) is therefore an act in
|
|
which the object belongs for a moment at the same time to both, just
|
|
as in the parabolic path of a projectile the object on reaching its
|
|
highest point may be regarded for a moment as at the same time both
|
|
rising and falling, and as thus passing in fact from the ascending
|
|
to the falling motion.
|
|
|
|
21. Acceptance and Delivery.
|
|
|
|
A thing is not acquired in a case of contract by the acceptance
|
|
(acceptatio) of the promise, but only by the delivery (traditio) of
|
|
the object promised. For all promise is relative to performance; and
|
|
if what was promised is a thing, the performance cannot be executed
|
|
otherwise than by an act whereby the acceptor is put by the promiser
|
|
into possession of the thing; and this is delivery. Before the
|
|
delivery and the reception of the thing, the performance of the act
|
|
required has not yet taken place; the thing has not yet passed from
|
|
the one person to the other and, consequently, has not been acquired
|
|
by that other. Hence the right arising from a contract is only a
|
|
personal right; and it only becomes a real right by delivery.
|
|
|
|
A contract upon which delivery immediately follows (pactum re
|
|
initum) excludes any interval of time between its conclusion and its
|
|
execution; and as such it requires no further particular act in the
|
|
future by which one person may transfer to another what is his. But if
|
|
there is a time- definite or indefinite- agreed upon between them
|
|
for the delivery, the question then arises whether the thing has
|
|
already before that time become the acceptor's by the contract, so
|
|
that his right is a right in the thing; or whether a further special
|
|
contract regarding the delivery alone must be entered upon, so that
|
|
the right that is acquired by mere acceptance is only a personal
|
|
right, and thus it does not become a right in the thing until
|
|
delivery? That the relation must be determined according to the latter
|
|
alternative will be clear from what follows.
|
|
|
|
Suppose I conclude a contract about a thing that I wish to
|
|
acquire- such as a horse- and that I take it immediately into my
|
|
stable, or otherwise into my possession; then it is mine (vi pacti
|
|
re initi), and my right is a right in the thing. But if I leave it
|
|
in the hands of the seller without arranging with him specially in
|
|
whose physical possession or holding (detentio) this thing shall be
|
|
before my taking possession of it (apprehensio), and consequently,
|
|
before the actual change of possession, the horse is not yet mine; and
|
|
the right which I acquire is only a right against a particular person-
|
|
namely, the seller of the horse- to be put into possession of the
|
|
object (poscendi traditionem) as the subjective condition of any use
|
|
of it at my will. My right is thus only a personal right to demand
|
|
from the seller the performance of his promise (praestatio) to put
|
|
me into possession of the thing. Now, if the contract does not contain
|
|
the condition of delivery at the same time- as a pactum re initum- and
|
|
consequently an interval of time intervenes between the conclusion
|
|
of the contract and the taking possession of the object of
|
|
acquisition, I cannot obtain possession of it during this interval
|
|
otherwise than by exercising the particular juridical activity
|
|
called a possessory act (actum possessorium), which constitutes a
|
|
special contract. This act consists in my saying, "I will send to
|
|
fetch the horse," to which the seller has to agree. For it is not
|
|
self-evident or universally reasonable that any one will take a
|
|
thing destined for the use of another into his charge at his own risk.
|
|
On the contrary, a special contract is necessary for this arrangement,
|
|
according to which the alienator of a thing continues to be its
|
|
owner during a certain definite time, and must bear the risk of
|
|
whatever may happen to it; while the acquirer can only be regarded
|
|
by the seller as the owner when he has delayed to enter into
|
|
possession beyond the date at which he agreed to take delivery.
|
|
Prior to the possessory act, therefore, all that is acquired by the
|
|
contract is only a personal right; and the acceptor can acquire an
|
|
external thing only by delivery.
|
|
|
|
SECTION III. Principles of Personal Right that is Real
|
|
|
|
in Kind. (Jus Realiter Personale).
|
|
|
|
22. Nature of Personal Right of a Real Kind.
|
|
|
|
Personal right of a real kind is the right to the possession of an
|
|
external object as a thing, and to the use of it as a person. The mine
|
|
and thine embraced under this right relate specially to the family and
|
|
household; and the relations involved are those of free beings in
|
|
reciprocal real interaction with each other. Through their relations
|
|
and influence as persons upon one another, in accordance with the
|
|
principle of external freedom as the cause of it, they form a
|
|
society composed as a whole of members standing in community with each
|
|
other as persons; and this constitutes the household. The mode in
|
|
which this social status is acquired by individuals, and the functions
|
|
which prevail within it, proceed neither by arbitrary individual
|
|
action (facto), nor by mere contract (pacto), but by law (lege). And
|
|
this law as being not only a right, but also as constituting
|
|
possession in reference to a person, is a right rising above all
|
|
mere real and personal right. It must, in fact, form the right of
|
|
humanity in our own person; and, as such, it has as its consequence
|
|
a natural permissive law, by the favour of which such acquisition
|
|
becomes possible to us.
|
|
|
|
23. What is acquired in the household.
|
|
|
|
The acquisition that is founded upon this law is, as regards its
|
|
objects, threefold. The man acquires a wife; the husband and wife
|
|
acquire children, constituting a family; and the family acquire
|
|
domestics. All these objects, while acquirable, are inalienable; and
|
|
the right of possession in these objects is the most strictly personal
|
|
of all rights.
|
|
|
|
The Rights of the Family as a Domestic Society
|
|
|
|
Title I. Conjugal Right. (Husband and Wife)
|
|
|
|
24. The Natural Basis of Marriage.
|
|
|
|
The domestic relations are founded on marriage, and marriage is
|
|
founded upon the natural reciprocity or intercommunity (commercium) of
|
|
the sexes.* This natural union of the sexes proceeds according to
|
|
the mere animal nature (vaga libido, venus vulgivaga, fornicatio),
|
|
or according to the law. The latter is marriage (matrimonium), which
|
|
is the union of two persons of different sex for life-long
|
|
reciprocal possession of their sexual faculties. The end of
|
|
producing and educating children may be regarded as always the end
|
|
of nature in implanting mutual desire and inclination in the sexes;
|
|
but it is not necessary for the rightfulness of marriage that those
|
|
who marry should set this before themselves as the end of their union,
|
|
otherwise the marriage would be dissolved of itself when the
|
|
production of children ceased.
|
|
|
|
*Commercium sexuale est usus membrorum et facultatum sexualium
|
|
alterius. This "usus" is either natural, by which human beings may
|
|
reproduce their own kind, or unnatural, which, again, refers either to
|
|
a person of the same sex or to an animal of another species than
|
|
man. These transgressions of all law, as crimina carnis contra
|
|
naturam, are even "not to be named"; and, as wrongs against all
|
|
humanity in the person, they cannot be saved, by any limitation or
|
|
exception whatever, from entire reprobation.
|
|
|
|
And even assuming that enjoyment in the reciprocal use of the sexual
|
|
endowments is an end of marriage, yet the contract of marriage is
|
|
not on that account a matter of arbitrary will, but is a contract
|
|
necessary in its nature by the law of humanity. In other words, if a
|
|
man and a woman have the will to enter on reciprocal enjoyment in
|
|
accordance with their sexual nature, they must necessarily marry
|
|
each other; and this necessity is in accordance with the juridical
|
|
laws of pure reason.
|
|
|
|
25. The Rational Right of Marriage.
|
|
|
|
For, this natural commercium- as a usus membrorum sexualium
|
|
alterius- is an enjoyment for which the one person is given up to
|
|
the other. In this relation the human individual makes himself a
|
|
res, which is contrary to the right of humanity in his own person.
|
|
This, however, is only possible under the one condition, that as the
|
|
one person is acquired by the other as a res, that same person also
|
|
equally acquires the other reciprocally, and thus regains and
|
|
reestablishes the rational personality. The acquisition of a part of
|
|
the human organism being, on account of its unity, at the same time
|
|
the acquisition of the whole person, it follows that the surrender and
|
|
acceptation of, or by, one sex in relation to the other, is not only
|
|
permissible under the condition of marriage, but is further only
|
|
really possible under that condition. But the personal right thus
|
|
acquired is, at the same time, real in kind; and this characteristic
|
|
of it is established by the fact that if one of the married persons
|
|
run away or enter into the possession of another, the other is
|
|
entitled, at any time, and incontestably, to bring such a one back
|
|
to the former relation, as if that person were a thing.
|
|
|
|
26. Monogamy and Equality in Marriage.
|
|
|
|
For the same reasons, the relation of the married persons to each
|
|
other is a relation of equality as regards the mutual possession of
|
|
their persons, as well as of their goods. Consequently marriage is
|
|
only truly realized in monogamy; for in the relation of polygamy the
|
|
person who is given away on the one side, gains only a part of the one
|
|
to whom that person is given up, and therefore becomes a mere res. But
|
|
in respect of their goods, they have severally the right to renounce
|
|
the use of any part of them, although only by a special contract.
|
|
|
|
From the principle thus stated, it also follows that concubinage
|
|
is as little capable of being brought under a contract of right as the
|
|
hiring of a person on any one occasion, in the way of a pactum
|
|
fornicationis. For, as regards such a contract as this latter relation
|
|
would imply, it must be admitted by all that any one who might enter
|
|
into it could not be legally held to the fulfillment of their
|
|
promise if they wished to resile from it. And as regards the former, a
|
|
contract of concubinage would also fall as a pactum turpe; because
|
|
as a contract of the hire (locatio, conductio), of a part for the
|
|
use of another, on account of the inseparable unity of the members
|
|
of a person, any one entering into such a contract would be actually
|
|
surrendering as a res to the arbitrary will of another. Hence any
|
|
party may annul a contract like this if entered into with any other,
|
|
at any time and at pleasure; and that other would have no ground, in
|
|
the circumstances, to complain of a lesion of his right. The same
|
|
holds likewise of a morganatic or "left-hand" marriage, contracted
|
|
in order to turn the inequality in the social status of the two
|
|
parties to advantage in the way of establishing the social supremacy
|
|
of the one over the other; for, in fact, such a relation is not really
|
|
different from concubinage, according to the principles of natural
|
|
right, and therefore does not constitute a real marriage. Hence the
|
|
question may be raised as to whether it is not contrary to the
|
|
equality of married persons when the law says in any way of the
|
|
husband in relation to the wife, "he shall be thy master," so that
|
|
he is represented as the one who commands, and she is the one who
|
|
obeys. This, however, cannot be regarded as contrary to the natural
|
|
equality of a human pair, if such legal supremacy is based only upon
|
|
the natural superiority of the faculties of the husband compared
|
|
with the wife, in the effectuation of the common interest of the
|
|
household, and if the right to command is based merely upon this fact.
|
|
For this right may thus be deduced from the very duty of unity and
|
|
equality in relation to the end involved.
|
|
|
|
27. Fulfillment of the Contract of Marriage.
|
|
|
|
The contract of marriage is completed only by conjugal cohabitation.
|
|
A contract of two persons of different sex, with the secret
|
|
understanding either to abstain from conjugal cohabitation or with the
|
|
consciousness on either side of incapacity for it, is a simulated
|
|
contract; it does not constitute a marriage, and it may be dissolved
|
|
by either of the parties at will. But if the incapacity only arises
|
|
after marriage, the right of the contract is not annulled or
|
|
diminished by a contingency that cannot be legally blamed.
|
|
|
|
The acquisition of a spouse, either as a husband or as a wife, is
|
|
therefore not constituted facto- that is, by cohabitation- without a
|
|
preceding contract; nor even pacto- by a mere contract of marriage,
|
|
without subsequent cohabitation; but only lege, that is, as a
|
|
juridical consequence of the obligation that is formed by two
|
|
persons entering into a sexual union solely on the basis of a
|
|
reciprocal possession of each other, which possession at the same time
|
|
is only effected in reality by the reciprocal usus facultatum
|
|
sexualium alterius.
|
|
|
|
Title II. Parental Right. (Parent and Child).
|
|
|
|
28. The Relation of Parent and Child.
|
|
|
|
From the duty of man towards himself- that is, towards the
|
|
humanity in his own person there thus arises a personal right on the
|
|
part of the members of the opposite sexes, as persons, to acquire
|
|
one another really and reciprocally by marriage. In like manner,
|
|
from the fact of procreation in the union thus constituted, there
|
|
follows the duty of preserving and rearing children as the products of
|
|
this union. Accordingly, children, as persons, have, at the same time,
|
|
an original congenital right- distinguished from mere hereditary
|
|
right- to be reared by the care of their parents till they are capable
|
|
of maintaining themselves; and this provision becomes immediately
|
|
theirs by law, without any particular juridical act being required
|
|
to determine it.
|
|
|
|
For what is thus produced is a person, and it is impossible to think
|
|
of a being endowed with personal freedom as produced merely by a
|
|
physical process. And hence, in the practical relation, it is quite
|
|
a correct and even a necessary idea to regard the act of generation as
|
|
a process by which a person is brought without his consent into the
|
|
world and placed in it by the responsible free will of others. This
|
|
act, therefore, attaches an obligation to the parents to make their
|
|
children- as far as their power goes- contented with the condition
|
|
thus acquired. Hence parents cannot regard their child as, in a
|
|
manner, a thing of their own making; for a being endowed with
|
|
freedom cannot be so regarded. Nor, consequently, have they a right to
|
|
destroy it as if it were their own property, or even to leave it to
|
|
chance; because they have brought a being into the world who becomes
|
|
in fact a citizen of the world, and they have placed that being in a
|
|
state which they cannot be left to treat with indifference, even
|
|
according to the natural conceptions of right.
|
|
|
|
We cannot even conceive how it is possible that God can create
|
|
free beings; for it appears as if all their future actions, being
|
|
predetermined by that first act, would be contained in the chain of
|
|
natural necessity, and that, therefore, they could not be free. But as
|
|
men we are free in fact, as is proved by the categorical imperative in
|
|
the moral and practical relation as an authoritative decision of
|
|
reason; yet reason cannot make the possibility of such a relation of
|
|
cause to effect conceivable from the theoretical point of view,
|
|
because they are both suprasensible. All that can be demanded of
|
|
reason under these conditions would merely be to prove that there is
|
|
no contradiction involved in the conception of a creation of free
|
|
beings; and this may be done by showing that contradiction only arises
|
|
when, along with the category of causality, the condition of time is
|
|
transferred to the relation of suprasensible things. This condition,
|
|
as implying that the cause of an effect must precede the effect as its
|
|
reason, is inevitable in thinking the relation of objects of sense
|
|
to one another; and if this conception of causality were to have
|
|
objective reality given to it in the theoretical bearing, it would
|
|
also have to be referred to the suprasensible sphere. But the
|
|
contradiction vanishes when the pure category, apart from any sensible
|
|
conditions, is applied from the moral and practical point of view, and
|
|
consequently as in a non-sensible relation to the conception of
|
|
creation.
|
|
|
|
The philosophical jurist will not regard this investigation, when
|
|
thus carried back even to the ultimate principles of the
|
|
transcendental philosophy, as an unnecessary subtlety in a
|
|
metaphysic of morals, or as losing itself in aimless obscurity, when
|
|
he takes into consideration the difficulty of doing justice in this
|
|
inquiry to the ultimate relations of the principles of right.
|
|
|
|
29. The Rights of the Parent.
|
|
|
|
From the duty thus indicated, there further necessarily arises the
|
|
right of the parents to the management and training of the child, so
|
|
long as it is itself incapable of making proper use of its body as
|
|
an organism, and of its mind as an understanding. This involves its
|
|
nourishment and the care of its education. This includes, in
|
|
general, the function of forming and developing it practically, that
|
|
it may be able in the future to maintain and advance itself, and
|
|
also its moral culture and development, the guilt of neglecting it
|
|
falling upon the parents. All this training is to be continued till
|
|
the child reaches the period of emancipation (emancipatio), as the age
|
|
of practicable self-support. The parents then virtually renounce the
|
|
parental right to command, as well as all claim to repayment for their
|
|
previous care and trouble; for which care and trouble, after the
|
|
process of education is complete, they can only appeal to the
|
|
children, by way of any claim, on the ground of the obligation of
|
|
gratitude as a duty of virtue.
|
|
|
|
From the fact of personality in the children, it further follows
|
|
that they can never be regarded as the property of the parents, but
|
|
only as belonging to them by way of being in their possession, like
|
|
other things that are held apart from the possession of all others and
|
|
that can be brought back even against the will of the subjects.
|
|
Hence the right of the parents is not a purely real right, and it is
|
|
not alienable (jus personalissimum). But neither is it a merely
|
|
personal right; it is a personal right of a real kind, that is, a
|
|
personal right that is constituted and exercised after the manner of a
|
|
real right.
|
|
|
|
It is therefore evident that the title of a personal right of a real
|
|
kind must necessarily be added, in the science of right, to the titles
|
|
of real right and personal right, the division of rights into these
|
|
two being not complete. For, if the right of the parents to the
|
|
children were treated as if it were merely a real right to a part of
|
|
what belongs to their house, they could not found only upon the duty
|
|
of the children to return to them in claiming them when they run away,
|
|
but they would be then entitled to seize them and impound them like
|
|
things or runaway cattle.
|
|
|
|
TITLE III. Household Right. (Master and Servant)
|
|
|
|
30. Relation and Right of the Master of a Household.
|
|
|
|
The children of the house, who, along with the parents, constitute a
|
|
family, attain majority, and become masters of themselves (majorennes,
|
|
sui juris), even without a contract of release from their previous
|
|
state of dependence, by their actually attaining to the capability
|
|
of self-maintenance. This attainment arises, on the one hand, as a
|
|
state of natural majority, with the advance of years in the general
|
|
course of nature; and, on the other hand, it takes form, as a state in
|
|
accordance with their own natural condition. They thus acquire the
|
|
right of being their own masters, without the interposition of any
|
|
special juridical act, and therefore merely by law (lege); and they
|
|
owe their parents nothing by way of legal debt for their education,
|
|
just as the parents, on their side, are now released from their
|
|
obligations to the children in the same way. Parents and children thus
|
|
gain or regain their natural freedom; and the domestic society,
|
|
which was necessary according to the law of right, is thus naturally
|
|
dissolved.
|
|
|
|
Both parties, however, may resolve to continue the household, but
|
|
under another mode of obligation. It may assume the form of a relation
|
|
between the bead of the house, as its master, and the other members as
|
|
domestic servants, male or female; and the connection between them
|
|
in this new regulated domestic economy (societas herilis) may be
|
|
determined by contract. The master of the house, actually or
|
|
virtually, enters into contract with the children, now become major
|
|
and masters of themselves; or, if there be no children in the
|
|
family, with other free persons constituting the membership of the
|
|
household; and thus there is established domestic relationship not
|
|
founded on social equality, but such that one commands as master,
|
|
and another obeys as servant (imperantis et subjecti domestici).
|
|
|
|
The domestics or servants may then be regarded by the master of
|
|
the household as thus far his. As regards the form or mode of his
|
|
possession of them, they belong to him as if by a real right; for if
|
|
any of them run away, he is entitled to bring them again under his
|
|
power by a unilateral act of his will. But as regards the matter of
|
|
his right, or the use he is entitled to make of such persons as his
|
|
domestics, he is not entitled to conduct himself towards them as if he
|
|
was their proprietor or owner (dominus servi); because they are only
|
|
subjected to his power by contract, and by a contract under certain
|
|
definite restrictions. For a contract by which the one party renounced
|
|
his whole freedom for the advantage of the other, ceasing thereby to
|
|
be a person and consequently having no duty even to observe a
|
|
contract, is self contradictory, and is therefore of itself null and
|
|
void. The question as to the right of property in relation to one
|
|
who has lost his legal personality by a crime does not concern us
|
|
here.
|
|
|
|
This contract, then, of the master of a household with his
|
|
domestics, cannot be of such a nature that the use of them could
|
|
ever rightly become an abuse of them; and the judgement as to what
|
|
constitutes use or abuse in such circumstances the is not left
|
|
merely to the master, but is also competent to the servants, who ought
|
|
never to be held in bondage or bodily servitude as slaves or serfs.
|
|
Such a contract cannot, therefore, be concluded for life, but in all
|
|
cases only for a definite period, within which one party may
|
|
intimate to the other a termination of their connection. Children,
|
|
however, including even the children of one who has become enslaved
|
|
owing to a crime, are always free. For every man is born free, because
|
|
he has at birth as yet broken no law; and even the cost of his
|
|
education till his maturity cannot be reckoned as a debt which he is
|
|
bound to pay. Even a slave, if it were in his power, would be bound to
|
|
educate his children without being entitled to count and reckon with
|
|
them for the cost; and in view of his own incapacity for discharging
|
|
this function, the possessor of a slave, therefore, enters upon the
|
|
obligation which he has rendered the slave himself unable to fulfil.
|
|
|
|
Here, again, as under the first two titles, it is clear that there
|
|
is a personal right of a real kind, in the relation of the master of a
|
|
house to his domestics. For he can legally demand them as belonging to
|
|
what is externally his, from any other possessor of them; and he is
|
|
entitled to fetch them back to his house, even before the reasons that
|
|
may have led them to run away, and their particular right in the
|
|
circumstances, have been juridically investigated.
|
|
|
|
SYSTEMATIC DIVISION OF ALL THE RIGHTS CAPABLE OF
|
|
|
|
BEING ACQUIRED BY CONTRACT.
|
|
|
|
31. Division of Contracts Juridical Conceptions
|
|
|
|
of Money and a Book.
|
|
|
|
It is reasonable to demand that a metaphysical science of right
|
|
shall completely and definitely determine the members of a logical
|
|
division of its conceptions a priori, and thus establish them in a
|
|
genuine system. All empirical division, on the other hand, is merely
|
|
fragmentary partition, and it leaves us in uncertainty as to whether
|
|
there may not be more members still required to complete the whole
|
|
sphere of the divided conception. A division that is made according to
|
|
a principle a priori may be called, in contrast to all empirical
|
|
partitions, a dogmatic division.
|
|
|
|
Every contract, regarded in itself objectively, consists of two
|
|
juridical acts: the promise and its acceptance. Acquisition by the
|
|
latter, unless it be a pactum re initum which requires delivery, is
|
|
not a part, but the juridically necessary consequence of the contract.
|
|
Considered again subjectively, or as to whether the acquisition, which
|
|
ought to happen as a necessary consequence according to reason, will
|
|
also follow, in fact, as a physical consequence, it is evident that
|
|
I have no security or guarantee that this will happen by the mere
|
|
acceptance of a promise. There is, therefore, something externally
|
|
required connected with the mode of the contract, in reference to
|
|
the certainty of acquisition by it; and this can only be some
|
|
element completing and determining the means necessary to the
|
|
attainment of acquisition as realizing the purpose of the contract.
|
|
And in his connection and behoof, three persons are required to
|
|
intervene- the promiser, the acceptor, and the cautioner or surety.
|
|
The importance of the cautioner is evident; but by his intervention
|
|
and his special contract with the promiser, the acceptor gains nothing
|
|
in respect of the object but the means of compulsion that enable him
|
|
to obtain what is his own.
|
|
|
|
According to these rational principles of logical division, there
|
|
are properly only three pure and simple modes of contract. There
|
|
are, however, innumerable mixed and empirical modes, adding
|
|
statutory and conventional forms to the principles of mine and thine
|
|
that are in accordance with rational laws. But they lie outside of the
|
|
circle of the metaphysical science of right, whose rational modes of
|
|
contract can alone be indicated here.
|
|
|
|
All contracts are founded upon a purpose of acquisition, and are
|
|
either:
|
|
|
|
A. Gratuitous contracts, with unilateral acquisition; or
|
|
|
|
B. Onerous contracts, with reciprocal acquisition; or
|
|
|
|
C. Cautionary contracts, with no acquisition, but only guarantee
|
|
of what has been already acquired. These contracts may be gratuitous
|
|
on the one side, and yet, at the same time, onerous on the other.
|
|
|
|
A. The gratuitous contracts (pacta gratuita) are:
|
|
|
|
1. Depositation (depositum), involving the preservation of some
|
|
valuable deposited in trust;
|
|
|
|
2. Commodate (commodatum) a loan of the use of a thing;
|
|
|
|
3. Donation (donatio), a free gift.
|
|
|
|
B. The onerous contracts are contracts either of permutation or of
|
|
hiring.
|
|
|
|
I. Contracts of permutation or reciprocal exchange (permutatio
|
|
late sic dicta):
|
|
|
|
1. Barter, or strictly real exchange (permutatio stricte sic
|
|
dicta). Goods exchanged for goods.
|
|
|
|
2. Purchase and sale (emptio venditio). Goods exchanged for money.
|
|
|
|
3. Loan (mutuum). Loan of a fungible under condition of its
|
|
being returned in kind: corn for corn, or money for money.
|
|
|
|
II. Contracts of letting and hiring (locatio conductio):
|
|
|
|
1. Letting of a thing on hire to another person who is to make use
|
|
of it (locatio rei). If the thing can only be restored in specie, it
|
|
may be the subject of an onerous contract combining the
|
|
consideration of interest with it (pactum usurarium).
|
|
|
|
2. Letting of work on hire (locatio operae). Consent to the use of
|
|
my powers by another for a certain price (merces). The worker under
|
|
this contract is a hired servant (mercenarius).
|
|
|
|
3. Mandate (mandatum). The contract of mandate is an engagement to
|
|
perform or execute a certain business in place and in name of
|
|
another person. If the action is merely done in the place of
|
|
another, but not, at the same time, in his name, it is performance
|
|
without commission (gestio negotii); but if it is rightfully performed
|
|
in name of the other, it constitutes mandate, which as a contract of
|
|
procuration is an onerous contract (mandatum onerosum).
|
|
|
|
C. The cautionary contracts (cautiones) are:
|
|
|
|
1. Pledge (pignus). Caution by a moveable deposited as security.
|
|
|
|
2. Suretyship (fidejussio). Caution for the fulfillment of the
|
|
promise of another.
|
|
|
|
3. Personal security (praestatio obsidis).
|
|
|
|
Guarantee of personal performance.
|
|
|
|
This list of all modes in which the property of one person may be
|
|
transferred or conveyed to another includes conceptions of certain
|
|
objects or instruments required for such transference (translatio).
|
|
These appear to be entirely empirical, and it may therefore seem
|
|
questionable whether they are entitled to a place in a metaphysical
|
|
science of right. For, in such a science, the divisions must be made
|
|
according to principles a priori; and hence the matter of the
|
|
juridical relation, which may be conventional, ought to be left out of
|
|
account, and only its form should be taken into consideration.
|
|
|
|
Such conceptions may be illustrated by taking the instance of money,
|
|
in contradistinction from all other exchangeable things as wares and
|
|
merchandise; or by the case of a book. And considering these as
|
|
illustrative examples in this connection, it will be shown that the
|
|
conception of money as the greatest and most useable of all the
|
|
means of human intercommunication through things, in the way of
|
|
purchase and sale in commerce, as well as that of books as the
|
|
greatest means of carrying on the interchange of thought, resolve
|
|
themselves into relations that are purely intellectual and rational.
|
|
And hence it will be made evident that such conceptions do not
|
|
really detract from the purity of the given scheme of pure rational
|
|
contracts, by empirical admixture.
|
|
|
|
Illustration of Relations of Contract by the
|
|
|
|
Conceptions of Money and a Book
|
|
|
|
I. What is Money?
|
|
|
|
Money is a thing which can only be made use of, by being alienated
|
|
or exchanged. This is a good nominal definition, as given by
|
|
Achenwall; and it is sufficient to distinguish objects of the will
|
|
of this kind from all other objects. But it gives us no information
|
|
regarding the rational possibility of such a thing as money is. Yet we
|
|
see thus much by the definition: (1) that the alienation in this
|
|
mode of human intercommunication and exchange is not viewed as a gift,
|
|
but is intended as a mode of reciprocal acquisition by an onerous
|
|
contract; and (2) that it is regarded as a mere means of carrying on
|
|
commerce, universally adopted by the people, but having no value as
|
|
such of itself, in contrast to other things as mercantile goods or
|
|
wares which have a particular value in relation to special wants
|
|
existing among the people. It therefore represents all exchangeable
|
|
things.
|
|
|
|
A bushel of corn has the greatest direct value as a means of
|
|
satisfying human wants. Cattle may be fed by it; and these again are
|
|
subservient to our nourishment and locomotion, and they even labour in
|
|
our stead. Thus, by means of corn, men are multiplied and supported,
|
|
who not only act again in reproducing such natural products, but
|
|
also by other artificial products they can come to the relief of all
|
|
our proper wants. Thus are men enabled to build dwellings, to
|
|
prepare clothing, and to supply all the ingenious comforts and
|
|
enjoyments which make up the products of industry. On the other
|
|
hand, the value of money is only indirect. It cannot be itself
|
|
enjoyed, nor be used directly for enjoyment; it is, however, a means
|
|
towards this, and of all outward things it is of the highest utility.
|
|
|
|
We may found a real definition of money provisionally upon these
|
|
considerations. It may thus be defined as the universal means of
|
|
carrying on the industry of men in exchanging intercommunications with
|
|
each other. Hence national wealth, in so far as it can be acquired
|
|
by means of money, is properly only the sum of the industry or applied
|
|
labour with which men pay each other, and which is represented by
|
|
the money in circulation among the people.
|
|
|
|
The thing which is to be called money must, therefore, have cost
|
|
as much industry to produce it, or even to put it into the hands of
|
|
others, as may be equivalent to the industry or labour required for
|
|
the acquisition of the goods or wares or merchandise, as natural or
|
|
artificial products, for which it is exchanged. For if it were
|
|
easier to procure the material which is called money than the goods
|
|
that are required, there would be more money in the market than
|
|
goods to be sold; and because the seller would then have to expend
|
|
more labour upon his goods than the buyer on the equivalent, the money
|
|
coming in to him more rapidly, the labour applied to the preparation
|
|
of goods and industry generally, with the industrial productivity
|
|
which is the source of the public wealth, would at the same time
|
|
dwindle and be cut down. Hence bank notes and assignations are not
|
|
to be regarded as money, although they may take its place by way of
|
|
representing it for a time; because it costs almost no labour to
|
|
prepare them, and their value is based merely upon the opinion
|
|
prevailing as to the further continuance of the previous possibility
|
|
of changing them into ready money. But on its being in any way found
|
|
out that there is not ready money in sufficient quantity for easy
|
|
and safe conversion of such notes or assignations, the opinion gives
|
|
way, and a fall in their value becomes inevitable. Thus the industrial
|
|
labour of those who work the gold and silver mines in Peru and Mexico-
|
|
especially on account of the frequent failures in the application of
|
|
fruitless efforts to discover new veins of these precious metals- is
|
|
probably even greater than what is expended in the manufacture of
|
|
goods in Europe. Hence such mining labour, as unrewarded in the
|
|
circumstances, would be abandoned of itself, and the countries
|
|
mentioned would in consequence soon sink into poverty, did not the
|
|
industry of Europe, stimulated in turn by these very metals,
|
|
proportionally expand at the same time so as constantly to keep up the
|
|
zeal of the miners in their work by the articles of luxury thereby
|
|
offered to them. It is thus that the concurrence of industry with
|
|
industry, and of labour with labour, is always maintained.
|
|
|
|
But how is it possible that what at the beginning constituted only
|
|
goods or wares, at length became money? This has happened wherever a
|
|
sovereign as great and powerful consumer of a particular substance,
|
|
which he at first used merely for the adornment and decoration of
|
|
his servants and court, has enforced the tribute of his subjects in
|
|
this kind of material. Thus it may have been gold, or silver, or
|
|
copper, or a species of beautiful shells called cowries, or even a
|
|
sort of mat called makutes, as in Congo; or ingots of iron, as in
|
|
Senegal; or Negro slaves, as on the Guinea Coast. When the ruler of
|
|
the country demanded such things as imposts, those whose labour had to
|
|
be put in motion to procure them were also paid by means of them,
|
|
according to certain regulations of commerce then established, as in a
|
|
market or exchange. As it appears to me, it is only thus that a
|
|
particular species of goods came to be made a legal means of
|
|
carrying on the industrial labour of the subjects in their commerce
|
|
with each other, and thereby forming the medium of the national
|
|
wealth. And thus it practically became money.
|
|
|
|
The rational conception of money, under which the empirical
|
|
conception is embraced, is therefore that of a thing which, in the
|
|
course of the public permutation or exchange of possessions
|
|
(permutatio publica), determines the price of all the other things
|
|
that form products or goods- under which term even the sciences are
|
|
included, in so far as they are not taught gratis to others. The
|
|
quantity of it among a people constitutes their wealth (opulentia).
|
|
For price (pretium) is the public judgement about the value of a
|
|
thing, in relation to the proportionate abundance of what forms the
|
|
universal representative means in circulation for carrying on the
|
|
reciprocal interchange of the products of industry or labour.* The
|
|
precious metals, when they are not merely weighed but also stamped
|
|
or provided with a sign indicating how much they are worth, form legal
|
|
money, and are called coin.
|
|
|
|
*Hence where commerce is extensive neither gold nor copper is
|
|
specially used as money, but only as constituting wares; because there
|
|
is too little of the first and too much of the second for them to be
|
|
easily brought into circulation, so as at once to have the former in
|
|
such small pieces as are necessary in payment for particular goods and
|
|
not to have the latter in great quantity in case of the smallest
|
|
acquisitions. Hence silver- more or less alloyed with copper- is taken
|
|
as the proper material of money and the measure of the calculation
|
|
of all prices in the great commercial intercommunications of the
|
|
world; and the other metals- and still more non-metalic substances-
|
|
can only take its place in the case of a people of limited commerce.
|
|
|
|
According to Adam Smith: "Money has become, in all civilized
|
|
nations, the universal instrument of commerce, by the intervention
|
|
of which goods of all kinds are bought and sold or exchanged for one
|
|
another." This definition expands the empirical conception of money to
|
|
the rational idea of it, by taking regard only to the implied form
|
|
of the reciprocal performances in the onerous contracts, and thus
|
|
abstracting from their matter. It is thus conformable to the
|
|
conception of right in the permutation and exchange of the mine and
|
|
thine generally (commutatio late sic dicta). The definition,
|
|
therefore, accords with the representation in the above synopsis of
|
|
a dogmatic division of contracts a priori, and consequently with the
|
|
metaphysical principle of right in general.
|
|
|
|
II. What is a Book?
|
|
|
|
A book is a writing which contains a discourse addressed by some one
|
|
to the public, through visible signs of speech. It is a matter of
|
|
indifference to the present considerations whether it is written by
|
|
a pen or imprinted by types, and on few or many pages. He who speaks
|
|
to the public in his own name is the author. He who addresses the
|
|
writing to the public in the name of the author is the publisher. When
|
|
a publisher does this with the permission or authority of the
|
|
author, the act is in accordance with right, and he is the rightful
|
|
publisher; but if this is done without such permission or authority,
|
|
the act is contrary to right, and the publisher is a counterfeiter
|
|
or unlawful publisher. The whole of a set of copies of the original
|
|
document is called an edition.
|
|
|
|
The Unauthorized Publishing of Books is Contrary to the
|
|
|
|
Principles of Right, and is Rightly Prohibited.
|
|
|
|
A writing is not an immediate direct presentation of a conception,
|
|
as is the case, for instance, with an engraving that exhibits a
|
|
portrait, or a bust or cast by a sculptor. It is a discourse addressed
|
|
in a particular form to the public; and the author may be said to
|
|
speak publicly by means of his publisher. The publisher, again, speaks
|
|
by the aid of the printer as his workman (operarius), yet not in his
|
|
own name, for otherwise he would be the author, but in the name of the
|
|
author; and he is only entitled to do so in virtue of a mandate
|
|
given him to that effect by the author. Now the unauthorized printer
|
|
and publisher speaks by an assumed authority in his publication; in
|
|
the name indeed of the author, but without a mandate to that effect
|
|
(gerit se mandatarium absque mandato). Consequently such an
|
|
unauthorized publication is a wrong committed upon the authorized
|
|
and only lawful publisher, as it amounts to a pilfering of the profits
|
|
which the latter was entitled and able to draw from the use of his
|
|
proper right (furtum usus). Unauthorized printing and publication of
|
|
books is, therefore, forbidden- as an act of counterfeit and piracy-
|
|
on the ground of right.
|
|
|
|
There seems, however, to be an impression that there is a sort of
|
|
common right to print and publish books; but the slightest
|
|
reflection must convince any one that this would be a great injustice.
|
|
The reason of it is found simply in the fact that a book, regarded
|
|
from one point of view, is an external product of mechanical art (opus
|
|
mechanicum), that can be imitated by any one who may be in rightful
|
|
possession of a copy; and it is therefore his by a real right.
|
|
|
|
But, from another point of view, a book is not merely an external
|
|
thing, but is a discourse of the publisher to the public, and he is
|
|
only entitled to do this publicly under the mandate of the author
|
|
(praestatio operae); and this constitutes a personal right. The
|
|
error underlying the impression referred to, therefore, arises from an
|
|
interchange and confusion of these two kinds of right in relation to
|
|
books.
|
|
|
|
Confusion of Personal Right and Real Right.
|
|
|
|
The confusion of personal right with real right may be likewise
|
|
shown by reference to a difference of view in connection with
|
|
another contract, falling under the head of contracts of hiring (B II.
|
|
I), namely, the contract of lease (jus incolatus). The question is
|
|
raised as to whether a proprietor when he has sold a house or a
|
|
piece of ground held on lease, before the expiry of the period of
|
|
lease, was bound to add the condition of the continuance of the
|
|
lease to the contract of purchase; or whether it should be held that
|
|
"purchase breaks hire," of course under reservation of a period of
|
|
warning determined by the nature of the subject in use. In the
|
|
former view, a house or farm would be regarded as having a burden
|
|
lying upon it, constituting a real right acquired in it by the lessee;
|
|
and this might well enough be carried out by a clause merely indorsing
|
|
or ingrossing the contract of lease in the deed of sale. But as it
|
|
would no longer then be a simple lease; another contract would
|
|
properly be required to be conjoined, a matter which few lessors would
|
|
be disposed to grant. The proposition, then, that "Purchase breaks
|
|
hire" holds in principle; for the full right in a thing as a
|
|
property overbears all personal right, which is inconsistent with
|
|
it. But there remains a right of action to the lessee, on the ground
|
|
of a personal right for indemnification on account of any loss arising
|
|
from breaking of the contract.
|
|
|
|
EPISODICAL SECTION. The Ideal Acquisition of External
|
|
|
|
Objects of the Will.
|
|
|
|
32. The Nature and Modes of Ideal Acquisition.
|
|
|
|
I call that mode of acquisition ideal which involves no causality in
|
|
time, and which is founded upon a mere idea of pure reason. It is
|
|
nevertheless actual, and not merely imaginary acquisition: and it is
|
|
not called real only because the act of acquisition is not
|
|
empirical. This character of the act arises from the peculiarity
|
|
that the person acquiring acquires from another who either is not yet,
|
|
and who can only be regarded as a possible being, or who is just
|
|
ceasing to be, or who no longer is. Hence such a mode of attaining
|
|
to possession is to be regarded as a mere practical idea of reason.
|
|
|
|
There are three modes of ideal acquisition:
|
|
|
|
I. Acquisition by usucapion;
|
|
|
|
II. Acquisition by inheritance or succession;
|
|
|
|
III. Acquisition by undying merit (meritum immortale), or the
|
|
claim by right to a good name at death.
|
|
|
|
These three modes of acquisition can, as a matter of fact, only have
|
|
effect in a public juridical state of existence, but they are not
|
|
founded merely upon the civil constitution or upon arbitrary statutes;
|
|
they are already contained a priori in the conception of the state
|
|
of nature, and are thus necessarily conceivable prior to their
|
|
empirical manifestation. The laws regarding them in the civil
|
|
constitution ought to be regulated by that rational conception.
|
|
|
|
33. I. Acquisition by Usucapion.
|
|
|
|
(Acquisitio per Usucapionem).
|
|
|
|
I may acquire the property of another merely by long possession
|
|
and use of it (usucapio). Such property is not acquired, because I may
|
|
legitimately presume that his consent is given to this effect (per
|
|
consensum praesumptum); nor because I can assume that, as he does
|
|
not oppose my acquisition of it, he has relinquished or abandoned it
|
|
as his (rem derelictam). But I acquire it thus because, even if
|
|
there were any one actually raising a claim to this property as its
|
|
true owner, I may exclude him on the ground of my long possession of
|
|
it, ignore his previous existence, and proceed as if he existed during
|
|
the time of my possession as a mere abstraction, although I may have
|
|
been subsequently apprized of his reality as well as of his claim.
|
|
This mode of acquisition is not quite correctly designated acquisition
|
|
by prescription (per praescriptionem); for the exclusion of all
|
|
other claimants is to be regarded as only the consequence of the
|
|
usucapion; and the process of acquisition must have gone before the
|
|
right of exclusion. The rational possibility of such a mode of
|
|
acquisition has now to be proved.
|
|
|
|
Any one who does not exercise a continuous possessory activity
|
|
(actus possessorius) in relation to a thing as his is regarded with
|
|
good right as one who does not at all exist as its possessor. For he
|
|
cannot complain of lesion so long as he does not qualify himself
|
|
with a title as its possessor. And even if he should afterwards lay
|
|
claim to the thing when another has already taken possession of it, he
|
|
only says he was once on a time owner of it, but not that he is so
|
|
still, or that his possession has continued without interruption as
|
|
a juridical fact. It can, therefore, only be a juridical process of
|
|
possession, that has been maintained without interruption and is
|
|
proveable by documentary fact, that any one can secure for himself
|
|
what is his own after ceasing for a long time to make use of it.
|
|
|
|
For, suppose that the neglect to exercise this possessory activity
|
|
had not the effect of enabling another to found upon his hitherto
|
|
lawful, undisputed and bona fide possession, and irrefragable right to
|
|
continue in its possession so that he may regard the thing that is
|
|
thus in his possession as acquired by him. Then no acquisition would
|
|
ever become peremptory and secured, but all acquisition would only
|
|
be provisory and temporary. This is evident on the ground that there
|
|
are no historical records available to carry the investigation of a
|
|
title back to the first possessor and his act of acquisition. The
|
|
presumption upon which acquisition by usucapion is founded is,
|
|
therefore, not merely its conformity to right as allowed and just, but
|
|
also the presumption of its being right (praesumtio juris et de jure),
|
|
and its being assumed to be in accordance with compulsory laws
|
|
(suppositio legalis). Anyone who has neglected to embody his
|
|
possessory act in a documentary title has lost his claim to the
|
|
right of being possessor for the time; and the length of the period of
|
|
his neglecting to do so- which need not necessarily be particularly
|
|
defined- can be referred to only as establishing the certainty of this
|
|
neglect. And it would contradict the postulate of the juridically
|
|
practical reason to maintain that one hitherto unknown as a possessor,
|
|
and whose possessory activity has at least been interrupted, whether
|
|
by or without fault of his own, could always at any time re-acquire
|
|
a property; for this would be to make all ownership uncertain (dominia
|
|
rerum incerta facere).
|
|
|
|
But if he is a member of the commonwealth or civil union, the
|
|
state may maintain his possession for him vicariously, although it may
|
|
be interrupted as private possession; and in that case the actual
|
|
possessor will not be able to prove a title of acquisition even from a
|
|
first occupation, nor to found upon a title of usucapion. But, in
|
|
the state of nature, usucapion is universally a rightful ground of
|
|
holding, not properly as a juridical mode of requiring a thing, but as
|
|
a ground for maintaining oneself in possession of it where there are
|
|
no juridical acts. A release from juridical claims is commonly also
|
|
called acquisition. The prescriptive title of the older possessor,
|
|
therefore, belongs to the sphere of natural right (est juris naturae).
|
|
|
|
34. II. Acquisition by Inheritance.
|
|
|
|
(Acquisitio haereditatis).
|
|
|
|
Inheritance is constituted by the transfer (translatio) of the
|
|
property or goods of one who is dying to a survivor, through the
|
|
consent of the will of both. The acquisition of the heir who takes the
|
|
estate (haeredis instituti) and the relinquishment of the testator who
|
|
leaves it, being the acts that constitute the exchange of the mine and
|
|
thine, take place in the same moment of time- in articulo mortis-
|
|
and just when the testator ceases to be. There is therefore no special
|
|
act of transfer (translatio) in the empirical sense; for that would
|
|
involve two successive acts, by which the one would first divest
|
|
himself of his possession, and the other would thereupon enter into
|
|
it. Inheritance as constituted by a simultaneous double act is,
|
|
therefore, an ideal mode of acquisition. Inheritance is
|
|
inconceivable in the state of nature without a testamentary
|
|
disposition (dispositio ultimae voluntatis); and the question arises
|
|
as to whether this mode of acquisition is to be regarded as a contract
|
|
of succession, or a unilateral act instituting an heir by a will
|
|
(testamentum). The determination of this question depends on the
|
|
further question, whether and how, in the very same moment in which
|
|
one individual ceases to be, there can be a transition of his property
|
|
to another person. Hence the problem, as to how a mode of
|
|
acquisition by inheritance is possible, must be investigated
|
|
independently of the various possible forms in which it is practically
|
|
carried out, and which can have place only in a commonwealth.
|
|
|
|
"It is possible to acquire by being instituted or appointed heir
|
|
in a testamentary disposition." For the testator Caius promises and
|
|
declares in his last will to Titius, who knows nothing of this
|
|
promise, to transfer to him his estate in case of death, but thus
|
|
continuing as long as he lives sole owner of it. Now by a mere
|
|
unilateral act of will, nothing can in fact be transmitted to
|
|
another person, as in addition to the promise of the one party there
|
|
is required acceptance (acceptatio) on the part of the other, and a
|
|
simultaneous bilateral act of will (voluntas simultanea) which,
|
|
however, is here awanting. So long as Caius lives, Titius cannot
|
|
expressly accept in order to enter on acquisition, because Caius has
|
|
only promised in case of death; otherwise the property would be for
|
|
a moment at least in common possession, which is not the will of the
|
|
testator. However, Titius acquires tacitly a special right to the
|
|
inheritance as a real right. This is constituted by the sole and
|
|
exclusive right to accept the estate (jus in re jacente), which is
|
|
therefore called at that point of time a haereditas jacens. Now as
|
|
every man- because he must always gain and never lose by it-
|
|
necessarily, although tacitly, accepts such a right, and as Titius
|
|
after the death of Caius is in this position, he may acquire the
|
|
succession as heir by acceptance of the promise. And the estate is not
|
|
in the meantime entirely without an owner (res nullius), but is only
|
|
in abeyance or vacant (vacua); because he has exclusively the right of
|
|
choice as to whether he will actually make the estate bequeathed to
|
|
him his own or not.
|
|
|
|
Hence testaments are valid according to mere natural right (sunt
|
|
juris naturae). This assertion however, is to be understood in the
|
|
sense that they are capable and worthy of being introduced and
|
|
sanctioned in the civil state, whenever it is instituted. For it is
|
|
only the common will in the civil state that maintains the
|
|
possession of the inheritance or succession, while it hangs between
|
|
acceptance or rejection and specially belongs to no particular
|
|
individual.
|
|
|
|
35. III. The Continuing Right of a Good Name
|
|
|
|
after Death. (Bona fama Defuncti).
|
|
|
|
It would be absurd to think that a dead person could possess
|
|
anything after his death, when he no longer exists in the eye of the
|
|
law, if the matter in question were a mere thing. But a good name is a
|
|
congenital and external, although merely ideal, possession, which
|
|
attaches inseparably to the individual as a person. Now we can and
|
|
must abstract here from all consideration as to whether the persons
|
|
cease to be after death or still continue as such to exist; because,
|
|
in considering their juridical relation to others, we regard persons
|
|
merely according to their humanity and as rational beings (homo
|
|
noumenon). Hence any attempt to bring the reputation or good name of a
|
|
person into evil and false repute after death, is always questionable,
|
|
even although a well-founded charge may be allowed- for to that extent
|
|
the brocard "De mortuis nil nisi bene"* is wrong. Yet to spread
|
|
charges against one who is absent and cannot defend himself, shows
|
|
at least a want of magnanimity.
|
|
|
|
*[Let nothing be said of the dead but what is favourable.]
|
|
|
|
By a blameless life and a death that worthily ends it, nothing
|
|
ends it, it is admitted that a man may acquire a (negatively) good
|
|
reputation constituting something that is his own, even when he no
|
|
longer exists in the world of sense as a visible person (homo
|
|
phaenomenon). It is further held that his survivors and successors-
|
|
whether relatives or strangers- are entitled to defend his good name
|
|
as a matter of right, on the ground that unproved accusations
|
|
subject them all to the danger of similar treatment after death. Now
|
|
that a man when dead can yet acquire such a right is a peculiar and,
|
|
nevertheless, an undeniable manifestation in fact, of the a priori
|
|
law-giving reason thus extending its law of command or prohibition
|
|
beyond the limits of the present life. If some one then spreads a
|
|
charge regarding a dead person that would have dishonoured him when
|
|
living, or even made him despicable, any one who can adduce a proof
|
|
that this accusation is intentionally false and untrue may publicly
|
|
declare him who thus brings the dead person into ill repute to be a
|
|
calumniator, and affix dishonour to him in turn. This would not be
|
|
allowable unless it were legitimate to assume that the dead person was
|
|
injured by the accusation, although he is dead, and that a certain
|
|
just satisfaction was done to him by an apology, although he no longer
|
|
sensibly exists. A title to act the part the vindicator of the dead
|
|
person does not require to be established; for every one necessarily
|
|
claims this of himself, not merely as a duty of virtue regarded
|
|
ethically, but as a right belonging to him in virtue of his
|
|
humanity. Nor does the vindicator require to show any special personal
|
|
damage, accruing to him as a friend or relative, from a stain on the
|
|
character of the deceased, to justify him in proceeding to censure it.
|
|
That such a form of ideal acquisition, and even a right in an
|
|
individual after death against survivors, is thus actually founded,
|
|
cannot, therefore, be disputed, although the possibility of such a
|
|
right is not capable of logical deduction.
|
|
|
|
There is no ground for drawing visionary inferences from what has
|
|
just been stated, to the presentiment of a future life and invisible
|
|
relations to departed souls. For the considerations connected with
|
|
this right turn on nothing more than the purely moral and juridical
|
|
relation which subsists among men, even in the present life, as
|
|
rational beings. Abstraction is, however, made from all that belongs
|
|
physically to their existence in space and time; that is, men are
|
|
considered logically apart from these physical concomitants of their
|
|
nature, not as to their state when actually deprived of them, but only
|
|
in so far as being spirits they are in a condition that might
|
|
realize the injury done them by calumniators. Any one who may
|
|
falsely say something against me a hundred years hence injures me even
|
|
now. For in the pure juridical relation, which is entirely rational
|
|
and surprasensible, abstraction is made from the physical conditions
|
|
of time, and the calumniator is as culpable as if he had committed the
|
|
offence in my lifetime; only this will not be tried by a criminal
|
|
process, but he will only be punished with that loss of honour he
|
|
would have caused to another, and this is inflicted upon him by public
|
|
opinion according to the lex talionis. Even a plagiarism from a dead
|
|
author, although it does not tarnish the honour of the deceased, but
|
|
only deprives him of a part of his property, is yet properly
|
|
regarded as a lesion of his human right.
|
|
CH3
|
|
|
|
FIRST PART. PRIVATE RIGHT.
|
|
|
|
The System of those Laws Which Require No External Promulgation.
|
|
|
|
CHAPTER III. Acquisition Conditioned by the Sentence of
|
|
|
|
a Public Judicatory.
|
|
|
|
36. How and What Acquisition is Subjectively Conditioned
|
|
|
|
by the Principle of a Public Court.
|
|
|
|
Natural right, understood simply as that right which is not
|
|
statutory, and which is knowable purely a priori, by every man's
|
|
reason, will include distributive justice as well as commutative
|
|
justice. It is manifest that the latter, as constituting the justice
|
|
that is valid between persons in their reciprocal relations of
|
|
intercourse with one another, must belong to natural right. But this
|
|
holds also of distributive justice, in so far as it can be known a
|
|
priori; and decisions or sentences regarding it must be regulated by
|
|
the law of natural right.
|
|
|
|
The moral person who presides in the sphere of justice and
|
|
administers it is called the Court of justice, and, as engaged in
|
|
the process of official duty, the judicatory; the sentence delivered
|
|
in a case, is the judgement (judicium). All this is to be here
|
|
viewed a priori, according to the rational conditions of right,
|
|
without taking into consideration how such a constitution is to be
|
|
actually established or organized, for which particular statutes,
|
|
and consequently empirical principles, are requisite.
|
|
|
|
The question, then, in this connection, is not merely "What is right
|
|
in itself?" in the sense in which every man must determine it by the
|
|
judgement of reason; but "What is right as applied to this case?" that
|
|
is, "What is right and just as viewed by a court?" The rational and
|
|
the judicial points of view are therefore to be distinguished; and
|
|
there are four cases in which the two forms of judgement have a
|
|
different and opposite issue. And yet they may co-exist with each
|
|
other, because they are delivered from two different, yet respectively
|
|
true, points of view: the one from regard to private right, the
|
|
other from the idea of public right. They are: I. The contract of
|
|
donation (pactum donationis); II. The contract of loan (commodatum);
|
|
III. The action of real revindication (vindicatio); and IV.
|
|
Guarantee by oath (juramentum).
|
|
|
|
It is a common error on the part of the jurist to fall here into the
|
|
fallacy of begging the question by a tacit assumption (vitium
|
|
subreptionis). This is done by assuming as objective and absolute
|
|
the juridical principle which a public court of justice is entitled
|
|
and even bound to adopt in its own behoof, and only from the
|
|
subjective purpose of qualifying itself to decide and judge upon all
|
|
the rights pertaining to individuals. It is therefore of no small
|
|
importance to make this specific difference intelligible, and to
|
|
draw attention to it.
|
|
|
|
37. I. The Contract of Donation.
|
|
|
|
(Pactum Donationis).
|
|
|
|
The contract of donation signifies the gratuitous alienation
|
|
(gratis) of a thing or right that is mine. It involves a relation
|
|
between me as the donor (donans), and another person as the donatory
|
|
(donatarius), in accordance with the principle of private right, by
|
|
which what is mine is transferred to the latter, on his acceptance
|
|
of it, as a gift (donum). However, it is not to be presumed that I
|
|
have voluntarily bound myself thereby so as to be compelled to keep my
|
|
promise, and that I have thus given away my freedom gratuitously, and,
|
|
as it were, to that extent thrown myself away. Nemo suum jactare
|
|
praesumitur. But this is what would happen, under such
|
|
circumstances, according to the principle of right in the civil state;
|
|
for in this sphere the donatory can compel me, under certain
|
|
conditions, to perform my promise. If, then, the case comes before a
|
|
court, according to the conditions of public right, it must either
|
|
be presumed that the donor has consented to such compulsion, or the
|
|
court would give no regard, in the sentence, to the consideration as
|
|
to whether he intended to reserve the right to resile from his promise
|
|
or not; but would only refer to what is certain, namely, the condition
|
|
of the promise and the acceptance of the donatory. Although the
|
|
promiser, therefore, thought- as may easily be supposed- that he could
|
|
not be bound by his promise in any case, if he "rued" it before it was
|
|
actually carried out, yet the court assumes that he ought expressly to
|
|
have reserved this condition if such was his mind; and if he did not
|
|
make such an express reservation, it will be held that he can be
|
|
compelled to implement his promise. And this principle is assumed by
|
|
the court, because the administration of justice would otherwise be
|
|
endlessly impeded, or even made entirely impossible.
|
|
|
|
38. II. The Contract of Loan. (Commodatum).
|
|
|
|
In the contract of commodate-loan (commodatum) I give some one the
|
|
gratuitous use of something that is mine. If it is a thing that is
|
|
given on loan, the contracting parties agree that the borrower will
|
|
restore the very same thing to the power of the lender, But the
|
|
receiver of the loan (commodatarius) cannot, at the same time,
|
|
assume that the owner of the thing lent (commodans) will take upon
|
|
himself all risk (casus) of any possible loss of it, or of its
|
|
useful quality, that may arise from having given it into the
|
|
possession of the receiver. For it is not to be understood of itself
|
|
that the owner, besides the use of the thing, which he has granted
|
|
to the receiver, and the detriment that is inseparable from such
|
|
use, also gives a guarantee or warrandice against all damage that
|
|
may arise from such use. On the contrary, a special accessory contract
|
|
would have to be entered into for this purpose. The only question,
|
|
then, that can be raised is this: "Is it incumbent on the lender or
|
|
the borrower to add expressly the condition of undertaking the risk
|
|
that may accrue to the thing lent; or, if this is not done, which of
|
|
the parties is to be presumed to have consented and agreed to
|
|
guarantee the property of the lender, up to restoration of the very
|
|
same thing or its equivalent?" Certainly not the lender; because it
|
|
cannot be presumed that he has gratuitously agreed to give more than
|
|
the mere use of the thing, so that he cannot be supposed to have
|
|
also undertaken the risk of loss of his property. But this may be
|
|
assumed on the side of the borrower; because he thereby undertakes and
|
|
performs nothing more than what is implied in the contract.
|
|
|
|
For example, I enter a house, when overtaken by a shower of rain,
|
|
and ask the loan of a cloak. But through accidental contact with
|
|
colouring matter, it becomes entirely spoiled while in my
|
|
possession; or on entering another house, I lay it aside and it is
|
|
stolen. Under such circumstances, everybody would think it absurd
|
|
for me to assert that I had no further concern with the cloak but to
|
|
return it as it was, or, in the latter case, only to mention the
|
|
fact of the theft; and that, in any case, anything more required would
|
|
be but an act of courtesy in expressing sympathy with the owner on
|
|
account of his loss, seeing he can claim nothing on the ground of
|
|
right. It would be otherwise, however, if, on asking the use of an
|
|
article, I discharged myself beforehand from all responsibility, in
|
|
case of its coming to grief while in my hands, on the ground of my
|
|
being poor and unable to compensate any incidental loss. No one
|
|
could find such a condition superfluous or ludicrous, unless the
|
|
borrower were, in fact, known to be a well-to-do and well-disposed
|
|
man; because in such a case it would almost be an insult not to act on
|
|
the presumption of generous compensation for any loss sustained.
|
|
|
|
Now by the very nature of this contract, the possible damage (casus)
|
|
which the thing lent may undergo cannot be exactly determined in any
|
|
agreement. Commodate is therefore an uncertain contract (pactum
|
|
incertum), because the consent can only be so far presumed. The
|
|
judgement, in any case, deciding upon whom the incidence of any loss
|
|
must fall, cannot therefore be determined from the conditions of the
|
|
contract in itself, but only by the principle of the court before
|
|
which it comes, and which can only consider what is certain in the
|
|
contract; and the only thing certain is always the fact as to the
|
|
possession of the thing as property. Hence the judgement passed in the
|
|
state of nature will be different from that given by a court of
|
|
justice in the civil state. The judgement from the standpoint of
|
|
natural right will be determined by regard to the inner rational
|
|
quality of the thing, and will run thus: "Loss arising from damage
|
|
accruing to a thing lent falls upon the borrower" (casum sentit
|
|
commodatarius); whereas the sentence of a court of justice in the
|
|
civil state will run thus: "The loss falls upon the lender" (casum
|
|
sentit dominus). The latter judgement turns out differently from the
|
|
former as the sentence of the mere sound reason, because a public
|
|
judge cannot found upon presumptions as to what either party may
|
|
have thought; and thus the one who has not obtained release from all
|
|
loss in the thing, by a special accessory contract, must bear the
|
|
loss. Hence the difference between the judgement as the court must
|
|
deliver it and the form in which each individual is entitled to hold
|
|
it for himself, by his private reason, is a matter of importance,
|
|
and is not to be overlooked in the consideration of juridical
|
|
judgements.
|
|
|
|
39. III. The Revindication of what has been Lost.
|
|
|
|
(Vindicatio).
|
|
|
|
It is clear from what has been already said that a thing of mine
|
|
which continues to exist remains mine, although I may not be in
|
|
continuous occupation of it; and that it does not cease to be mine
|
|
without a juridical act of dereliction or alienation. Further, it is
|
|
evident that a right in this thing (jus reale) belongs in
|
|
consequence to me (jus personale), against every holder of it, and not
|
|
merely against some particular person. But the question now arises
|
|
as to whether this right must be regarded by every other person as a
|
|
continuous right of property per se, if I have not in any way
|
|
renounced it, although the thing is in the possession of another.
|
|
|
|
A thing may be lost (res amissa) and thus come into other hands in
|
|
an honourable bona fide way as a supposed "find"; or it may come to me
|
|
by formal transfer on the part of one who is in possession of it,
|
|
and who professes to be its owner, although he is not so. Taking the
|
|
latter case, the question arises whether, since I cannot acquire a
|
|
thing from one who is not its owner (a non domino), I am excluded by
|
|
the fact from all right in the thing itself, and have merely a
|
|
personal right against a wrongful possessor? This is manifestly so, if
|
|
the acquisition is judged purely according to its inner justifying
|
|
grounds and viewed according to the state of nature, and not according
|
|
to the convenience of a court of justice.
|
|
|
|
For everything alienable must be capable of being acquired by
|
|
anyone. The rightfulness of acquisition, however, rests entirely
|
|
upon the form in accordance with which what is in possession of
|
|
another, is transferred to me and accepted by me. In other words,
|
|
rightful acquisition depends upon the formality of the juridical act
|
|
of commutation or interchange between the possessor of the thing and
|
|
the acquirer of it, without its being required to ask how the former
|
|
came by it; because this would itself be an injury, on the ground
|
|
that: Quilibet praesumitur bonus. Now suppose it turned out that the
|
|
said possessor was not the real owner, I cannot admit that the real
|
|
owner is entitled to hold me directly responsible, or so entitled with
|
|
regard to any one who might be holding the thing. For I have myself
|
|
taken nothing away from him, when, for example, I bought his horse
|
|
according to the law (titulo empti venditi) when it was offered for
|
|
sale in the public market. The title of acquisition is therefore
|
|
unimpeachable on my side; and as buyer I am not bound, nor even have I
|
|
the right, to investigate the title of the seller; for this process of
|
|
investigation would have to go on in an ascending series ad infinitum.
|
|
Hence on such grounds I ought to be regarded, in virtue of a regular
|
|
and formal purchase, as not merely the putative, but the real owner of
|
|
the horse.
|
|
|
|
But against this position, there immediately start up the
|
|
following juridical principles. Any acquisition derived from one who
|
|
is not the owner of the thing in question is null and void. I cannot
|
|
derive from another anything more than what he himself rightfully has;
|
|
and although as regards the form of the acquisition the modus
|
|
acquirendi- I may proceed in accordance with all the conditions of
|
|
right when I deal in a stolen horse exposed for sale in the market,
|
|
yet a real title warranting the acquisition was awanting; for the
|
|
horse was not really the property of the seller in question. However I
|
|
may be a bona fide possessor of a thing under such conditions, I am
|
|
still only a putative owner, and the real owner has the right of
|
|
vindication against me (rem suam vindicandi).
|
|
|
|
Now, it may be again asked, what is right and just in itself
|
|
regarding the acquisition of external things among men in their
|
|
intercourse with one another- viewed in the state of nature
|
|
according to the principles of commutative justice? And it must be
|
|
admitted in this connection that whoever has a purpose of acquiring
|
|
anything must regard it as absolutely necessary to investigate whether
|
|
the thing which he wishes to acquire does not already belong to
|
|
another person. For although he may carefully observe the formal
|
|
conditions required for appropriating what may belong to the
|
|
property of another, as in buying a horse according to the usual terms
|
|
in a market, yet he can, at the most, acquire only a personal right in
|
|
relation to a thing (jus ad rem) so long as it is still unknown to him
|
|
whether another than the seller may not be the real owner. Hence, if
|
|
some other person were to come forward and prove by documentary
|
|
evidence a prior right of property in the thing, nothing would
|
|
remain for the putative new owner but the advantage which he has drawn
|
|
as a bona fide possessor of it up to that moment. Now it is frequently
|
|
impossible to discover the absolutely first original owner of a
|
|
thing in the series of putative owners, who derive their right from
|
|
one another. Hence no mere exchange of external things, however well
|
|
it may agree with the formal conditions of commutative justice, can
|
|
ever guarantee an absolutely certain acquisition.
|
|
|
|
Here, however, the juridically law-giving reason comes in again with
|
|
the principle of distributive justice; and it adopts as a criterion of
|
|
the rightfulness of possession, not what is in itself in reference
|
|
to the private will of each individual in the state of nature, but
|
|
only the consideration of how it would be adjudged by a court of
|
|
justice in a civil state, constituted by the united will of all. In
|
|
this connection, fulfillment of the formal conditions of
|
|
acquisition, that in themselves only establish a personal right, is
|
|
postulated as sufficient; and they stand as an equivalent for the
|
|
material conditions which properly establish the derivation of
|
|
property from a prior putative owner, to the extent of making what
|
|
is in itself only a personal right, valid before a court, as a real
|
|
right. Thus the horse which I bought when exposed for sale in the
|
|
public market, under conditions regulated by the municipal law,
|
|
becomes my property if all the conditions of purchase and sale have
|
|
been exactly observed in the transaction; but always under the
|
|
reservation that the real owner continues to have the right of a claim
|
|
against the seller, on the ground of his prior unalienated possession.
|
|
My otherwise personal right is thus transmuted into a real right,
|
|
according to which I may take and vindicate the object as mine
|
|
wherever I may find it, without being responsible for the way in which
|
|
the Seller had come into possession of it.
|
|
|
|
It is therefore only in behoof of the requirements of juridical
|
|
decision in a court (in favorem justitae distributivae) that the right
|
|
in respect of a thing is regarded, not as personal, which it is in
|
|
itself, but as real, because it can thus be most easily and
|
|
certainly adjudged; and it is thus accepted and dealt with according
|
|
to a pure principle a priori. Upon this principle, various statutory
|
|
laws come to be founded which specially aim at laying down the
|
|
conditions under which alone a mode of acquisition shall be
|
|
legitimate, so that the judge may be able to assign every one his
|
|
own as easily and certainly as possible. Thus, in the brocard,
|
|
"Purchase breaks hire," what by the nature of the subject is a real
|
|
right- namely the hire- is taken to hold as a merely personal right;
|
|
and, conversely, as in the case referred to above, what is in itself
|
|
merely a personal right is held to be valid as a real right. And
|
|
this is done only when the question arises as to the principles by
|
|
which a court of justice in the civil state is to be guided, in
|
|
order to proceed with all possible safety in delivering judgement on
|
|
the rights of individuals.
|
|
|
|
40. IV. Acquisition of Security by the Taking of an Oath.
|
|
|
|
(Cautio Juratoria).
|
|
|
|
Only one ground can be assigned on which it could be held that men
|
|
are bound in the juridical relation to believe and to confess that
|
|
there are gods, or that there is a God. It is that they may be able to
|
|
swear an oath; and that thus by the fear of an all-seeing Supreme
|
|
Power, whose revenge they must solemnly invoke upon themselves in case
|
|
their utterance should be false, they may be constrained to be
|
|
truthful in statement and faithful in promising. It is not morality
|
|
but merely blind superstition that is reckoned upon in this process;
|
|
for it is evident it implies that no certainty is to be expected
|
|
from a mere solemn declaration in matters of right before a court,
|
|
although the duty of truthfulness must have always appeared
|
|
self-evident to all, in a matter which concerns the holiest that can
|
|
be among men- namely, the right of man. Hence recourse has been had to
|
|
a motive founded on mere myths and fables as imaginary guarantees.
|
|
Thus among the Rejangs, a heathen people in Sumatra, it is the custom-
|
|
according to the testimony of Marsden- to swear by the bones of
|
|
their dead relatives, although they have no belief in a life after
|
|
death. In like manner the negroes of Guinea swear by their fetish, a
|
|
bird's feather, which they imprecate under the belief that it will
|
|
break their neck. And so in other cases. The belief underlying these
|
|
oaths is that an invisible power- whether it has understanding or not-
|
|
by its very nature possesses magical power that can be put into action
|
|
by such invocations. Such a belief- which is commonly called religion,
|
|
but which ought to be called superstition- is, however,
|
|
indispensable for the administration of justice; because, without
|
|
referring to it, a court of justice would not have adequate means to
|
|
ascertain facts otherwise kept secret, and to determine rights. A
|
|
law making an oath obligatory is therefore only given in behoof of the
|
|
judicial authority.
|
|
|
|
But then the question arises as to what the obligation could be
|
|
founded upon that would bind any one in a court of justice to accept
|
|
the oath of another person as a right and valid proof of the truth
|
|
of his statements which are to put an end to all dispute. In other
|
|
words, what obliges me juridically to believe that another person when
|
|
taking an oath has any religion at all, so that I should subordinate
|
|
or entrust my right to his oath? And, on like grounds, conversely, can
|
|
I be bound at all to take an oath? It is evident that both these
|
|
questions point to what is in itself morally wrong.
|
|
|
|
But in relation to a court of justice- and generally in the civil
|
|
state- if it be assumed there are no other means of getting to the
|
|
truth in certain cases than by an oath, it must be adopted. In
|
|
regard to religion, under the supposition that every one has it, it
|
|
may be utilized as a necessary means (in causu necessitatis), in
|
|
behoof of the legitimate procedure of a court of justice. The court
|
|
uses this form of spiritual compulsion (tortura spiritualis) as an
|
|
available means, in conformity with the superstitious propensity of
|
|
mankind, for the ascertainment of what is concealed; and therefore
|
|
holds itself justified in so doing. The legislative power, however, is
|
|
fundamentally wrong in assigning this authority to the judicial power,
|
|
because even in the civil state any compulsion with regard to the
|
|
taking of oaths is contrary to the inalienable freedom of man.
|
|
|
|
Official oaths, which are usually promissory, being taken on
|
|
entering upon an office, to the effect that the individual has sincere
|
|
intention to administer his functions dutifully, might well be changed
|
|
into assertory oaths, to be taken at the end of a year or more of
|
|
actual administration, the official swearing to the faithfulness of
|
|
his discharge of duty during that time. This would bring the
|
|
conscience more into action than the promissory oath, which always
|
|
gives room for the internal pretext that, with the best intention, the
|
|
difficulties that arose during the administration of the official
|
|
function were not foreseen. And, further, violations of duty, under
|
|
the prospect of their being summed up by future censors, would give
|
|
rise to more anxiety as to censure than when they are merely
|
|
represented, one after the other, and forgotten.
|
|
|
|
As regards an oath taken concerning a matter of belief (de
|
|
credulitate), it is evident that no such oath can be demanded by a
|
|
court. 1. For, first, it contains in itself a contradiction. Such
|
|
belief, as intermediate between opinion and knowledge, is a thing on
|
|
which one might venture to lay a wager but not to swear an oath. 2.
|
|
And, second, the judge who imposes an oath of belief, in order to
|
|
ascertain anything pertinent to his own purpose or even to the
|
|
common good, commits a great offence against the conscientiousness
|
|
of the party taking such an oath. This he does in regard both to the
|
|
levity of mind, which he thereby helps to engender, and to the
|
|
stings of conscience which a man must feel who to-day regards a
|
|
subject from a certain point of view, but who will very probably
|
|
to-morrow find it quite improbable from another point of view. Any
|
|
one, therefore, who is compelled to take such an oath, is subjected to
|
|
an injury.
|
|
|
|
Transition from the Mine and Thine in the State
|
|
|
|
of Nature to the Mine and Thine in the
|
|
|
|
Juridical State Generally.
|
|
|
|
41. Public Justice as Related to the Natural
|
|
|
|
and the Civil State.
|
|
|
|
The juridical state is that relation of men to one another which
|
|
contains the conditions under which it is alone possible for every one
|
|
to obtain the right that is his due. The formal principle of the
|
|
possibility of actually participating in such right, viewed in
|
|
accordance with the idea of a universally legislative will, is
|
|
public justice. Public justice may be considered in relation either to
|
|
the possibility, or actuality, or necessity of the possession of
|
|
objects- regarded as the matter of the activity of the will- according
|
|
to laws. It may thus be divided into protective justice (justitia
|
|
testatrix), commutative justice (justitia commutativa), and
|
|
distributive justice (justitia distributiva), in the first mode of
|
|
justice, the law declares merely what relation is internally right
|
|
in respect of form (lex justi); in the second, it declares what is
|
|
likewise externally in accord with a law in respect of the object, and
|
|
what possession is rightful (lex juridica); and in the third, it
|
|
declares what is right, and what is just, and to what extent, by the
|
|
judgement of a court in any particular case coming under the given
|
|
law. In this latter relation, the public court is called the justice
|
|
of the country; and the question whether there actually is or is not
|
|
such an administration of public justice may be regarded as the most
|
|
important of all juridical interests.
|
|
|
|
The non-juridical state is that condition of society in which
|
|
there is no distributive justice. It is commonly called the natural
|
|
state (status naturalis), or the state of nature. It is not the social
|
|
state, as Achenwall puts it, for this may be in itself an artificial
|
|
state (status artificialis), that is to be contradistinguished from
|
|
the "natural" state. The opposite of the state of nature is the
|
|
civil state (status civilis) as the condition of a society standing
|
|
under a distributive justice. In the state of nature, there may even
|
|
be juridical forms of society such as marriage, parental authority,
|
|
the household, and such like. For none of these, however, does any law
|
|
a priori lay it down as an incumbent obligation: "Thou shalt enter
|
|
into this state." But it may be said of the juridical state that: "All
|
|
men who may even involuntarily come into relations of right with one
|
|
another ought to enter into this state."
|
|
|
|
The natural or non-juridical social state may be viewed as the
|
|
sphere of private right, and the civil state may be specially regarded
|
|
as the sphere of public right. The latter state contains no more and
|
|
no other duties of men towards each other than what may be conceived
|
|
in connection with the former state; the matter of private right is,
|
|
in short, the very same in both. The laws of the civil state,
|
|
therefore, only turn upon the juridical form of the coexistence of men
|
|
under a common constitution; and, in this respect, these laws must
|
|
necessarily be regarded and conceived as public laws.
|
|
|
|
The civil union (unio civilis) cannot, in the strict sense, be
|
|
properly called a society; for there is no sociality in common between
|
|
the ruler (imperans) and the subject (subditus) under a civil
|
|
constitution. They are not co-ordinated as associates in a society
|
|
with each other, but the one is subordinated to the other. Those who
|
|
may be co-ordinated with one another must consider themselves as
|
|
mutually equal, in so far as they stand under common laws. The civil
|
|
union may therefore be regarded not so much as being, but rather as
|
|
making a society.
|
|
|
|
42. The Postulate of Public Right.
|
|
|
|
From the conditions of private right in the natural state, there
|
|
arises the postulate of public right. It may be thus expressed: "In
|
|
the relation of unavoidable coexistence with others, thou shalt pass
|
|
from the state of nature into a juridical union constituted under
|
|
the condition of a distributive justice." The principle of this
|
|
postulate may be unfolded analytically from the conception of right in
|
|
the external relation, contradistinguished from mere might as
|
|
violence.
|
|
|
|
No one is under obligation to abstain from interfering with the
|
|
possession of others, unless they give him a reciprocal guarantee
|
|
for the observance of a similar abstention from interference with
|
|
his possession. Nor does he require to wait for proof by experience of
|
|
the need of this guarantee, in view of the antagonistic disposition of
|
|
others. He is therefore under no obligation to wait till he acquires
|
|
practical prudence at his own cost; for he can perceive in himself
|
|
evidence of the natural inclination of men to play the master over
|
|
others, and to disregard the claims of the right of others, when
|
|
they feel themselves their superiors by might or fraud. And thus it is
|
|
not necessary to wait for the melancholy experience of actual
|
|
hostility; the individual is from the first entitled to exercise a
|
|
rightful compulsion towards those who already threaten him by their
|
|
very nature. Quilibet praesumitur malus, donec securitatem dederit
|
|
oppositi.
|
|
|
|
So long as the intention to live and continue in this state of
|
|
externally lawless freedom prevails, men may be said to do no wrong or
|
|
injustice at all to one another, even when they wage war against
|
|
each other. For what seems competent as good for the one is equally
|
|
valid for the other, as if it were so by mutual agreement. Uti
|
|
partes de jure suo disponunt, ita jus est. But generally they must
|
|
be considered as being in the highest state of wrong, as being and
|
|
willing to be in a condition which is not juridical, and in which,
|
|
therefore, no one can be secured against violence, in the possession
|
|
of his own.
|
|
|
|
The distinction between what is only formally and what is also
|
|
materially wrong, and unjust, finds frequent application in the
|
|
science of right. An enemy who, on occupying a besieged fortress,
|
|
instead of honourably fulfilling the conditions of a capitulation,
|
|
maltreats the garrison on marching out, or otherwise violates the
|
|
agreement, cannot complain of injury or wrong if on another occasion
|
|
the same treatment is inflicted upon themselves. But, in fact, all
|
|
such actions fundamentally involve the commission of wrong and
|
|
injustice, in the highest degree; because they take all validity
|
|
away from the conception of right, and give up everything, as it
|
|
were by law itself, to savage violence, and thus overthrow the
|
|
rights of men generally.
|
|
|
|
SECOND PART. PUBLIC RIGHT.
|
|
|
|
THE SYSTEM OF THOSE LAWS WHICH REQUIRE PUBLIC PROMULGATION.
|
|
|
|
THE PRINCIPLES OF RIGHT IN CIVIL SOCIETY.
|
|
|
|
43. Definition and Division of Public Right.
|
|
|
|
Public right embraces the whole of the laws that require to be
|
|
universally promulgated in order to produce juridical state of
|
|
society. It is therefore a system of those laws that are requisite for
|
|
a people as a multitude of men forming a nation, or for a number of
|
|
nations, in their relations to each other. Men and nations, on account
|
|
of their mutual influence on one another, require a juridical
|
|
constitution uniting them under one will, in order that they may
|
|
participate in what is right. This relation of the individuals of a
|
|
nation to each other constitutes the civil union in the social
|
|
state; and, viewed as a whole in relation to its constituent
|
|
members, it forms the political state (civitas).
|
|
|
|
1. The state, as constituted by the common interest of all to live
|
|
in a juridical union, is called, in view of its form, the commonwealth
|
|
or the republic in the wider sense of the term (res publica latius sic
|
|
dicta). The principles of right in this sphere thus constitute the
|
|
first department of public right as the right of the state (jus
|
|
civitatis) or national right. 2. The state, again, viewed in
|
|
relation to other peoples, is called a power (potentia), whence arises
|
|
the idea of potentates. Viewed in relation to the supposed
|
|
hereditary unity of the people composing it, the state constitutes a
|
|
nation (gens). Under the general conception of public right, in
|
|
addition to the right of the individual state, there thus arises
|
|
another department of right, constituting the right of nations (jus
|
|
gentium) or international right. 3. Further, as the surface of the
|
|
earth is not unlimited in extent, but is circumscribed into a unity,
|
|
national right and international right necessarily culminate in the
|
|
idea of a universal right of mankind, which may be called
|
|
Cosmopolitical Right (jus cosmopoliticum). And national,
|
|
international, and cosmopolitical right are so interconnected, that,
|
|
if any one of these three possible forms of the juridical relation
|
|
fails to embody the essential principles that ought to regulate
|
|
external freedom by law, the structure of legislation reared by the
|
|
others will also be undermined, and the whole system would at last
|
|
fall to pieces.
|
|
|
|
I. Right of the State and Constitutional Law.
|
|
|
|
(Jus Civitatis).
|
|
|
|
44. Origin Of the Civil Union and Public Right.
|
|
|
|
It is not from any experience prior to the appearance of an external
|
|
authoritative legislation that we learn of the maxim of natural
|
|
violence among men and their evil tendency to engage in war with
|
|
each other. Nor is it assumed here that it is merely some particular
|
|
historical condition or fact, that makes public legislative constraint
|
|
necessary; for however well-disposed or favourable to right men may be
|
|
considered to be of themselves, the rational idea of a state of
|
|
society not yet regulated by right, must be taken as our
|
|
starting-point. This idea implies that before a legal state of society
|
|
can be publicly established, individual men, nations, and states,
|
|
can never be safe against violence from each other; and this is
|
|
evident from the consideration that every one of his own will
|
|
naturally does what seems good and right in his own eyes, entirely
|
|
independent of the opinion of others. Hence, unless the institution of
|
|
right is to be renounced, the first thing incumbent on men is to
|
|
accept the principle that it is necessary to leave the state of
|
|
nature, in which every one follows his own inclinations, and to form a
|
|
union of all those who cannot avoid coming into reciprocal
|
|
communication, and thus subject themselves in common to the external
|
|
restraint of public compulsory laws. Men thus enter into a civil
|
|
union, in which every one has it determined by law what shall be
|
|
recognized as his; and this is secured to him by a competent
|
|
external power distinct from his own individuality. Such is the
|
|
primary obligation, on the part of all men, to enter into the
|
|
relations of a civil state of society.
|
|
|
|
The natural condition of mankind need not, on this ground, be
|
|
represented as a state of absolute injustice, as if there could have
|
|
been no other relation originally among men but what was merely
|
|
determined by force. But this natural condition must be regarded, if
|
|
it ever existed, as a state of society that was void of regulation
|
|
by right (status justitiae vacuus), so that if a matter of right
|
|
came to be in dispute (jus controversum), no competent judge was found
|
|
to give an authorized legal decision upon it. It is therefore
|
|
reasonable that any one should constrain another by force, to pass
|
|
from such a nonjuridical state of life and enter within the
|
|
jurisdiction of a civil state of society. For, although on the basis
|
|
of the ideas of right held by individuals as such, external things may
|
|
be acquired by occupancy or contract, yet such acquisition is only
|
|
provisory so long as it has not yet obtained the sanction of a
|
|
public law. Till this sanction is reached, the condition of possession
|
|
is not determined by any public distributive justice, nor is it
|
|
secured by any power exercising public right.
|
|
|
|
If men were not disposed to recognize any acquisition at all as
|
|
rightful- even in a provisional way- prior to entering into the
|
|
civil state, this state of society would itself be impossible. For the
|
|
laws regarding the mine and thine in the state of nature, contain
|
|
formally the very same thing as they prescribe in the civil state,
|
|
when it is viewed merely according to rational conceptions: only
|
|
that in the forms of the civil state the conditions are laid down
|
|
under which the formal prescriptions of the state of nature attain
|
|
realization conformable to distributive justice. Were there, then, not
|
|
even provisionally, an external meum and tuum in the state of
|
|
nature, neither would there be any juridical duties in relation to
|
|
them; and, consequently, there would be no obligation to pass out of
|
|
that state into another.
|
|
|
|
45. The Form of the State and its Three Powers.
|
|
|
|
A state (civitas) is the union of a number of men under juridical
|
|
laws. These laws, as such, are to be regarded as necessary a priori-
|
|
that is, as following of themselves from the conceptions of external
|
|
right generally- and not as merely established by statute. The form of
|
|
the state is thus involved in the idea of the state, viewed as it
|
|
ought to be according to pure principles of right; and this ideal form
|
|
furnishes the normal criterion of every real union that constitutes
|
|
a commonwealth.
|
|
|
|
Every state contains in itself three powers, the universal united
|
|
will of the people being thus personified in a political triad.
|
|
These are the legislative power, the executive power, and the
|
|
judiciary power. 1. The legislative power of the sovereignty in the
|
|
state is embodied in the person of the lawgiver; 2. the executive
|
|
power is embodied in the person of the ruler who administers the
|
|
Law; and 3. the judiciary power, embodied in the person of the
|
|
judge, is the function of assigning every one what is his own,
|
|
according to the law (potestas legislatoria, rectoria, et judiciaria).
|
|
These three powers may be compared to the three propositions in a
|
|
practical syllogism: the major as the sumption laying down the
|
|
universal law of a will, the minor presenting the command applicable
|
|
to an action according to the law as the principle of the subsumption,
|
|
and the conclusion containing the sentence, or judgement of right,
|
|
in the particular case under consideration.
|
|
|
|
46. The Legislative Power and the Members of the State.
|
|
|
|
The legislative power, viewed in its rational principle, can only
|
|
belong to the united will of the people. For, as all right ought to
|
|
proceed from this power, it is necessary that its laws should be
|
|
unable to do wrong to any one whatever. Now, if any one individual
|
|
determines anything in the state in contradistinction to another, it
|
|
is always possible that he may perpetrate a wrong on that other; but
|
|
this is never possible when all determine and decree what is to be Law
|
|
to themselves. Volenti non fit injuria. Hence it is only the united
|
|
and consenting will of all the people- in so far as each of them
|
|
determines the same thing about all, and all determine the same
|
|
thing about each- that ought to have the power of enacting law in
|
|
the state.
|
|
|
|
The members of a civil society thus united for the purpose of
|
|
legislation, and thereby constituting a state, are called its
|
|
citizens; and there are three juridical attributes that inseparably
|
|
belong to them by right. These are: 1. constitutional freedom, as
|
|
the right of every citizen to have to obey no other law than that to
|
|
which he has given his consent or approval; 2. civil equality, as
|
|
the right of the citizen to recognise no one as a superior among the
|
|
people in relation to himself, except in so far as such a one is as
|
|
subject to his moral power to impose obligations, as that other has
|
|
power to impose obligations upon him; and 3. political independence,
|
|
as the light to owe his existence and continuance in society not to
|
|
the arbitrary will of another, but to his own rights and powers as a
|
|
member of the commonwealth, and, consequently, the possession of a
|
|
civil personality, which cannot be represented by any other than
|
|
himself.
|
|
|
|
The capability of voting by possession of the suffrage properly
|
|
constitutes the political qualification of a citizen as a member of
|
|
the state. But this, again, presupposes the independence or
|
|
self-sufficiency of the individual citizen among the people, as one
|
|
who is not a mere incidental part of the commonwealth, but a member of
|
|
it acting of his own will in community with others. The last of the
|
|
three qualities involved necessarily constitutes the distinction
|
|
between active and passive citizenship; although the latter conception
|
|
appears to stand in contradiction to the definition of a citizen as
|
|
such. The following examples may serve to remove this difficulty.
|
|
The apprentice of a merchant or tradesman, a servant who is not in the
|
|
employ of the state, a minor (naturaliter vel civiliter), all women,
|
|
and, generally, every one who is compelled to maintain himself not
|
|
according to his own industry, but as it is arranged by others (the
|
|
state excepted), are without civil personality, and their existence is
|
|
only, as it were, incidentally included in the state. The woodcutter
|
|
whom I employ on my estate; the smith in India who carries his hammer,
|
|
anvil, and bellows into the houses where he is engaged to work in
|
|
iron, as distinguished from the European carpenter or smith, who can
|
|
offer the independent products of his labour as wares for public sale;
|
|
the resident tutor as distinguished from the schoolmaster; the
|
|
ploughman as distinguished from the farmer and such like, illustrate
|
|
the distinction in question. In all these cases, the former members of
|
|
the contrast are distinguished from the latter by being mere
|
|
subsidiaries of the commonwealth and not active independent members of
|
|
it, because they are of necessity commanded and protected by others,
|
|
and consequently possess no political self-sufficiency in
|
|
themselves. Such dependence on the will of others and the consequent
|
|
inequality are, however, not inconsistent with the freedom and
|
|
equality of the individuals as men helping to constitute the people.
|
|
Much rather is it the case that it is only under such conditions
|
|
that a people can become a state and enter into a civil
|
|
constitution. But all are not equally qualified to exercise the
|
|
right of suffrage under the constitution, and to be full citizens of
|
|
the state, and not mere passive subjects under its protection. For,
|
|
although they are entitled to demand to be treated by all the other
|
|
citizens according to laws of natural freedom and equality, as passive
|
|
parts of the state, it does not follow that they ought themselves to
|
|
have the right to deal with the state as active members of it, to
|
|
reorganize it, or to take action by way of introducing certain laws.
|
|
All they have a right in their circumstances to claim may be no more
|
|
than that whatever be the mode in which the positive laws are enacted,
|
|
these laws must not be contrary to the natural laws that demand the
|
|
freedom of all the people and the equality that is conformable
|
|
thereto; and it must therefore be made possible for them to raise
|
|
themselves from this passive condition in the state to the condition
|
|
of active citizenship.
|
|
|
|
47. Dignities in the State and the Original Contract.
|
|
|
|
All these three powers in the state are dignities; and, as
|
|
necessarily arising out of the idea of the state and essential
|
|
generally to the foundation of its constitution, they are to be
|
|
regarded as political dignities. They imply the relation between a
|
|
universal sovereign as head of the state- which according to the
|
|
laws of freedom can be none other than the people itself united into a
|
|
nation- and the mass of the individuals of the nation as subjects. The
|
|
former member of the relation is the ruling power, whose function is
|
|
to govern (imperans); the latter is the ruled constituents of the
|
|
state, whose function is to obey (subditi).
|
|
|
|
The act by which a people is represented as constituting itself into
|
|
a state, is termed the original contract. This is properly only an
|
|
outward mode of representing the idea by which the rightfulness of the
|
|
process of organizing the constitution may be made conceivable.
|
|
According to this representation, all and each of the people give up
|
|
their external freedom in order to receive it immediately again as
|
|
members of a commonwealth. The commonwealth is the people viewed as
|
|
united altogether into a state. And thus it is not to be said that the
|
|
individual in the state has sacrificed a part of his inborn external
|
|
freedom for a particular purpose; but he has abandoned his wild
|
|
lawless freedom wholly, in order to find all his proper freedom
|
|
again entire and undiminished, but in the form of a regulated order of
|
|
dependence, that is, in a civil state regulated by laws of right. This
|
|
relation of dependence thus arises out of his own regulative law
|
|
giving will.
|
|
|
|
48. Mutual Relations and Characteristics of the
|
|
|
|
Three Powers.
|
|
|
|
The three powers in the state, as regards their relations to each
|
|
other, are, therefore: (1) coordinate with one another as so many
|
|
moral persons, and the one is thus the complement of the other in
|
|
the way of completing the constitution of the state; (2) they are
|
|
likewise subordinate to one another, so that the one cannot at the
|
|
same time usurp the function of the other by whose side it moves, each
|
|
having its own principle and maintaining its authority in a particular
|
|
person, but under the condition of the will of a superior; and
|
|
further, (3) by the union of both these relations, they assign
|
|
distributively to every subject in the state his own rights.
|
|
|
|
Considered as to their respective dignity, the three powers may be
|
|
thus described. The will of the sovereign legislator, in respect of
|
|
what constitutes the external mine and thine, is to be regarded as
|
|
irreprehensible; the executive function of the supreme ruler is to
|
|
be regarded as irresistible; and the judicial sentence of the
|
|
supreme judge is to be regarded as irreversible, being beyond appeal.
|
|
|
|
49. Distinct Functions of the Three Powers.
|
|
|
|
Autonomy of the State
|
|
|
|
1. The executive power belongs to the governor or regent of the
|
|
state, whether it assumes the form of a moral or individual person, as
|
|
the king or prince (rex, princeps). This executive authority, as the
|
|
supreme agent of the state, appoints the magistrates, and prescribes
|
|
the rules to the people, in accordance with which individuals may
|
|
acquire anything or maintain what is their own conformably to the law,
|
|
each case being brought under its application. Regarded as a moral
|
|
person, this executive authority constitutes the government. The
|
|
orders issued by the government to the people and the magistrates,
|
|
as well as to the higher ministerial administrators of the state
|
|
(gubernatio), are rescripts or decrees, and not laws; for they
|
|
terminate in the decision of particular cases, and are given forth
|
|
as unchangeable. A government acting as an executive, and at the
|
|
same time laying down the law as the legislative power, would be a
|
|
despotic government, and would have to be contradistinguished from a
|
|
patriotic government. A patriotic government, again, is to be
|
|
distinguished from a paternal government (regimen paternale) which
|
|
is the most despotic government of all, the citizens being dealt
|
|
with by it as mere children. A patriotic government, however, is one
|
|
in which the state, while dealing with the subjects as if they were
|
|
members of a family, still treats them likewise as citizens, and
|
|
according to laws that recognize their independence, each individual
|
|
possessing himself and not being dependent on the absolute will of
|
|
another beside him or above him.
|
|
|
|
2. The legislative authority ought not at the same time to be the
|
|
executive or governor; for the governor, as administrator, should
|
|
stand under the authority of the law, and is bound by it under the
|
|
supreme control of the legislator. The legislative authority may
|
|
therefore deprive the governor of his power, depose him, or reform his
|
|
administration, but not punish him. This is the proper and only
|
|
meaning of the common saying in England, "The King- as the supreme
|
|
executive power- can do no wrong." For any such application of
|
|
punishment would necessarily be an act of that very executive power to
|
|
which the supreme right to compel according to law pertains, and which
|
|
would itself be thus subjected to coercion; which is
|
|
self-contradictory.
|
|
|
|
3. Further, neither the legislative power nor the executive power
|
|
ought to exercise the judicial function, but only appoint judges as
|
|
magistrates. It is the people who ought to judge themselves, through
|
|
those of the citizens who are elected by free choice as their
|
|
representatives for this purpose, and even specially for every process
|
|
or cause. For the judicial sentence is a special act of public
|
|
distributive justice performed by a judge or court as a constitutional
|
|
administrator of the law, to a subject as one of the people. Such an
|
|
act is not invested inherently with the power to determine and
|
|
assign to any one what is his. Every individual among the people being
|
|
merely passive in this relation to the supreme power, either the
|
|
executive or the legislative authority might do him wrong in their
|
|
determinations in cases of dispute regarding the property of
|
|
individuals. It would not be the people themselves who thus
|
|
determined, or who pronounced the judgements of "guilty" or "not
|
|
guilty" regarding their fellow-citizens. For it is to the
|
|
determination of this issue in a cause that the court has to apply the
|
|
law; and it is by means of the executive authority, that the judge
|
|
holds power to assign to every one his own. Hence it is only the
|
|
people that properly can judge in a cause- although indirectly
|
|
representatives elected and deputed by themselves, as in a jury. It
|
|
would even be beneath the dignity of the sovereign head of the state
|
|
to play the judge; for this would be to put himself into a position in
|
|
which it would be possible to do wrong, and thus to subject himself to
|
|
the demand for an appeal to a still higher power (a rege male
|
|
informato ad regem melius informandum).
|
|
|
|
It is by the co-operation of these three powers- the legislative,
|
|
the executive, and the judicial- that the state realizes its autonomy.
|
|
This autonomy consists in its organizing, forming, and maintaining
|
|
itself in accordance with the laws of freedom. In their union the
|
|
welfare of the state is realized. Salus reipublicae suprema lex.* By
|
|
this is not to be understood merely the individual well-being and
|
|
happiness of the citizens of the state; for- as Rousseau asserts- this
|
|
end may perhaps be more agreeably and more desirably attained in the
|
|
state of nature, or even under a despotic government. But the
|
|
welfare of the state, as its own highest good, signifies that
|
|
condition in which the greatest harmony is attained between its
|
|
constitution and the principles of right- a condition of the state
|
|
which reason by a categorical imperative makes it obligatory upon us
|
|
to strive after.
|
|
|
|
*["The health of the state is the highest law."]
|
|
|
|
Constitutional and Juridical Consequences arising from
|
|
|
|
the Nature of the Civil Union.
|
|
|
|
A. Right of the Supreme Power; Treason; Dethronement;
|
|
|
|
Revolution; Reform.
|
|
|
|
The origin of the supreme power is practically inscrutable by the
|
|
people who are placed under its authority. In other words, the subject
|
|
need not reason too curiously in regard to its origin in the practical
|
|
relation, as if the right of the obedience due to it were to be
|
|
doubted (jus controversum). For as the people, in order to be able
|
|
to abjudicate with a title of right regarding the supreme power in the
|
|
state, must be regarded as already united under one common legislative
|
|
will, it cannot judge otherwise than as the present supreme head of
|
|
the state (summus imperans) wills. The question has been raised as
|
|
to whether an actual contract of subjection (pactum subjectionis
|
|
civilis) originally preceded the civil government as a fact; or
|
|
whether the power arose first, and the law only followed afterwards,
|
|
or may have followed in this order. But such questions, as regards the
|
|
people already actually living under the civil law, are either
|
|
entirely aimless, or even fraught with subtle danger to the state.
|
|
For, should the subject, after having dug down to the ultimate
|
|
origin of the state, rise in opposition to the present ruling
|
|
authority, he would expose himself as a citizen, according to the
|
|
law and with full right, to be punished, destroyed, or outlawed. A law
|
|
which is so holy and inviolable that it is practically a crime even to
|
|
cast doubt upon it, or to suspend its operation for a moment, is
|
|
represented of itself as necessarily derived from some supreme,
|
|
unblameable lawgiver. And this is the meaning of the maxim, "All
|
|
authority is from God", which proposition does not express the
|
|
historical foundation of the civil constitution, but an ideal
|
|
principle of the practical reason. It may be otherwise rendered
|
|
thus: "It is a duty to obey the law of the existing legislative power,
|
|
be its origin what it may."
|
|
|
|
Hence it follows, that the supreme power in the state has only
|
|
rights, and no (compulsory) duties towards the subject. Further, if
|
|
the ruler or regent, as the organ of the supreme power, proceeds in
|
|
violation of the laws, as in imposing taxes, recruiting soldiers,
|
|
and so on, contrary to the law of equality in the distribution of
|
|
the political burdens, the subject may oppose complaints and
|
|
objections (gravamina) to this injustice, but not active resistance.
|
|
|
|
There cannot even be an Article contained in the political
|
|
constitution that would make it possible for a power in the state,
|
|
in case of the transgression of the constitutional laws by the supreme
|
|
authority, to resist or even to restrict it in so doing. For,
|
|
whoever would restrict the supreme power of the state must have
|
|
more, or at least equal, power as compared with the power that is so
|
|
restricted; and if competent to command the subjects to resist, such a
|
|
one would also have to be able to protect them, and if he is to be
|
|
considered capable of judging what is right in every case, he may also
|
|
publicly order resistance. But such a one, and not the actual
|
|
authority, would then be the supreme power; which is contradictory.
|
|
The supreme sovereign power, then, in proceeding by a minister who
|
|
is at the same time the ruler of the state, consequently becomes
|
|
despotic; and the expedient of giving the people to imagine- when they
|
|
have properly only legislative influence- that they act by their
|
|
deputies by way of limiting the sovereign authority, cannot so mask
|
|
and disguise the actual despotism of such a government that it will
|
|
not appear in the measures and means adopted by the minister to
|
|
carry out his function. The people, while represented by their
|
|
deputies in parliament, under such conditions, may have in these
|
|
warrantors of their freedom and rights, persons who are keenly
|
|
interested on their own account and their families, and who look to
|
|
such a minister for the benefit of his influence in the army, navy,
|
|
and public offices. And hence, instead of offering resistance to the
|
|
undue pretensions of the government- whose public declarations ought
|
|
to carry a prior accord on the part of the people, which, however,
|
|
cannot be allowed in peace, they are rather always ready to play
|
|
into the hands of the government. Hence the so-called limited
|
|
political constitution, as a constitution of the internal rights of
|
|
the state, is an unreality; and instead of being consistent with
|
|
right, it is only a principle of expediency. And its aim is not so
|
|
much to throw all possible obstacles in the way of a powerful violator
|
|
of popular rights by his arbitrary influence upon the government, as
|
|
rather to cloak it over under the illusion of a right of opposition
|
|
conceded to the people.
|
|
|
|
Resistance on the part of the people to the supreme legislative
|
|
power of the state is in no case legitimate; for it is only by
|
|
submission to the universal legislative will, that a condition of
|
|
law and order is possible. Hence there is no right of sedition, and
|
|
still less of rebellion, belonging to the people. And least of all,
|
|
when the supreme power is embodied in an individual monarch, is
|
|
there any justification, under the pretext of his abuse of power,
|
|
for seizing his person or taking away his life (monarchomachismus
|
|
sub specie tyrannicidii). The slightest attempt of this kind is high
|
|
treason (proditio eminens); and a traitor of this sort who aims at the
|
|
overthrow of his country may be punished, as a political parricide,
|
|
even with death. It is the duty of the people to bear any abuse of the
|
|
supreme power, even then though it should be considered to be
|
|
unbearable. And the reason is that any resistance of the highest
|
|
legislative authority can never but be contrary to the law, and must
|
|
even be regarded as tending to destroy the whole legal constitution.
|
|
In order to be entitled to offer such resistance, a public law would
|
|
be required to permit it. But the supreme legislation would by such
|
|
a law cease to be supreme, and the people as subjects would be made
|
|
sovereign over that to which they are subject; which is a
|
|
contradiction. And the contradiction becomes more apparent when the
|
|
question is put: "Who is to be the judge in a controversy between
|
|
the people and the sovereign?" For the people and the sovereign are to
|
|
be constitutionally or juridically regarded as two different moral
|
|
persons; but the question shows that the people would then have to
|
|
be the judge in their own cause.
|
|
|
|
The dethronement of a monarch may be also conceived as a voluntary
|
|
abdication of the crown, and a resignation of his power into the hands
|
|
of the people; or it might be a deliberate surrender of these
|
|
without any assault on the royal person, in order that the monarch may
|
|
be relegated into private life. But, however it happen, forcible
|
|
compulsion of it, on the part of the people, cannot be justified under
|
|
the pretext of a right of necessity (casus necessitatis); and least of
|
|
all can the slightest right be shown for punishing the sovereign on
|
|
the ground of previous maladministration. For all that has been
|
|
already done in the quality of a sovereign must be regarded as done
|
|
outwardly by right; and, considered as the source of the laws, the
|
|
sovereign himself can do no wrong. Of all the abominations in the
|
|
overthrow of a state by revolution, even the murder or assassination
|
|
of the monarch is not the worst. For that may be done by the people
|
|
out of fear, lest, if he is allowed to live, he may again acquire
|
|
power and inflict punishment upon them; and so it may be done, not
|
|
as an act of punitive justice, but merely from regard to
|
|
self-preservation. It is the formal execution of a monarch that
|
|
horrifies a soul filled with ideas of human right; and this feeling
|
|
occurs again and again as of as the mind realizes the scenes that
|
|
terminated the fate of Charles I or Louis XVI. Now how is this feeling
|
|
to be explained? It is not a mere aesthetic feeling, arising from
|
|
the working of the imagination, nor from sympathy, produced by
|
|
fancying ourselves in the place of the sufferer. On the contrary, it
|
|
is a moral feeling arising from the entire subversion of all our
|
|
notions of right. Regicide, in short, is regarded as a crime which
|
|
always remains such and can never be expiated (crimen immortale,
|
|
inexpiabile); and it appears to resemble that sin which the
|
|
theologians declare can neither be forgiven in this world nor in the
|
|
next. The explanation of this phenomenon in the human mind appears
|
|
to be furnished by the following reflections upon it; and they even
|
|
shed some light upon the principles of political right.
|
|
|
|
Every transgression of a law only can and must be explained as
|
|
arising from a maxim of the transgressor making such wrong-doing his
|
|
rule of action; for were it not committed by him as a free being, it
|
|
could not be imputed to him. But it is absolutely impossible to
|
|
explain how any rational individual forms such a maxim against the
|
|
clear prohibition of the law-giving reason; for it is only events
|
|
which happen according to the mechanical laws of nature that are
|
|
capable of explanation. Now a transgressor or criminal may commit
|
|
his wrong-doing either according to the maxim of a rule supposed to be
|
|
valid objectively and universally, or only as an exception from the
|
|
rule by dispensing with its obligation for the occasion. In the latter
|
|
case, he only diverges from the law, although intentionally. He may,
|
|
at the same time, abhor his own transgression, and without formally
|
|
renouncing his obedience to the law only wish to avoid it. In the
|
|
former case, however, he rejects the authority of the law itself,
|
|
the validity of which, however, he cannot repudiate before his own
|
|
reason, even while he makes it his rule to act against it. His maxim
|
|
is, therefore, not merely defective as being negatively contrary to
|
|
the law, but it is even positively illegal, as being diametrically
|
|
contrary and in hostile opposition to it. So far as we can see into
|
|
and understand the relation, it would appear as if it were
|
|
impossible for men to commit wrongs and crimes of a wholly useless
|
|
form of wickedness, and yet the idea of such extreme perversity cannot
|
|
be overlooked in a system of moral philosophy.
|
|
|
|
There is thus a feeling of horror at the thought of the formal
|
|
execution of a monarch by his people. And the reason it is that,
|
|
whereas an act of assassination must be considered as only an
|
|
exception from the rule which has been constituted a maxim, such an
|
|
execution must be regarded as a complete perversion of the
|
|
principles that should regulate the relation between a sovereign and
|
|
his people. For it makes the people, who owe their constitutional
|
|
existence to the legislation that issued from the sovereign, to be the
|
|
ruler over him. Hence mere violence is thus elevated with bold brow,
|
|
and as it were by principle, above the holiest right; and, appearing
|
|
like an abyss to swallow up everything without recall, it seems like
|
|
suicide committed by the state upon itself and a crime that is capable
|
|
of no atonement. There is therefore reason to assume that the
|
|
consent that is accorded to such executions is not really based upon a
|
|
supposed principle of right, but only springs from fear of the
|
|
vengeance that would be taken upon the people were the same power to
|
|
revive again in the state. And hence it may be held that the
|
|
formalities accompanying them have only been put forward in order to
|
|
give these deeds a look of punishment from the accompaniment of a
|
|
judicial process, such as could not go along with a mere murder or
|
|
assassination. But such a cloaking of the deed entirely fails of its
|
|
purpose, because this pretension on the part of the people is even
|
|
worse than murder itself, as it implies a principle which would
|
|
necessarily make the restoration of a state, when once overthrown,
|
|
an impossibility.
|
|
|
|
An alteration of the still defective constitution of the state may
|
|
sometimes be quite necessary. But all such changes ought only to
|
|
proceed from the sovereign power in the way of reform, and are not
|
|
to be brought about by the people in the way of revolution; and when
|
|
they take place, they should only effect the executive, and not the
|
|
legislative, power. A political constitution which is so modified that
|
|
the people by their representatives in parliament can legally resist
|
|
the executive power, and its representative minister, is called a
|
|
limited constitution. Yet even under such a constitution there is no
|
|
right of active resistance, as by an arbitrary combination of the
|
|
people to coerce the government into a certain active procedure; for
|
|
this would be to assume to perform an act of the executive itself. All
|
|
that can rightly be allowed, is only a negative resistance,
|
|
amounting to an act of refusal on the part of the people to concede
|
|
all the demands which the executive may deem it necessary to make in
|
|
behoof of the political administration. And if this right were never
|
|
exercised, it would be a sure sign that the people were corrupted,
|
|
their representatives venal, the supreme head of the government
|
|
despotic, and his ministers practically betrayers of the people.
|
|
|
|
Further, when on the success of a revolution a new constitution
|
|
has been founded, the unlawfulness of its beginning and of its
|
|
institution cannot release the subjects from the obligation of
|
|
adapting themselves, as good citizens, to the new order of things; and
|
|
they are not entitled to refuse honourably to obey the authority
|
|
that has thus attained the power in the state. A dethroned monarch,
|
|
who has survived such a revolution, is not to be called to account
|
|
on the ground of his former administration; and still less may he be
|
|
punished for it, when with drawing into the private life of a
|
|
citizen he prefers his own quiet and the peace of the state to the
|
|
uncertainty of exile, with the intention of maintaining his claims for
|
|
restoration at all hazards, and pushing these either by secret
|
|
counter-revolution or by the assistance of other powers. However, if
|
|
he prefers to follow the latter course, his rights remain, because the
|
|
rebellion that drove him from his position was inherently unjust.
|
|
But the question then emerges as to whether other powers have the
|
|
right to form themselves into an alliance in behalf of such a
|
|
dethroned monarch merely in order not to leave the crime committed
|
|
by the people unavenged, or to do away with it as a scandal to all the
|
|
states; and whether they are therefore justified and called upon to
|
|
restore by force to another state a formerly existing constitution
|
|
that has been removed by a revolution. The discussion of this
|
|
question, however, does not belong to this department of public right,
|
|
but to the following section, concerning the right of nations.
|
|
|
|
B. Land Rights. Secular and Church Lands, Rights of Taxation;
|
|
|
|
Finance; Police; Inspection.
|
|
|
|
Is the sovereign, viewed as embodying the legislative power, to be
|
|
regarded as the supreme proprietor of the soil, or only as the highest
|
|
ruler of the people by the laws? As the soil is the supreme
|
|
condition under which it is alone possible to have external things
|
|
as one's own, its possible possession and use constitute the first
|
|
acquirable basis of external right. Hence it is that all such rights
|
|
must be derived from the sovereign as overlord and paramount
|
|
superior of the soil, or, as it may be better put, as the supreme
|
|
proprietor of the land (dominus territorii). The people, as forming
|
|
the mass of the subjects, belong to the sovereign as a people; not
|
|
in the sense of his being their proprietor in the way of real right,
|
|
but as their supreme commander or chief in the way of personal
|
|
right. This supreme proprietorship, however, is only an idea of the
|
|
civil constitution, objectified to represent, in accordance with
|
|
juridical conceptions, the necessary union of the private property
|
|
of all the people under a public universal possessor. The relation
|
|
is so represented in order that it may form a basis for the
|
|
determination of particular rights in property. It does not proceed,
|
|
therefore, upon the principle of mere aggregation, which advances
|
|
empirically from the parts to the whole, but from the necessary formal
|
|
principle of a division of the soil according to conceptions of right.
|
|
In accordance with this principle, the supreme universal proprietor
|
|
cannot have any private property in any part of the soil; for
|
|
otherwise he would make himself a private person. Private property
|
|
in the soil belongs only to the people, taken distributively and not
|
|
collectively; from which condition, however, a nomadic people must
|
|
be excepted as having no private property at all in the soil. The
|
|
supreme proprietor accordingly ought not to hold private estates,
|
|
either for private use or for the support of the court. For, as it
|
|
would depend upon his own pleasure how far these should extend, the
|
|
state would be in danger of seeing all property in the land taken into
|
|
the hands of the government, and all the subjects treated as
|
|
bondsmen of the soil (glebae adscripti). As possessors only of what
|
|
was the private property of another, they might thus be deprived of
|
|
all freedom and regarded as serfs or slaves. Of the supreme proprietor
|
|
of the land, it may be said that he possesses nothing as his own,
|
|
except himself; for if he possessed things in the state alongside of
|
|
others, dispute and litigation would be possible with these others
|
|
regarding those things, and there would be no independent judge to
|
|
settle the cause. But it may also be said that he possesses
|
|
everything; for he has the supreme right of sovereignty over the whole
|
|
people, to whom all external things severally (divisim) belong; and as
|
|
such he assigns distributively to every one what is to be his.
|
|
|
|
Hence there cannot be any corporation in the state, nor any class or
|
|
order, that as proprietors can transmit the land for a sole
|
|
exclusive use to the following generations for all time (ad
|
|
infinitum), according to certain fixed statutes. The state may annul
|
|
and abrogate all such statutes at any time, only under the condition
|
|
of indemnifying survivors for their interests. The order of knights,
|
|
constituting the nobility regarded as a mere rank or class of
|
|
specially titled individuals, as well as the order of the clergy,
|
|
called the church, are both subject to this relation. They can never
|
|
be entitled by any hereditary privileges with which they may be
|
|
favoured, to acquire an absolute property in the soil transmissible to
|
|
their successors. They can only acquire the use of such property for
|
|
the time being. If public opinion has ceased, on account of other
|
|
arrangements, to impel the state to protect itself from negligence
|
|
in the national defence by appeal to the military honour of the
|
|
knightly order, the estates granted on that condition may be recalled.
|
|
And, in like manner, the church lands or spiritualities may be
|
|
reclaimed by the state without scruple, if public opinion has ceased
|
|
to impel the members of the state to maintain masses for the souls
|
|
of the dead, prayers for the living, and a multitude of clergy, as
|
|
means to protect themselves from eternal fire. But in both cases,
|
|
the condition of indemnifying existing interests must be observed.
|
|
Those who in this connection fall under the movement of reform are not
|
|
entitled to complain that their property is taken from them; for the
|
|
foundation of their previous possession lay only in the opinion of the
|
|
people, and it can be valid only so long as this opinion lasts. As
|
|
soon as this public opinion in favour of such institutions dies out,
|
|
or is even extinguished in the judgement of those who have the
|
|
greatest claim by their acknowledged merit to lead and represent it,
|
|
the putative proprietorship in question must cease, as if by a
|
|
public appeal made regarding it to the state (a rege male informato ad
|
|
regem melius informandum).
|
|
|
|
On this primarily acquired supreme proprietorship in the land
|
|
rests the right of the sovereign, as universal proprietor of the
|
|
country, to assess the private proprietors of the soil, and to
|
|
demand taxes, excise, and dues, or the performance of service to the
|
|
state such as may be required in war. But this is to be done so that
|
|
it is actually the people that assess themselves, this being the
|
|
only mode of proceeding according to laws of right. This may be
|
|
effected through the medium of the body of deputies who represent
|
|
the people. It is also permissible, in circumstances in which the
|
|
state is in imminent danger, to proceed by a forced loan, as a right
|
|
vested in the sovereign, although this may be a divergence from the
|
|
existing law.
|
|
|
|
Upon this principle is also founded the right of administering the
|
|
national economy, including the finance and the police. The police has
|
|
specially to care for the public safety, convenience, and decency.
|
|
As regards the last of these- the feeling or negative taste for public
|
|
propriety- it is important that it be not deadened by such
|
|
influences as begging, disorderly noises, offensive smells, public
|
|
prostitution (Venus vulgivaga), or other offences against the moral
|
|
sense, as it greatly facilitates the government in the task of
|
|
regulating the life of the people by law.
|
|
|
|
For the preservation of the state there further belongs to it a
|
|
right of inspection (jus inspectionis), which entitles the public
|
|
authority to see that no secret society, political or religious,
|
|
exists among the people that can exert a prejudicial influence upon
|
|
the public weal. Accordingly, when it is required by the police, no
|
|
such secret society may refuse to lay open its constitution. But the
|
|
visitation and search of private houses by the police can only be
|
|
justified in a case of necessity; and in every particular instance, it
|
|
must be authorized by a higher authority.
|
|
|
|
C. Relief of the Poor. Foundling Hospitals. The Church.
|
|
|
|
The sovereign, as undertaker of the duty of the people, has the
|
|
right to tax them for purposes essentially connected with their own
|
|
preservation. Such are, in particular, the relief of the poor,
|
|
foundling asylums, and ecclesiastical establishments, otherwise
|
|
designated charitable or pious foundations.
|
|
|
|
1. The people have in fact united themselves by their common will
|
|
into a society, which has to be perpetually maintained; and for this
|
|
purpose they have subjected themselves to the internal power of the
|
|
state, in order to preserve the members of this society even when they
|
|
are not able to support themselves. By the fundamental principle of
|
|
the state, the government is justified and entitled to compel those
|
|
who are able, to furnish the means necessary to preserve those who are
|
|
not themselves capable of providing for the most necessary wants of
|
|
nature. For the existence of persons with property in the state
|
|
implies their submission under it for protection and the provision
|
|
by the state of what is necessary for their existence; and accordingly
|
|
the state founds a right upon an obligation on their part to
|
|
contribute of their means for the preservation of their fellow
|
|
citizens. This may be carried out by taxing the property or the
|
|
commercial industry of the citizens, or by establishing funds and
|
|
drawing interest from them, not for the wants of the state as such,
|
|
which is rich, but for those of the people. And this is not to be done
|
|
merely by voluntary contributions, but by compulsory exactions as
|
|
state-burdens, for we are here considering only the right of the state
|
|
in relation to the people. Among the voluntary modes of raising such
|
|
contributions, lotteries ought not to be allowed, because they
|
|
increase the number of those who are poor, and involve danger to the
|
|
public property. It may be asked whether the relief of the poor
|
|
ought to be administered out of current contributions, so that every
|
|
age should maintain its own poor; or whether this were better done
|
|
by means of permanent funds and charitable institutions, such as
|
|
widows' homes, hospitals, etc.? And if the former method is the
|
|
better, it may also be considered whether the means necessary are to
|
|
be raised by a legal assessment rather than by begging, which is
|
|
generally nigh akin to robbing. The former method must in reality be
|
|
regarded as the only one that is conformable to the right of the
|
|
state, which cannot withdraw its connection from any one who has to
|
|
live. For a legal current provision does not make the profession of
|
|
poverty a means of gain for the indolent, as is to be feared is the
|
|
case with pious foundations when they grow with the number of the
|
|
poor; nor can it be charged with being an unjust or unrighteous burden
|
|
imposed by the government on the people.
|
|
|
|
2. The state has also a right to impose upon the people the duty
|
|
of preserving children exposed from want or shame, and who would
|
|
otherwise perish; for it cannot knowingly allow this increase of its
|
|
power to be destroyed, however unwelcome in some respects it may be.
|
|
But it is a difficult question to determine how this may most justly
|
|
be carried out. It might be considered whether it would not be right
|
|
to exact contributions for this purpose from the unmarried persons
|
|
of both sexes who are possessed of means, as being in part responsible
|
|
for the evil; and further, whether the end in view would be best
|
|
carried out by foundling hospitals, or in what other way consistent
|
|
with right. But this is a problem of which no solution has yet been
|
|
offered that does not in some measure offend against right or
|
|
morality.
|
|
|
|
3. The church is here regarded as an ecclesiastical establishment
|
|
merely, and as such it must be carefully distinguished from
|
|
religion, which as an internal mode of feeling lies wholly beyond
|
|
the sphere of the action of the civil power. Viewed as an
|
|
institution for public worship founded for the people- to whose
|
|
opinion or conviction it owes its origin- the church establishment
|
|
responds to a real want in the state. This is the need felt by the
|
|
people to regard themselves as also subjects of a Supreme Invisible
|
|
Power to which they must pay homage, and which may of be brought
|
|
into a very undesirable collision with the civil power. The state
|
|
has therefore a right in this relation; but it is not to be regarded
|
|
as the right of constitutional legislation in the church, so as to
|
|
organize it as may seem most advantageous for itself, or to
|
|
prescribe and command its faith and ritual forms of worship (ritus);
|
|
for all this must be left entirely to the teachers and rulers which
|
|
the church has chosen for itself. The function of the state in this
|
|
connection, only includes the negative right of regulating the
|
|
influence of these public teachers upon the visible political
|
|
commonwealth, that it may not be prejudicial to the public peace and
|
|
tranquility. Consequently the state has to take measures, on
|
|
occasion of any internal conflict in the church, or on occasion of any
|
|
collision of the several churches with each other, that civil
|
|
concord is not endangered; and this right falls within the province of
|
|
the police. It is beneath the dignity of the supreme power to
|
|
interpose in determining what particular faith the church shall
|
|
profess, or to decree that a certain faith shall be unalterably
|
|
held, and that the church may not reform itself. For in doing so,
|
|
the supreme power would be mixing itself up in a scholastic wrangle,
|
|
on a footing of equality with its subjects; the monarch would be
|
|
making himself a priest; and the churchmen might even reproach the
|
|
supreme power with understanding nothing about matters of faith.
|
|
Especially would this hold in respect of any prohibition of internal
|
|
reform in the church; for what the people as a whole cannot
|
|
determine upon for themselves cannot be determined for the people by
|
|
the legislator. But no people can ever rationally determine that
|
|
they will never advance farther in their insight into matters of
|
|
faith, or resolve that they will never reform the institutions of
|
|
the church; because this would be opposed to the humanity in their own
|
|
persons and to their highest rights. And therefore the supreme power
|
|
cannot of itself resolve and decree in these matters for the people.
|
|
As regards the cost of maintaining the ecclesiastical establishment,
|
|
for similar reasons this must be derived not from the public funds
|
|
of the state, but from the section of the people who profess the
|
|
particular faith of the church; and thus only ought it to fall as a
|
|
burden on the community.
|
|
|
|
D. The Right of Assigning Offices and Dignities in the State.
|
|
|
|
The right of the supreme authority in the state also includes:
|
|
|
|
1. The distribution of offices, as public and paid employments;
|
|
|
|
2. The conferring of dignities, as unpaid distinctions of rank,
|
|
founded merely on honour, but establishing a gradation of higher and
|
|
lower orders in the political scale; the latter, although free in
|
|
themselves, being under obligation determined by the public law to
|
|
obey the former so far as they are also entitled to command;
|
|
|
|
3. Besides these relatively beneficent rights, the supreme power
|
|
in the state is also invested with the right of administering
|
|
punishment.
|
|
|
|
As regards civil offices, the question arises as to whether the
|
|
sovereign has the right, after bestowing an office on an individual,
|
|
to take it again away at his mere pleasure, without any crime having
|
|
been committed by the holder of the office. I say, "No." For what
|
|
the united will of the people would never resolve, regarding their
|
|
civil officers, cannot (constitutionally) be determined by the
|
|
sovereign regarding them. The people have to bear the cost incurred by
|
|
the appointment of an official, and undoubtedly it must be their
|
|
will that any one in office should be completely competent for its
|
|
duties. But such competency can only be acquired by a long preparation
|
|
and training, and this process would necessarily occupy the time
|
|
that would be required for acquiring the means of support by a
|
|
different occupation. Arbitrary and frequent changes would
|
|
therefore, as a rule, have the effect of filling offices with
|
|
functionaries who have not acquired the skill required for their
|
|
duties, and whose judgements had not attained maturity by practice.
|
|
All this is contrary to the purpose of the state. And besides it is
|
|
requisite in the interest of the people that it should be possible for
|
|
every individual to rise from a lower office to the higher offices, as
|
|
these latter would otherwise fall into incompetent hands, and that
|
|
competent officials generally should have some guarantee of
|
|
life-long provision.
|
|
|
|
Civil dignities include not only such as are connected with a public
|
|
office, but also those which make the possessors of them, without
|
|
any accompanying services to the state, members of a higher class or
|
|
rank. The latter constitute the nobility, whose members are
|
|
distinguished from the common citizens who form the mass of the
|
|
people. The rank of the nobility is inherited by male descendants; and
|
|
these again communicate it to wives who are not nobly born. Female
|
|
descendants of noble families, however, do not communicate their
|
|
rank to husbands who are not of noble birth, but they descend
|
|
themselves into the common civil status of the people. This being
|
|
so, the question then emerges as to whether the sovereign has the
|
|
right to found a hereditary rank and class, intermediate between
|
|
himself and the other citizens? The import of this question does not
|
|
turn on whether it is conformable to the prudence of the sovereign,
|
|
from regard to his own and the people's interests, to have such an
|
|
institution; but whether it is in accordance with the right of the
|
|
people that they should have a class of persons above them, who, while
|
|
being subjects like themselves, are yet born as their commanders, or
|
|
at least as privileged superiors? The answer to this question, as in
|
|
previous instances, is to be derived from the principle that "what the
|
|
people, as constituting the whole mass of the subjects, could not
|
|
determine regarding themselves and their associated citizens, cannot
|
|
be constitutionally determined by the sovereign regarding the people."
|
|
Now a hereditary nobility is a rank which takes precedence of merit
|
|
and is hoped for without any good reason- a thing of the imagination
|
|
without genuine reality. For if an ancestor had merit, he could not
|
|
transmit it to his posterity, but they must always acquire it for
|
|
themselves. Nature has in fact not so arranged that the talent and
|
|
will which give rise to merit in the state, are hereditary. And
|
|
because it cannot be supposed of any individual that he will throw
|
|
away his freedom, it is impossible that the common will of all the
|
|
people should agree to such a groundless prerogative, and hence the
|
|
sovereign cannot make it valid. It may happen, however, that such an
|
|
anomaly as that of subjects who would be more than citizens, in the
|
|
manner of born officials, or hereditary professors, has slipped into
|
|
the mechanism of government in olden times, as in the case of the
|
|
feudal system, which was almost entirely organized with reference to
|
|
war. Under such circumstances, the state cannot deal otherwise with
|
|
this error of a wrongly instituted rank in its midst, than by the
|
|
remedy of a gradual extinction through hereditary positions being left
|
|
unfilled as they fall vacant. The state has therefore the right
|
|
provisorily to let a dignity in title continue, until the public
|
|
opinion matures on the subject. And this will thus pass from the
|
|
threefold division into sovereign, nobles, and people, to the
|
|
twofold and only natural division into sovereign and people.
|
|
|
|
No individual in the state can indeed be entirely without dignity;
|
|
for he has at least that of being a citizen, except when he has lost
|
|
his civil status by a crime. As a criminal he is still maintained in
|
|
life, but he is made the mere instrument of the will of another,
|
|
whether it be the state or a particular citizen. In the latter
|
|
position, in which he could only be placed by a juridical judgement,
|
|
he would practically become a slave, and would belong as property
|
|
(dominium) to another, who would be not merely his master (herus)
|
|
but his owner (dominus). Such an owner would be entitled to exchange
|
|
or alienate him as a thing, to use him at will except for shameful
|
|
purposes, and to dispose of his powers, but not of his life and
|
|
members. No one can bind himself to such a condition of dependence, as
|
|
he would thereby cease to be a person, and it is only as a person that
|
|
he can make a contract. It may, however, appear that one man may
|
|
bind himself to another by a contract of hire, to discharge a
|
|
certain service that is permissible in its kind, but is left
|
|
entirely undetermined as regards its measure or amount; and that as
|
|
receiving wages or board or protection in return, he thus becomes only
|
|
a servant subject to the will of a master (subditus) and not a slave
|
|
(servus). But this is an illusion. For if masters are entitled to
|
|
use the powers of such subjects at will, they may exhaust these
|
|
powers- as has been done in the case of Negroes in the Sugar Island-
|
|
and they may thus reduce their servants to despair and death. But this
|
|
would imply that they had actually given themselves away to their
|
|
masters as property; which, in the case of persons, is impossible. A
|
|
person can, therefore, only contract to perform work that is defined
|
|
both in quality and quantity, either as a day-labourer or as a
|
|
domiciled subject. In the latter case he may enter into a contract
|
|
of lease for the use of the land of a superior, giving a definite rent
|
|
or annual return for its utilization by himself, or he may contract
|
|
for his service as a labourer upon the land. But he does not thereby
|
|
make himself a slave, or a bondsman, or a serf attached to the soil
|
|
(glebae adscriptus), as he would thus divest himself of his
|
|
personality; he can only enter into a temporary or at most a heritable
|
|
lease. And even if by committing a crime he has personally become
|
|
subjected to another, this subject-condition does not become
|
|
hereditary; for he has only brought it upon himself by his own
|
|
wrongdoing. Neither can one who has been begotten by a slave be
|
|
claimed as property on the ground of the cost of his rearing,
|
|
because such rearing is an absolute duty naturally incumbent upon
|
|
parents; and in case the parents be slaves, it devolves upon their
|
|
masters or owners, who, in undertaking the possession of such
|
|
subjects, have also made themselves responsible for the performance of
|
|
their duties.
|
|
|
|
E. The Right of Punishing and of Pardoning.
|
|
|
|
I. The Right of Punishing.
|
|
|
|
The right of administering punishment is the right of the
|
|
sovereign as the supreme power to inflict pain upon a subject on
|
|
account of a crime committed by him. The head of the state cannot
|
|
therefore be punished; but his supremacy may be withdrawn from him.
|
|
Any transgression of the public law which makes him who commits it
|
|
incapable of being a citizen, constitutes a crime, either simply as
|
|
a private crime (crimen), or also as a public crime (crimen publicum).
|
|
Private crimes are dealt with by a civil court; public crimes by a
|
|
criminal court. Embezzlement or speculation of money or goods
|
|
entrusted in trade, fraud in purchase or sale, if done before the eyes
|
|
of the party who suffers, are private crimes. On the other hand,
|
|
coining false money or forging bills of exchange, theft, robbery,
|
|
etc., are public crimes, because the commonwealth, and not merely some
|
|
particular individual, is endangered thereby. Such crimes may be
|
|
divided into those of a base character (indolis abjectae) and those of
|
|
a violent character (indolis violentiae).
|
|
|
|
Judicial or juridical punishment (poena forensis) is to be
|
|
distinguished from natural punishment (poena naturalis), in which
|
|
crime as vice punishes itself, and does not as such come within the
|
|
cognizance of the legislator. juridical punishment can never be
|
|
administered merely as a means for promoting another good either
|
|
with regard to the criminal himself or to civil society, but must in
|
|
all cases be imposed only because the individual on whom it is
|
|
inflicted has committed a crime. For one man ought never to be dealt
|
|
with merely as a means subservient to the purpose of another, nor be
|
|
mixed up with the subjects of real right. Against such treatment his
|
|
inborn personality has a right to protect him, even although he may be
|
|
condemned to lose his civil personality. He must first be found guilty
|
|
and punishable, before there can be any thought of drawing from his
|
|
punishment any benefit for himself or his fellow-citizens. The penal
|
|
law is a categorical imperative; and woe to him who creeps through the
|
|
serpent-windings of utilitarianism to discover some advantage that may
|
|
discharge him from the justice of punishment, or even from the due
|
|
measure of it, according to the Pharisaic maxim: "It is better that
|
|
one man should die than that the whole people should perish." For if
|
|
justice and righteousness perish, human life would no longer have
|
|
any value in the world. What, then, is to be said of such a proposal
|
|
as to keep a criminal alive who has been condemned to death, on his
|
|
being given to understand that, if he agreed to certain dangerous
|
|
experiments being performed upon him, he would be allowed to survive
|
|
if he came happily through them? It is argued that physicians might
|
|
thus obtain new information that would be of value to the
|
|
commonweal. But a court of justice would repudiate with scorn any
|
|
proposal of this kind if made to it by the medical faculty; for
|
|
justice would cease to be justice, if it were bartered away for any
|
|
consideration whatever.
|
|
|
|
But what is the mode and measure of punishment which public
|
|
justice takes as its principle and standard? It is just the
|
|
principle of equality, by which the pointer of the scale of justice is
|
|
made to incline no more to the one side than the other. It may be
|
|
rendered by saying that the undeserved evil which any one commits on
|
|
another is to be regarded as perpetrated on himself. Hence it may be
|
|
said: "If you slander another, you slander yourself; if you steal from
|
|
another, you steal from yourself; if you strike another, you strike
|
|
yourself; if you kill another, you kill yourself." This is the right
|
|
of retaliation (jus talionis); and, properly understood, it is the
|
|
only principle which in regulating a public court, as distinguished
|
|
from mere private judgement, can definitely assign both the quality
|
|
and the quantity of a just penalty. All other standards are wavering
|
|
and uncertain; and on account of other considerations involved in
|
|
them, they contain no principle conformable to the sentence of pure
|
|
and strict justice. It may appear, however, that difference of
|
|
social status would not admit the application of the principle of
|
|
retaliation, which is that of "like with like." But although the
|
|
application may not in all cases be possible according to the
|
|
letter, yet as regards the effect it may always be attained in
|
|
practice, by due regard being given to the disposition and sentiment
|
|
of the parties in the higher social sphere. Thus a pecuniary penalty
|
|
on account of a verbal injury may have no direct proportion to the
|
|
injustice of slander; for one who is wealthy may be able to indulge
|
|
himself in this offence for his own gratification. Yet the attack
|
|
committed on the honour of the party aggrieved may have its equivalent
|
|
in the pain inflicted upon the pride of the aggressor, especially if
|
|
he is condemned by the judgement of the court, not only to retract and
|
|
apologize, but to submit to some meaner ordeal, as kissing the hand of
|
|
the injured person. In like manner, if a man of the highest rank has
|
|
violently assaulted an innocent citizen of the lower orders, he may be
|
|
condemned not only to apologize but to undergo a solitary and
|
|
painful imprisonment, whereby, in addition to the discomfort
|
|
endured, the vanity of the offender would be painfully affected, and
|
|
the very shame of his position would constitute an adequate
|
|
retaliation after the principle of "like with like." But how then
|
|
would we render the statement: "If you steal from another, you steal
|
|
from yourself?" In this way, that whoever steals anything makes the
|
|
property of all insecure; he therefore robs himself of all security in
|
|
property, according to the right of retaliation. Such a one has
|
|
nothing, and can acquire nothing, but he has the will to live; and
|
|
this is only possible by others supporting him. But as the state
|
|
should not do this gratuitously, he must for this purpose yield his
|
|
powers to the state to be used in penal labour; and thus he falls
|
|
for a time, or it may be for life, into a condition of slavery. But
|
|
whoever has committed murder, must die. There is, in this case, no
|
|
juridical substitute or surrogate, that can be given or taken for
|
|
the satisfaction of justice. There is no likeness or proportion
|
|
between life, however painful, and death; and therefore there is no
|
|
equality between the crime of murder and the retaliation of it but
|
|
what is judicially accomplished by the execution of the criminal.
|
|
His death, however, must be kept free from all maltreatment that would
|
|
make the humanity suffering in his person loathsome or abominable.
|
|
Even if a civil society resolved to dissolve itself with the consent
|
|
of all its members- as might be supposed in the case of a people
|
|
inhabiting an island resolving to separate and scatter themselves
|
|
throughout the whole world- the last murderer lying in the prison
|
|
ought to be executed before the resolution was carried out. This ought
|
|
to be done in order that every one may realize the desert of his
|
|
deeds, and that blood-guiltiness may not remain upon the people; for
|
|
otherwise they might all be regarded as participators in the murder as
|
|
a public violation of justice.
|
|
|
|
The equalization of punishment with crime is therefore only possible
|
|
by the cognition of the judge extending even to the penalty of
|
|
death, according to the right of retaliation. This is manifest from
|
|
the fact that it is only thus that a sentence can be pronounced over
|
|
all criminals proportionate to their internal wickedness; as may be
|
|
seen by considering the case when the punishment of death has to be
|
|
inflicted, not on account of a murder, but on account of a political
|
|
crime that can only be punished capitally. A hypothetical case,
|
|
founded on history, will illustrate this. In the last Scottish
|
|
rebellion there were various participators in it- such as Balmerino
|
|
and others- who believed that in taking part in the rebellion they
|
|
were only discharging their duty to the house of Stuart; but there
|
|
were also others who were animated only by private motives and
|
|
interests. Now, suppose that the judgement of the supreme court
|
|
regarding them had been this: that every one should have liberty to
|
|
choose between the punishment of death or penal servitude for life. In
|
|
view of such an alternative, I say that the man of honour would choose
|
|
death, and the knave would choose servitude. This would be the
|
|
effect of their human nature as it is; for the honourable man values
|
|
his honour more highly than even life itself, whereas a knave
|
|
regards a life, although covered with shame, as better in his eyes
|
|
than not to be. The former is, without gainsaying, less guilty than
|
|
the other; and they can only be proportionately punished by death
|
|
being inflicted equally upon them both; yet to the one it is a mild
|
|
punishment when his nobler temperament is taken into account,
|
|
whereas it is a hard punishment to the other in view of his baser
|
|
temperament. But, on the other hand, were they all equally condemned
|
|
to penal servitude for life, the honourable man would be too
|
|
severely punished, while the other, on account of his baseness of
|
|
nature, would be too mildly punished. In the judgement to be
|
|
pronounced over a number of criminals united in such a conspiracy, the
|
|
best equalizer of punishment and crime in the form of public justice
|
|
is death. And besides all this, it has never been heard of that a
|
|
criminal condemned to death on account of a murder has complained that
|
|
the sentence inflicted on him more than was right and just; and any
|
|
one would treat him with scorn if he expressed himself to this
|
|
effect against it. Otherwise it would be necessary to admit that,
|
|
although wrong and injustice are not done to the criminal by the
|
|
law, yet the legislative power is not entitled to administer this mode
|
|
of punishment; and if it did so, it would be in contradiction with
|
|
itself.
|
|
|
|
However many they may be who have committed a murder, or have even
|
|
commanded it, or acted as art and part in it, they ought all to suffer
|
|
death; for so justice wills it, in accordance with the idea of the
|
|
juridical power, as founded on the universal laws of reason. But the
|
|
number of the accomplices (correi) in such a deed might happen to be
|
|
so great that the state, in resolving to be without such criminals,
|
|
would be in danger of soon also being deprived of subjects. But it
|
|
will not thus dissolve itself, neither must it return to the much
|
|
worse condition of nature, in which there would be no external
|
|
justice. Nor, above all, should it deaden the sensibilities of the
|
|
people by the spectacle of justice being exhibited in the mere carnage
|
|
of a slaughtering bench. In such circumstances the sovereign must
|
|
always be allowed to have it in his power to take the part of the
|
|
judge upon himself as a case of necessity- and to deliver a
|
|
judgement which, instead of the penalty of death, shall assign some
|
|
other punishment to the criminals and thereby preserve a multitude
|
|
of the people. The penalty of deportation is relevant in this
|
|
connection. Such a form of judgement cannot be carried out according
|
|
to a public law, but only by an authoritative act of the royal
|
|
prerogative, and it may only be applied as an act of grace in
|
|
individual cases.
|
|
|
|
Against these doctrines, the Marquis Beccaria has given forth a
|
|
different view. Moved by the compassionate sentimentality of a
|
|
humane feeling, he has asserted that all capital punishment is wrong
|
|
in itself and unjust. He has put forward this view on the ground
|
|
that the penalty of death could not be contained in the original civil
|
|
contract; for, in that case, every one of the people would have had to
|
|
consent to lose his life if be murdered any of his fellow citizens.
|
|
But, it is argued, such a consent is impossible, because no one can
|
|
thus dispose of his own life. All this is mere sophistry and
|
|
perversion of right. No one undergoes punishment because he has willed
|
|
to be punished, but because he has willed a punishable action; for
|
|
it is in fact no punishment when any one experiences what he wills,
|
|
and it is impossible for any one to will to be punished. To say, "I
|
|
will to be punished, if I murder any one," can mean nothing more than,
|
|
"I submit myself along with all the other citizens to the laws"; and
|
|
if there are any criminals among the people, these laws will include
|
|
penal laws. The individual who, as a co-legislator, enacts penal law
|
|
cannot possibly be the same person who, as a subject, is punished
|
|
according to the law; for, qua criminal, he cannot possibly be
|
|
regarded as having a voice in the legislation, the legislator being
|
|
rationally viewed as just and holy. If any one, then, enact a penal
|
|
law against himself as a criminal, it must be the pure juridically
|
|
law-giving reason (homo noumenon), which subjects him as one capable
|
|
of crime, and consequently as another person (homo phenomenon),
|
|
along with all the others in the civil union, to this penal law. In
|
|
other words, it is not the people taken distributively, but the
|
|
tribunal of public justice, as distinct from the criminal, that
|
|
prescribes capital punishment; and it is not to be viewed as if the
|
|
social contract contained the promise of all the individuals to
|
|
allow themselves to be punished, thus disposing of themselves and
|
|
their lives. For if the right to punish must be grounded upon a
|
|
promise of the wrongdoer, whereby he is to be regarded as being
|
|
willing to be punished, it ought also to be left to him to find
|
|
himself deserving of the punishment; and the criminal would thus be
|
|
his own judge. The chief error (proton pseudos) of this sophistry
|
|
consists in regarding the judgement of the criminal himself,
|
|
necessarily determined by his reason, that he is under obligation to
|
|
undergo the loss of his life, as a judgement that must be grounded
|
|
on a resolution of his will to take it away himself; and thus the
|
|
execution of the right in question is represented as united in one and
|
|
the same person with the adjudication of the right.
|
|
|
|
There are, however, two crimes worthy of death, in respect of
|
|
which it still remains doubtful whether the legislature have the right
|
|
to deal with them capitally. It is the sentiment of honour that
|
|
induces their perpetration. The one originates in a regard for womanly
|
|
honour, the other in a regard for military honour; and in both cases
|
|
there is a genuine feeling of honour incumbent on the individuals as a
|
|
duty. The former is the crime of maternal infanticide (infanticidium
|
|
maternale); the latter is the crime of killing a fellow-soldier in a
|
|
duel (commilitonicidium). Now legislation cannot take away the shame
|
|
of an illegitimate birth, nor wipe off the stain attaching from a
|
|
suspicion of cowardice, to an officer who does not resist an act
|
|
that would bring him into contempt, by an effort of his own that is
|
|
superior to the fear of death. Hence it appears that, in such
|
|
circumstances, the individuals concerned are remitted to the state
|
|
of nature; and their acts in both cases must be called homicide, and
|
|
not murder, which involves evil intent (homicidium dolosum). In all
|
|
instances the acts are undoubtedly punishable; but they cannot be
|
|
punished by the supreme power with death. An illegitimate child
|
|
comes into the world outside of the law which properly regulates
|
|
marriage, and it is thus born beyond the pale or constitutional
|
|
protection of the law. Such a child is introduced, as it were, like
|
|
prohibited goods, into the commonwealth, and as it has no legal
|
|
right to existence in this way, its destruction might also be ignored;
|
|
nor can the shame of the mother, when her unmarried confinement is
|
|
known, be removed by any legal ordinance. A subordinate officer,
|
|
again, on whom an insult is inflicted, sees himself compelled by the
|
|
public opinion of his associates to obtain satisfaction; and, as in
|
|
the state of nature, the punishment of the offender can only be
|
|
effected by a duel, in which his own life is exposed to danger, and
|
|
not by means of the law in a court of justice. The duel is therefore
|
|
adopted as the means of demonstrating his courage as that
|
|
characteristic upon which the honour of his profession essentially
|
|
rests; and this is done even if it should issue in the killing of
|
|
his adversary. But as such a result takes place publicly and under the
|
|
consent of both parties, although it may be done unwillingly, it
|
|
cannot properly be called murder (homicidium dolosum). What then is
|
|
the right in both cases as relating to criminal justice? Penal justice
|
|
is here in fact brought into great straits, having apparently either
|
|
to declare the notion of honour, which is certainly no mere fancy
|
|
here, to 'be nothing in the eye of the law, or to exempt the crime
|
|
from its due punishment; and thus it would become either remiss or
|
|
cruel. The knot thus tied is to be resolved in the following way.
|
|
The categorical imperative of penal justice, that the killing of any
|
|
person contrary to the law must be punished with death, remains in
|
|
force; but the legislation itself and the civil constitution
|
|
generally, so long as they are still barbarous and incomplete, are
|
|
at fault. And this is the reason why the subjective
|
|
motive-principles of honour among the people do not coincide with
|
|
the standards which are objectively conformable to another purpose; so
|
|
that the public justice issuing from the state becomes injustice
|
|
relatively to that which is upheld among the people themselves.
|
|
|
|
II. The Right of Pardoning.
|
|
|
|
The right of pardoning (jus aggratiandi), viewed in relation to
|
|
the criminal, is the right of mitigating or entirely remitting his
|
|
punishment. On the side of the sovereign this is the most delicate
|
|
of all rights, as it may be exercised so as to set forth the splendour
|
|
of his dignity, and yet so as to do a great wrong by it. It ought
|
|
not to be exercised in application to the crimes of the subjects
|
|
against each other; for exemption from punishment (impunitas criminis)
|
|
would be the greatest wrong that could be done to them. It is only
|
|
an occasion of some form of treason (crimen laesae majestatis), as a
|
|
lesion against himself, that the sovereign should make use of this
|
|
right. And it should not be exercised even in this connection, if
|
|
the safety of the people would be endangered by remitting such
|
|
punishment. This right is the only one which properly deserves the
|
|
name of a "right of majesty."
|
|
|
|
50. Juridical Relations of the Citizen to his Country and
|
|
|
|
to Other Countries. Emigration; Immigration; Banishment;
|
|
|
|
Exile.
|
|
|
|
The land or territory whose inhabitants- in virtue of its
|
|
political constitution and without the necessary intervention of a
|
|
special juridical act- are, by birth, fellow-citizens of one and the
|
|
same commonwealth, is called their country or fatherland. A foreign
|
|
country is one in which they would not possess this condition, but
|
|
would be living abroad. If a country abroad form part of the territory
|
|
under the same government as at home, it constitutes a province,
|
|
according to the Roman usage of the term. It does not constitute an
|
|
incorporated portion of the empire (imperii) so as to be the abode
|
|
of equal fellow-citizens, but is only a possession of the
|
|
government, like a lower house; and it must therefore honour the
|
|
domain of the ruling state as the "mother country" (regio domina).
|
|
|
|
1. A subject, even regarded as a citizen, has the right of
|
|
emigration; for the state cannot retain him as if he were its
|
|
property. But he may only carry away with him his moveables as
|
|
distinguished from his fixed possessions. However, he is entitled to
|
|
sell his immovable property, and take the value of it in money with
|
|
him.
|
|
|
|
2. The supreme power, as master of the country, has the right to
|
|
favour immigration and the settlement of strangers and colonists. This
|
|
will hold even although the natives of the country may be unfavourably
|
|
disposed to it, if their private property in the soil is not
|
|
diminished or interfered with.
|
|
|
|
3. In the case of a subject who has committed a crime that renders
|
|
all society of his fellow-citizens with him prejudicial to the
|
|
state, the supreme power has also the right of inflicting banishment
|
|
to a country abroad. By such deportation, he does not acquire any
|
|
share in the rights of citizens of the territory to which he is
|
|
banished.
|
|
|
|
4. The supreme power has also the right of imposing exile
|
|
generally (jus exilii), by which a citizen is sent abroad into the
|
|
wide world as the "out-land." And because the supreme authority thus
|
|
withdraws all legal protection from the citizen, this amounts to
|
|
making him an "outlaw" within the territory of his own country.
|
|
|
|
51. The Three Forms of the State: Autocracy;
|
|
|
|
Aristocracy; Democracy.
|
|
|
|
The three powers in the state, involved in the conception of a
|
|
public government generally (res publica latius dicta), are only so
|
|
many relations of the united will of the people which emanates from
|
|
the a priori reason; and viewed as such it is the objective
|
|
practical realization of the pure idea of a supreme head of the state.
|
|
This supreme head is the sovereign; but conceived only as a
|
|
representation of the whole people, the idea still requires physical
|
|
embodiment in a person, who may exhibit the supreme power of the state
|
|
and bring the idea actively to bear upon the popular will. The
|
|
relation of the supreme power to the people is conceivable in three
|
|
different forms: either one in the state rules over all; or some,
|
|
united in relation of equality with each other, rule over all the
|
|
others; or all together rule over each and all individually, including
|
|
themselves. The form of the state is therefore either autocratic, or
|
|
aristocratic, or democratic. The expression monarchic is not so
|
|
suitable as autocratic for the conception here intended; for a monarch
|
|
is one who has the highest power, an autocrat is one who has all
|
|
power, so that this latter is the sovereign, whereas the former merely
|
|
represents the sovereignty.
|
|
|
|
It is evident that an autocracy is the simplest form of government
|
|
in the state, being constituted by the relation of one, as king, to
|
|
the people, so that there is one only who is the lawgiver. An
|
|
aristocracy, as a form of government, is, however, compounded of the
|
|
union of two relations: that of the nobles in relation to one
|
|
another as the lawgivers, thereby constituting the sovereignty, and
|
|
that of this sovereign power to the people. A democracy, again, is the
|
|
most complex of all the forms of the state, for it has to begin by
|
|
uniting the will of all so as to form a people; and then it has to
|
|
appoint a sovereign over this common union, which sovereign is no
|
|
other than the united will itself. The consideration of the ways in
|
|
which these forms are adulterated by the intrusion of violent and
|
|
illegitimate usurpers of power, as in oligarchy and ochlocracy, as
|
|
well as the discussion of the so called mixed constitutions, may be
|
|
passed over here as not essential, and as leading into too much
|
|
detail.
|
|
|
|
As regards the administration of right in the state, it may be
|
|
said that the simplest mode is also the best; but as regards its
|
|
bearing on right itself, it is also the most dangerous for the people,
|
|
in view of the despotism to which simplicity of administration so
|
|
naturally gives rise. It is undoubtedly a rational maxim to aim at
|
|
simplification in the machinery which is to unite the people under
|
|
compulsory laws, and this would be secured were all the people to be
|
|
passive and to obey only one person over them; but the method would
|
|
not give subjects who were also citizens of the state. It is sometimes
|
|
said that the people should be satisfied with the reflection that
|
|
monarchy, regarded as an autocracy, is the best political
|
|
constitution, if the monarch is good, that is, if be has the judgement
|
|
as well as the will to do right. But this is a mere evasion and
|
|
belongs to the common class of wise tautological phrases. It only
|
|
amounts to saying that "the best constitution is that by which the
|
|
supreme administrator of the state is made the best ruler"; that is,
|
|
that the best constitution is the best!
|
|
|
|
52. Historical Origin and Changes.
|
|
|
|
A Pure Republic. Representative Government.
|
|
|
|
It is vain to inquire into the historical origin of the political
|
|
mechanism; for it is no longer possible to discover historically the
|
|
point of time at which civil society took its beginning. Savages do
|
|
not draw up a documentary record of their having submitted
|
|
themselves to law; and it may be inferred from the nature of
|
|
uncivilized men that they must have set out from a state of
|
|
violence. To prosecute such an inquiry in the intention of finding a
|
|
pretext for altering the existing constitution by violence is no
|
|
less than penal. For such a mode of alteration would amount to
|
|
revolution, that could only be carried out by an insurrection of the
|
|
people, and
|
|
not by constitutional modes of legislation. But insurrection against
|
|
an already existing constitution, is an overthrow of all civil and
|
|
juridical relations, and of right generally; and hence it is not a
|
|
mere alteration of the civil constitution, but a dissolution of it. It
|
|
would thus form a mode of transition to a better constitution by
|
|
palingenesis and not by mere metamorphosis; and it would require a new
|
|
social contract, upon which the former original contract, as then
|
|
annulled, would have no influence.
|
|
|
|
It must, however, be possible for the sovereign to change the
|
|
existing constitution, if it is not actually consistent with the
|
|
idea of the original contract. In doing so it is essential to give
|
|
existence to that form of government which will properly constitute
|
|
the people into a state. Such a change cannot be made by the state
|
|
deliberately altering its constitution from one of the three forms
|
|
to one of the other two. For example, political changes should not
|
|
be carried out by the aristocrats combining to subject themselves to
|
|
an autocracy, or resolving to fuse all into a democracy, or
|
|
conversely; as if it depended on the arbitrary choice and liking of
|
|
the sovereign what constitution he may impose on the people. For, even
|
|
if as sovereign he resolved to alter the constitution into a
|
|
democracy, he might be doing wrong to the people, because they might
|
|
hold such a constitution in abhorrence, and regard either of the other
|
|
two as more suitable to them in the circumstances.
|
|
|
|
The forms of the state are only the letter (littera) of the original
|
|
constitution in the civil union; and they may therefore remain so long
|
|
as they are considered, from ancient and long habit (and therefore
|
|
only subjectively), to be necessary to the machinery of the
|
|
political constitution. But the spirit of that original contract
|
|
(anima pacti originarii) contains and imposes the obligation on the
|
|
constituting power to make the mode of the government conformable to
|
|
its idea; and, if this cannot be effected at once, to change it
|
|
gradually and continuously till it harmonize in its working with the
|
|
only rightful constitution, which is that of a pure republic. Thus the
|
|
old empirical and statutory forms, which serve only to effect the
|
|
political subjection of the people, will be resolved into the original
|
|
and rational forms which alone take freedom as their principle, and
|
|
even as the condition of all compulsion and constraint. Compulsion
|
|
is in fact requisite for the realization of a juridical
|
|
constitution, according to the proper idea of the state; and it will
|
|
lead at last to the realization of that idea, even according to the
|
|
letter. This is the only enduring political constitution, as in it the
|
|
law is itself sovereign, and is no longer attached to a particular
|
|
person. This is the ultimate end of all public right, and the state in
|
|
which every citizen can have what is his own peremptorily assigned
|
|
to him. But so long as the form of the state has to be represented,
|
|
according to the letter, by many different moral persons invested with
|
|
the supreme power, there can only be a provisory internal right, and
|
|
not an absolutely juridical state of civil society.
|
|
|
|
Every true republic is and can only be constituted by a
|
|
representative system of the people. Such a representative system is
|
|
instituted in name of the people, and is constituted by all the
|
|
citizens being united together, in order, by means of their
|
|
deputies, to protect and secure their rights. But as soon as a supreme
|
|
head of the state in person- be it as king, or nobility, or the
|
|
whole body of the people in a democratic union- becomes also
|
|
representative, the united people then does not merely represent the
|
|
sovereignty; but they are themselves sovereign. It is in the people
|
|
that the supreme power originally resides, and it is accordingly
|
|
from this power that all the rights of individual citizens as mere
|
|
subjects, and especially as officials of the state, must be derived.
|
|
When the sovereignty of the people themselves is thus realized, the
|
|
republic is established; and it is no longer necessary to give up
|
|
the reins of government into the hands of those by whom they have been
|
|
hitherto held, especially as they might again destroy all the new
|
|
institutions by their arbitrary and absolute will.
|
|
|
|
It was therefore a great error in judgement on the part of a
|
|
powerful ruler in our time, when he tried to extricate himself from
|
|
the embarrassment arising from great public debts, by transferring
|
|
this burden to the people, and leaving them to undertake and
|
|
distribute them among themselves as they might best think fit. It thus
|
|
became natural that the legislative power, not only in respect of
|
|
the taxation of the subjects, but in respect of the government, should
|
|
come into the hands of the people. It was requisite that they should
|
|
be able to prevent the incurring of new debts by extravagance or
|
|
war; and in consequence, the supreme power of the monarch entirely
|
|
disappeared, not by being merely suspended, but by passing over in
|
|
fact to the people, to whose legislative will the property of every
|
|
subject thus became subjected. Nor can it be said that a tacit and yet
|
|
obligatory promise must be assumed as having, under such
|
|
circumstances, been given by the national assembly, not to
|
|
constitute themselves into a sovereignty, but only to administer the
|
|
affairs of the sovereign for the time, and after this was done to
|
|
deliver the reins of the government again into the monarch's hands.
|
|
Such a supposed contract would be null and void. The right of the
|
|
supreme legislation in the commonwealth is not an alienable right, but
|
|
is the most personal of all rights. Whoever possesses it can only
|
|
dispose by the collective will of the people, in respect of the
|
|
people; he cannot dispose in respect of the collective will itself,
|
|
which is the ultimate foundation of all public contracts. A
|
|
contract, by which the people would be bound to give back their
|
|
authority again, would not be consistent with their position as a
|
|
legislative power, and yet it would be made binding upon the people;
|
|
which, on the principle that "No one can serve two masters," is a
|
|
contradiction.
|
|
|
|
II. The Right of Nations and International Law.
|
|
|
|
(Jus Gentium).
|
|
|
|
53. Nature and Division of the Right of Nations.
|
|
|
|
The individuals, who make up a people, may be regarded as natives of
|
|
the country sprung by natural descent from a common ancestry
|
|
(congeniti), although this may not hold entirely true in detail.
|
|
Again, they may be viewed according to the intellectual and
|
|
juridical relation, as born of a common political mother, the
|
|
republic, so that they constitute, as it were, a public family or
|
|
nation (gens, natio) whose members are all related to each other as
|
|
citizens of the state. As members of a state, they do not mix with
|
|
those who live beside them in the state of nature, considering such to
|
|
be ignoble. Yet these savages, on account of the lawless freedom
|
|
they have chosen, regard themselves as superior to civilized
|
|
peoples; and they constitute tribes and even races, but not states.
|
|
The public right of states (jus publicum civitatum), in their
|
|
relations to one another, is what we have to consider under the
|
|
designation of the "right of nations." Wherever a state, viewed as a
|
|
moral person, acts in relation to another existing in the condition of
|
|
natural freedom, and consequently in a state of continual war, such
|
|
right takes it rise.
|
|
|
|
The right of nations in relation to the state of war may be
|
|
divided into: 1. the right of going to war; 2. right during war; and
|
|
3. right after war, the object of which is to constrain the nations
|
|
mutually to pass from this state of war and to found a common
|
|
constitution establishing perpetual peace. The difference between
|
|
the right of individual men or families as related to each other in
|
|
the state of nature, and the right of the nations among themselves,
|
|
consists in this, that in the right of nations we have to consider not
|
|
merely a relation of one state to another as a whole, but also the
|
|
relation of the individual persons in one state to the individuals
|
|
of another state, as well as to that state as a whole. This
|
|
difference, however, between the right of nations and the right of
|
|
individuals in the mere state of nature, requires to be determined
|
|
by elements which can easily be deduced from the conception of the
|
|
latter.
|
|
|
|
54. Elements of the Right of Nations.
|
|
|
|
The elements of the right of nations are as follows:
|
|
|
|
1. States, viewed as nations, in their external relations to one
|
|
another- like lawless savages- are naturally in a non-juridical
|
|
condition;
|
|
|
|
2. This natural condition is a state of war in which the right of
|
|
the stronger prevails; and although it may not in fact be always found
|
|
as a state of actual war and incessant hostility, and although no real
|
|
wrong is done to any one therein, yet the condition is wrong in itself
|
|
in the highest degree, and the nations which form states contiguous to
|
|
each other are bound mutually to pass out of it;
|
|
|
|
3. An alliance of nations, in accordance with the idea of an
|
|
original social contract, is necessary to protect each other against
|
|
external aggression and attack, but not involving interference with
|
|
their several internal difficulties and disputes;
|
|
|
|
4. This mutual connection by alliance must dispense with a
|
|
distinct sovereign power, such as is set up in the civil constitution;
|
|
it can only take the form of a federation, which as such may be
|
|
revoked on any occasion, and must consequently be renewed from time to
|
|
time.
|
|
|
|
This is therefore a right which comes in as an accessory (in
|
|
subsidium) of another original right, in order to prevent the
|
|
nations from falling from right and lapsing into the state of actual
|
|
war with each other. It thus issues in the idea of a foedus
|
|
amphictyonum.
|
|
|
|
55. Right of Going to War as related to the
|
|
|
|
Subjects of the State.
|
|
|
|
We have then to consider, in the first place, the original right
|
|
of free states to go to war with each other as being still in a
|
|
state of nature, but as exercising this right in order to establish
|
|
some condition of society approaching the juridical And, first of all,
|
|
the question arises as to what right the state has in relation to
|
|
its own subjects, to use them in order to make war against other
|
|
states, to employ their property and even their lives for this
|
|
purpose, or at least to expose them to hazard and danger; and all this
|
|
in such a way that it does not depend upon their own personal
|
|
judgement whether they will march into the field of war or not, but
|
|
the supreme command of the sovereign claims to settle and dispose of
|
|
them thus.
|
|
|
|
This right appears capable of being easily established. It may be
|
|
grounded upon the right which every one has to do with what is his own
|
|
as he will. Whatever one has made substantially for himself, he
|
|
holds as his incontestable property. The following, then, is such a
|
|
deduction as a mere jurist would put forward.
|
|
|
|
There are various natural products in a country which, as regards
|
|
the number and quantity in which they exist, must be considered as
|
|
specially produced (artefacta) by the work of the state; for the
|
|
country would not yield them to such extent were it not under the
|
|
constitution of the state and its regular administrative government,
|
|
or if the inhabitants were still living in the state of nature. Sheep,
|
|
cattle, domestic fowl the most useful of their kind- swine, and such
|
|
like, would either be used up as necessary food or destroyed by beasts
|
|
of prey in the district in which I live, so that they would entirely
|
|
disappear, or be found in very scant supplies, were it not for the
|
|
government securing to the inhabitants their acquisitions and
|
|
property. This holds likewise of the population itself, as we see in
|
|
the case of the American deserts; and even were the greatest
|
|
industry applied in those regions- which is not yet done- there
|
|
might be but a scanty population. The inhabitants of any country would
|
|
be but sparsely sown here and there were it not for the protection
|
|
of government; because without it they could not spread themselves
|
|
with their households upon a territory which was always in danger of
|
|
being devastated by enemies or by wild beasts of prey; and further, so
|
|
great a multitude of men as now live in any one country could not
|
|
otherwise obtain sufficient means of support. Hence, as it can be said
|
|
of vegetable growths, such as potatoes, as well as of domesticated
|
|
animals, that because the abundance in which they are found is a
|
|
product of human labour, they may be used, destroyed, and consumed
|
|
by man; so it seems that it may be said of the sovereign, as the
|
|
supreme power in the state, that he has the right to lead his
|
|
subjects, as being for the most part productions of his own, to war,
|
|
as if it were to the chase, and even to march them to the field of
|
|
battle, as if it were on a pleasure excursion.
|
|
|
|
This principle of right may be supposed to float dimly before the
|
|
mind of the monarch, and it certainly holds true at least of the lower
|
|
animals which may become the property of man. But such a principle
|
|
will not at all apply to men, especially when viewed as citizens who
|
|
must be regarded as members of the state, with a share in the
|
|
legislation, and not merely as means for others but as ends in
|
|
themselves. As such they must give their free consent, through their
|
|
representatives, not only to the carrying on of war generally, but
|
|
to every separate declaration of war; and it is only under this
|
|
limiting condition that the state has a right to demand their services
|
|
in undertakings so full of danger.
|
|
|
|
We would therefore deduce this right rather from the duty of the
|
|
sovereign to the people than conversely. Under this relation, the
|
|
people must be regarded as having given their sanction; and, having
|
|
the right of voting, they may be considered, although thus passive
|
|
in reference to themselves individually, to be active in so far as
|
|
they represent the sovereignty itself.
|
|
|
|
56. Right of Going to War in relation
|
|
|
|
to Hostile States.
|
|
|
|
Viewed as in the state of nature, the right of nations to go to
|
|
war and to carry on hostilities is the legitimate way by which they
|
|
prosecute their rights by their own power when they regard
|
|
themselves as injured; and this is done because in that state the
|
|
method of a juridical process, although the only one proper to
|
|
settle such disputes, cannot be adopted.
|
|
|
|
The threatening of war is to be distinguished from the active injury
|
|
of a first aggression, which again is distinguished from the general
|
|
outbreak of hostilities. A threat or menace may be given by the active
|
|
preparation of armaments, upon which a right of prevention (jus
|
|
praeventionis) is founded on the other side, or merely by the
|
|
formidable increase of the power of another state (potestas
|
|
tremenda) by acquisition of territory. Lesion of a less powerful
|
|
country may be involved merely in the condition of a more powerful
|
|
neighbour prior to any action at all; and in the state of nature an
|
|
attack under such circumstances would be warrantable. This
|
|
international relation is the foundation of the right of
|
|
equilibrium, or of the "balance of power," among all the states that
|
|
are in active contiguity to each other.
|
|
|
|
The right to go to war is constituted by any overt act of injury.
|
|
This includes any arbitrary retaliation or act of reprisal
|
|
(retorsio) as a satisfaction taken by one people for an offence
|
|
committed by another, without any attempt being made to obtain
|
|
reparation in a peaceful way. Such an act of retaliation would be
|
|
similar in kind to an outbreak of hostilities without a previous
|
|
declaration of war. For if there is to be any right at all during
|
|
the state of war, something analogous to a contract must be assumed,
|
|
involving acceptance on the side of the declaration on the other,
|
|
and amounting to the fact that they both will to seek their right in
|
|
this way.
|
|
|
|
57. Right during War.
|
|
|
|
The determination of what constitutes right in war, is the most
|
|
difficult problem of the right of nations and international law. It is
|
|
very difficult even to form a conception of such a right, or to
|
|
think of any law in this lawless state without falling into a
|
|
contradiction. Inter arma silent leges.* It must then be just the
|
|
right to carry on war according to such principles as render it always
|
|
still possible to pass out of that natural condition of the states
|
|
in their external relations to each other, and to enter into a
|
|
condition of right.
|
|
|
|
*["In the midst of arms the laws are silent." Cicero.]
|
|
|
|
No war of independent states against each other can rightly be a war
|
|
of punishment (bellum punitivum). For punishment is only in place
|
|
under the relation of a superior (imperantis) to a subject (subditum);
|
|
and this is not the relation of the states to one another. Neither can
|
|
an international war be "a war of extermination" (bellum
|
|
internicinum), nor even "a war of subjugation" (bellum subjugatorium);
|
|
for this would issue in the moral extinction of a state by its
|
|
people being either fused into one mass with the conquering state,
|
|
or being reduced to slavery. Not that this necessary means of
|
|
attaining to a condition of peace is itself contradictory to the right
|
|
of a state; but because the idea of the right of nations includes
|
|
merely the conception of an antagonism that is in accordance with
|
|
principles of external freedom, in order that the state may maintain
|
|
what is properly its own, but not that it may acquire a condition
|
|
which, from the aggrandizement of its power, might become
|
|
threatening to other states.
|
|
|
|
Defensive measures and means of all kinds are allowable to a state
|
|
that is forced to war, except such as by their use would make the
|
|
subjects using them unfit to be citizens; for the state would thus
|
|
make itself unfit to be regarded as a person capable of
|
|
participating in equal rights in the international relations according
|
|
to the right of nations. Among these forbidden means are to be
|
|
reckoned the appointment of subjects to act as spies, or engaging
|
|
subjects or even strangers to act as assassins, or poisoners (in which
|
|
class might well be included the so called sharpshooters who lurk in
|
|
ambush for individuals), or even employing agents to spread false
|
|
news. In a word, it is forbidden to use any such malignant and
|
|
perfidious means as would destroy the confidence which would be
|
|
requisite to establish a lasting peace thereafter.
|
|
|
|
It is permissible in war to impose exactions and contributions
|
|
upon a conquered enemy; but it is not legitimate to plunder the people
|
|
in the way of forcibly depriving individuals of their property. For
|
|
this would be robbery, seeing it was not the conquered people but
|
|
the state under whose government they were placed that carried on
|
|
the war by means of them. All exactions should be raised by regular
|
|
requisition, and receipts ought to be given for them, in order that
|
|
when peace is restored the burden imposed on the country or the
|
|
province may be proportionately borne.
|
|
|
|
58. Right after War.
|
|
|
|
The right that follows after war, begins at the moment of the treaty
|
|
of peace and refers to the consequences of the war. The conqueror lays
|
|
down the conditions under which he will agree with the conquered power
|
|
to form the conclusion of peace. Treaties are drawn up; not indeed
|
|
according to any right that it pertains to him to protect, on
|
|
account of an alleged lesion by his opponent, but as taking this
|
|
question upon himself, he bases the right to decide it upon his own
|
|
power. Hence the conqueror may not demand restitution of the cost of
|
|
the war; because he would then have to declare the war of his opponent
|
|
to be unjust. And even although he should adopt such an argument, he
|
|
is not entitled to apply it; because he would have to declare the
|
|
war to be punitive, and he would thus in turn inflict an injury. To
|
|
this right belongs also the exchange of prisoners, which is to be
|
|
carried out without ransom and without regard to equality of numbers.
|
|
|
|
Neither the conquered state nor its subjects lose their political
|
|
liberty by conquest of the country, so as that the former should be
|
|
degraded to a colony, or the latter to slaves; for otherwise it
|
|
would have been a penal war, which is contradictory in itself. A
|
|
colony or a province is constituted by a people which has its own
|
|
constitution, legislation, and territory, where persons belonging to
|
|
another state are merely strangers, but which is nevertheless
|
|
subject to the supreme executive power of another state. This other
|
|
state is called the mother-country. It is ruled as a daughter, but has
|
|
at the same time its own form of government, as in a separate
|
|
parliament under the presidency of a viceroy (civitas hybrida). Such
|
|
was Athens in relation to different islands; and such is at present
|
|
(1796) the relation of Great Britain to Ireland.
|
|
|
|
Still less can slavery be deduced as a rightful institution, from
|
|
the conquest of a people in war; for this would assume that the war
|
|
was of a punitive nature. And least of all can a basis be found in war
|
|
for a hereditary slavery, which is absurd in itself, since guilt
|
|
cannot be inherited from the criminality of another.
|
|
|
|
Further, that an amnesty is involved in the conclusion of a treaty
|
|
of peace is already implied in the very idea of a peace.
|
|
|
|
59. The Rights of Peace.
|
|
|
|
The rights of peace are:
|
|
|
|
1. The right to be in peace when war is in the neighbourhood, or the
|
|
right of neutrality.
|
|
|
|
2. The right to have peace secured so that it may continue when it
|
|
has been concluded, that is, the right of guarantee.
|
|
|
|
3. The right of the several states to enter into a mutual
|
|
alliance, so as to defend themselves in common against all external or
|
|
even internal attacks. This right of federation, however, does not
|
|
extend to the formation of any league for external aggression or
|
|
internal aggrandizement.
|
|
|
|
60. Right as against an Unjust Enemy.
|
|
|
|
The right of a state against an unjust enemy has no limits, at least
|
|
in respect of quality as distinguished from quantity or degree. In
|
|
other words, the injured state may use- not, indeed any means, but
|
|
yet- all those means that are permissible and in reasonable measure in
|
|
so far as they are in its power, in order to assert its right to
|
|
what is its own. But what then is an unjust enemy according to the
|
|
conceptions of the right of nations, when, as holds generally of the
|
|
state of nature, every state is judge in its own cause? It is one
|
|
whose publicly expressed will, whether in word or deed, betrays a
|
|
maxim which, if it were taken as a universal rule, would make a
|
|
state of peace among the nations impossible, and would necessarily
|
|
perpetuate the state of nature. Such is the violation of public
|
|
treaties, with regard to which it may be assumed that any such
|
|
violation concerns all nations by threatening their freedom, and
|
|
that they are thus summoned to unite against such a wrong and to
|
|
take away the power of committing it. But this does not include the
|
|
right to partition and appropriate the country, so as to make a
|
|
state as it were disappear from the earth; for this would be an
|
|
injustice to the people of that state, who cannot lose their
|
|
original right to unite into a commonwealth, and to adopt such a new
|
|
constitution as by its nature would be unfavourable to the inclination
|
|
for war.
|
|
|
|
Further, it may be said that the expression "an unjust enemy in
|
|
the state of nature" is pleonastic; for the state of nature is
|
|
itself a state of injustice. A just enemy would be one to whom I would
|
|
do wrong in offering resistance; but such a one would really not be my
|
|
enemy.
|
|
|
|
61. Perpetual Peace and a Permanent Congress of Nations.
|
|
|
|
The natural state of nations as well as of individual men is a state
|
|
which it is a duty to pass out of, in order to enter into a legal
|
|
state. Hence, before this transition occurs, all the right of
|
|
nations and all the external property of states acquirable or
|
|
maintainable by war are merely provisory; and they can only become
|
|
peremptory in a universal union of states analogous to that by which a
|
|
nation becomes a state. It is thus only that a real state of peace
|
|
could be established. But with the too great extension of such a union
|
|
of states over vast regions, any government of it, and consequently
|
|
the protection of its individual members, must at last become
|
|
impossible; and thus a multitude of such corporations would again
|
|
bring round a state of war. Hence the perpetual peace, which is the
|
|
ultimate end of all the right of nations, becomes in fact an
|
|
impracticable idea. The political principles, however, which aim at
|
|
such an end, and which enjoin the formation of such unions among the
|
|
states as may promote a continuous approximation to a perpetual peace,
|
|
are not impracticable; they are as practicable as this approximation
|
|
itself, which is a practical problem involving a duty, and founded
|
|
upon the right of individual men and states.
|
|
|
|
Such a union of states, in order to maintain peace, may be called
|
|
a permanent congress of nations; and it is free to every
|
|
neighbouring state to join in it. A union of this kind, so far at
|
|
least as regards the formalities of the right of nations in respect of
|
|
the preservation of peace, was presented in the first half of this
|
|
century, in the Assembly of the States-General at the Hague. In this
|
|
Assembly most of the European courts, and even the smallest republics,
|
|
brought forward their complaints about the hostilities which were
|
|
carried on by the one against the other. Thus the whole of Europe
|
|
appeared like a single federated state, accepted as umpire by the
|
|
several nations in their public differences. But in place of this
|
|
agreement, the right of nations afterwards survived only in books;
|
|
it disappeared from the cabinets, or, after force had been already
|
|
used, it was relegated in the form of theoretical deductions to the
|
|
obscurity of archives.
|
|
|
|
By such a congress is here meant only a voluntary combination of
|
|
different states that would be dissoluble at any time, and not such
|
|
a union as is embodied in the United States of America, founded upon a
|
|
political constitution, and therefore indissoluble. It is only by a
|
|
congress of this kind that the idea of a public right of nations can
|
|
be established, and that the settlement of their differences by the
|
|
mode of a civil process, and not by the barbarous means of war, can be
|
|
realized.
|
|
|
|
III. The Universal Right of Mankind.
|
|
|
|
(Jus Cosmopoliticum)
|
|
|
|
62. Nature and Conditions of Cosmopolitical Right.
|
|
|
|
The rational idea of a universal, peaceful, if not yet friendly,
|
|
union of all the nations upon the earth that may come into active
|
|
relations with each other, is a juridical principle, as
|
|
distinguished from philanthropic or ethical principles. Nature has
|
|
enclosed them altogether within definite boundaries, in virtue of
|
|
the spherical form of their abode as a globus terraqueus; and the
|
|
possession of the soil upon which an inhabitant of the earth may
|
|
live can only be regarded as possession of a part of a limited whole
|
|
and, consequently, as a part to which every one has originally a
|
|
right. Hence all nations originally hold a community of the soil,
|
|
but not a juridical community of possession (communio), nor
|
|
consequently of the use or proprietorship of the soil, but only of a
|
|
possible physical intercourse (commercium) by means of it. In other
|
|
words, they are placed in such thoroughgoing relations of each to
|
|
all the rest that they may claim to enter into intercourse with one
|
|
another, and they have a right to make an attempt in this direction,
|
|
while a foreign nation would not be entitled to treat them on this
|
|
account as enemies. This right, in so far as it relates to a
|
|
possible union of all nations, in respect of certain laws
|
|
universally regulating their intercourse with each other, may be
|
|
called "cosmopolitical right" (jus cosmopoliticum).
|
|
|
|
It may appear that seas put nations out of all communion with each
|
|
other. But this is not so; for by means of commerce, seas form the
|
|
happiest natural provision for their intercourse. And the more there
|
|
are of neighbouring coastlands, as in the case of the Mediterranean
|
|
Sea, this intercourse becomes the more animated. And hence
|
|
communications with such lands, especially where there are settlements
|
|
upon them connected with the mother countries giving occasion for such
|
|
communications, bring it about that evil and violence committed in one
|
|
place of our globe are felt in all. Such possible abuse cannot,
|
|
however, annul the right of man as a citizen of the world to attempt
|
|
to enter into communion with all others, and for this purpose to visit
|
|
all the regions of the earth, although this does not constitute a
|
|
right of settlement upon the territory of another people (jus
|
|
incolatus), for which a special contract is required.
|
|
|
|
But the question is raised as to whether, in the case of newly
|
|
discovered countries, a people may claim the right to settle
|
|
(accolatus), and to occupy possessions in the neighbourhood of another
|
|
people that has already settled in that region; and to do this without
|
|
their consent.
|
|
|
|
Such a right is indubitable, if the new settlement takes place at
|
|
such a distance from the seat of the former that neither would
|
|
restrict or injure the other in the use of their territory. But in the
|
|
case of nomadic peoples, or tribes of shepherds and hunters (such as
|
|
the Hottentots, the Tungusi, and most of the American Indians),
|
|
whose support is derived from wide desert tracts, such occupation
|
|
should never take place by force, but only by contract; and any such
|
|
contract ought never to take advantage of the ignorance of the
|
|
original dwellers in regard to the cession of their lands. Yet it is
|
|
commonly alleged that such acts of violent appropriation may be
|
|
justified as subserving the general good of the world. It appears as
|
|
if sufficiently justifying grounds were furnished for them, partly
|
|
by reference to the civilization of barbarous peoples (as by a pretext
|
|
of this kind even Busching tries to excuse the bloody introduction
|
|
of the Christian religion into Germany), and partly by founding upon
|
|
the necessity of purging one's own country from depraved criminals,
|
|
and the hope of their improvement or that of their posterity, in
|
|
another continent like New Holland. But all these alleged good
|
|
purposes cannot wash out the stain of injustice in the means
|
|
employed to attain them. It may be objected that, had such
|
|
scrupulousness about making a beginning in founding a legal state with
|
|
force been always maintained, the whole earth would still have been in
|
|
a state of lawlessness. But such an objection would as little annul
|
|
the conditions of right in question as the pretext of the political
|
|
revolutionaries that, when a constitution has become degenerate, it
|
|
belongs to the people to transform it by force. This would amount
|
|
generally to being unjust once and for all, in order thereafter to
|
|
found justice the more surely, and to make it flourish.
|
|
CONCLUSION
|
|
|
|
Conclusion.
|
|
|
|
If one cannot prove that a thing is, he may try to prove that it
|
|
is not. And if he succeeds in doing neither (as often occurs), he
|
|
may still ask whether it is in his interest to accept one or other
|
|
of the alternatives hypothetically, from the theoretical or the
|
|
practical point of view. In other words, a hypothesis may be
|
|
accepted either in order to explain a certain phenomenon (as in
|
|
astronomy to account for the retrogression and stationariness of the
|
|
planets), or in order to attain a certain end, which again may be
|
|
either pragmatic, as belonging merely to the sphere of art, or
|
|
moral, as involving a purpose which it is a duty to adopt as a maxim
|
|
of action. Now it is evident that the assumption (suppositio) of the
|
|
practicability of such an end, though presented merely as a
|
|
theoretical and problematical judgement, may be regarded as
|
|
constituting a duty; and hence it is so regarded in this case. For
|
|
although there may be no positive obligation to believe in such an
|
|
end, yet even if there were not the least theoretical probability of
|
|
action being carried out in accordance with it, so long as its
|
|
impossibility cannot be demonstrated, there still remains a duty
|
|
incumbent upon us with regard to it.
|
|
|
|
Now, as a matter of fact, the morally practical reason utters within
|
|
us its irrevocable veto: There shall be no war. So there ought to be
|
|
no war, neither between me and you in the condition of nature, nor
|
|
between us as members of states which, although internally in a
|
|
condition of law, are still externally in their relation to each other
|
|
in a condition of lawlessness; for this is not the way by which any
|
|
one should prosecute his right. Hence the question no longer is as
|
|
to whether perpetual peace is a real thing or not a real thing, or
|
|
as to whether we may not be deceiving ourselves when we adopt the
|
|
former alternative, but we must act on the supposition of its being
|
|
real. We must work for what may perhaps not be realized, and establish
|
|
that constitution which yet seems best adapted to bring it about
|
|
(mayhap republicanism in all states, together and separately). And
|
|
thus we may put an end to the evil of wars, which have been the
|
|
chief interest of the internal arrangements of all the states
|
|
without exception. And although the realization of this purpose may
|
|
always remain but a pious wish, yet we do certainly not deceive
|
|
ourselves in adopting the maxim of action that will guide us in
|
|
working incessantly for it; for it is a duty to do this. To suppose
|
|
that the moral law within us is itself deceptive, would be
|
|
sufficient to excite the horrible wish rather to be deprived of all
|
|
reason than to live under such deception, and even to see oneself,
|
|
according to such principles, degraded like the lower animals to the
|
|
level of the mechanical play of nature.
|
|
|
|
It may be said that the universal and lasting establishment of peace
|
|
constitutes not merely a part, but the whole final purpose and end
|
|
of the science of right as viewed within the limits of reason. The
|
|
state of peace is the only condition of the mine and thine that is
|
|
secured and guaranteed by laws in the relationship of men living in
|
|
numbers contiguous to each other, and who are thus combined in a
|
|
constitution whose rule is derived not from the mere experience of
|
|
those who have found it the best as a normal guide for others, but
|
|
which must be taken by the reason a priori from the ideal of a
|
|
juridical union of men under public laws generally. For all particular
|
|
examples or instances, being able only to furnish illustration but not
|
|
proof, are deceptive, and at all events require a metaphysic to
|
|
establish them by its necessary principles. And this is conceded
|
|
indirectly even by those who turn metaphysics into ridicule, when they
|
|
say, as they often do: "The best constitution is that in which not men
|
|
but laws exercise the power." For what can be more metaphysically
|
|
sublime in its own way than this very idea of theirs, which
|
|
according to their own assertion has, notwithstanding, the most
|
|
objective reality? This may be easily shown by reference to actual
|
|
instances. And it is this very idea, which alone can be carried out
|
|
practically, if it is not forced on in a revolutionary and sudden
|
|
way by violent overthrow of the existing defective constitution; for
|
|
this would produce for the time the momentary annihilation of the
|
|
whole juridical state of society. But if the idea is carried forward
|
|
by gradual reform and in accordance with fixed principles, it may lead
|
|
by a continuous approximation to the highest political good, and to
|
|
perpetual peace.
|
|
|
|
-THE END-
|
|
.
|