695 lines
38 KiB
Plaintext
695 lines
38 KiB
Plaintext
Newsgroups: bit.listserv.pacs-l
|
|
From: John Franks <john@math.nwu.edu>
|
|
Date: Thu, 21 Jan 1993 12:10:42 CDT
|
|
Sender: Public-Access Computer Systems Forum <PACS-L@UHUPVM1.BITNET>
|
|
Message-ID: <9301210219.AA17983@hopf.math.nwu.edu>
|
|
Subject: What is an electronic journal?
|
|
Lines: 173
|
|
|
|
[This contains all 4 parts, concatenated.]
|
|
|
|
What is an Electronic Journal?
|
|
|
|
by John Franks
|
|
Department of Mathematics
|
|
Northwestern University
|
|
Evanston, IL 60208-2730
|
|
john@math.nwu.edu
|
|
|
|
January 1993
|
|
|
|
There is considerable enthusiasm among scholars for creating purely
|
|
electronic journals which can be distributed via the internet.
|
|
However, in discussing this with colleagues and other interested
|
|
parties, I find that there are widely varying conceptions, many of them
|
|
conflicting, of what should constitute an electronic journal. Most
|
|
scholars, when asked, are supportive of the idea of such a journal.
|
|
But, often they have only a vague sense of what it should mean --
|
|
sometimes little more than the hope that like electronic mail, articles
|
|
which interest them will magically appear on their desktop computer.
|
|
|
|
In this article I would like to explore some alternative possibilities
|
|
for an electronic research journal and comment on the strengths and
|
|
weaknesses of these alternatives. My focus will be a narrow one --
|
|
restricted to a scholarly research periodical, marketed primarily to
|
|
research libraries. In particular, I want only to address a
|
|
publication whose authors and editors are unpaid. The addition of
|
|
royalties paid to author or editor could have a major effect on the
|
|
issues considered here. Likewise, the electronic publication of a
|
|
book, even one with a narrow scholarly audience, might entail quite
|
|
different considerations. Moreover, I want only to address the
|
|
possibilities for journals distributed via the internet, rather than
|
|
say, publication in CD-Rom or magnetic tape formats.
|
|
|
|
WHY DO WE EVEN NEED A JOURNAL?
|
|
|
|
The first question for an author in the internet arena is why publish,
|
|
in the traditional sense, at all? Why not simply write articles and
|
|
make them freely available on the internet to anyone who is
|
|
interested? After all, there is no direct monetary incentive for the
|
|
author.
|
|
|
|
In fact, journals are not an absolute necessity. Making articles
|
|
freely available via the internet is one way to publish electronically
|
|
and some authors will choose this method. I would call this form of
|
|
electronic publishing the ``vanity press model.'' Like all the models
|
|
of electronic publishing considered here it has some advantages and
|
|
some disadvantages and we will try to enumerate both.
|
|
|
|
The Vanity Press Model
|
|
|
|
First, let's look at the drawbacks, and answer the question why have a
|
|
journal at all. There are at least three important functions which a
|
|
journal can provide beyond mere distribution of text.
|
|
|
|
The first of these is certification. A journal has an editor who
|
|
chooses a referee or referees to read a submission and attest to its
|
|
scholarly worthiness. The editor also maintains quality control in
|
|
non-content areas such as language and presentation (usually with the
|
|
aid of a copy editor). Different journals have different scholarly
|
|
standards. This process provides a peer review mechanism for
|
|
certifying the quality of scholarly work. Academic institutions rely
|
|
on this process when judging the merits of an individual for promotion
|
|
or tenure. While an author may have no direct monetary incentive
|
|
to publish in a journal, the indirect one can be significant.
|
|
|
|
The second important function is archiving. An author would like
|
|
to know that twenty or thirty years from now, perhaps after she has
|
|
retired, her work will still be available to other researchers.
|
|
Additionally, scholars in the field would like to have an authoritative
|
|
version of the author's text together with, at least, a definitive date
|
|
of its creation. Traditionally, archiving is a function not provided
|
|
by the journal, but by libraries which purchase the journal and
|
|
maintain its preservation.
|
|
|
|
The third function which a journal offers is marketing. If I
|
|
simply write an article and make it available from my personal or
|
|
departmental computer to anyone on the internet, how will other
|
|
scholars know of its existence? By contrast, if I publish in a
|
|
recognized journal, other scholars are much more likely to be aware of
|
|
my work. This might be because the journal is in their library and
|
|
they glance at its contents on a regular basis, or because they consult
|
|
a second order table of contents such as Current Contents.
|
|
|
|
These three functions, certification, archiving, and marketing
|
|
constitute the primary value added for the author who publishes in a
|
|
journal rather than using the ``vanity press'' model. As we discuss
|
|
other models of electronic publishing we will want to see how well they
|
|
all perform these author support functions.
|
|
|
|
It is equally important to ask how well an electronic journal supports
|
|
subscribers. This is the area where there are the greatest potential
|
|
advantages over traditional paper journals. Indeed, if an electronic
|
|
journal is not substantially better or cheaper than a traditional
|
|
journal, its success will be limited. And if it offers less
|
|
functionality than a traditional journal it is difficult to see how it
|
|
will be able to survive in the long run. At an absolute minimum, it
|
|
must be possible for the subscriber to an electronic journal to print a
|
|
hard copy of an article of interest, which is of the same quality as a
|
|
photocopy of an article in a printed journal. Simply viewing an
|
|
article on a computer screen will not be acceptable, nor will a printed
|
|
copy in a markup language.
|
|
|
|
Beyond this minimum, two of the most important criteria by which we
|
|
should judge different models of electronic publishing are their ease
|
|
of access and and the quality of their user interface. These are the
|
|
areas where an electronic format can surpass the functionality of a
|
|
traditional journal. It might, for example, allow the scholar to browse
|
|
and search electronically on his desktop computer before printing a
|
|
copy, on his own printer, for detailed study.
|
|
|
|
Despite its seeming weakness in the author support functions, the
|
|
vanity press model does quite well in these scholar support areas.
|
|
Since the scholar downloads the electronic text to his personal
|
|
computer, he has complete freedom and flexibility in the choice of how
|
|
he views it, searches it, or prints it.
|
|
|
|
Another big plus for the vanity press model is speed. An article can
|
|
be made available to the scholarly public, literally the instant it is
|
|
completed. This is such an important asset that many authors already
|
|
use this model, in addition to publishing in a traditional journal.
|
|
This practice, of posting an article to a so-called ``preprint data
|
|
base'' can take different forms. Typically, an author submits an
|
|
abstract of his work to a moderator who periodically distributes a
|
|
collection of abstracts, together with information on obtaining the
|
|
full text of articles, to an electronic mailing list of interested
|
|
scholars. In all cases of which I am aware, anyone can join the
|
|
mailing list without charge and there is little or no editorial control
|
|
by the moderator (i.e. the certification function is not provided).
|
|
The full text may be kept centrally by the moderator or supplied by the
|
|
author either through anonymous ftp (see glossary) or, more commonly,
|
|
by electronic mail.
|
|
|
|
There are several variants of this process and there will surely be
|
|
evolutionary changes in the future. Already some groups in physics are
|
|
making preprints available via gopher (see glossary). This provides a
|
|
much better mechanism since it provides a number of features not
|
|
available through the e-mail process. The most important of these
|
|
include:
|
|
|
|
* a simpler, easy-to-use user interface
|
|
* on-line browsing of abstracts or full text,
|
|
* keyword searching of abstracts or full text,
|
|
* immediate downloading of desired articles.
|
|
|
|
If only to meet the need of preprint distribution, the vanity press
|
|
model of electronic publishing will be with us for the foreseeable
|
|
future, and its use is likely to expand greatly. There is sufficient
|
|
interest that the ease of use and functionality of this model will
|
|
likely continue to improve.
|
|
|
|
The absence of the marketing function in this model is not as big a
|
|
problem as it might initially seem. Also its significance as a
|
|
drawback is diminishing and will continue to do so. The abstract
|
|
distribution mailing lists and other preprint distribution channels,
|
|
provide an author with an increasingly effective way to provide
|
|
electronic visibility for his work. It seems likely that some authors
|
|
who are indifferent to (or actively resent) the certification function
|
|
of journals, and are willing to forego the the archiving function, will
|
|
opt to publish some of their work only via the vanity press model.
|
|
|
|
It is worth noting, by the way, that the practice described above of
|
|
``double publishing,'' -- first electronically, using the vanity press
|
|
model and then traditionally through an established journal -- may
|
|
generate some controversy in the near future. Publishers would like
|
|
the electronic availability of preprints to cease as soon as an article
|
|
appears. Some publishers, in their copyright transfer agreement,
|
|
explicitly deny the author the right to make his work available on an
|
|
electronic data base [1]. I know of no instances of this restriction
|
|
being enforced, however, and current practice seems to be for
|
|
electronic versions of articles to be available indefinitely.
|
|
|
|
WHAT SHOULD A SUBSCRIBER TO AN ELECTRONIC
|
|
JOURNAL ACTUALLY GET?
|
|
|
|
Surprisingly many people who are strong proponents of creating an
|
|
electronic journal haven't thought a great deal about the answer to
|
|
this question. Those who have seem to offer a wide array of very
|
|
divergent answers. More than anything else it is the answer to this
|
|
question which distinguishes the different models of electronic
|
|
publishing. As we characterize some of the different visions of what
|
|
should constitute an electronic journal, it is useful to keep the
|
|
varying answers to this question in mind.
|
|
|
|
The Data Base Model
|
|
|
|
The second model of electronic publishing (and the first which involves
|
|
what we could really call a journal) is the ``data base model.'' In
|
|
this model all articles reside on a centralized data base maintained by
|
|
the publisher and what the subscriber gets is the right to access that
|
|
data base and probably use search software on the central computer to
|
|
locate and download articles of interest to him or her. This is
|
|
roughly the way the commercial data services like Lexis/Nexis or Dialog
|
|
work.
|
|
|
|
In practice this might work as follows for the scholar wishing to make
|
|
use of the journal. The subscription to the journal would be purchased
|
|
by the library of the scholar's institution. The library would
|
|
acquire a password allowing access to the journal data base, and would
|
|
be responsible for protecting it. To use the journal the scholar would
|
|
typically schedule a time slot with the library and go the library at
|
|
the appointed time where a librarian who has access to the password
|
|
would login to the central data base. When the scholar finds an
|
|
article of interest, it is probable (though not certain) that he would
|
|
be permitted to make a single hard copy of it for personal use.
|
|
Because of concern about unauthorized redistribution it is unlikely
|
|
that the publisher would allow an article to be downloaded in
|
|
electronic format.
|
|
|
|
The publisher might only charge the library a fixed annual fee for
|
|
subscription, but current practice suggests that some publishers are
|
|
likely to impose additional charges. For example, cost may be a
|
|
function of the maximum number of simultaneous users. Some publishers
|
|
will also likely want to charge extra for the use of their search
|
|
software and perhaps also for connect time. This may not be entirely
|
|
negative. If the price of a journal depends on the frequency of its
|
|
use then libraries would have to pay less for access to infrequently
|
|
used journals. Moreover, publishers of several journals might well
|
|
offer package deals enabling libraries greater access to journal
|
|
material at less cost.
|
|
|
|
How well does this model meet our three author support needs of
|
|
certification, archiving and marketing? Certification and marketing
|
|
would likely be quite comparable to a traditional paper journal, but
|
|
archiving would be dramatically different. Since the library does not
|
|
maintain a copy of the text, it has no archival function in this
|
|
model. There are significant trade offs here, which are difficult to
|
|
evaluate. On the plus side, if a library starts subscribing to such a
|
|
journal they presumably have immediate access to all past issues
|
|
(though publishers may want to charge extra for this). On the other
|
|
hand, if a library cancels its subscription to such a journal it loses
|
|
its access to all issues including those which appeared during the time
|
|
it was a subscriber.
|
|
|
|
More importantly, however, if a publisher should go out of business it
|
|
is not clear who, if anyone, would assume the archival responsibility.
|
|
This appears to be a major weakness in the archiving function for this
|
|
model.
|
|
|
|
This model is also quite weak in the scholar support criteria: ease of
|
|
use and quality of user interface. It's functionality is roughly
|
|
comparable to that of a traditional paper journal and almost identical
|
|
to a journal which is traditionally marketed but published only on
|
|
CD-Rom. This model realizes very few of the potential electronic
|
|
journal advantages, which have sparked the interest of scholars. Most
|
|
noticeably the scholar must still physically go to the library and with
|
|
the aid of a librarian produce a copy for personal use (assuming this
|
|
is possible). In some ways the functionality of this model is less
|
|
than that of a traditional paper journal.
|
|
|
|
The Software Model
|
|
|
|
One of the most miraculous technological achievements of this century
|
|
is the development of economically important goods which are
|
|
essentially infinitely reproducible at negligible cost. The miracle of
|
|
the loaves and fishes pales by comparison to the ease with which anyone
|
|
with a personal computer can duplicate either software or electronic
|
|
documents, or someone with a digital tape recorder can duplicate an
|
|
artistic performance. It must be one of the greatest ironies of our
|
|
age that this capability is less often viewed as a boon to mankind than
|
|
as an enormous liability to the publication of music, or software, or
|
|
even scholarly research. By now we are all familiar with the downside
|
|
of this technological miracle: unauthorized reproduction of
|
|
intellectual property deprives its creator of the fruits of his labor.
|
|
If the creator has no incentive to create he will not do so. (For a
|
|
fascinating contrarian view of this subject see [2]).
|
|
|
|
Given the similarities in the nature of this problem for electronic
|
|
publishing and software publishing, it is not surprising that one
|
|
vision of an electronic journal seeks to leverage the techniques used
|
|
in software publishing.
|
|
|
|
What the subscriber gets in the ``software model'' is a piece of
|
|
software. It should run on a networked personal computer or
|
|
workstation and probably be available in the several standard flavors
|
|
of such devices. Other than the addition of this software this model
|
|
is quite similar to the data base model. Here's how it might work.
|
|
|
|
A library or individual subscribes and receives in exchange a floppy
|
|
disk in the desired flavor. When the software is run on an internet
|
|
connected computer it connects to the data base on the journal's
|
|
central computer. The user can then perform searches, download etc.,
|
|
but all downloaded materials will be sent in a proprietary encrypted
|
|
form which the software can decrypt and display to the user. There is
|
|
no need for a password, since someone who is not in possession of a
|
|
currently valid copy of the software cannot decrypt the text. The
|
|
software might, or might not, allow the user to print a copy of a text
|
|
document for personal use (it would be technically difficult to allow
|
|
this while disallowing the creation of an electronic copy of the
|
|
document). The software would have an expiration date which at each
|
|
use would be compared with the current date on the central server. The
|
|
problem of unauthorized access to the journal is reduced to the problem
|
|
of preventing the unauthorized reproduction of the software (a
|
|
previously addressed if not totally solved problem).
|
|
|
|
Since this is really a higher tech version of the data base model it is
|
|
comparable to that model in meeting the certification, archiving and
|
|
marketing needs of the author. In particular, it shares the major
|
|
archiving weakness noted above. On the other hand in terms of
|
|
functionality for the journal reader it is potentially an improvement.
|
|
For example, it is possible that the scholar's library could negotiate
|
|
a site license for the software or perhaps a floating license (see
|
|
glossary). In this way the software could run on the scholar's
|
|
personal computer and display text there, even though the only
|
|
subscription is through the library.
|
|
|
|
The Subnet Model
|
|
|
|
The next model of electronic publishing may be the most commonly used
|
|
commercially as of today, but it is not as yet used for scholarly
|
|
journals. Instead it is currently used primarily for electronic
|
|
journalism. Here is an example of how it works.
|
|
|
|
My university subscribes to a daily news service called ClariNet which
|
|
provides all UPI syndicated articles. It consists of an enormous amount
|
|
of material, including not only world, national and regional news (from
|
|
all regions), but also sports, and columns. There are several hundred
|
|
newspaper length articles daily. The university is licensed to make
|
|
this material freely available only to members of the university
|
|
community.
|
|
|
|
It is distributed using software which also simultaneously distributes
|
|
USENET (see glossary) articles. This software, like all client/server
|
|
software (see glossary), splits the distribution function into two
|
|
parts. All the text resides on a central server, but a server central
|
|
to my university -- the archiving function now resides with us. This
|
|
central server provides the articles via a standard protocol to
|
|
``client'' programs running on a variety of platforms. These include
|
|
networked personal computers and workstations, microcomputers in
|
|
publicly available labs, and larger computers designed to provide dial
|
|
up access to electronic mail and other network services for faculty and
|
|
students. The protocol used is called the Network News Transfer
|
|
Protocol, (NNTP), and the software for both servers and clients is
|
|
readily available without cost. Surprisingly, it seems that, on
|
|
average, this software is of higher quality and better supported than
|
|
most commercial software.
|
|
|
|
The restriction that the ClariNet information be distributed only
|
|
locally is enforced by the server checking the IP address of the
|
|
computer running the client software. The IP address is that strangely
|
|
formatted number, like 129.105.123.456, which is associated with a
|
|
networked computer and provides the basis for routing network traffic.
|
|
(IP stands for Internet Protocol). This number has a hierarchical
|
|
structure. For example, all IP addresses at my institution begin with
|
|
the two triples of digits 129.105. This means the the news server
|
|
software can simply deny access to any client whose IP address does not
|
|
begin with this sequence. In other words, the service is offered to
|
|
anyone on our university ``IP subnet.'' There are a variety of
|
|
different software ``clients'' for this server. These are software
|
|
packages designed to run on a particular platform (e.g. Mac or IBM
|
|
PC). They allow the user to browse the available documents on the
|
|
server and present selected articles to the user for reading,
|
|
downloading or printing. It is the responsibility of the client
|
|
software, not the server, to deal with any display idiosyncrasies of
|
|
the the user's computer and to take advantage of any of its features.
|
|
|
|
The license granted my university permits us to archive these
|
|
documents, but, we do not. Individuals have the right to make copies,
|
|
electronic or printed, for their personal use. Protection against
|
|
unauthorized use is afforded by copyright.
|
|
|
|
The subnet for my university is divided into further subnets by the
|
|
additional digits in the IP address. For example, appropriately
|
|
specifying the next three digits designates all those networked
|
|
computers in my academic department. And, of course, specifying all
|
|
twelve digits (usually) uniquely determines a single computer. This
|
|
makes it equally feasible for a publisher to provide access to everyone
|
|
who has access to a computer on my departmental subnet, or to everyone
|
|
who has access to an individual computer.
|
|
|
|
The particular client/server software and the NNTP protocol used for
|
|
news articles is not appropriate for a scholarly journal, but there are
|
|
several alternatives which are generally available without cost. In
|
|
particular, the National Science Foundation has funded the Clearing
|
|
House for Networked Information Discovery and Retrieval (CNIDR), which
|
|
will develop and support client/server software using the ISO standard
|
|
protocol for electronic text known as Z39.50 (see glossary). There has
|
|
also been substantial development of software appropriate for this use
|
|
by Universities wanting to create campus wide information servers.
|
|
Most notable in this category is the gopher project.
|
|
|
|
There are many advantages to a scholarly journal distributed in a way
|
|
similar to this. The utility to the scholar is much greater when he or
|
|
she has direct access to documents. This model would rank quite high
|
|
in the scholar support criteria of ease of access and quality of user
|
|
interface. If a journal is made available through a standard protocol,
|
|
the user should have substantial choice about the interface which he
|
|
uses to view or download the data. I routinely use three different
|
|
clients to read the UPI news described above, the choice depending on
|
|
whether I am using my personal computer at home, or a workstation in my
|
|
office. This kind of flexibility is not likely to be possible with the
|
|
software or data base models described above.
|
|
|
|
The mechanism used by gopher or NNTP servers for restricting access to
|
|
to certain subnets is much simpler than a password scheme and cheaper
|
|
to implement. It is very much cheaper and simpler to maintain than a
|
|
model where the publisher must create and support all client software.
|
|
There are substantial economies for the publisher who uses standard
|
|
software supported by university computing organizations or
|
|
organizations like CNIDR. It may seem surprising, but the quality of
|
|
the client/server software supporting standard protocols and available
|
|
without cost is much higher than what a publisher is likely to develop
|
|
and generally of at least as high quality as the average of mass market
|
|
commercial software. The level of support for such software is
|
|
commensurately high.
|
|
|
|
In the subnet model the publishers flexibility in charging is somewhat
|
|
limited. Subscriptions can be offered to universities, departments, or
|
|
individuals, but since the text is now archived by someone other than
|
|
the publisher, it is no longer possible to charge for searching or
|
|
connect time.
|
|
|
|
The Subsidized Model
|
|
|
|
The three electronic journal models described so far, the data base,
|
|
the software, and the subnet, differ primarily in the extent and method
|
|
of their efforts to *prevent* the contents of an electronic journal
|
|
from being read by those who have not paid for it. In the first two of
|
|
these models the cost of these efforts will represent a substantial
|
|
fraction of the cost of publishing the journal. It is not
|
|
inconceivable that the cost of restricting access to the journal will
|
|
represent a majority of production costs. These costs, of course, will
|
|
be passed on to the subscriber, but there is another less tangible cost
|
|
for the subscriber which may be more significant. Experience with the
|
|
publishing of software has shown that attempts to prevent unauthorized
|
|
use, make the use much harder for the authorized user. This is true to
|
|
such an extent that many publishers have abandoned software copy
|
|
protection, in response to user demand, and rely instead only on the
|
|
protection afforded by copyright. It is quite possible that the
|
|
inconvenience resulting from schemes to protect electronic journals
|
|
will be even more obtrusive than in software publishing. In
|
|
particular, any scheme which requires the user to physically go to a
|
|
library and perhaps to enlist the aid of a librarian, or to login and
|
|
supply a password *each time* a journal is consulted is unlikely to
|
|
find favor among subscribers.
|
|
|
|
All this is especially ironic since the authors and editor derive no
|
|
benefit from the attempts to restrict access. On the contrary, the the
|
|
best interests of the authors and editor are served by the widest
|
|
possible distribution (even to non-subscribers).
|
|
|
|
These considerations lead naturally to the consideration of alternative
|
|
methods of funding electronic journal production, which would permit
|
|
free distribution to any interested user. Electronic journals
|
|
currently in existence are mostly of this type, though, as yet, only a
|
|
few could be considered true scholarly journals as opposed to newsletters.
|
|
|
|
A subsidized journal which provides a good example from the point of
|
|
view of technical production and distribution, is EFFector
|
|
Online, the newsletter of the Electronic Frontier Foundation [3].
|
|
This publication, which appears approximately monthly, is available to
|
|
any interested party through at least four different electronic
|
|
protocols. As issues appear they are posted to the USENET system. In
|
|
addition they are made available for anonymous ftp, they are made
|
|
available via a gopher server and they are indexed and available to
|
|
WAIS clients (see glossary). This shotgun approach to distribution
|
|
meets the subscriber needs of easy access and quality user interface
|
|
better than any other electronic publication of which I am aware.
|
|
|
|
Not all of these distribution channels would be appropriate for a
|
|
scholarly journal, but until such time as a standard emerges for
|
|
browsing and downloading electronic documents, it is a wise choice to
|
|
make documents available via a variety of mechanisms. The cost of
|
|
duplicating distribution protocols is not high, and is far outweighed
|
|
by the benefits to users.
|
|
|
|
A second electronic publication worthy of mention in this category is
|
|
the Ulam Quarterly. This is a refereed mathematics journal
|
|
provided primarily in an electronic format. Issues of the journal are
|
|
available by anonymous ftp and are ``offered without charge, courtesy
|
|
of Palm Beach Atlantic College Mathematics Department with support from
|
|
the University of Florida.[4]'' This provides an example of a journal
|
|
in this category where certification is handled in the traditional
|
|
manner. At present this journal is electronically archived at two
|
|
sites and marketing is minimal.
|
|
|
|
Who might underwrite the costs of electronically publishing a journal
|
|
if there are no subscription revenues? There are a number of
|
|
possibilities. A professional society might sponsor such a journal and
|
|
pay for it out of members' dues. Costs might be provided, at least in
|
|
part, by government grants. A journal might be sponsored by a
|
|
University, or even a single academic department, as in the case of the
|
|
Ulam Quarterly. An important factor is that with effectively
|
|
free distribution via the internet, and the fact that authors and
|
|
editors are not paid, the cost of producing an electronic journal can
|
|
be quite modest.
|
|
|
|
AMONG THESE MODELS WHICH WILL EMERGE AS THE DOMINANT ONE?
|
|
|
|
This is a difficult question to answer. It is not clear what direction
|
|
commercial publishers will take. At the moment they seem generally
|
|
conservative and uninterested in innovating. But, in addition to
|
|
publishers, two other groups, scholars and librarians, will strongly
|
|
influence the development of electronic journals.
|
|
|
|
It is in the interest of scholars, both as producers and consumers of
|
|
journal articles, to have the widest possible distribution with the
|
|
fewest encumberances. While a scholar's strongest motivation in
|
|
selecting a journal for his work will likely be to place it in the most
|
|
prestigious journal which will accept it, it seems likely that other
|
|
factors being equal he or she will opt to publish in a subsidized
|
|
journal where the article's exposure is likely to be greater.
|
|
|
|
While the interests of librarians may overlap with those of scholars,
|
|
they do not coincide. A key issue is the state of libraries' readiness
|
|
and willingness to archive electronic journals. On the one hand
|
|
librarians have little desire to become computer center managers. On
|
|
the other hand they understand that if they only license access to
|
|
information that is owned by a publisher then their role as librarian
|
|
is diminished. They become little more than a conduit to the publisher
|
|
for University funds. For a library to own electronic materials it must
|
|
archive them. This in turn requires computing facilities and new
|
|
expertise.
|
|
|
|
It is important to understand that the attitudes of many
|
|
library staff members towards electronic publishing, or computing in
|
|
general, are influenced by their experience and expertise with the
|
|
software and computers they use for Online Public Access Catalogs
|
|
(OPACs). These are typically commercial software systems like NOTIS,
|
|
which were designed (and often run on computers which were designed) in
|
|
an era before personal computers and workstations were widely used.
|
|
|
|
It is likely that among many librarians there is still an expectation
|
|
that systems like NOTIS and the computers on which they run can be
|
|
relevant to providing online access to archived electronic journals.
|
|
In my opinion, there is very little chance that this expectation can be
|
|
realized. Librarians have already come to realize there traditional
|
|
OPAC platform cannot provide access to information in CD-Rom format and
|
|
that to provide this access it is necessary to acquire separate
|
|
computers and even separate local area networks.
|
|
|
|
Access to electronic journals, provided using modern protocols, will
|
|
likewise require new computing facilities and new expertise. It is not
|
|
completely impossible to provide access using the old software and/or
|
|
hardware, but it will be much less cost effective to do so. Moreover, the
|
|
quality of service will be so low that users will find it unacceptable
|
|
when compared with similar services provided on modern computers. It
|
|
may be possible to teach an old dog new tricks, but it is very much
|
|
cheaper to buy a new dog.
|
|
|
|
Of course libraries will make the transition. But it will likely take
|
|
time and in the short run libraries will be ill equipped to archive
|
|
electronic journals and provide their patrons with access to them.
|
|
This lack is even more dramatic for materials which are more
|
|
complicated than ASCII text. For example, in mathematics and some
|
|
sciences, it is very common for journal articles to be created in the
|
|
TeX text formatting language. The Ulam Quarterly provides its users
|
|
with articles in two formats -- the TeX ``source'' which is what the
|
|
author prepares, and the Postscript output which is obtained from
|
|
processing that source, and is suitable for sending to Postscript
|
|
capable printers. Almost no libraries today are prepared to deal
|
|
constructively with TeX source. And relatively few are prepared to
|
|
handle Postscript on a substantial scale.
|
|
|
|
All this, may, for the short term, give libraries a reason to prefer
|
|
the data base or software models described above, because these models
|
|
will require the least new computer hardware and expertise. On the
|
|
other hand, there are strong countervailing forces. There is a desire, I
|
|
think, among librarians to continue their role as archivers. They are
|
|
likely to be willing to acquire the new skills necessary for this
|
|
purpose. This argues for an electronic journal model which permits
|
|
librarians this role. Likewise, current intense budget pressures
|
|
should make the subsidized model popular among librarians.
|
|
|
|
This article is, of course, highly speculative. The track record of
|
|
those who try to predict the course of developments in the use of
|
|
computers is rather poor. Nevertheless, for those of us thinking about
|
|
the development of new electronic journals, choices have to be made
|
|
now. It is my hope that is article can clarify the array of
|
|
possibilities which lie before us.
|
|
|
|
|
|
GLOSSARY
|
|
--------
|
|
|
|
anonymous ftp: (see ftp)
|
|
|
|
client/server software:
|
|
Software whose use involves two computers connected on a network -- a
|
|
``server'', on which some information physically resides, and a
|
|
``client'' which provides a user interface and requests information
|
|
from the server. The advantage of this scheme is that the server needs
|
|
no information about the user's interface. The client and server
|
|
communicate via a specially designed protocol. Thus a single server
|
|
can communicate with users of many very different kinds of computers
|
|
without knowing anything about the screen or terminal characteristics
|
|
of those computers. It is the responsibility of the client (running on
|
|
the user's computer) to know about the display characteristics of the
|
|
user's interface and to supply the information in a way compatible with
|
|
them. See {\it gopher} for an example.
|
|
|
|
floating license:
|
|
A client/server mechanism for licensing software for use on computers
|
|
on a network. If N licenses are purchased for use on a network with
|
|
many more than N computers, the first N client computers who want to
|
|
use it are permitted to do so. Subsequent requests are denied until
|
|
fewer than N copies of the software are in use. This has the advantage
|
|
of making it possible to use the software on a very large number of
|
|
computers (though not simultaneously) while purchasing a much smaller
|
|
number of licenses.
|
|
|
|
ftp:
|
|
File transfer protocol. A standard protocol for transferring files
|
|
between computers on the internet. Normally, it requires the user to
|
|
have an account on both computers. However, it provides a mechanism
|
|
called {\it anonymous ftp} which allows the owner of a file on one
|
|
computer to make it freely available for copying by anyone on the
|
|
network. Most ftp clients have no capability of viewing or browsing
|
|
the files they transfer.
|
|
|
|
gopher:
|
|
The most widely used electronic information delivery system (not
|
|
counting USENET which is really a conferencing system) is called
|
|
Gopher. Initial development on gopher was done at the University of
|
|
Minnesota (whence its name), but important parts have been developed at
|
|
Illinois, Indiana, Rice, Stanford, Utah, and elsewhere. Gopher is a
|
|
client/server based distributed information delivery system. (see {\it
|
|
client/server}). At present there are gopher clients for the Apple
|
|
Macintosh, IBM PC, IBM mainframe (CMS), NeXT, Dec VMS, Unix (curses),
|
|
and X-Windows (including Sun Openwindows). All the client and server
|
|
software is freely available without cost. A unique feature of this
|
|
software is the ability to make links from one server to another so it
|
|
appears to the user that the contents of the second server is a subset
|
|
of the hierarchy of the first. Currently the NSF and NIH run gopher
|
|
servers as one means of online access to their public documents.
|
|
Several hundred colleges and universities use this software as the
|
|
basis of campus wide information servers.
|
|
|
|
NNTP:
|
|
Network News Transfer Protocol -- the protocol used for transferring
|
|
text on the USENET conferencing system. It has facilities for
|
|
transmitting text documents between servers and between servers and
|
|
clients. (see USENET)
|
|
|
|
USENET:
|
|
This is a large conferencing system with a distributed data base which
|
|
exists on literally thousands of ``servers'' world wide. It contains
|
|
``articles'' in various ``groups'' organized by subject. There are
|
|
currently in excess of 2,500 groups. Articles are kept only for a
|
|
short time (typically 2 weeks) and then discarded, thought some groups
|
|
are archived. The collection of articles present on a server at any
|
|
one time can easily exceed a gigabyte (= 1,000 megabytes) of disk
|
|
space. Groups can be ``moderated'', in which case articles are
|
|
submitted to an editor who accepts or rejects them for inclusion, or
|
|
``unmoderated'' in which case anyone can ``post'' an article to the
|
|
group. This would be an appropriate mechanism to distribute a
|
|
newsletter, and is used to distribute the newsletter of the American
|
|
Physical Society. There are a number of client software programs
|
|
available for most major platforms.
|
|
|
|
WAIS:
|
|
WAIS stands for Wide Area Information Service. It consists of a full
|
|
text search program utilizing a client/server model. WAIS is
|
|
complementary to Gopher. It is useful when one wants to do keyword
|
|
searches through a very large number of documents and then browse those
|
|
documents with the best matches for the search terms. It also has some
|
|
built in capability for auditing in order to charge for access. It is
|
|
based on an older (1988) version of the ISO standard Z39.50 for full
|
|
text search and retrieval.
|
|
|
|
Z39.50:
|
|
An International Standards Organization Standard protocol for full text
|
|
search and retrieval. Public domain servers and clients using an older
|
|
version of this protocol are currently available (see WAIS). It is
|
|
expected that similar software supporting the latest version of the
|
|
standard will soon be available without cost from the Clearing House
|
|
for Networked Information Discovery and Retrieval (CNIDR) which is
|
|
receiving NSF support to develop it..
|
|
|
|
REFERENCES
|
|
|
|
[1] American Math. Soc., Transfer of Copyright Agreement
|
|
|
|
[2] Richard M. Stallman, The GNU Manifesto,
|
|
available by anonymous ftp from prep.ai.mit.edu in /pub/gnu/GNUinfo/GNU
|
|
|
|
[3] EFFector Online, a publication of the Electronic
|
|
Frontier Foundation, ISSN 1062-9424, available via gopher at gopher.eff.org
|
|
|
|
[4] Ulam Quarterly announcement on Amer. Math. Soc. gopher
|
|
at e-math.ams.org port 70
|
|
|
|
Copyright 1993 by John Franks. Permission is granted to reproduce this
|
|
article for any purpose provided the source is cited and the author's
|
|
name and affiliation are not removed.
|