3569 lines
213 KiB
Plaintext
3569 lines
213 KiB
Plaintext
BENEDICT DE SPINOZA'S POLITICAL TREATISE,
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WHEREIN IS DEMONSTRATED, HOW THE SOCIETY IN WHICH MONARCHICAL DOMINION
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FINDS PLACE, AS ALSO THAT IN WHICH THE DOMINION IS ARISTOCRATIC, SHOULD
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BE ORDERED, SO AS NOT TO LAPSE INTO A TYRANNY, BUT TO PRESERVE INVIOLATE
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THE PEACE AND FREEDOM OF THE CITIZENS.
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[TRACTATUS POLITICUS.]
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Edited with an Introduction
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by R. H. M. Elwes
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Translated by A. H. Gosset
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Published by G. Bell & Son
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London
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1883
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Rendered into HTML and Text
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by Jon Roland of the Constitution Society
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1998
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------------------------
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FROM THE EDITOR'S PREFACE TO THE POSTHUMOUS WORKS OF BENEDICT DE SPINOZA.
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OUR author composed the Political Treatise shortly before his death [in
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1677]. Its reasonings are exact, its style clear. Abandoning the
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opinions of many political writers, he most firmly propounds therein his
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own judgment; and throughout draws his conclusions from his premisses.
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In the first five chapters, he treats of political science in general --
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in the sixth and seventh, of monarchy; in the eighth, ninth, and tenth,
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of aristocracy; lastly, the eleventh begins the subject of democratic
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government. But his untimely death was the reason that he did not finish
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this treatise, and that he did not deal with the subject of laws, nor
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with the various questions about politics, as may be seen from the
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following "Letter of the Author to a Friend, which may properly be
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prefixed to this Political Treatise, and serve it for a Preface:" --
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"Dear Friend, -- Your welcome letter was delivered to me yesterday. I
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heartily thank you for the kind interest you take in me. I would not
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miss this opportunity, were I not engaged in something, which I think
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more useful, and which, I believe, will please you more -- that is, in
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preparing a Political Treatise, which I began some time since, upon your
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advice. Of this treatise, six chapters are already finished. The first
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contains a kind of introduction to the actual work; the second treats of
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natural right; the third, of the right of supreme authorities. In the
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fourth, I inquire, what political matters are subject to the direction
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of supreme authorities; in the fifth, what is the ultimate and highest
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end which a society can contemplate; and, in the sixth, how a monarchy
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should be ordered, so as not to lapse into a tyranny. I am at present
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writing the seventh chapter, wherein I make a regular demonstration of
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all the heads of my preceding sixth chapter, concerning the ordering of
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a well-regulated monarchy. I shall afterwards pass to the subjects of
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aristocratic and popular dominion, and, lastly, to that of laws and
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other particular questions about politics. And so, farewell."
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The author's aim appears clearly from this letter; but being hindered by
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illness, and snatched away by death, he was unable, as the reader will
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find for himself, to continue this work further than to the end of the
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subject of aristocracy.
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------------------------
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A POLITICAL TREATISE.
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CHAPTER I.
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INTRODUCTION.
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PHILOSOPHERS conceive of the passions which harass us as vices into
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which men fall by their own fault, and, therefore, generally deride,
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bewail, or blame them, or execrate them, if they wish to seem unusually
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pious. And so they think they are doing something wonderful, and
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reaching the pinnacle of learning, when they are clever enough to bestow
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manifold praise on such human nature, as is nowhere to be found, and to
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make verbal attacks on that which, in fact, exists. For they conceive of
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men, not as they are, but as they themselves would like them to be.
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Whence it has come to pass that, instead of ethics, they have generally
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written satire, and that they have never conceived a theory of politics,
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which could be turned to use, but such as might be taken for a chimera,
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or might have been formed in Utopia, or in that golden age of the poets
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when, to be sure, there was least need of it. Accordingly, as in all
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sciences, which have a useful application, so especially in that of
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politics, theory is supposed to be at variance with practice; and no men
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are esteemed less fit to direct public affairs than theorists or
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philosophers.
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2. But statesmen, on the other hand, are suspected of plotting against
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mankind, rather than consulting their interests, and are esteemed more
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crafty than learned. No doubt nature has taught them, that vices will
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exist, while men do. And so, while they study to anticipate human
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wickedness, and that by arts, which experience and long practice have
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taught, and which men generally use under the guidance more of fear than
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of reason, they are thought to be enemies of religion, especially by
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divines, who believe that supreme authorities should handle public
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affairs in accordance with the same rules of piety, as bind a private
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individual. Yet there can be no doubt, that statesmen have written about
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politics far more happily than philosophers. For, as they had experience
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for their mistress, they taught nothing that was inconsistent with
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practice.
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3. And, certainly, I am fully persuaded that experience has revealed all
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conceivable sorts of commonwealth, which are consistent with men's
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living in unity, and likewise the means by which the multitude may be
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guided or kept within fixed bounds. So that I do not believe that we can
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by meditation discover in this matter anything not yet tried and
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ascertained, which shall be consistent with experience or practice. For
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men are so situated, that they cannot live without some general law. But
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general laws and public affairs are ordained and managed by men of the
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utmost acuteness, or, if you like, of great cunning or craft. And so it
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is hardly credible, that we should be able to conceive of anything
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serviceable to a general society, that occasion or chance has not
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offered, or that men, intent upon their common affairs, and seeking
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their own safety, have not seen for themselves.
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4. Therefore, on applying my mind to politics, I have resolved to
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demonstrate by a certain and undoubted course of argument, or to deduce
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from the very condition of human nature, not what is new and unheard of,
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but only such things as agree best with practice. And that I might
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investigate the subject-matter of this science with the same freedom of
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spirit as we generally use in mathematics, I have laboured carefully,
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not to mock, lament, or execrate, but to understand human actions; and
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to this end I have looked upon passions, such as love, hatred, anger,
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envy, ambition, pity, and the other perturbations of the mind, not in
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the light of vices of human nature, but as properties, just as pertinent
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to it, as are heat, cold, storm, thunder, and the like to the nature of
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the atmosphere, which phenomena, though inconvenient, are yet necessary,
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and have fixed causes, by means of which we endeavour to understand
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their nature, and the mind has just as much pleasure in viewing them
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aright, as in knowing such things as flatter the senses.
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5. For this is certain, and we have proved its truth in our Ethics, [1]
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that men are of necessity liable to passions, and so constituted as to
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pity those who are ill, and envy those who are well off; and to be prone
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to vengeance more than to mercy: and moreover, that every individual
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wishes the rest to live after his own mind, and to approve what he
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approves, and reject what he rejects. And so it comes to pass, that, as
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all are equally eager to be first, they fall to strife, and do their
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utmost mutually to oppress one another; and he who comes out conqueror
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is more proud of the harm he has done to the other, than of the good he
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has done to himself. And although all are persuaded, that religion, on
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the contrary, teaches every man to love his neighbour as himself, that
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is to defend another's right just as much as his own, yet we showed that
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this persuasion has too little power over the passions. It avails,
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indeed, in the hour of death, when disease has subdued the very
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passions, and man lies inert, or in temples, where men hold no traffic,
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but least of all, where it is most needed, in the law-court or the
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palace. We showed too, that reason can, indeed, do much to restrain and
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moderate the passions, but we saw at the same time, that the road, which
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reason herself points out, is very steep; [2] so that such as persuade
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themselves, that the multitude or men distracted by politics can ever be
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induced to live according to the bare dictate of reason, must be
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dreaming of the poetic golden age, or of a stage-play.
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6. A dominion then, whose well-being depends on any man's good faith,
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and whose affairs cannot be properly administered, unless those who are
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engaged in them will act honestly, will be very unstable. On the
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contrary, to insure its permanence, its public affairs should be so
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ordered, that those who administer them, whether guided by reason or
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passion, cannot be led to act treacherously or basely. Nor does it
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matter to the security of a dominion, in what spirit men are led to
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rightly administer its affairs. For liberality of spirit, or courage, is
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a private virtue; but the virtue of a state is its security.
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7. Lastly, inasmuch as all men, whether barbarous or civilized,
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everywhere frame customs, and form some kind of civil state, we must
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not, therefore, look to proofs of reason for the causes and natural
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bases of dominion, but derive them from the general nature or position
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of mankind, as I mean to do in the next chapter.
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------
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1. Ethics, iv. 4, Coroll. iii. 31, note; 32, note.
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2. Ibid., v. 42, note.
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------------------------
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CHAPTER II.
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OF NATURAL RIGHT.
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IN our Theologico-Political Treatise we have treated of natural and
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civil right, [1] and in our Ethics have explained the nature of
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wrong-doing, merit, justice, injustice, [2] and lastly, of human
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liberty. [3] Yet, lest the readers of the present treatise should have
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to seek elsewhere those points, which especially concern it, I have
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determined to explain them here again, and give a deductive proof of
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them.
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2. Any natural thing whatever can be just as well conceived, whether it
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exists or does not exist. As then the beginning of the existence of
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natural things cannot be inferred from their definition, so neither can
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their continuing to exist. For their ideal essence is the same, after
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they have begun to exist, as it was before they existed. As then their
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beginning to exist cannot be inferred from their essence, so neither can
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their continuing to exist; but they need the same power to enable them
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to go on existing, as to enable them to begin to exist. From which it
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follows, that the power, by which natural things exist, and therefore
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that by which they operate, can be no other than the eternal power of
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God itself. For were it another and a created power, it could not
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preserve itself, much less natural things, but it would itself, in order
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to continue to exist, have need of the same power which it needed to be
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created.
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3. From this fact therefore, that is, that the power whereby natural
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things exist and operate is the very power of God itself, we easily
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understand what natural right is. For as God has a right to everything,
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and God's right is nothing else, but his very power, as far as the
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latter is considered to be absolutely free; it follows from this, that
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every natural thing has by nature as much right, as it has power to
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exist and operate; since the natural power of every natural thing,
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whereby it exists and operates, is nothing else but the power of God,
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which is absolutely free.
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4. And so by natural right I understand the very laws or rules of
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nature, in accordance with which everything takes place, in other words,
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the power of nature itself. And so the natural right of universal
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nature, and consequently of every individual thing, extends as far as
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its power: and accordingly, whatever any man does after the laws of his
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nature, he does by the highest natural right, and he has as much right
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over nature as he has power.
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5. If then human nature had been so constituted, that men should live
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according to the mere dictate of reason, and attempt nothing
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inconsistent therewith, in that case natural right, considered as
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special to mankind, would be determined by the power of reason only. But
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men are more led by blind desire, than by reason: and therefore the
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natural power or right of human beings should be limited, not by reason,
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but by every appetite, whereby they are determined to action, or seek
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their own preservation. I, for my part, admit, that those desires, which
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arise not from reason, are not so much actions as passive affections of
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man. But as we are treating here of the universal power or right of
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nature, we cannot here recognize any distinction between desires, which
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are engendered in us by reason, and those which are engendered by other
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causes; since the latter, as much as the former, are effects of nature,
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and display the natural impulse, by which man strives to continue in
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existence. For man, be he learned or ignorant, is part of nature, and
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everything, by which any man is determined to action, ought to be
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referred to the power of nature, that is, to that power, as it is
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limited by the nature of this or that man. For man, whether guided by
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reason or mere desire, does nothing save in accordance with the laws and
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rules of nature, that is, by natural right. (Section 4.)
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6. But most people believe, that the ignorant rather disturb than follow
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the course of nature, and conceive of mankind, in nature as of one
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dominion within another. For they maintain, that the human mind is
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produced by no natural causes, but created directly by God, and is so
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independent of other things, that it has an absolute power to determine
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itself, and make a right use of reason. Experience, however, teaches us
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but too well, that it is no more in our power to have a sound mind, than
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a sound body. Next, inasmuch as everything whatever, as far as in it
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lies, strives to preserve its own existence, we cannot at all doubt,
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that, were it as much in our power to live after the dictate of reason,
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as to be led by blind desire, all would be led by reason, and order
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their lives wisely; which is very far from being the case. For
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"Each is attracted by his own delight." [4]
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Nor do divines remove this difficulty, at least not by deciding, that
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the cause of this want of power is a vice or sin in human nature,
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deriving its origin from our first parents' fall. For if it was even in
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the first man's power as much to stand as to fall, and he was in
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possession of his senses, and had his nature unimpaired, how could it
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be, that he fell in spite of his knowledge and foresight? But they say,
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that he was deceived by the devil. Who then was it, that deceived the
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devil himself? Who, I say, so maddened the very being that excelled all
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other created intelligences, that he wished to be greater than God? For
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was not his effort too, supposing him of sound mind, to preserve himself
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and his existence, as far as in him lay? Besides, how could it happen,
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that the first man himself, being in his senses, and master of his own
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will, should be led astray, and suffer himself to be taken mentally
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captive? For if he had the power to make a right use of reason, it was
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not possible for him to be deceived, for as far as in him lay, he of
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necessity strove to preserve his existence and his soundness of mind.
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But the hypothesis is, that he had this in his power; therefore he of
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necessity maintained his soundness of mind, and could not be deceived.
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But this from his history, is known to be false. And, accordingly, it
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must be admitted, that it was not in the first man's power to make a
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right use of reason, but that, like us, he was subject to passions.
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7. But that man, like other beings, as far as in him lies, strives to
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preserve his existence, no one can deny. For if any distinction could be
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conceived on this point, it must arise from man's having a free will.
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But the freer we conceived man to be, the more we should be forced to
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maintain, that he must of necessity preserve his existence and be in
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possession of his senses; as anyone will easily grant me, that does not
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confound liberty with contingency. For liberty is a virtue, or
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excellence. Whatever, therefore, convicts a man of weakness cannot be
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ascribed to his liberty. And so man can by no means be called free,
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because he is able not to exist or not to use his reason, but only in so
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far as he preserves the power of existing and operating according to the
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laws of human nature. The more, therefore, we consider man to be free,
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the less we can say, that he can neglect to use reason, or choose evil
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in preference to good; and, therefore, God, who exists in absolute
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liberty, also understands and operates of necessity, that is, exists,
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understands, and operates according to the necessity of his own nature.
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For there is no doubt, that God operates by the same liberty whereby he
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exists. As then he exists by the necessity of his own nature, by the
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necessity of his own nature also he acts, that is, he acts with absolute
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liberty.
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8. So we conclude, that it is not in the power of any man always to use
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his reason, and be at the highest pitch of human liberty, and yet that
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everyone always, as far as in him lies, strives to preserve his own
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existence; and that (since each has as much right as he has power)
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whatever anyone, be he learned or ignorant, attempts and does, he
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attempts and does by supreme natural right. From which it follows that
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the law and ordinance of nature, under which all men are born, and for
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the most part live, forbids nothing but what no one wishes or is able to
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do, and is not opposed to strifes, hatred, anger, treachery, or, in
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general, anything that appetite suggests. For the bounds of nature are
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not the laws of human reason, which do but pursue the true interest and
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preservation of mankind, but other infinite laws, which regard the
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eternal order of universal nature, whereof man is an atom; and according
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to the necessity of this order only are all individual beings determined
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in a fixed manner to exist and operate. Whenever, then, anything in
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nature seems to us ridiculous, absurd, or evil, it is because we have
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but a partial knowledge of things, and are in the main ignorant of the
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order and coherence of nature as a whole, and because we want everything
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to be arranged according to the dictate of our own reason; although, in
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fact, what our reason pronounces bad, is not bad as regards the order
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and laws of universal nature, but only as regards the laws of our own
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nature taken separately.
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9. Besides, it follows that everyone is so far rightfully dependent on
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another, as he is under that other's authority, and so far independent,
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as he is able to repel all violence, and avenge to his heart's content
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all damage done to him, and in general to live after his own mind.
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10. He has another under his authority, who holds him bound, or has
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taken from him arms and means of defence or escape, or inspired him with
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fear, or so attached him to himself by past favour, that the man obliged
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would rather please his benefactor than himself, and live after his mind
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than after his own. He that has another under authority in the first or
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second of these ways, holds but his body, not his mind. But in the third
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or fourth way he has made dependent on himself as well the mind as the
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body of the other; yet only as long as the fear or hope lasts, for upon
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the removal of the feeling the other is left independent.
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11. The judgment can be dependent on another, only as far as that other
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can deceive the mind; whence it follows that the mind is so far
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independent, as it uses reason aright. Nay, inasmuch as human power is
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to be reckoned less by physical vigour than by mental strength, it
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follows that those men are most independent whose reason is strongest,
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and who are most guided thereby. And so I am altogether for calling a
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man so far free, as he is led by reason; because so far he is determined
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to action by such causes, as can be adequately understood by his
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unassisted nature, although by these causes he be necessarily determined
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to action. For liberty, as we showed above (Sec. 7), does not take away
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the necessity of acting, but supposes it.
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12. The pledging of faith to any man, where one has but verbally
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promised to do this or that, which one might rightfully leave undone, or
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vice vers<72>, remains so long valid as the will of him that gave his word
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remains unchanged. For he that has authority to break faith has, in
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fact, bated nothing of his own right, but only made a present of words.
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If, then, he, being by natural right judge in his own case, comes to the
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conclusion, rightly or wrongly (for "to err is human"), that more harm
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than profit will come of his promise, by the judgment of his own mind he
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decides that the promise should be broken, and by natural right (Sec. 9)
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he will break the same.
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13. If two come together and unite their strength, they have jointly
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more power, and consequently more right over nature than both of them
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separately, and the more there are that have so joined in alliance, the
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more right they all collectively will possess.
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14. In so far as men are tormented by anger, envy, or any passion
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implying hatred, they are drawn asunder and made contrary one to
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another, and therefore are so much the more to be feared, as they are
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more powerful, crafty, and cunning than the other animals. And because
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men are in the highest degree liable to these passions (Chap. I, Sec.
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5), therefore men are naturally enemies. For he is my greatest enemy,
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whom I must most fear and be on my guard against.
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15. But inasmuch as (Sec. 6) in the state of nature each is so long
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independent, as he can guard against oppression by another, and it is in
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vain for one man alone to try and guard against all, it follows hence
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that so long as the natural right of man is determined by the power of
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every individual, and belongs to everyone, so long it is a nonentity,
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existing in opinion rather than fact, as there is no assurance of making
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it good. And it is certain that the greater cause of fear every
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individual has, the less power, and consequently the less right, he
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possesses. To this must be added, that without mutual help men can
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hardly support life and cultivate the mind. And so our conclusion is,
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that that natural right, which is special to the human race, can hardly
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be conceived, except where men have general rights, and combine to
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defend the possession of the lands they inhabit and cultivate, to
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protect themselves, to repel all violence, and to live according to the
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general judgment of all. For (Sec. 18) the more there are that combine
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together, the more right they collectively possess. And if this is why
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the schoolmen want to call man a sociable animal -- I mean because men
|
||
in the state of nature can hardly be independent -- I have nothing to
|
||
say against them.
|
||
|
||
16. Where men have general rights, and are all guided, as it were, by
|
||
one mind, it is certain (Sec. 13), that every individual has the less
|
||
right the more the rest collectively exceed him in power; that is, he
|
||
has, in fact, no right over nature but that which the common law allows
|
||
him. But whatever he is ordered by the general consent, he is bound to
|
||
execute, or may rightfully be compelled thereto (Sec. 4).
|
||
|
||
17. This right, which is determined by the power of a multitude, is
|
||
generally called Dominion. And, speaking generally, he holds dominion,
|
||
to whom are entrusted by common consent affairs of state -- such as the
|
||
laying down, interpretation, and abrogation of laws, the fortification
|
||
of cities, deciding on war and peace, &c. But if this charge belong to a
|
||
council, composed of the general multitude, then the dominion is called
|
||
a democracy; if the council be composed of certain chosen persons, then
|
||
it is an aristocracy; and if, lastly, the care of affairs of state and,
|
||
consequently, the dominion rest with one man, then it has the name of
|
||
monarchy.
|
||
|
||
18. From what we have proved in this chapter, it becomes clear to us
|
||
that, in the state of nature, wrong-doing is impossible; or, if anyone
|
||
does wrong, it is to himself, not to another. For no one by the law of
|
||
nature is bound to please another, unless he chooses, nor to hold
|
||
anything to be good or evil, but what he himself, according to his own
|
||
temperament, pronounces to be so; and, to speak generally, nothing is
|
||
forbidden by the law of nature, except what is beyond everyone's power
|
||
(Secs. 5 and 8). But wrongdoing is action, which cannot lawfully be
|
||
committed. But if men by the ordinance of nature were bound to be led by
|
||
reason, then all of necessity would be so led. For the ordinances of
|
||
nature are the ordinances of God (Secs. 2, 3), which God has instituted
|
||
by the liberty, whereby he exists, and they follow, therefore, from the
|
||
necessity of the divine nature (Sec. 7), and, consequently, are eternal,
|
||
and cannot be broken. But men are chiefly guided by appetite, without
|
||
reason; yet for all this they do not disturb the course of nature, but
|
||
follow it of necessity. And, therefore, a man ignorant and weak of mind,
|
||
is no more bound by natural law to order his life wisely, than a sick
|
||
man is bound to be sound of body.
|
||
|
||
19. Therefore wrong-doing cannot be conceived of, but under dominion --
|
||
that is, where, by the general right of the whole dominion, it is
|
||
decided what is good and what evil, and where no one does anything
|
||
rightfully, save what he does in accordance with the general decree or
|
||
consent (Sec. 16). For that, as we said in the last section, is
|
||
wrong-doing, which cannot lawfully be committed, or is by law forbidden.
|
||
But obedience is the constant will to execute that, which by law is
|
||
good, and by the general decree ought to be done.
|
||
|
||
20. Yet we are accustomed to call that also wrong, which is done against
|
||
the sentence of sound reason, and to give the name of obedience to the
|
||
constant will to moderate the appetite according to the dictate of
|
||
reason: a manner of speech which I should quite approve, did human
|
||
liberty consist in the licence of appetite, and slavery in the dominion
|
||
of reason. But as human liberty is the greater, the more man can be
|
||
guided by reason, and moderate his appetite, we cannot without great
|
||
impropriety call a rational life obedience, and give the name of
|
||
wrong-doing to that which is, in fact, a weakness of the mind, not a
|
||
licence of the mind directed against itself, and for which a man may be
|
||
called a slave, rather than free (Secs. 7 and 11).
|
||
|
||
21. However, as reason teaches one to practise piety, and be of a calm
|
||
and gentle spirit, which cannot be done save under dominion; and,
|
||
further, as it is impossible for a multitude to be guided, as it were,
|
||
by one mind, as under dominion is required, unless it has laws ordained
|
||
according to the dictate of reason; men who are accustomed to live under
|
||
dominion are not, therefore, using words so improperly, when they call
|
||
that wrong-doing which is done against the sentence of reason, because
|
||
the laws of the best dominion ought to be framed according to that
|
||
dictate (Sec. 18). But, as for my saying (Sec. 18) that man in a state
|
||
of nature, if he does wrong at all, does it against himself, see, on
|
||
this point, Chap. IV., Secs. 4, 5, where is shown, in what sense we can
|
||
say, that he who holds dominion and possesses natural right, is bound by
|
||
laws and can do wrong.
|
||
|
||
22. As far as religion is concerned, it is further clear, that a man is
|
||
most free and most obedient to himself when he most loves God, and
|
||
worships him in sincerity. But so far as we regard, not the course of
|
||
nature, which we do not understand, but the dictates of reason only,
|
||
which respect religion, and likewise reflect that these dictates are
|
||
revealed to us by God, speaking, as it were, within ourselves, or else
|
||
were revealed to prophets as laws; so far, speaking in human fashion, we
|
||
say that man obeys God when he worships him in sincerity, and, on the
|
||
contrary, does wrong when he is led by blind desire. But, at the same
|
||
time, we should remember that we are subject to God's authority, as clay
|
||
to that of the potter, who of the same lump makes some vessels unto
|
||
honour, and others unto dishonour. [5] And thus man can, indeed, act
|
||
contrarily to the decrees of God, as far as they have been written like
|
||
laws in the minds of ourselves or the prophets, but against that eternal
|
||
decree of God, which is written in universal nature, and has regard to
|
||
the course of nature as a whole, he can do nothing.
|
||
|
||
23. As, then, wrong-doing and obedience, in their strict sense, so also
|
||
justice and injustice cannot be conceived of, except under dominion. For
|
||
nature offers nothing that can be called this man's rather than
|
||
another's; but under nature everything belongs to all -- that is, they
|
||
have authority to claim it for themselves. But under dominion, where it
|
||
is by common law determined what belongs to this man, and what to that,
|
||
he is called just who has a constant will to render to every man his
|
||
own, but he unjust who strives, on the contrary, to make his own that
|
||
which belongs to another.
|
||
|
||
24. But that praise and blame are emotions of joy and sadness,
|
||
accompanied by an idea of human excellence or weakness as their cause,
|
||
we have explained in our Ethics.
|
||
|
||
------
|
||
|
||
1. Theologico-Political Treatise, Chap. xvi.
|
||
|
||
2. Ethics, iv. 37, note 2.
|
||
|
||
3. Ibid., ii. 48, 49, note.
|
||
|
||
4. Virgil, Ecl. ii. 65.
|
||
|
||
5. Romans ix. 21.
|
||
|
||
------------------------
|
||
|
||
CHAPTER III.
|
||
|
||
OF THE RIGHT OF SUPREME AUTHORITIES.
|
||
|
||
UNDER every dominion the state is said to be Civil; but the entire body
|
||
subject to a dominion is called a Commonwealth, and the general business
|
||
of the dominion, subject to the direction of him that holds it, has the
|
||
name of Affairs of State. Next we call men Citizens, as far as they
|
||
enjoy by the civil law all the advantages of the commonwealth, and
|
||
Subjects, as far as they are bound to obey its ordinances or laws.
|
||
Lastly, we have already said that, of the civil state, there are three
|
||
kinds -- democracy, aristocracy, and monarchy (Chap. II. Sec. 17). Now,
|
||
before I begin to treat of each kind separately, I will first deduce all
|
||
the properties of the civil state in general. And of these, first of all
|
||
comes to be considered the supreme right of the commonwealth, or the
|
||
right of the supreme authorities.
|
||
|
||
2. From Chap. II. Sec. 15, it is clear that the right of the supreme
|
||
authorities is nothing else than simple natural right, limited, indeed,
|
||
by the power, not of every individual, but of the multitude, which is
|
||
guided, as it were, by one mind -- that is, as each individual in the
|
||
state of nature, so the body and mind of a dominion have as much right
|
||
as they have power. And thus each single citizen or subject has the less
|
||
right, the more the commonwealth exceeds him in power (Chap. II. Sec.
|
||
16), and each citizen consequently does and has nothing, but what he may
|
||
by the general decree of the commonwealth defend.
|
||
|
||
3. If the commonwealth grant to any man the right, and therewith the
|
||
authority (for else it is but a gift of words, Chap. II. Sec. 12), to
|
||
live after his own mind, by that very act it abandons its own right, and
|
||
transfers the same to him, to whom it has given such authority. But if
|
||
it has given this authority to two or more, I mean authority to live
|
||
each after his own mind, by that very act it has divided the dominion,
|
||
and if, lastly, it has given this same authority to every citizen, it
|
||
has thereby destroyed itself, and there remains no more a commonwealth,
|
||
but everything returns to the state of nature; all of which is very
|
||
manifest from what goes before. And thus it follows, that it can by no
|
||
means be conceived, that every citizen should by the ordinance of the
|
||
commonwealth live after his own mind, and accordingly this natural right
|
||
of being one's own judge ceases in the civil state. I say expressly "by
|
||
the ordinance of the commonwealth," for, if we weigh the matter aright,
|
||
the natural right of every man does not cease in the civil state. For
|
||
man, alike in the natural and in the civil state, acts according to the
|
||
laws of his own nature, and consults his own interest. Man, I say, in
|
||
each state is led by fear or hope to do or leave undone this or that;
|
||
but the main difference between the two states is this, that in the
|
||
civil state all fear the same things, and all have the same ground of
|
||
security, and manner of life; and this certainly does not do away with
|
||
the individual's faculty of judgment. For he that is minded to obey all
|
||
the commonwealth's orders, whether through fear of its power or through
|
||
love of quiet, certainly consults after his own heart his own safety and
|
||
interest.
|
||
|
||
4. Moreover, we cannot even conceive, that every citizen should be
|
||
allowed to interpret the commonwealth's decrees or laws. For were every
|
||
citizen allowed this, he would thereby be his own judge, because each
|
||
would easily be able to give a colour of right to his own deeds, which
|
||
by the last section is absurd.
|
||
|
||
5. We see then, that every citizen depends not on himself, but on the
|
||
commonwealth, all whose commands he is bound to execute, and has no
|
||
right to decide, what is equitable or iniquitous, just or unjust. But,
|
||
on the contrary, as the body of the dominion should, so to speak, be
|
||
guided by one mind, and consequently the will of the commonwealth must
|
||
be taken to be the will of all; what the state decides to be just and
|
||
good must be held to be so decided by every individual. And so, however
|
||
iniquitous the subject may think the commonwealth's decisions, he is
|
||
none the less bound to execute them.
|
||
|
||
6. But (it may be objected) is it not contrary to the dictate of reason
|
||
to subject one's self wholly to the judgment of another, and
|
||
consequently, is not the civil state repugnant to reason? Whence it
|
||
would follow, that the civil state is irrational, and could only be
|
||
created by men destitute of reason, not at all by such as are led by it.
|
||
But since reason teaches nothing contrary to nature, sound reason cannot
|
||
therefore dictate, that every one should remain independent, so long as
|
||
men are liable to passions (Chap. II. Sec. 15), that is, reason
|
||
pronounces against such independence (Chap. I. Sec. 5). Besides, reason
|
||
altogether teaches to seek peace, and peace cannot be maintained, unless
|
||
the commonwealth's general laws be kept unbroken. And so, the more a man
|
||
is guided by reason, that is (Chap. II. Sec. 11), the more he is free,
|
||
the more constantly he will keep the laws of the commonwealth, and
|
||
execute the commands of the supreme authority, whose subject he is.
|
||
Furthermore, the civil state is naturally ordained to remove general
|
||
fear, and prevent general sufferings, and therefore pursues above
|
||
everything the very end, after which everyone, who is led by reason,
|
||
strives, but in the natural state strives vainly (Chap. II. Sec. 15).
|
||
Wherefore, if a man, who is led by reason, has sometimes to do by the
|
||
commonwealth's order what he knows to be repugnant to reason, that harm
|
||
is far compensated by the good, which he derives from the existence of a
|
||
civil state. For it is reason's own law, to choose the less of two
|
||
evils; and accordingly we may conclude, that no one is acting against
|
||
the dictate of his own reason, so far as he does what by the law of the
|
||
commonwealth is to be done. And this anyone will more easily grant us,
|
||
after we have explained, how far the power and consequently the right of
|
||
the commonwealth extends.
|
||
|
||
7. For, first of all, it must be considered, that, as in the state of
|
||
nature the man who is led by reason is most powerful and most
|
||
independent, so too that commonwealth will be most powerful and most
|
||
independent, which is founded and guided by reason. For the right of the
|
||
commonwealth is determined by the power of the multitude, which is led,
|
||
as it were, by one mind. But this unity of mind can in no wise be
|
||
conceived, unless the commonwealth pursues chiefly the very end, which
|
||
sound reason teaches is to the interest of all men.
|
||
|
||
8. In the second place it comes to be considered, that subjects are so
|
||
far dependent not on themselves, but on the commonwealth, as they fear
|
||
its power or threats, or as they love the civil state (Chap. II. Sect.
|
||
10). Whence it follows, that such things, as no one can be induced to do
|
||
by rewards or threats, do not fall within the rights of the
|
||
commonwealth. For instance, by reason of his faculty of judgment, it is
|
||
in no man's power to believe. For by what rewards or threats can a man
|
||
be brought to believe, that the whole is not greater than its part, or
|
||
that God does not exist, or that that is an infinite being, which he
|
||
sees to be finite, or generally anything contrary to his sense or
|
||
thought? So, too, by what rewards or threats can a man be brought to
|
||
love one, whom he hates, or to hate one, whom he loves? And to this head
|
||
must likewise be referred such things as are so abhorrent to human
|
||
nature, that it regards them as actually worse than any evil, as that a
|
||
man should be witness against himself, or torture himself, or kill his
|
||
parents, or not strive to avoid death, and the like, to which no one can
|
||
be induced by rewards or threats. But if we still choose to say, that
|
||
the commonwealth has the right or authority to order such things, we can
|
||
conceive of it in no other sense, than that in which one might say, that
|
||
a man has the right to be mad or delirious. For what but a delirious
|
||
fancy would such a right be, as could bind no one? And here I am
|
||
speaking expressly of such things as cannot be subject to the right of a
|
||
commonwealth and are abhorrent to human nature in general. For the fact,
|
||
that a fool or madman can by no rewards or threats be induced to execute
|
||
orders, or that this or that person, because he is attached to this or
|
||
that religion, judges the laws of a dominion worse than any possible
|
||
evil, in no wise makes void the laws of the commonwealth, since by them
|
||
most of the citizens are restrained. And so, as those who are without
|
||
fear or hope are so far independent (Chap. II. Sec. 10), they are,
|
||
therefore, enemies of the dominion (Chap. II. Sec. 14), and may lawfully
|
||
be coerced by force.
|
||
|
||
9. Thirdly and lastly, it comes to be considered, that those things are
|
||
not so much within the commonwealth's right, which cause indignation in
|
||
the majority. For it is certain, that by the guidance of nature men
|
||
conspire together, either through common fear, or with the desire to
|
||
avenge some common hurt; and as the right of the commonwealth is
|
||
determined by the common power of the multitude, it is certain that the
|
||
power and right of the commonwealth are so far diminished, as it gives
|
||
occasion for many to conspire together. There are certainly some
|
||
subjects of fear for a commonwealth, and as every separate citizen or in
|
||
the state of nature every man, so a commonwealth is the less
|
||
independent, the greater reason it has to fear. So much for the right of
|
||
supreme authorities over subjects. Now before I treat of the right of
|
||
the said authorities as against others, we had better resolve a question
|
||
commonly mooted about religion.
|
||
|
||
10. For it may be objected to us, Do not the civil state, and the
|
||
obedience of subjects, such as we have shown is required in the civil
|
||
state, do away with religion, whereby we are bound to worship God? But
|
||
if we consider the matter, as it really is, we shall find nothing that
|
||
can suggest a scruple. For the mind, so far as it makes use of reason,
|
||
is dependent, not on the supreme authorities, but on itself (Chap. II.
|
||
Sec. 11). And so the true knowledge and the love of God cannot be
|
||
subject to the dominion of any, nor yet can charity towards one's
|
||
neighbour (Sec. 8). And if we further reflect, that the highest exercise
|
||
of charity is that which aims at keeping peace and joining in unity, we
|
||
shall not doubt that he does his duty, who helps everyone, so far as the
|
||
commonwealth's laws, that is so far as unity and quiet allow. As for
|
||
external rites, it is certain, that they can do no good or harm at all
|
||
in respect of the true knowledge of God, and the love which necessarily
|
||
results from it; and so they ought not to be held of such importance,
|
||
that it should be thought worth while on their account to disturb public
|
||
peace and quiet. Moreover it is certain, that I am not a champion of
|
||
religion by the law of nature, that is (Chap. II. Sec. 3), by the divine
|
||
decree. For I have no authority, as once the disciples of Christ had, to
|
||
cast out unclean spirits and work miracles; which authority is yet so
|
||
necessary to the propagating of religion in places where it is
|
||
forbidden, that without it one not only, as they say, wastes one's time
|
||
[1] and trouble, but causes besides very many inconveniences, whereof
|
||
all ages have seen most mournful examples. Everyone therefore, wherever
|
||
he may be, can worship God with true religion, and mind his own
|
||
business, which is the duty of a private man. But the care of
|
||
propagating religion should be left to God, or the supreme authorities,
|
||
upon whom alone falls the charge of affairs of state. But I return to my
|
||
subject.
|
||
|
||
11. After explaining the right of supreme authorities over citizens and
|
||
the duty of subjects, it remains to consider the right of such
|
||
authorities against the world at large, which is now easily intelligible
|
||
from what has been said. For since (Sec. 2) the right of the supreme
|
||
authorities is nothing else but simple natural right, it follows that
|
||
two dominions stand towards each other in the same relation as do two
|
||
men in the state of nature, with this exception, that a commonwealth can
|
||
provide against being oppressed by another; which a man in the state of
|
||
nature cannot do, seeing that he is overcome daily by sleep, often by
|
||
disease or mental infirmity, and in the end by old age, and is besides
|
||
liable to other inconveniences, from which a commonwealth can secure
|
||
itself.
|
||
|
||
12. A commonwealth then is so far independent, as it can plan and
|
||
provide against oppression by another (Chap. II. Secs. 9, 15), and so
|
||
far dependent on another commonwealth, as it fears that other's power,
|
||
or is hindered by it from executing its own wishes, or lastly, as it
|
||
needs its help for its own preservation or increase (Chap. II. Secs. 10,
|
||
15). For we cannot at all doubt, that if two commonwealths are willing
|
||
to offer each other mutual help, both together are more powerful, and
|
||
therefore have more right, than either alone (Chap. II. Sec. 13).
|
||
|
||
13. But this will be more clearly intelligible, if we reflect, that two
|
||
commonwealths are naturally enemies. For men in the state of nature are
|
||
enemies (Chap. II. Sec. 14). Those, then, who stand outside a
|
||
commonwealth, and retain their natural rights, continue enemies.
|
||
Accordingly, if one commonwealth wishes to make war on another and
|
||
employ extreme measures to make that other dependent on itself, it may
|
||
lawfully make the attempt, since it needs but the bare will of the
|
||
commonwealth for war to be waged. But concerning peace it can decide
|
||
nothing, save with the concurrence of another commonwealth's will.
|
||
Whence it follows, that laws of war regard every commonwealth by itself,
|
||
but laws of peace regard not one, but at the least two commonwealths,
|
||
which are therefore called "contracting powers."
|
||
|
||
14. This "contract" remains so long unmoved as the motive for entering
|
||
into it, that is, fear of hurt or hope of gain, subsists. But take away
|
||
from either commonwealth this hope or fear, and it is left independent
|
||
(Chap. II. Sec. 10), and the link, whereby the commonwealths were
|
||
mutually bound, breaks of itself. And therefore every commonwealth has
|
||
the right to break its contract, whenever it chooses, and cannot be said
|
||
to act treacherously or perfidiously in breaking its word, as soon as
|
||
the motive of hope or fear is removed. For every contracting party was
|
||
on equal terms in this respect, that whichever could first free itself
|
||
of fear should be independent, and make use of its independence after
|
||
its own mind; and, besides, no one makes a contract respecting the
|
||
future, but on the hypothesis of certain precedent circumstances. But
|
||
when these circumstances change, the reason of policy applicable to the
|
||
whole position changes with them; and therefore every one of the
|
||
contracting commonwealths retains the right of consulting its own
|
||
interest, and consequently endeavours, as far as possible, to be free
|
||
from fear and thereby independent, and to prevent another from coming
|
||
out of the contract with greater power. If then a commonwealth complains
|
||
that it has been deceived, it cannot properly blame the bad faith of
|
||
another contracting commonwealth, but only its own folly in having
|
||
entrusted its own welfare to another party, that was independent, and
|
||
had for its highest law the welfare of its own dominion.
|
||
|
||
15. To commonwealths, which have contracted a treaty of peace, it
|
||
belongs to decide the questions, which may be mooted about the terms or
|
||
rules of peace, whereby they have mutually bound themselves, inasmuch as
|
||
laws of peace regard not one commonwealth, but the commonwealths which
|
||
contract taken together (Sec. 18). But if they cannot agree together
|
||
about the conditions, they by that very fact return to a state of war.
|
||
|
||
16. The more commonwealths there are, that have contracted a joint
|
||
treaty of peace, the less each of them by itself is an object of fear to
|
||
the remainder, or the less it has the authority to make war. But it is
|
||
so much the more bound to observe the conditions of peace; that is (Sec.
|
||
13), the less independent, and the more bound to accommodate itself to
|
||
the general will of the contracting parties.
|
||
|
||
17. But the good faith, inculcated by sound reason and religion, is not
|
||
hereby made void; for neither reason nor Scripture teaches one to keep
|
||
one's word in every case. For if I have promised a man, for instance, to
|
||
keep safe a sum of money he has secretly deposited with me, I am not
|
||
bound to keep my word, from the time that I know or believe the deposit
|
||
to have been stolen, but I shall act more rightly in endeavouring to
|
||
restore it to its owners. So likewise, if the supreme authority has
|
||
promised another to do something, which subsequently occasion or reason
|
||
shows or seems to show is contrary to the welfare of its subjects, it is
|
||
surely bound to break its word. As then Scripture only teaches us to
|
||
keep our word in general, and leaves to every individual's judgment the
|
||
special cases of exception, it teaches nothing repugnant to what we have
|
||
just proved.
|
||
|
||
18. But that I may not have so often to break the thread of my
|
||
discourse, and to resolve hereafter similar objections, I would have it
|
||
known that all this demonstration of mine proceeds from the necessity of
|
||
human nature, considered in what light you will -- I mean, from the
|
||
universal effort of all men after self-preservation, an effort inherent
|
||
in all men, whether learned or unlearned. And therefore, however one
|
||
considers men are led, whether by passion or by reason, it will be the
|
||
same thing; for the demonstration, as we have said, is of universal
|
||
application.
|
||
|
||
------
|
||
|
||
1. Literally, "oil and trouble " -- a common proverbial expression in
|
||
Latin.
|
||
|
||
------------------------
|
||
|
||
CHAPTER IV.
|
||
|
||
OF THE FUNCTIONS OF SUPREME AUTHORITIES.
|
||
|
||
THAT the right of the supreme authorities is limited by their power, we
|
||
showed in the last chapter, and saw that the most important part of that
|
||
right is, that they are, as it were, the mind of the dominion, whereby
|
||
all ought to be guided; and accordingly, that such authorities alone
|
||
have the right of deciding what is good, evil, equitable, or iniquitous,
|
||
that is, what must be done or left undone by the subjects severally or
|
||
collectively. And, accordingly, we saw that they have the sole right of
|
||
laying down laws, and of interpreting the same, whenever their meaning
|
||
is disputed, and of deciding whether a given case is in conformity with
|
||
or violation of the law (Chap. III. Secs. 3-5); and, lastly, of waging
|
||
war, and of drawing up and offering propositions for peace, or of
|
||
accepting such when offered (Chap. III. Secs. 12, 13).
|
||
|
||
2. As all these functions, and also the means required to execute them,
|
||
are matters which regard the whole body of the dominion, that is, are
|
||
affairs of state, it follows, that affairs of state depend on the
|
||
direction of him only, who holds supreme dominion. And hence it follows,
|
||
that it is the right of the supreme authority alone to judge the deeds
|
||
of every individual, and demand of him an account of the same; to punish
|
||
criminals, and decide questions of law between citizens, or appoint
|
||
jurists acquainted with the existing laws, to administer these matters
|
||
on its behalf; and, further, to use and order all means to war and
|
||
peace, as to found and fortify cities, levy soldiers, assign military
|
||
posts, and order what it would have done, and, with a view to peace, to
|
||
send and give audience to ambassadors; and, finally, to levy the costs
|
||
of all this.
|
||
|
||
3. Since, then, it is the right of the supreme authority alone to handle
|
||
public matters, or choose officials to do so, it follows, that that
|
||
subject is a pretender to the dominion, who, without the supreme
|
||
council's knowledge, enters upon any public matter, although he believe
|
||
that his design will be to the best interest of the commonwealth.
|
||
|
||
4. But it is often asked, whether the supreme authority is bound by
|
||
laws, and, consequently, whether it can do wrong. Now as the words "law"
|
||
and "wrong-doing" often refer not merely to the laws of a commonwealth,
|
||
but also to the general rules which concern all natural things, and
|
||
especially to the general rules of reason, we cannot, without
|
||
qualification, say that the commonwealth is bound by no laws, or can do
|
||
no wrong. For were the commonwealth bound by no laws or rules, which
|
||
removed, the commonwealth were no commonwealth, we should have to regard
|
||
it not as a natural thing, but as a chimera. A commonwealth then does
|
||
wrong, when it does, or suffers to be done, things which may be the
|
||
cause of its own ruin; and we can say that it then does wrong, in the
|
||
sense in which philosophers or doctors say that nature does wrong; and
|
||
in this sense we can say, that a commonwealth does wrong, when it acts
|
||
against the dictate of reason. For a commonwealth is most independent
|
||
when it acts according to the dictate of reason (Chap. III. Sec. 7); so
|
||
far, then, as it acts against reason, it fails itself, or does wrong.
|
||
And we shall be able more easily to understand this if we reflect, that
|
||
when we say, that a man can do what he will with his own, this authority
|
||
must be limited not only by the power of the agent, but by the capacity
|
||
of the object. If, for instance, I say that I can rightfully do what I
|
||
will with this table, I do not certainly mean, that I have the right to
|
||
make it eat grass. So, too, though we say, that men depend not on
|
||
themselves, but on the commonwealth, we do not mean, that men lose their
|
||
human nature and put on another; nor yet that the commonwealth has the
|
||
right to make men wish for this or that, or (what is just as impossible)
|
||
regard with honour things which excite ridicule or disgust. But it is
|
||
implied, that there are certain intervening circumstances, which
|
||
supposed, one likewise supposes the reverence and fear of the subjects
|
||
towards the commonwealth, and which abstracted, one makes abstraction
|
||
likewise of that fear and reverence, and therewith of the commonwealth
|
||
itself. The commonwealth, then, to maintain its independence, is bound
|
||
to preserve the causes of fear and reverence, otherwise it ceases to be
|
||
a commonwealth. For the person or persons that hold dominion, can no
|
||
more combine with the keeping up of majesty the running with harlots
|
||
drunk or naked about the streets, or the performances of a stage-player,
|
||
or the open violation or contempt of laws passed by themselves, than
|
||
they can combine existence with non-existence. But to proceed to slay
|
||
and rob subjects, ravish maidens, and the like, turns fear into
|
||
indignation and the civil state into a state of enmity.
|
||
|
||
5. We see, then, in what sense we may say, that a commonwealth is bound
|
||
by laws and can do wrong. But if by "law" we understand civil law, and
|
||
by "wrong" that which, by civil law, is forbidden to be done, that is,
|
||
if these words be taken in their proper sense, we cannot at all say,
|
||
that a commonwealth is bound by laws, or can do wrong. For the maxims
|
||
and motives of fear and reverence, which a commonwealth is bound to
|
||
observe in its own interest, pertain not to civil jurisprudence, but to
|
||
the law of nature, since (Sec. 4) they cannot be vindicated by the civil
|
||
law, but by the law of war. And a commonwealth is bound by them in no
|
||
other sense than that in which in the state of nature a man is bound to
|
||
take heed, that he preserve his independence and be not his own enemy,
|
||
lest he should destroy himself; and in this taking heed lies not the
|
||
subjection, but the liberty of human nature. But civil jurisprudence
|
||
depends on the mere decree of the commonwealth, which is not bound to
|
||
please any but itself, nor to hold anything to be good or bad, but what
|
||
it judges to be such for itself. And, accordingly, it has not merely the
|
||
right to avenge itself, or to lay down and interpret laws, but also to
|
||
abolish the same, and to pardon any guilty person out of the fullness of
|
||
its power.
|
||
|
||
6. Contracts or laws, whereby the multitude transfers its right to one
|
||
council or man, should without doubt be broken, when it is expedient for
|
||
the general welfare to do so. But to decide this point, whether, that
|
||
is, it be expedient for the general welfare to break them or not, is
|
||
within the right of no private person, but of him only who holds
|
||
dominion (Sec. 3); therefore of these laws he who holds dominion remains
|
||
sole interpreter. Moreover, no private person can by right vindicate
|
||
these laws, and so they do not really bind him who holds dominion.
|
||
Notwithstanding, if they are of such a nature that they cannot be
|
||
broken, without at the same time weakening the commonwealth's strength,
|
||
that is, without at the same time changing to indignation the common
|
||
fear of most of the citizens, by this very fact the commonwealth is
|
||
dissolved, and the contract comes to an end; and therefore such contract
|
||
is vindicated not by the civil law, but by the law of war. And so he who
|
||
holds dominion is not bound to observe the terms of the contract by any
|
||
other cause than that, which bids a man in the state of nature to beware
|
||
of being his own enemy, lest he should destroy himself, as we said in
|
||
the last section.
|
||
|
||
------------------------
|
||
|
||
CHAPTER V.
|
||
|
||
OF THE BEST STATE OF A DOMINION.
|
||
|
||
IN Chap. II. Sec. 2, we showed, that man is then most independent, when
|
||
he is most led by reason, and, in consequence (Chap. III. Sec. 7), that
|
||
that commonwealth is most powerful and most independent, which is
|
||
founded and guided by reason. But, as the best plan of living, so as to
|
||
assure to the utmost self-preservation, is that which is framed
|
||
according to the dictate of reason, therefore it follows, that that in
|
||
every kind is best done, which a man or commonwealth does, so far as he
|
||
or it is in the highest degree independent. For it is one thing to till
|
||
a field by right, and another to till it in the best way. One thing, I
|
||
say, to defend or preserve one's self, and to pass judgment by right,
|
||
and another to defend or preserve one's self in the best way, and to
|
||
pass the best judgment; and, consequently, it is one thing to have
|
||
dominion and care of affairs of state by right, and another to exercise
|
||
dominion and direct affairs of state in the best way. And so, as we have
|
||
treated of the right of every commonwealth in general, it is time to
|
||
treat of the best state of every dominion.
|
||
|
||
2. Now the quality of the state of any dominion is easily perceived from
|
||
the end of the civil state, which end is nothing else but peace and
|
||
security of life. And therefore that dominion is the best, where men
|
||
pass their lives in unity, and the laws are kept unbroken. For it is
|
||
certain, that seditions, wars, and contempt or breach of the laws are
|
||
not so much to be imputed to the wickedness of the subjects, as to the
|
||
bad state of a dominion. For men are not born fit for citizenship, but
|
||
must be made so. Besides, men's natural passions are everywhere the
|
||
same; and if wickedness more prevails, and more offences are committed
|
||
in one commonwealth than in another, it is certain that the former has
|
||
not enough pursued the end of unity, nor framed its laws with sufficient
|
||
forethought; and that, therefore, it has failed in making quite good its
|
||
right as a commonwealth. For a civil state, which has not done away with
|
||
the causes of seditions, where war is a perpetual object of fear, and
|
||
where, lastly, the laws are often broken, differs but little from the
|
||
mere state of nature, in which everyone lives after his own mind at the
|
||
great risk of his life.
|
||
|
||
3. But as the vices and inordinate licence and contumacy of subjects
|
||
must be imputed to the commonwealth, so, on the other hand, their virtue
|
||
and constant obedience to the laws are to be ascribed in the main to the
|
||
virtue and perfect right of the commonwealth, as is clear from Chap. II.
|
||
Sec. 15. And so it is deservedly reckoned to Hannibal as an
|
||
extraordinary virtue, that in his army there never arose a sedition. [1]
|
||
|
||
4. Of a commonwealth, whose subjects are but hindered by terror from
|
||
taking arms, it should rather be said, that it is free from war, than
|
||
that it has peace. For peace is not mere absence of war, but is a virtue
|
||
that springs from force of character: for obedience (Chap. II. Sec. 19)
|
||
is the constant will to execute what, by the general decree of the
|
||
commonwealth, ought to be done. Besides that commonwealth, whose peace
|
||
depends on the sluggishness of its subjects, that are led about like
|
||
sheep, to learn but slavery, may more properly be called a desert than a
|
||
commonwealth.
|
||
|
||
5. When, then, we call that dominion best, where men pass their lives in
|
||
unity, I understand a human life, defined not by mere circulation of the
|
||
blood, and other qualities common to all animals, but above all by
|
||
reason, the true excellence and life of the mind.
|
||
|
||
6. But be it remarked that, by the dominion which I have said is
|
||
established for this end, I intend that which has been established by a
|
||
free multitude, not that which is acquired over a multitude by right of
|
||
war. For a free multitude is guided more by hope than fear; a conquered
|
||
one, more by fear than hope: inasmuch as the former aims at making use
|
||
of life, the latter but at escaping death. The former, I say, aims at
|
||
living for its own ends, the latter is forced to belong to the
|
||
conqueror; and so we say that this is enslaved, but that free. And,
|
||
therefore, the end of a dominion, which one gets by right of war, is to
|
||
be master, and have rather slaves than subjects. And although between
|
||
the dominion created by a free multitude, and that gained by right of
|
||
war, if we regard generally the right of each, we can make no essential
|
||
distinction; yet their ends, as we have already shown, and further the
|
||
means to the preservation of each are very different.
|
||
|
||
7. But what means a prince, whose sole motive is lust of mastery, should
|
||
use to establish and maintain his dominion, the most ingenious
|
||
Machiavelli has set forth at large, [2] but with what design one can
|
||
hardly be sure. If, however, he had some good design, as one should
|
||
believe of a learned man, it seems to have been to show, with how little
|
||
foresight many attempt to remove a tyrant, though thereby the causes
|
||
which make the prince a tyrant can in no wise be removed, but, on the
|
||
contrary, are so much the more established, as the prince is given more
|
||
cause to fear, which happens when the multitude has made an example of
|
||
its prince, and glories in the parricide as in a thing well done.
|
||
Moreover, he perhaps wished to show how cautious a free multitude should
|
||
be of entrusting its welfare absolutely to one man, who, unless in his
|
||
vanity he thinks he can please everybody, must be in daily fear of
|
||
plots, and so is forced to look chiefly after his own interest, and, as
|
||
for the multitude, rather to plot against it than consult its good. And
|
||
I am the more led to this opinion concerning that most far-seeing man,
|
||
because it is known that he was favourable to liberty, for the
|
||
maintenance of which he has besides given the most wholesome advice.
|
||
|
||
------
|
||
|
||
1. Justin, Histories, xxxii. iv. 12.
|
||
|
||
2. In his book called "Il Principe," or "The Prince."
|
||
|
||
------------------------
|
||
|
||
CHAPTER VI.
|
||
|
||
OF MONARCHY.
|
||
|
||
INASMUCH as men are led, as we have said, more by passion than reason,
|
||
it follows, that a multitude comes together, and wishes to be guided, as
|
||
it were, by one mind, not at the suggestion of reason, but of some
|
||
common passion -- that is (Chap. III. Sec. 9), common hope, or fear, or
|
||
the desire of avenging some common hurt. But since fear of solitude
|
||
exists in all men, because no one in solitude is strong enough to defend
|
||
himself, and procure the necessaries of life, it follows that men
|
||
naturally aspire to the civil state; nor can it happen that men should
|
||
ever utterly dissolve it.
|
||
|
||
2. Accordingly, from the quarrels and seditions which are often stirred
|
||
up in a commonwealth, it never results that the citizens dissolve it, as
|
||
often happens in the case of other associations; but only that they
|
||
change its form into some other -- that is, of course, if the disputes
|
||
cannot be settled, and the features of the commonwealth at the same time
|
||
preserved. Wherefore, by means necessary to preserve a dominion, I
|
||
intend such things as are necessary to preserve the existing form of the
|
||
dominion, without any notable change.
|
||
|
||
3. But if human nature were so constituted, that men most desired what
|
||
is most useful, no art would be needed to produce unity and confidence.
|
||
But, as it is admittedly far otherwise with human nature, a dominion
|
||
must of necessity be so ordered, that all, governing and governed alike,
|
||
whether they will or no, shall do what makes for the general welfare;
|
||
that is, that all, whether of their own impulse, or by force or
|
||
necessity, shall be compelled to live according to the dictate of
|
||
reason. And this is the case, if the affairs of the dominion be so
|
||
managed, that nothing which affects the general welfare is entirely
|
||
entrusted to the good faith of any one. For no man is so watchful, that
|
||
he never falls asleep; and no man ever had a character so vigorous and
|
||
honest, but he sometimes, and that just when strength of character was
|
||
most wanted, was diverted from his purpose and let himself be overcome.
|
||
And it is surely folly to require of another what one can never obtain
|
||
from one's self; I mean, that he should be more watchful for another's
|
||
interest than his own, that he should be free from avarice, envy, and
|
||
ambition, and so on; especially when he is one, who is subject daily to
|
||
the strongest temptations of every passion.
|
||
|
||
4. But, on the other hand, experience is thought to teach, that it makes
|
||
for peace and concord, to confer the whole authority upon one man. For
|
||
no dominion has stood so long without any notable change, as that of the
|
||
Turks, and on the other hand there were none so little lasting, as
|
||
those, which were popular or democratic, nor any in which so many
|
||
seditions arose. Yet if slavery, barbarism, and desolation are to be
|
||
called peace, men can have no worse misfortune. No doubt there are
|
||
usually more and sharper quarrels between parents and children, than
|
||
between masters and slaves; yet it advances not the art of housekeeping,
|
||
to change a father's right into a right of property, and count children
|
||
but as slaves. Slavery then, not peace, is furthered by handing over to
|
||
one man the whole authority. For peace, as we said before, consists not
|
||
in mere absence of war, but in a union or agreement of minds.
|
||
|
||
5. And in fact they are much mistaken, who suppose that one man can by
|
||
himself hold the supreme right of a commonwealth. For the only limit of
|
||
right, as we showed (Chap. II.), is power. But the power of one man is
|
||
very inadequate to support so great a load. And hence it arises, that
|
||
the man, whom the multitude has chosen king, looks out for himself
|
||
generals, or counsellors, or friends, to whom he entrusts his own and
|
||
the common welfare; so that the dominion, which is thought to be a
|
||
perfect monarchy, is in actual working an aristocracy, not, indeed, an
|
||
open but a hidden one, and therefore the worst of all. Besides which, a
|
||
king, who is a boy, or ill, or overcome by age, is but king on
|
||
sufferance; and those in this case have the supreme authority, who
|
||
administer the highest business of the dominion, or are near the king's
|
||
person; not to mention, that a lascivious king often manages everything
|
||
at the caprice of this or that mistress or minion. "I had heard," says
|
||
Orsines, "that women once reigned in Asia, but for a eunuch to reign is
|
||
something new." [1]
|
||
|
||
6. It is also certain, that a commonwealth is always in greater danger
|
||
from its citizens than from its enemies; for the good are few. Whence it
|
||
follows, that he, upon whom the whole right of the dominion has been
|
||
conferred, will always be more afraid of citizens than of enemies, and
|
||
therefore will look to his own safety, and not try to consult his
|
||
subjects' interests, but to plot against them, especially against those
|
||
who are renowned for learning, or have influence through wealth.
|
||
|
||
7. It must besides be added, that kings fear their sons also more than
|
||
they love them, and so much the more as the latter are skilled in the
|
||
arts of war and peace, and endeared to the subjects by their virtues.
|
||
Whence it comes, that kings try so to educate their sons, that they may
|
||
have no reason to fear them. Wherein ministers very readily obey the
|
||
king, and will be at the utmost pains, that the successor may be an
|
||
inexperienced king, whom they can hold tightly in hand.
|
||
|
||
8. From all which it follows, that the more absolutely the
|
||
commonwealth's right is transferred to the king, the less independent he
|
||
is, and the more unhappy is the condition of his subjects. And so, that
|
||
a monarchical dominion may be duly established, it is necessary to lay
|
||
solid foundations, to build it on; from which may result to the monarch
|
||
safety, and to the multitude peace; and, therefore, to lay them in such
|
||
a way, that the monarch may then be most independent, when he most
|
||
consults the multitude's welfare. But I will first briefly state, what
|
||
these foundations of a monarchical dominion are, and afterwards prove
|
||
them in order.
|
||
|
||
9. One or more cities must be founded and fortified, whose citizens,
|
||
whether they live within the walls, or outside for purposes of
|
||
agriculture, are all to enjoy the same right in the commonwealth; yet on
|
||
this condition, that every city provide an ascertained number of
|
||
citizens for its own and the general defence. But a city, which cannot
|
||
supply this, must be held in subjection on other terms.
|
||
|
||
10. The militia must be formed out of citizens alone, none being exempt,
|
||
and of no others. And, therefore, all are to be bound to have arms, and
|
||
no one to be admitted into the number of the citizens, till he has
|
||
learnt his drill, and promised to practise it at stated times in the
|
||
year. Next, the militia of each clan is to be divided into battalions
|
||
and regiments, and no captain of a battalion chosen, that is not
|
||
acquainted with military engineering. Moreover, though the commanders of
|
||
battalions and regiments are to be chosen for life, yet the commander of
|
||
the militia of a whole clan is to be chosen only in time of war, to hold
|
||
command for a year at most, without power of being continued or
|
||
afterwards re-appointed. And these last are to be selected out of the
|
||
king's counsellors, of whom we shall speak in the fifteenth and
|
||
following sections, or out of those who have filled the post of
|
||
counsellor.
|
||
|
||
11. The townsmen and countrymen of every city, that is, the whole of the
|
||
citizens, are to be divided into clans, distinguished by some name and
|
||
badge, and all persons born of any of these clans are to be received
|
||
into the number of citizens, and their names inscribed on the roll of
|
||
their clan, as soon as they have reached the age, when they can carry
|
||
arms and know their duty; with the exception of those, who are infamous
|
||
from some crime, or dumb, or mad, or menials supporting life by some
|
||
servile office.
|
||
|
||
12. The fields, and the whole soil, and, if it can be managed, the
|
||
houses should be public property, that is, the property of him, who
|
||
holds the right of the commonwealth: and let him let them at a yearly
|
||
rent to the citizens, whether townsmen or countrymen, and with this
|
||
exception let them all be free or exempt from every kind of taxation in
|
||
time of peace. And of this rent a part is to be applied to the defences
|
||
of the state, a part to the king's private use. For it is necessary in
|
||
time of peace to fortify cities against war, and also to have ready
|
||
ships and other munitions of war.
|
||
|
||
13. After the selection of the king from one of the clans, none are to
|
||
be held noble, but his descendants, who are therefore to be
|
||
distinguished by royal insignia from their own and the other clans.
|
||
|
||
14. Those male nobles, who are the reigning king's collaterals, and
|
||
stand to him in the third or fourth degree of consanguinity, must not
|
||
marry, and any children they may have had, are to be accounted bastards,
|
||
and unworthy of any dignity, nor may they be recognized as heirs to
|
||
their parents, whose goods must revert to the king.
|
||
|
||
15. Moreover the king's counsellors, who are next to him in dignity,
|
||
must be numerous, and chosen out of the citizens only; that is
|
||
(supposing there to be no more than six hundred clans) from every clan
|
||
three or four or five, who will form together one section of this
|
||
council; and not for life, but for three, four, or five years, so that
|
||
every year a third, fourth, or fifth part may be replaced by selection,
|
||
in which selection it must be observed as a first condition, that out of
|
||
every clan at least one counsellor chosen be a jurist.
|
||
|
||
16. The selection must be made by the king himself, who should fix a
|
||
time of year for the choice of fresh counsellors. Each clan must then
|
||
submit to the king the names of all its citizens, who have reached their
|
||
fiftieth year, and have been duly put forward as candidates for this
|
||
office, and out of these the king will choose whom he pleases. But in
|
||
that year, when the jurist of any clan is to be replaced, only the names
|
||
of jurists are to be submitted to the king. Those who have filled this
|
||
office of counsellor for the appointed time, are not to be continued
|
||
therein, nor to be replaced on the list of candidates for five years or
|
||
more. But the reason why one is to be chosen every year out of every
|
||
clan is, that the council may not be composed alternately of untried
|
||
novices, and of veterans versed in affairs, which must necessarily be
|
||
the case, were all to retire at once, and new men to succeed them. But
|
||
if every year one be chosen out of every family, then only a fifth,
|
||
fourth, or at most a third part of the council will consist of novices.
|
||
Further, if the king be prevented by other business, or for any other
|
||
reason, from being able to spare time for this choice, then let the
|
||
counsellors themselves choose others for a time, until the king either
|
||
chooses different ones, or confirms the choice of the council.
|
||
|
||
17. Let the primary function of this council be to defend the
|
||
fundamental laws of the dominion, and to give advice about
|
||
administration, that the king may know, what for the public good ought
|
||
to be decreed: and that on the understanding, that the king may not
|
||
decide in any matter, without first hearing the opinion of this council.
|
||
But if, as will generally happen, the council is not of one mind, but is
|
||
divided in opinion, even after discussing the same subject two or three
|
||
times, there must be no further delay, but the different opinions are to
|
||
be submitted to the king, as in the twenty-fifth section of this chapter
|
||
we shall show.
|
||
|
||
18. Let it be also the duty of this council to publish the king's orders
|
||
or decrees, and to see to the execution of any decree concerning affairs
|
||
of state, and to supervise the administration of the whole dominion, as
|
||
the king's deputies.
|
||
|
||
19. The citizens should have no access to the king, save through this
|
||
council, to which are to be handed all demands or petitions, that they
|
||
may be presented to the king. Nor should the envoys of other
|
||
commonwealths be allowed to obtain permission to address the king, but
|
||
through the council. Letters, too, sent from elsewhere to the king, must
|
||
be handed to him by the council. And in general the king is to be
|
||
accounted as the mind of the commonwealth, but the council as the senses
|
||
outside the mind, or the commonwealth's body, through whose intervention
|
||
the mind understands the state of the commonwealth, and acts as it
|
||
judges best for itself.
|
||
|
||
20. The care of the education of the king's sons should also fall on
|
||
this council, and the guardianship, where a king has died, leaving as
|
||
his successor an infant or boy. Yet lest meanwhile the council should be
|
||
left without a king, one of the elder nobles of the commonwealth should
|
||
be chosen to fill the king's place, till the legitimate heir has reached
|
||
the age at which he can support the weight of government.
|
||
|
||
21. Let the candidates for election to this council be such as know the
|
||
system of government, and the foundations, and state or condition of the
|
||
commonwealth, whose subjects they are. But he that would fill the place
|
||
of a jurist must, besides the government and condition of the
|
||
commonwealth, whose subject he is, be likewise acquainted with those of
|
||
the other commonwealths, with which it has any intercourse. But none are
|
||
to be placed upon the list of candidates, unless they have reached their
|
||
fiftieth year without being convicted of crime.
|
||
|
||
22. In this council no decision is to be taken about the affairs of the
|
||
dominion, but in the presence of all the members. But if anyone be
|
||
unable through illness or other cause to attend, he must send in his
|
||
stead one of the same clan, who has filled the office of counsellor or
|
||
been put on the list of candidates. Which if he neglect to do, and the
|
||
council through his absence be forced to adjourn any matter, let him be
|
||
fined a considerable sum. But this must be understood to mean, when the
|
||
question is of a matter affecting the whole dominion, as of peace or
|
||
war, of abrogating or establishing a law, of trade, &c. But if the
|
||
question be one that affects only a particular city or two, as about
|
||
petitions, &c., it will suffice that a majority of the council attend.
|
||
|
||
23. To maintain a perfect equality between the clans, and a regular
|
||
order in sitting, making proposals, and speaking, every clan is to take
|
||
in turn the presidency at the sittings, a different clan at every
|
||
sitting, and that which was first at one sitting is to be last at the
|
||
next. But among members of the same clan, let precedence go by priority
|
||
of election.
|
||
|
||
24. This council should be summoned at least four times a year, to
|
||
demand of the ministers account of their administration of the dominion,
|
||
to ascertain the state of affairs, and see if anything else needs
|
||
deciding. For it seems impossible for so large a number of citizens to
|
||
have constant leisure for public business. But as in the meantime public
|
||
business must none the less be carried on, therefore fifty or more are
|
||
to be chosen out of this council to supply its place after its
|
||
dismissal; and these should meet daily in a chamber next the king's, and
|
||
so have daily care of the treasury, the cities, the fortifications, the
|
||
education of the king's son, and in general of all those duties of the
|
||
great council, which we have just enumerated, except that they cannot
|
||
take counsel about new matters, concerning which no decision has been
|
||
taken.
|
||
|
||
25. On the meeting of the council, before anything is proposed in it,
|
||
let five, six, or more jurists of the clans, which stand first in order
|
||
of place at that session, attend on the king, to deliver to him
|
||
petitions or letters, if they have any, to declare to him the state of
|
||
affairs, and, lastly, to understand from him what he bids them propose
|
||
in his council; and when they have heard this, let them return to the
|
||
council, and let the first in precedence open the matter of debate. But,
|
||
in matters which seem to any of them to be of some moment, let not the
|
||
votes be taken at once, but let the voting be adjourned to such a date
|
||
as the urgency of the matter allows. When, then, the council stands
|
||
adjourned till the appointed time, the counsellors of every clan will
|
||
meanwhile be able to debate the matter separately, and, if they think it
|
||
of great moment, to consult others that have been counsellors, or are
|
||
candidates for the council. And if within the appointed time the
|
||
counsellors of any clan cannot agree among themselves, that clan shall
|
||
lose its vote, for every clan can give but one vote. But, otherwise, let
|
||
the jurist of the clan lay before the council the opinion they have
|
||
decided to be best; and so with the rest. And if the majority of the
|
||
council think fit, after hearing the grounds of every opinion, to
|
||
consider the matter again, let the council be again adjourned to a date,
|
||
at which every clan shall pronounce its final opinion; and then, at
|
||
last, before the entire council, let the votes be taken, and that
|
||
opinion be invalidated which has not at least a hundred votes. But let
|
||
the other opinions be submitted to the king by all the jurists present
|
||
at the council, that, after hearing every party's arguments, he may
|
||
select which opinion he pleases. And then let the jurists leave him, and
|
||
return to the council; and there let all await the king at the time
|
||
fixed by himself, that all may hear which opinion of those proposed he
|
||
thinks fit to adopt, and what he decides should be done.
|
||
|
||
26. For the administration of justice, another council is to be formed
|
||
of jurists, whose business should be to decide suits, and punish
|
||
criminals, but so that all the judgments they deliver be tested by those
|
||
who are for the time members of the great council -- that is, as to
|
||
their having been delivered according to the due process of justice, and
|
||
without partiality. But if the losing party can prove, that any judge
|
||
has been bribed by the adversary, or that there is some mutual cause of
|
||
friendship between the judge and the adversary, or of hatred between the
|
||
judge and himself, or, lastly, that the usual process of justice has not
|
||
been observed, let such party be restored to his original position. But
|
||
this would, perhaps, not be observed by such as love to convict the
|
||
accused in a criminal case, rather by torture than proofs. But, for all
|
||
that, I can conceive on this point of no other process of justice than
|
||
the above, that befits the best system of governing a commonwealth.
|
||
|
||
27. Of these judges, there should be a large and odd number -- for
|
||
instance, sixty-one, or at least forty-one, -- and not more than one is
|
||
to be chosen of one clan, and that not for life, but every year a
|
||
certain proportion are to retire, and be replaced by as many others out
|
||
of different clans, that have reached their fortieth year.
|
||
|
||
28. In this council, let no judgment be pronounced save in the presence
|
||
of all the judges. But if any judge, from disease or other cause, shall
|
||
for a long time be unable to attend the council, let another be chosen
|
||
for that time to fill his place. But in giving their votes, they are all
|
||
not to utter their opinions aloud, but to signify them by ballot.
|
||
|
||
29. Let those who supply others' places in this and the first-mentioned
|
||
council first be paid out of the goods of those whom they have condemned
|
||
to death, and also out of the fines of which any are mulcted. Next,
|
||
after every judgment they pronounce in a civil suit, let them receive a
|
||
certain proportion of the whole sum at stake for the benefit of both
|
||
councils.
|
||
|
||
30. Let there be in every city other subordinate councils, whose members
|
||
likewise must not be chosen for life, but must be partially renewed
|
||
every year, out of the clans who live there only. But there is no need
|
||
to pursue this further.
|
||
|
||
31. No military pay is to be granted in time of peace; but, in time of
|
||
war, military pay is to be allowed to those only, who support their
|
||
lives by daily labour. But the commanders and other officers of the
|
||
battalions are to expect no other advantage from war but the spoil of
|
||
the enemy.
|
||
|
||
32. If a foreigner takes to wife the daughter of a citizen, his children
|
||
are to be counted citizens, and put on the roll of their mother's clan.
|
||
But those who are born and bred within the dominion of foreign parents
|
||
should be allowed to purchase at a fixed price the right of citizenship
|
||
from the captains of thousands of any clan, and to be enrolled in that
|
||
clan. For no harm can arise thence to the dominion, even though the
|
||
captains of thousands, for a bribe, admit a foreigner into the number of
|
||
their citizens for less than the fixed price; but, on the contrary,
|
||
means should be devised for more easily increasing the number of
|
||
citizens, and producing a large confluence of men. As for those who are
|
||
not enrolled as citizens, it is but fair that, at least in war-time,
|
||
they should pay for their exemption from service by some forced labour
|
||
or tax.
|
||
|
||
33. The envoys to be sent in time of peace to other commonwealths must
|
||
be chosen out of the nobles only, and their expenses met by the state
|
||
treasury, and not the king's privy purse.
|
||
|
||
34. Those that attend the court, and are the king's servants, and are
|
||
paid out of his privy purse, must be excluded from every appointment and
|
||
office in the commonwealth. I say expressly, "and are paid out of the
|
||
king's privy purse," to except the body-guard. For there should be no
|
||
other body-guard, but the citizens of the king's city, who should take
|
||
turns to keep guard at court before the king's door.
|
||
|
||
35. War is only to be made for the sake of peace, so that, at its end,
|
||
one may be rid of arms. And so, when cities have been taken by right of
|
||
war, and terms of peace are to be made after the enemies are subdued,
|
||
the captured cities must not be garrisoned and kept; but either the
|
||
enemy, on accepting the terms of peace, should be allowed to redeem them
|
||
at a price, or, if by following that policy, there would, by reason of
|
||
the danger of the position, remain a constant lurking anxiety, they must
|
||
be utterly destroyed, and the inhabitants removed elsewhere.
|
||
|
||
36. The king must not be allowed to contract a foreign marriage, but
|
||
only to take to wife one of his kindred, or of the citizens; yet, on
|
||
condition that, if he marries a citizen, her near relations become
|
||
incapable of holding office in the commonwealth.
|
||
|
||
37. The dominion must be indivisible. And so, if the king leaves more
|
||
than one child, let the eldest one succeed; but by no means be it
|
||
allowed to divide the dominion between them, or to give it undivided to
|
||
all or several of them, much less to give a part of it as a daughter's
|
||
dowry. For that daughters should be admitted to the inheritance of a
|
||
dominion is in no wise to be allowed.
|
||
|
||
38. If the king die leaving no male issue, let the next to him in blood
|
||
be held the heir to the dominion, unless he chance to have married a
|
||
foreign wife, whom he will not put away.
|
||
|
||
39. As for the citizens, it is manifest (Chap. III. Sec. 5) that every
|
||
one of them ought to obey all the commands of the king, and the decrees
|
||
published by the great council, although he believe them to be most
|
||
absurd, and otherwise he may rightfully be forced to obey. And these are
|
||
the foundations of a monarchical dominion, on which it must be built, if
|
||
it is to be stable, as we shall show in the next chapter.
|
||
|
||
40. As for religion, no temples whatever ought to be built at the public
|
||
expense; nor ought laws to be established about opinions, unless they be
|
||
seditious and overthrow the foundations of the commonwealth. And so let
|
||
such as are allowed the public exercise of their religion build a temple
|
||
at their own expense. But the king may have in his palace a chapel of
|
||
his own, that he may practise the religion to which he belongs.
|
||
|
||
------
|
||
|
||
1. Curtius, x. 1.
|
||
|
||
------------------------
|
||
|
||
CHAPTER VII.
|
||
|
||
OF MONARCHY (CONTINUATION).
|
||
|
||
AFTER explaining the foundations of a monarchical dominion, I have taken
|
||
in hand to prove here in order the fitness of such foundations. And to
|
||
this end the first point to be noted is, that it is in no way repugnant
|
||
to experience, for laws to be so firmly fixed, that not the king himself
|
||
can abolish them. For though the Persians worshipped their kings as
|
||
gods, yet had not the kings themselves authority to revoke laws once
|
||
established, as appears from Daniel, [1] and nowhere, as far as I know,
|
||
is a monarch chosen absolutely without any conditions expressed. Nor yet
|
||
is it repugnant to reason or the absolute obedience due to a king. For
|
||
the foundations of the dominion are to be considered as eternal decrees
|
||
of the king, so that his ministers entirely obey him in refusing to
|
||
execute his orders, when he commands anything contrary to the same.
|
||
Which we can make plain by the example of Ulysses. [2] For his comrades
|
||
were executing his own order, when they would not untie him, when he was
|
||
bound to the mast and captivated by the Sirens' song, although he gave
|
||
them manifold orders to do so, and that with threats. And it is ascribed
|
||
to his forethought, that he afterwards thanked his comrades for obeying
|
||
him according to his first intention. And, after this example of
|
||
Ulysses, kings often instruct judges, to administer justice without
|
||
respect of persons, not even of the king himself, if by some singular
|
||
accident he order anything contrary to established law. For kings are
|
||
not gods, but men, who are often led captive by the Sirens' song. If
|
||
then everything depended on the inconstant will of one man, nothing
|
||
would be fixed. And so, that a monarchical dominion may be stable, it
|
||
must be ordered, so that everything be done by the king's decree only,
|
||
that is, so that every law be an explicit will of the king, but not
|
||
every will of the king a law; as to which see Chap. VI. Sects. 3, 5, 6.
|
||
|
||
2. It must next be observed, that in laying foundations it is very
|
||
necessary to study the human passions: and it is not enough to have
|
||
shown, what ought to be done, but it ought, above all, to be shown how
|
||
it can be effected, that men, whether led by passion or reason, should
|
||
yet keep the laws firm and unbroken. For if the constitution of the
|
||
dominion, or the public liberty depends only on the weak assistance of
|
||
the laws, not only will the citizens have no security for its
|
||
maintenance (as we showed in the third section of the last chapter), but
|
||
it will even turn to their ruin. For this is certain, that no condition
|
||
of a commonwealth is more wretched than that of the best, when it begins
|
||
to totter, unless at one blow it falls with a rush into slavery, which
|
||
seems to be quite impossible. And, therefore, it would be far better for
|
||
the subjects to transfer their rights absolutely to one man, than to
|
||
bargain for unascertained and empty, that is unmeaning, terms of
|
||
liberty, and so prepare for their posterity a way to the most cruel
|
||
servitude. But if I succeed in showing that the foundation of
|
||
monarchical dominion, which I stated in the last chapter, are firm and
|
||
cannot be plucked up, without the indignation of the larger part of an
|
||
armed multitude, and that from them follow peace and security for king
|
||
and multitude, and if I deduce this from general human nature, no one
|
||
will be able to doubt, that these foundations are the best and the true
|
||
ones (Chap. III. Sec. 9, and Chap. VI. Sects. 3, 8). But that such is
|
||
their nature, I will show as briefly as possible.
|
||
|
||
3. That the duty of him, who holds the dominion, is always to know its
|
||
state and condition, to watch over the common welfare of all, and to
|
||
execute whatever is to the interest of the majority of the subjects, is
|
||
admitted by all. But as one person alone is unable to examine into
|
||
everything, and cannot always have his mind ready and turn it to
|
||
meditation, and is often hindered by disease, or old age, or other
|
||
causes, from having leisure for public business; therefore it is
|
||
necessary that the monarch have counsellors to know the state of
|
||
affairs, and help the king with their advice, and frequently supply his
|
||
place; and that so it come to pass, that the dominion or commonwealth
|
||
may continue always in one and the same mind.
|
||
|
||
4. But as human nature is so constituted, that everyone seeks with the
|
||
utmost passion his own advantage, and judges those laws to be most
|
||
equitable, which he thinks necessary to preserve and increase his
|
||
substance, and defends another's cause so far only as he thinks he is
|
||
thereby establishing his own; it follows hence, that the counsellors
|
||
chosen must be such, that their private affairs and their own interests
|
||
depend on the general welfare and peace of all. And so it is evident,
|
||
that if from every sort or class of citizens a certain number be chosen,
|
||
what has most votes in such a council will be to the interest of the
|
||
greater part of the subjects. And though this council, because it is
|
||
composed of so large a number of citizens, must of necessity be attended
|
||
by many of very simple intellect, yet this is certain, that everyone is
|
||
pretty clever and sagacious in business which he has long and eagerly
|
||
practised. And, therefore, if none be chosen but such as have till their
|
||
fiftieth year practised their own business without disgrace, they will
|
||
be fit enough to give their advice about their own affairs, especially
|
||
if, in matters of considerable importance, a time be allowed for
|
||
consideration. Besides, it is far from being the fact, that a council
|
||
composed of a few is not frequented by this kind of men. For, on the
|
||
contrary, its greatest part must consist of such, since everyone, in
|
||
that case, tries hard to have dullards for colleagues, that they may
|
||
hang on his words, for which there is no opportunity in large councils.
|
||
|
||
5. Furthermore, it is certain, that everyone would rather rule than be
|
||
ruled. "For no one of his own will yields up dominion to another," as
|
||
Sallust has it in his first speech to Caesar. [3] And, therefore, it is
|
||
clear, that a whole multitude will never transfer its right to a few or
|
||
to one, if it can come to an agreement with itself, without proceeding
|
||
from the controversies, which generally arise in large councils, to
|
||
seditions. And so the multitude does not, if it is free, transfer to the
|
||
king anything but that, which it cannot itself have absolutely within
|
||
its authority, namely, the ending of controversies and the using
|
||
despatch in decisions. For as to the case which often arises, where a
|
||
king is chosen on account of war, that is, because war is much more
|
||
happily conducted by kings, it is manifest folly, I say, that men should
|
||
choose slavery in time of peace for the sake of better fortune in war;
|
||
if, indeed, peace can be conceived of in a dominion, where merely for
|
||
the sake of war the highest authority is transferred to one man, who is,
|
||
therefore, best able to show his worth and the importance to everyone of
|
||
his single self in time of war; whereas, on the contrary, democracy has
|
||
this advantage, that its excellence is greater in peace than in war.
|
||
However, for whatever reason a king is chosen, he cannot by himself, as
|
||
we said just now, know what will be to the interest of the dominion: but
|
||
for this purpose, as we showed in the last section, will need many
|
||
citizens for his counsellors. And as we cannot at all suppose, that any
|
||
opinion can be conceived about a matter proposed for discussion, which
|
||
can have escaped the notice of so large a number of men, it follows,
|
||
that no opinion can be conceived tending to the people's welfare,
|
||
besides all the opinions of this council, which are submitted to the
|
||
king. And so, since the people's welfare is the highest law, or the
|
||
king's utmost right, it follows, that the king's utmost right is but to
|
||
choose one of the opinions offered by the council, not to decree
|
||
anything, or offer any opinion contrary to the mind of all the council
|
||
at once (Chap. VI. Sec. 25). But if all the opinions offered in the
|
||
council were to be submitted to the king, then it might happen that the
|
||
king would always favour the small cities, which have the fewest votes.
|
||
For though by the constitution of the council it be ordained, that the
|
||
opinions should be submitted to the king without mention of their
|
||
supporters, yet they will never be able to take such good care, but that
|
||
some opinion will get divulged. And, therefore, it must of necessity be
|
||
provided, that that opinion, which has not gained at least a hundred
|
||
votes, shall be held void; and this law the larger cities will be sure
|
||
to defend with all their might.
|
||
|
||
6. And here, did I not study brevity, I would show other advantages of
|
||
this council; yet one, which seems of the greatest importance, I will
|
||
allege. I mean, that there can be given no greater inducement to virtue,
|
||
than this general hope of the highest honour. For by ambition are we all
|
||
most led, as in our Ethics we showed to be the case. [4]
|
||
|
||
7. But it cannot be doubted that the majority of this council will never
|
||
be minded to wage war, but rather always pursue and love peace. For
|
||
besides that war will always cause them fear of losing their property
|
||
and liberty, it is to be added, that war requires fresh expenditure,
|
||
which they must meet, and also that their own children and relatives,
|
||
though intent on their domestic cares, will be forced to turn their
|
||
attention to war and go a-soldiering, whence they will never bring back
|
||
anything but unpaid-for scars. For, as we said (Chap. VI. Sec. 31), no
|
||
pay is to be given to the militia, and (Chap. VI. Sec. 10) it is to be
|
||
formed out of citizens only and no others.
|
||
|
||
8. There is another accession to the cause of peace and concord, which
|
||
is also of great weight: I mean, that no citizen can have immovable
|
||
property (Chap. VI. Sec. 12). Hence all will have nearly an equal risk
|
||
in war. For all will be obliged, for the sake of gain, to practise
|
||
trade, or lend money to one another, if, as formerly by the Athenians, a
|
||
law be passed, forbidding to lend money at interest to any but
|
||
inhabitants; and thus they will be engaged in business, which either is
|
||
mutually involved, one man's with another's, or needs the same means for
|
||
its furtherance. And thus the greatest part of this council will
|
||
generally have one and the same mind about their common affairs and the
|
||
arts of peace. For, as we said (Sec. 4), every man defends another's
|
||
cause, so far as he thinks thereby to establish his own.
|
||
|
||
9. It cannot be doubted, that it will never occur to anyone to corrupt
|
||
this council with bribes. For were any man to draw over to his side some
|
||
one or two out of so great a number of men, he would gain nothing. For,
|
||
as we said, the opinion, which does not gain at least a hundred votes,
|
||
is void.
|
||
|
||
10. We shall also easily see, that, once this council is established its
|
||
members cannot be reduced to a less number, if we consider the common
|
||
passions of mankind. For all are guided mostly by ambition, and there is
|
||
no man who lives in health but hopes to attain extreme old age. If then
|
||
we calculate the number of those who actually reach their fiftieth or
|
||
sixtieth year, and further take into account the number that are every
|
||
year chosen of this great council, we shall see, that there can hardly
|
||
be a man of those who bear arms, but is under the influence of a great
|
||
hope of attaining this dignity. And so they will all, to the best of
|
||
their power, defend this law of the council. For be it noted, that
|
||
corruption, unless it creep in gradually, is easily prevented. But as it
|
||
can be more easily supposed, and would be less invidious, that a less
|
||
number should be chosen out of every clan, than that a less number
|
||
should be chosen out of a few clans, or that one or two clans should be
|
||
altogether excluded; therefore (Chap. VI. Sec. 15) the number of
|
||
counsellors cannot be reduced, unless a third, fourth, or fifth part be
|
||
removed simultaneously, which change is a very great one, and therefore
|
||
quite repugnant to common practice. Nor need one be afraid of delay or
|
||
negligence in choosing, because this is remedied by the council itself.
|
||
See Chap. VI. Sec. 16.
|
||
|
||
11. The king, then, whether he is induced by fear of the multitude, or
|
||
aims at binding to himself the majority of an armed multitude, or is
|
||
guided by a generous spirit, a wish that is, to consult the public
|
||
interest, will always confirm that opinion, which has gained most votes,
|
||
that is (Sec. 5), [5] which is to the interest of the greater part of
|
||
the dominion; and will study to reconcile the divergent opinions
|
||
referred to him, if it can be done, that he may attach all to himself
|
||
(in which he will exert all his powers), and that alike in peace and war
|
||
they may find out, what an advantage his single self is to them. And
|
||
thus he will then be most independent, and most in possession of
|
||
dominion, when he most consults the general welfare of the multitude.
|
||
|
||
12. For the king by himself cannot restrain all by fear. But his power,
|
||
as we have said, rests upon the number of his soldiers, and especially
|
||
on their valour and faith, which will always remain so long enduring
|
||
between men, as with them is joined need, be that need honourable or
|
||
disgraceful. And this is why kings usually are fonder of exciting than
|
||
restraining their soldiery, and shut their eyes more to their vices than
|
||
to their virtues, and generally, to hold under the best of them, seek
|
||
out, distinguish, and assist with money or favour the idle, and those
|
||
who have ruined themselves by debauchery, and shake hands with them, and
|
||
throw them kisses, and for the sake of mastery stoop to every servile
|
||
action. In order therefore that the citizens may be distinguished by the
|
||
king before all others, and, as far as the civil state and equity
|
||
permit, may remain independent, it is necessary that the militia should
|
||
consist of citizens only, and that citizens should be his counsellors;
|
||
and on the contrary citizens are altogether subdued, and are laying the
|
||
foundations of eternal war, from the moment that they suffer mercenaries
|
||
to be levied, whose trade is war, and who have most power in strifes and
|
||
seditions.
|
||
|
||
13. That the king's counsellors ought not to be elected for life, but
|
||
for three, four, or five years, is clear as well from the tenth, as from
|
||
what we said in the ninth section of this chapter. For if they were
|
||
chosen for life, not only could the greatest part of the citizens
|
||
conceive hardly any hope of obtaining this honour, and thus there would
|
||
arise a great inequality, and thence envy, and constant murmurs, and at
|
||
last seditions, which, no doubt, would be welcome to kings greedy of
|
||
mastery: but also the counsellors, being rid of the fear of their
|
||
successors, would assume a great licence in all respects, which the king
|
||
would be far from opposing. For the more the citizens hate them, the
|
||
more they will cling to the king, and be ready to flatter him. Nay, the
|
||
interval of five years seems even too much, for in such a space of time
|
||
it does not seem so impossible to corrupt by bribes or favour a very
|
||
large part of the council, however large it be. And therefore it will be
|
||
far safer, if every year two out of every clan retire, and be replaced
|
||
by as many more (supposing that there are to be five counsellors of each
|
||
clan), except in the year in which the jurist of any clan retires, and a
|
||
fresh one is chosen in his place.
|
||
|
||
14. Moreover, no king can promise himself more safety, than he who
|
||
reigns in a commonwealth of this sort. For besides that a king soon
|
||
perishes, when his soldiers cease to desire his safety, it is certain
|
||
that kings are always in the greatest danger from those who are nearest
|
||
their persons. The fewer counsellors, then, there are, and the more
|
||
powerful they consequently are, the more the king is in danger of their
|
||
transferring the dominion to another. Nothing in fact more alarmed
|
||
David, than that his own counsellor Ahitophel sided with Absalom. [6]
|
||
Still more is this the case, if the whole authority has been transferred
|
||
absolutely to one man, because it can then be more easily transferred
|
||
from one to another. For two private soldiers once took in hand to
|
||
transfer the Roman empire, and did transfer it. [7] I omit the arts and
|
||
cunning wiles, whereby counsellors have to assure themselves against
|
||
falling victims to their unpopularity; for they are but too well known,
|
||
and no one, who has read history, can be ignorant, that the good faith
|
||
of counsellors has generally turned to their ruin. And so, for their own
|
||
safety, it behoves them to be cunning, not faithful. But if the
|
||
counsellors are too numerous to unite in the same crime, and are all
|
||
equal, and do not hold their office beyond a period of four years, they
|
||
cannot be at all objects of fear to the king, except he attempt to take
|
||
away their liberty, wherein he will offend all the citizens equally.
|
||
For, as Antonio Perez [8] excellently observes, an absolute dominion is
|
||
to the prince very dangerous, to the subjects very hateful, and to the
|
||
institutes of God and man alike opposed, as innumerable instances show.
|
||
|
||
15. Besides these we have, in the last chapter, laid other foundations,
|
||
by which the king is greatly secured in his dominion, and the citizens
|
||
in their hold of peace and liberty, which foundations we will reason out
|
||
in their proper places. For I was anxious above everything to reason out
|
||
all those, which refer to the great council and are of the greatest
|
||
importance. Now I will continue with the others, in the same order in
|
||
which I stated them.
|
||
|
||
16. It is undoubted, that citizens are more powerful, and, therefore,
|
||
more independent, the larger and better fortified their towns are. For
|
||
the safer the place is, in which they are, the better they can defend
|
||
their liberty, and the less they need fear an enemy, whether without or
|
||
within; and it is certain that the more powerful men are by their
|
||
riches, the more they by nature study their own safety. But cities which
|
||
need the help of another for their preservation are not on terms of
|
||
equal right with that other, but are so far dependent on his right as
|
||
they need his help. For we showed in the second chapter, that right is
|
||
determined by power alone.
|
||
|
||
17. For the same reason, also, I mean that the citizens may continue
|
||
independent, and defend their liberty, the militia ought to be composed
|
||
of the citizens only, and none of them to be exempted. For an armed man
|
||
is more independent than an unarmed (Sec. 12); and those citizens
|
||
transfer absolutely their own right to another, and entrust it entirely
|
||
to his good faith, who have given him their arms and the defences of
|
||
their cities. Human avarice, by which most men are very much led, adds
|
||
its weight to this view. For it cannot be, that a mercenary force be
|
||
hired without great expense; and citizens can hardly endure the
|
||
exactions required to maintain an idle soldiery. But that no man, who
|
||
commands the whole or a large part of the militia, should, except under
|
||
pressure of necessity, be chosen for the extreme term of a year, all are
|
||
aware, who have read history, alike sacred and profane. For there is
|
||
nothing that reason more clearly teaches. For surely the might of
|
||
dominion is altogether entrusted to him, who is allowed enough time to
|
||
gain military glory, and raise his fame above the king's, or to make the
|
||
army faithful to himself by flattery, largesses, and the other arts,
|
||
whereby generals are accustomed to procure the enslavement of others,
|
||
and the mastery for themselves. Lastly, I have added this point for the
|
||
greater safety of the whole dominion, that these commanders of the
|
||
militia are to be selected from the king's counsellors or ex-counsellors
|
||
-- that is, from men who have reached the age at which mankind generally
|
||
prefer what is old and safe to what is new and dangerous. [9]
|
||
|
||
18. I said that the citizens were to be divided into clans, [10] and an
|
||
equal number of counsellors chosen from each, in order that the larger
|
||
towns might have, in proportion to the number of their citizens, a
|
||
greater number of counsellors, and be able, as is equitable, to
|
||
contribute more votes. For the power and, therefore, the right of a
|
||
dominion is to be estimated by the number of its citizens; and I do not
|
||
believe that any fitter means can be devised for maintaining this
|
||
equality between citizens, who are all by nature so constituted, that
|
||
everyone wishes to be attributed to his own stock, and be distinguished
|
||
by race from the rest.
|
||
|
||
19. Furthermore, in the state of nature, there is nothing which any man
|
||
can less claim for himself, and make his own, than the soil, and
|
||
whatever so adheres to the soil, that he cannot hide it anywhere, nor
|
||
carry it whither he pleases. The soil, therefore, and whatever adheres
|
||
to it in the way we have mentioned, must be quite common property of the
|
||
commonwealth -- that is, of all those who, by their united force, can
|
||
vindicate their claim to it, or of him to whom all have given authority
|
||
to vindicate his claim. And therefore the soil, and all that adheres to
|
||
it, ought to have a value with the citizens proportionate to the
|
||
necessity there is, that they may be able to set their feet thereon, and
|
||
defend their common right or liberty. But in the eighth section of this
|
||
chapter we have shown the advantages that the commonwealth must
|
||
necessarily derive hence.
|
||
|
||
20. In order that the citizens may be as far as possible equal, which is
|
||
of the first necessity in a commonwealth, none but the descendants of a
|
||
king are to be thought noble. But if all the descendants of kings were
|
||
allowed to marry wives, or beget children, they would grow, in process
|
||
of time, to a very large number, and would be, not only burdensome, but
|
||
also a cause of very great fear, to king and all. For men who nave too
|
||
much leisure generally meditate crime. And hence it is that kings are,
|
||
on account of their nobles, very much induced to make war, because kings
|
||
surrounded with nobles find more quiet and safety in war than in peace.
|
||
But I pass by this as notorious enough, and also the points which I have
|
||
mentioned in Secs. 15-27 of the last chapter. For the main points have
|
||
been proved in this chapter, and the rest are self-evident.
|
||
|
||
21. That the judges ought to be too numerous for a large proportion of
|
||
them to be accessible to the bribes of a private man, and that they
|
||
should not vote openly, but secretly, and that they deserve payment for
|
||
their time, is known to everyone [11] But they everywhere have by custom
|
||
a yearly salary; and so they make no great haste to determine suits, and
|
||
there is often no end to trials. Next, where confiscations accrue to the
|
||
king, there frequently in trials not truth nor right, but the greatness
|
||
of a man's riches is regarded. Informers are ever at work, and everyone
|
||
who has money is snatched as a prey, which evils, though grievous and
|
||
intolerable, are excused by the necessity of warfare, and continue even
|
||
in time of peace. But the avarice of judges that are appointed but for
|
||
two or three years at most is moderated by fear of their successors, not
|
||
to mention, again, that they can have no fixed property, but must lend
|
||
their money at interest to their fellow-citizens. And so they are forced
|
||
rather to consult their welfare than to plot against them, especially if
|
||
the judges themselves, as we have said, are numerous.
|
||
|
||
22. But we have said, that no military pay is to be voted [12] For the
|
||
chief reward of military service is liberty. For in the state of nature
|
||
everyone strives, for bare liberty's sake, to defend himself to the
|
||
utmost of his power, and expects no other reward of warlike virtue but
|
||
his own independence. But, in the civil state, all the citizens together
|
||
are to be considered as a man in the state of nature; and, therefore,
|
||
when all fight on behalf of that state, all are defending themselves,
|
||
and engaged on their own business. But counsellors, judges, magistrates,
|
||
and the like, are engaged more on others' business than on their own;
|
||
and so it is but fair to pay them for their time. Besides, in war, there
|
||
can be no greater or more honourable inducement to victory than the idea
|
||
of liberty. But if, on the contrary, a certain portion of the citizens
|
||
be designated as soldiers, on which account it will be necessary to
|
||
award them a fixed pay, the king will, of necessity, distinguish them
|
||
above the rest (as we showed. Sec. 12) -- that is, will distinguish men
|
||
who are acquainted only with the arts of war, and, in time of peace,
|
||
from excess of leisure, become debauched, and, finally, from poverty,
|
||
meditate nothing but rapine, civil discord, and wars. And so we can
|
||
affirm, that a monarchy of this sort is, in fact, a state of war, and in
|
||
it only the soldiery enjoy liberty, but the rest are slaves.
|
||
|
||
23. Our remarks about the admission of foreigners (Chap. VI. Sec. 32) I
|
||
believe to be obvious. Besides, no one can doubt that the king's
|
||
blood-relations should be at a distance from him, and occupied, not by
|
||
warlike, but by peaceful business, whence they may get credit and the
|
||
dominion quiet. Though even this has not seemed a sufficient precaution
|
||
to the Turkish despots, who, therefore, make a point of slaughtering all
|
||
their brothers. And no wonder: for the more absolutely the right of
|
||
dominion has been conferred on one man, the more easily, as we showed by
|
||
an instance (Sec. 14), it can be transferred from one to another. But
|
||
that in such a monarchy, as we here suppose, in which, I mean, there is
|
||
not one mercenary soldier, the plan we have mentioned provides
|
||
sufficiently for the king's safety, is not to be doubted.
|
||
|
||
24. Nor can anyone hesitate about what we have said in the thirty-fourth
|
||
and thirty-fifth sections of the last chapter. But that the king must
|
||
not marry a foreigner [13] is easily proved. For not to mention that two
|
||
commonwealths, although united by a treaty, are yet in a state of
|
||
hostility (Chap. III. Sec. 14), it is very much to be avoided that war
|
||
should be stirred up, on account of the king's domestic affairs, both
|
||
because disputes and dissensions arise peculiarly from an alliance
|
||
founded on marriage, and because questions between two commonwealths are
|
||
mostly settled by war. Of this we read a fatal instance in Scripture.
|
||
For after the death of Solomon, who had married the king of Egypt's
|
||
daughter, his son Rehoboam waged a most disastrous war with Shishak,
|
||
king of the Egyptians, who utterly subdued him. [14] Moreover, the
|
||
marriage of Lewis XIV., king of France with the daughter of Philip IV.
|
||
was the seed of a fresh war. [15] And, besides these, very many
|
||
instances may be read in history.
|
||
|
||
25. The form of the dominion ought to be kept one and the same, and,
|
||
consequently, there should be but one king, and that of the same sex,
|
||
and the dominion should be indivisible. [16] But as to my saying that
|
||
the king's eldest son should succeed his father by right, or (if there
|
||
be no issue) the nearest to him in blood, it is clear as well from Chap.
|
||
VI. Sec. 13, as because the election of the king made by the multitude
|
||
should, if possible, last for ever. Otherwise it will necessarily
|
||
happen, that the supreme authority of the dominion will frequently pass
|
||
to the multitude, which is an extreme and, therefore, exceedingly
|
||
dangerous change. But those who, from the fact that the king is master
|
||
of the dominion, and holds it by absolute right, infer that he can hand
|
||
it over to whom he pleases, and that, therefore, the king's son is by
|
||
right heir to the dominion, are greatly mistaken. For the king's will
|
||
has so long the force of law, as he holds the sword of the commonwealth;
|
||
for the right of dominion is limited by power only. Therefore, a king
|
||
may indeed abdicate, but cannot hand the dominion over to another,
|
||
unless with the concurrence of the multitude or its stronger part. And
|
||
that this may be more clearly understood, we must remark, that children
|
||
are heirs to their parents, not by natural, but by civil law. For by the
|
||
power of the commonwealth alone is anyone master of definite property.
|
||
And, therefore, by the same power or right, whereby the will of any man
|
||
concerning his property is held good, by the same also his will remains
|
||
good after his own death, as long as the commonwealth endures. And this
|
||
is the reason, why everyone in the civil state maintains after death the
|
||
same right as he had in his lifetime, because, as we said, it is not by
|
||
his own power, but by that of the commonwealth, which is everlasting,
|
||
that he can decide anything about his property. But the king's case is
|
||
quite different. For the king's will is the civil law itself, and the
|
||
king the commonwealth itself. Therefore, by the death of the king, the
|
||
commonwealth is in a manner dead, and the civil state naturally returns
|
||
to the state of nature, and consequently the supreme authority to the
|
||
multitude, which can, therefore, lawfully lay down new and abolish old
|
||
laws. And so it appears that no man succeeds the king by right, but him
|
||
whom the multitude wills to be successor, or in a theocracy, such as the
|
||
commonwealth of the Hebrews once was, him whom God has chosen by a
|
||
prophet. We might likewise infer this from the fact that the king's
|
||
sword, or right, is in reality the will of the multitude itself, or its
|
||
stronger part; or else from the fact, that men endowed with reason never
|
||
so utterly abdicate their right, that they cease to be men, and are
|
||
accounted as sheep. But to pursue this further is unnecessary.
|
||
|
||
26. But the right of religion, or of worshipping God, no man can
|
||
transfer to another. However, we have treated of this point at length in
|
||
the last chapters of our Theologico-Political Treatise, which it is
|
||
superfluous to repeat here. And herewith I claim to have reasoned out
|
||
the foundations of the best monarchy, though briefly, yet with
|
||
sufficient clearness. But their mutual interdependence, or, in other
|
||
words, the proportions of my dominion, anyone will easily remark, who
|
||
will be at the pains to observe them as a whole with some attention. It
|
||
remains only to warn the reader, that I am here conceiving of that
|
||
monarchy, which is instituted by a free multitude, for which alone these
|
||
foundations can serve. For a multitude that has grown used to another
|
||
form of dominion will not be able without great danger of overthrow to
|
||
pluck up the accepted foundations of the whole dominion, and change its
|
||
entire fabric.
|
||
|
||
27. And what we have written will, perhaps, be received with derision by
|
||
those who limit to the populace only the vices which are inherent in all
|
||
mortals; and use such phrases as, "the mob, if it is not frightened,
|
||
inspires no little fear," and "the populace is either a humble slave, or
|
||
a haughty master," and "it has no truth or judgment," etc. But all have
|
||
one common nature. Only we are deceived by power and refinement. Whence
|
||
it comes that when two do the same thing we say, "this man may do it
|
||
with impunity, that man may not;" not because the deed, but because the
|
||
doer is different. Haughtiness is a property of rulers. Men are haughty,
|
||
but by reason of an appointment for a year; how much more then nobles,
|
||
that have their honours eternal! But their arrogance is glossed over
|
||
with importance, luxury, profusion, and a kind of harmony of vices, and
|
||
a certain cultivated folly, and elegant villainy, so that vices, each of
|
||
which looked at separately is foul and vile, because it is then most
|
||
conspicuous, appear to the inexperienced and untaught honourable and
|
||
becoming. "The mob, too, if it is not frightened, inspires no little
|
||
fear;" yes, for liberty and slavery are not easily mingled. Lastly, as
|
||
for the populace being devoid of truth and judgment, that is nothing
|
||
wonderful, since the chief business of the dominion is transacted behind
|
||
its back, and it can but make conjectures from the little, which cannot
|
||
be hidden. For it is an uncommon virtue to suspend one's judgment. So it
|
||
is supreme folly to wish to transact everything behind the backs of the
|
||
citizens, and to expect that they will not judge ill of the same, and
|
||
will not give everything an unfavourable interpretation. For if the
|
||
populace could moderate itself, and suspend its judgment about things
|
||
with which it is imperfectly acquainted, or judge rightly of things by
|
||
the little it knows already, it would surely be more fit to govern, than
|
||
to be governed. But, as we said, all have the same nature. All grow
|
||
haughty with rule, and cause fear if they do not feel it, and everywhere
|
||
truth is generally transgressed by enemies or guilty people; especially
|
||
where one or a few have mastery, and have respect in trials not to
|
||
justice or truth, but to amount of wealth.
|
||
|
||
28. Besides, paid soldiers, that are accustomed to military discipline,
|
||
and can support cold and hunger, are likely to despise a crowd of
|
||
citizens as very inferior for storming towns or fighting pitched
|
||
battles. But that my dominion is, therefore, more unhappy or less
|
||
durable, no one of sound mind will affirm. But, on the contrary,
|
||
everyone that judges things fairly will admit, that that dominion is the
|
||
most durable of all, which can content itself with preserving what it
|
||
has got, without coveting what belongs to others, and strives,
|
||
therefore, most eagerly by every means to avoid war and preserve peace.
|
||
|
||
29. But I admit that the counsels of such a dominion can hardly be
|
||
concealed. But everyone will also admit with me that it is far better
|
||
for the right counsels of a dominion to be known to its enemies, than
|
||
for the evil secrets of tyrants to be concealed from the citizens. They
|
||
who can treat secretly of the affairs of a dominion have it absolutely
|
||
under their authority, and, as they plot against the enemy in time of
|
||
war, so do they against the citizens in time of peace. Now that this
|
||
secrecy is often serviceable to a dominion, no one can deny; but that
|
||
without it the said dominion cannot subsist, no one will ever prove.
|
||
But, on the contrary, to entrust affairs of state absolutely to any man
|
||
is quite incompatible with the maintenance of liberty; and so it is
|
||
folly to choose to avoid a small loss by means of the greatest of evils.
|
||
But the perpetual refrain of those who lust after absolute dominion is,
|
||
that it is to the essential interest of the commonwealth that its
|
||
business be secretly transacted, and other like pretences, which end in
|
||
the more hateful a slavery, the more they are clothed with a show of
|
||
utility.
|
||
|
||
30. Lastly, although no dominion, as far as I know, has ever been
|
||
founded on all the conditions we have mentioned, yet from experience
|
||
itself we shall be able to prove that this form of monarchy is the best,
|
||
if we consider the causes of the preservation and overthrow of any
|
||
dominion that is not barbarous. But this I could not do without greatly
|
||
wearying the reader. However, I cannot pass over in silence one
|
||
instance, that seems worth remembering: I mean the dominion of the
|
||
Arragonese, who showed a singular loyalty towards their kings, and with
|
||
equal constancy preserved unbroken the constitution of the kingdom. For
|
||
as soon as they had cast off the slavish yoke of the Moors, they
|
||
resolved to choose themselves a king, but on what conditions they could
|
||
not quite make up their minds, and they therefore determined to consult
|
||
the sovereign pontiff of Rome. He, who in this matter certainly bore
|
||
himself as Christ's vicar, blamed them for so obstinately wishing to
|
||
choose a king, unwarned by the example of the Hebrews. However, if they
|
||
would not change their minds, then he advised them not to choose a king,
|
||
without first instituting customs equitable and suitable to the national
|
||
genius, and above all he would have them create some supreme council, to
|
||
balance the king's power like the ephors of the Lacedaemonians, and to
|
||
have absolute right to determine the disputes, which might arise between
|
||
the king and the citizens. So then, following this advice, they
|
||
established the laws, which seemed to them most equitable, of which the
|
||
supreme interpreter, and therefore supreme judge, was to be, not the
|
||
king, but the council, which they call the Seventeen, and whose
|
||
president has the title of Justice [17] This Justice then, and the
|
||
Seventeen, who are chosen for life, not by vote but by lot, have the
|
||
absolute right of revising and annulling all sentences passed upon any
|
||
citizen by other courts, civil or ecclesiastical, or by the king
|
||
himself, so that every citizen had the right to summon the king himself
|
||
before this council. Moreover, they once had the right of electing and
|
||
deposing the king. But after the lapse of many years the king, Don
|
||
Pedro, who is called the Dagger, by canvassing, bribery, promises, and
|
||
every sort of practice, at length procured the revocation of this right.
|
||
And as soon as he gained his point, he cut off, or, as I would sooner
|
||
believe, wounded his hand before them all, saying, that not without the
|
||
loss of royal blood could subjects be allowed to choose their king [18]
|
||
Yet he effected this change, but upon this condition, "That the subjects
|
||
have had and shall have the right of taking arms against any violence
|
||
whatever, whereby any may wish to enter upon the dominion to their hurt,
|
||
nay, against the king himself, or the prince, his heir, if he thus
|
||
encroach." By which condition they certainly rather rectified than
|
||
abolished that right. For, as we have shown (Chap. IV. Secs. 5, 6), a
|
||
king can be deprived of the power of ruling, not by the civil law, but
|
||
by the law of war, in other words the subjects may resist his violence
|
||
with violence. Besides this condition they stipulated others, which do
|
||
not concern our present design. Having by these customs given themselves
|
||
a constitution to the mind of all, they continued for an incredible
|
||
length of time unharmed, the king's loyalty towards his subjects being
|
||
as great as theirs towards him. But after that the kingdom fell by
|
||
inheritance to Ferdinand of Castile, who first had the surname of
|
||
Catholic; this liberty of the Arragonese began to displease the
|
||
Castilians, who therefore ceased not to urge Ferdinand to abolish these
|
||
rights. But he, not yet being accustomed to absolute dominion, dared
|
||
make no such attempt, but replied thus to his counsellors: that (not to
|
||
mention that he had received the kingdom of Arragon on those terms,
|
||
which they knew, and had most solemnly sworn to observe the same, and
|
||
that it was inhuman to break his word) he was of opinion, that his
|
||
kingdom would be stable, as long as its safety was as much to the
|
||
subjects' as to the king's interest, so that neither the king should
|
||
outweigh the subjects, nor yet the subjects the king; for that if either
|
||
party were too powerful, the weaker would not only try to recover its
|
||
former equality, but in vexation at its injury to retaliate upon the
|
||
other, whence would follow the ruin of either or both. Which very wise
|
||
language I could not enough wonder at, had it proceeded from a king
|
||
accustomed to command not freemen but slaves. Accordingly the Arragonese
|
||
retained their liberties after the time of Ferdinand, though no longer
|
||
by right but by the favour of their too powerful kings, until the reign
|
||
of Philip II., who oppressed them with better luck, but no less cruelty,
|
||
than he did the United Provinces. And although Philip III. is supposed
|
||
to have restored everything to its former position, yet the Arragonese,
|
||
partly from eagerness to flatter the powerful (for it is folly to kick
|
||
against the pricks), partly from terror, have kept nothing but the
|
||
specious names and empty forms of liberty.
|
||
|
||
31. We conclude, therefore, that the multitude may preserve under a king
|
||
an ample enough liberty; if it contrive that the king's power be
|
||
determined by the sole power, and preserved by the defence of the
|
||
multitude itself. And this was the single rule which I followed in
|
||
laying the foundations of monarchy.
|
||
|
||
------
|
||
|
||
1. Daniel vi. 15.
|
||
|
||
2. Hom. "Odys.," xii. 156-200.
|
||
|
||
3. Chap. I. Sec. 4 of the speech, or rather letter, which is not now
|
||
admitted to be a genuine work of Sallust.
|
||
|
||
4. Ethics, iii. 29, &c.
|
||
|
||
5. This seems to be a mistake for Sec. 4, "Id majori subditorum parti
|
||
utile erit, quod in hoc concilio plurima habuerit suffragia." "What has
|
||
most votes in such a council, will be to the interest of the greater
|
||
part of the subjects."
|
||
|
||
6. 2 Sam. xv. 31.
|
||
|
||
7. Tacitus, Histories, i., 7.
|
||
|
||
8. Antonio Perez, a publicist, and professor of law in the University of
|
||
Louvain in the first part of the seventeenth century.
|
||
|
||
9. Chap. VI. Sec. 10.
|
||
|
||
10. Chap. VI. Secs. 11, 15, 16.
|
||
|
||
11. Chap. VI. Secs. 27, 28.
|
||
|
||
12. Chap. VI. Sec. 31.
|
||
|
||
13. Chap. VI. Sec. 36.
|
||
|
||
14. 1 Kings xiv. 25; 2 Chron. xii.
|
||
|
||
15. The war between France and Spain, terminated by the first peace of
|
||
Aix-la-Chapelle, 1665.
|
||
|
||
16. Chap. VI. Sec. 37.
|
||
|
||
17. See Hallam's "History of the Middle Ages," Chap. IV., for the
|
||
constitutional history of Arragon. Hallam calls the Justiza the
|
||
Justiciary, but the literal translation, Justice, seems warranted by our
|
||
own English use of the word to designate certain judges.
|
||
|
||
18. Hallam says, that the king merely cut the obnoxious Privilege of
|
||
Union, which he describes rather differently, through with his sword.
|
||
The Privilege of Union was so utterly "eradicated from the records of
|
||
the kingdom, that its precise words have never been recovered."
|
||
|
||
------------------------
|
||
|
||
CHAPTER VIII.
|
||
|
||
OF ARISTOCRACY.
|
||
|
||
SO far of monarchy. But now we will say, on what plan an aristocracy is
|
||
to be framed, so that it may be lasting. We have defined an aristocratic
|
||
dominion as that, which is held not by one man, but by certain persons
|
||
chosen out of the multitude, whom we shall henceforth call patricians. I
|
||
say expressly, "that which is held by certain persons chosen." For the
|
||
chief difference between this and a democracy is, that the right of
|
||
governing depends in an aristocracy on election only, but in a democracy
|
||
for the most part on some right either congenital or acquired by fortune
|
||
(as we shall explain in its place); and therefore, although in any
|
||
dominion the entire multitude be received into the number of the
|
||
patricians, provided that right of theirs is not inherited, and does not
|
||
descend by some law to others, the dominion will for all that be quite
|
||
an aristocracy, because none are received into the number of the
|
||
patricians save by express election. But if these chosen persons were
|
||
but two, each of them will try to be more powerful than the other, and
|
||
from the too great power of each, the dominion will easily be split into
|
||
two factions; and in like manner into three, four, or five factions, if
|
||
three, four, or five persons were put into possession of it. But the
|
||
factions will be the weaker, the more there are to whom the dominion was
|
||
delegated. And hence it follows, that to secure the stability of an
|
||
aristocracy, it is necessary to consider the proportionate size of the
|
||
actual dominion, in order to determine the minimum number of patricians.
|
||
|
||
2. Let it be supposed, then, that for a dominion of moderate size it
|
||
suffices to be allowed a hundred of the best men, and that upon them has
|
||
been conferred the supreme authority of the dominion, and that they have
|
||
consequently the right to elect their patrician colleagues, when any of
|
||
the number die. These men will certainly endeavour to secure their
|
||
succession to their children or next in blood. And thus the supreme
|
||
authority of the dominion will always be with those, whom fortune has
|
||
made children or kinsmen to patricians. And, as out of a hundred men who
|
||
rise to office by fortune, hardly three are found that excel in
|
||
knowledge and counsel, it will thus come to pass, that the authority of
|
||
the dominion will rest, not with a hundred, but only with two or three
|
||
who excel by vigour of mind, and who will easily draw to themselves
|
||
everything, and each of them, as is the wont of human greed, will be
|
||
able to prepare the way to a monarchy. And so, if we make a right
|
||
calculation, it is necessary, that the supreme authority of a dominion,
|
||
whose size requires at least a hundred first-rate men, should be
|
||
conferred on not less than five thousand. For by this proportion it will
|
||
never fail, but a hundred shall be found excelling in mental vigour,
|
||
that is, on the hypothesis that, out of fifty that seek and obtain
|
||
office, one will always be found not less than first-rate, besides
|
||
others that imitate the virtues of the first-rate, and are therefore
|
||
worthy to rule.
|
||
|
||
3. The patricians are most commonly citizens of one city, which is the
|
||
head of the whole dominion, so that the commonwealth or republic has its
|
||
name from it, as once that of Rome, and now those of Venice, Genoa, etc.
|
||
But the republic of the Dutch has its name from an entire province,
|
||
whence it arises, that the subjects of this dominion enjoy a greater
|
||
liberty. Now, before we can determine the foundations on which this
|
||
aristocratic dominion ought to rest, we must observe a very great
|
||
difference, which exists between the dominion which is conferred on one
|
||
man and that which is conferred on a sufficiently large council. For, in
|
||
the first place, the power of one man is (as we said, Chap. VI. Sec. 5)
|
||
very inadequate to support the entire dominion; but this no one, without
|
||
manifest absurdity, can affirm of a sufficiently large council. For, in
|
||
declaring the council to be sufficiently large, one at the same time
|
||
denies, that it is inadequate to support the dominion. A king,
|
||
therefore, is altogether in need of counsellors, but a council like this
|
||
is not so in the least. In the second place, kings are mortal, but
|
||
councils are everlasting. And so the power of the dominion which has
|
||
once been transferred to a large enough council never reverts to the
|
||
multitude. But this is otherwise in a monarchy, as we showed (Chap. VII.
|
||
Sec. 25). Thirdly, a king's dominion is often on sufferance, whether
|
||
from his minority, sickness, or old age, or from other causes; but the
|
||
power of a council of this kind, on the contrary, remains always one and
|
||
the same. In the fourth place, one man's will is very fluctuating and
|
||
inconstant; and, therefore, in a monarchy, all law is, indeed, the
|
||
explicit will of the king (as we said. Chap. VII. Sec. 1), but not every
|
||
will of the king ought to be law; but this cannot be said of the will of
|
||
a sufficiently numerous council. For since the council itself, as we
|
||
have just shown, needs no counsellors, its every explicit will ought to
|
||
be law. And hence we conclude, that the dominion conferred upon a large
|
||
enough council is absolute, or approaches nearest to the absolute. For
|
||
if there be any absolute dominion, it is, in fact, that which is held by
|
||
an entire multitude.
|
||
|
||
4. Yet in so far as this aristocratic dominion never (as has just been
|
||
shown) reverts to the multitude, and there is under it no consultation
|
||
with the multitude, but, without qualification, every will of the
|
||
council is law, it must be considered as quite absolute, and therefore
|
||
its foundations ought to rest only on the will and judgment of the said
|
||
council, and not on the watchfulness of the multitude, since the latter
|
||
is excluded from giving its advice or its vote. The reason, then, why in
|
||
practice aristocracy is not absolute, is that the multitude is a cause
|
||
of fear to the rulers, and therefore succeeds in retaining for itself
|
||
some liberty, which it asserts and holds as its own, if not by an
|
||
express law, yet on a tacit understanding.
|
||
|
||
5. And thus it is manifest that this kind of dominion will be in the
|
||
best possible condition, if its institutions are such that it most
|
||
nearly approaches the absolute -- that is, that the multitude is as
|
||
little as possible a cause of fear, and retains no liberty, but such as
|
||
must necessarily be assigned it by the law of the dominion itself, and
|
||
is therefore not so much a right of the multitude as of the whole
|
||
dominion, asserted and maintained by the aristocrats only as their own.
|
||
For thus practice agrees best with theory, as appears from the last
|
||
section, and is also self-evident. For we cannot doubt that the dominion
|
||
rests the less with the patricians, the more rights the commons assert
|
||
for themselves, such as those which the corporations of artisans in
|
||
Lower Germany, commonly called Guilds, generally possess.
|
||
|
||
6. But the commons need not apprehend any danger of a hateful slavery
|
||
from this form of dominion, merely because it is conferred on the
|
||
council absolutely. For the will of so large a council cannot be so much
|
||
determined by lust as by reason; because men are drawn asunder by an
|
||
evil passion, and cannot be guided, as it were, by one mind, except so
|
||
far as they desire things honourable, or that have at least an
|
||
honourable appearance.
|
||
|
||
7. In determining, then, the foundations of an aristocracy, it is above
|
||
all to be observed, that they should rest on the sole will and power of
|
||
the supreme council, so that it may be as independent as possible, and
|
||
be in no danger from the multitude. In order to determine these
|
||
foundations, which are to rest, I say, upon the sole will and power of
|
||
the council, let us see what foundations of peace are peculiar to
|
||
monarchy, and unsuited to this form of dominion. For if we substitute
|
||
for these equivalent foundations fit for an aristocracy, and leave the
|
||
rest, as they are already laid, we shall have removed without doubt
|
||
every cause of seditions; or, at least, this kind of dominion will be no
|
||
less safe than the monarchical, but, on the contrary, so much the more
|
||
so, and of so much better a condition, as, without danger to peace and
|
||
liberty, it approaches nearer than monarchy to the absolute (Secs. 3,
|
||
6). For the greater the right of the supreme authority, the more the
|
||
form of dominion agrees with the dictate of reason (Chap. III. Sec. 5
|
||
[1]), and, therefore, the fitter it is to maintain peace and liberty.
|
||
Let us run through, therefore, the points we stated in our sixth
|
||
chapter, beginning with the ninth section, that we may reject what is
|
||
unfit for this kind of dominion, and see what agrees with it.
|
||
|
||
8. That it is necessary, in the first place, to found and fortify one or
|
||
more cities, no one can doubt. But that city is above all to be
|
||
fortified, which is the head of the whole dominion, and also those that
|
||
are on its frontiers. For that which is the head of the whole dominion,
|
||
and has the supreme right, ought to be more powerful than the rest. But
|
||
under this kind of dominion it is quite unnecessary to divide all the
|
||
inhabitants into clans.
|
||
|
||
9. As for the military, since under this dominion equality is not to be
|
||
looked for among all, but between the patricians only, and, in
|
||
particular, the power of the patricians is greater than that of the
|
||
commons, it is certain that it makes no difference to the laws or
|
||
fundamental principles of this dominion, that the military be formed of
|
||
others besides subjects. [2] But it is of the first importance that no
|
||
one be admitted into the number of the patricians, that has not a proper
|
||
knowledge of the art of war. But for the subjects to be excluded, as
|
||
some would have it, from military service, is surely folly. For besides
|
||
that the military pay given to subjects remains within the realm,
|
||
whereas, on the contrary, what is paid to a foreign soldiery is
|
||
altogether lost, the greatest strength of the dominion is also thereby
|
||
weakened. For it is certain that those fight with peculiar valour who
|
||
fight for altar and hearth. Whence, also, it is manifest that those are
|
||
no less wrong, who lay down that military commanders, tribunes,
|
||
centurions, etc., should be chosen from among the patricians only. For
|
||
with what courage will those soldiers fight who are deprived of all hope
|
||
of gaining glory and advancement? But, on the other hand, to establish a
|
||
law forbidding the patricians to hire foreign soldiers when
|
||
circumstances require it, whether to defend themselves, and suppress
|
||
seditions, or for any other reason, besides being inconsiderate, would
|
||
also be repugnant to the supreme right of the patricians, concerning
|
||
which see Secs. 3, 4, 5 of this chapter. But the general of a single
|
||
army, or of the entire military, is to be chosen but in time of war, and
|
||
among the patricians only, and is to hold the command for a year at
|
||
most, without power of being continued therein, or afterwards
|
||
reappointed. For this law, necessary as it is under a monarchy, is so
|
||
above all under this kind of dominion. For although it is much easier,
|
||
as we have said above, to transfer the dominion from one man to another
|
||
than from a free council to one man; yet it does often happen, that
|
||
patricians are subdued by their own generals, and that to the much
|
||
greater harm of the commonwealth. For when a monarch is removed, it is
|
||
but a change of tyrant, not of the form of dominion; but, under an
|
||
aristocracy, this cannot happen, without an upsetting of the form of
|
||
dominion, and a slaughter of the greatest men. Of which thing Rome has
|
||
offered the most mournful examples. But our reason for saying that,
|
||
under a monarchy, the militia should serve without pay, is here
|
||
inapplicable. For since the subjects are excluded from giving their
|
||
advice or votes, they are to be reckoned as foreigners, and are,
|
||
therefore, to be hired for service on no worse terms than foreigners.
|
||
And there is in this case no danger of their being distinguished above
|
||
the rest by the patricians: nay, further, to avoid the partial judgment
|
||
which everyone is apt to form of his own exploits, it is wiser for the
|
||
patricians to assign a fixed payment to the soldiers for their service.
|
||
|
||
10. Furthermore, for this same reason, that all but the patricians are
|
||
foreigners, it cannot be without danger to the whole dominion, that the
|
||
lands and houses and the whole soil should remain public property, and
|
||
be let to the inhabitants at a yearly rent. For the subjects having no
|
||
part in the dominion would easily, in bad times, all forsake their
|
||
cities, if they could carry where they pleased what goods they possess.
|
||
And, therefore, lands and farms are not to be let, but sold to the
|
||
subjects, yet on condition that they pay every year an aliquot part of
|
||
the year's produce, etc., as is done in Holland.
|
||
|
||
11. These points considered, I proceed to the foundations on which the
|
||
supreme council should rest and be established. We have shown (Sec. 2)
|
||
that, in a moderate-sized dominion, this council ought to have about
|
||
five thousand members. And so we must look for means of preventing the
|
||
dominion from gradually getting into fewer hands, and of insuring, on
|
||
the contrary, that the number of members be increased in proportion to
|
||
the growth of the dominion itself; and, next, that between the
|
||
patricians, equality be as far as possible maintained; and, further,
|
||
that there may be speed and expedition in their counsels, and that they
|
||
tend to the general good; and, lastly, that the power of the patricians
|
||
or council exceed the power of the multitude, yet so that the multitude
|
||
suffer no harm thereby.
|
||
|
||
12. But jealousy causes a great difficulty in maintaining our first
|
||
point. For men are, as we have said, by nature enemies, so that however
|
||
they be associated, and bound together by laws, they still retain their
|
||
nature. And hence I think it is, that democracies change into
|
||
aristocracies, and these at length into monarchies. For I am fully
|
||
persuaded that most aristocracies were formerly democracies. For when a
|
||
given multitude, in search of fresh territories, has found and
|
||
cultivated them, it retains, as a whole, its equal right of dominion,
|
||
because no man gives dominion to another spontaneously. But although
|
||
every one of them thinks it fair, that he should have the same right
|
||
against another that that other has against him, he yet thinks it
|
||
unfair, that the foreigners that join them should have equal right in
|
||
the dominion with themselves, who sought it by their own toil, and won
|
||
it at the price of their own blood. And this not even the foreigners
|
||
themselves deny, for, of course, they migrate thither, not to hold
|
||
dominion, but for the benefit of their own private business, and are
|
||
quite satisfied if they are but allowed the liberty of transacting that
|
||
business in safety. But meanwhile the multitude is augmented by the
|
||
influx of foreigners, who gradually acquire the national manners, until
|
||
at last they are distinguished by no other difference than that of
|
||
incapacity to get office; and while their number daily increases, that
|
||
of the citizens, on the contrary, is by many causes diminished. For
|
||
families often die out, and some persons are disqualified for their
|
||
crimes, and a great many are driven by domestic poverty to neglect
|
||
affairs of state, and meanwhile the more powerful aim at nothing else,
|
||
but to govern alone; and thus the dominion is gradually limited to a
|
||
few, and at length by faction to one. And here we might add other causes
|
||
that destroy dominions of this sort; but as they are well known, I pass
|
||
them by, and proceed now to state the laws by which this dominion, of
|
||
which we are treating, ought to be maintained.
|
||
|
||
13. The primary law of this dominion ought to be that which determines
|
||
the proportionate numbers of patricians and multitude. For a proportion
|
||
(Sec. 1) ought to be maintained between the multitude and the
|
||
patricians, so that with the increase of the former the number of the
|
||
latter should be raised. And this proportion (in accordance with our
|
||
remarks in the second section) ought to be about fifty to one, that is,
|
||
the inequality between the members of each should never be greater. For
|
||
(Sec. 1) without destroying the form of dominion, the number of
|
||
patricians may be greater than the number of the multitude. But there is
|
||
no danger except in the smallness of their number. But how it is to be
|
||
provided that this law be kept unbroken, I will presently show in its
|
||
own place.
|
||
|
||
14. Patricians, in some places, are chosen only out of particular
|
||
families. But it is ruinous to lay this down expressly by law. For not
|
||
to mention that families often die out, and that the other families can
|
||
never be excluded without disgrace, it is also repugnant to the form of
|
||
this dominion, that the dignity of patrician should be hereditary (Sec.
|
||
1). But on this system a dominion seems rather a democracy, such as we
|
||
have described in Sec. 12, that is in the hands of very few citizens.
|
||
But, on the other hand, to provide against the patricians choosing their
|
||
own sons and kinsmen, and thereby against the right of dominion
|
||
remaining in particular families, is impossible, and indeed absurd, as I
|
||
shall show (Sec. 39). But provided that they hold that right by no
|
||
express law, and that the rest (I mean, such as are born within the
|
||
dominion, and use the vulgar tongue, and have not a foreign wife, and
|
||
are not infamous, nor servants, nor earning their living by any servile
|
||
trade, among which are to be reckoned those of a wine-merchant, or
|
||
brewer) are not excluded, the form of the dominion will,
|
||
notwithstanding, be retained, and it will be possible to maintain the
|
||
proportion between the patricians and the multitude.
|
||
|
||
15. But if it be further by law appointed that no young men be chosen,
|
||
it will never happen that a few families hold the right of government in
|
||
their hands. And, therefore, be it by law appointed, that no man that
|
||
has not reached his thirtieth year be put on the list of candidates.
|
||
|
||
16. Thirdly, it is next to be ordained, that all the patricians must be
|
||
assembled at certain fixed times in a particular part of the city, and
|
||
that whoever does not attend the council, unless he be hindered by
|
||
illness or some public business, shall be fined some considerable
|
||
amount. For, were it otherwise, most of them would neglect the public,
|
||
for the sake of their own private affairs.
|
||
|
||
17. Let this council's functions be to pass and repeal laws, and to
|
||
choose their patrician colleagues, and all the ministers of the
|
||
dominion. For he, that has supreme right, as we have decided that this
|
||
council has, cannot give to anyone authority to pass and repeal laws,
|
||
without at the same time abdicating his own right, and transferring it
|
||
to him, to whom he gives that power. For he, that has but for one day
|
||
only authority to pass and repeal laws, is able to change the entire
|
||
form of the dominion. But one can, without forfeiting one's supreme
|
||
right, temporarily entrust to others the daily business of dominion to
|
||
be administered according to the established laws. Furthermore, if the
|
||
ministers of dominion were chosen by any other but this council, then
|
||
its members would be more properly called wards than patricians.
|
||
|
||
18. Hence some are accustomed to create for the council a ruler or
|
||
prince, either for life, as the Venetians, or for a time, as the
|
||
Genoese; but yet with such great precautions, as make it clear enough,
|
||
that it is not done without great risk. And assuredly we cannot doubt
|
||
but that the dominion thereby approaches the monarchical form, and as
|
||
far as we can conjecture from their histories, it was done for no other
|
||
reason, than that before the institution of these councils they had
|
||
lived under a ruler, or doge, as under a king. And so the creation of a
|
||
ruler is a necessary requisite indeed for the particular nation, but not
|
||
for the aristocratic dominion considered in itself.
|
||
|
||
19. But, inasmuch as the supreme authority of this dominion rests with
|
||
this council as a whole, not with every individual member of it (for
|
||
otherwise it would be but the gathering of an undisciplined mob), it is,
|
||
therefore, necessary that all the patricians be so bound by the laws as
|
||
to form, as it were, one body governed by one mind. But the laws by
|
||
themselves alone are weak and easily broken, when their vindicators are
|
||
the very persons who are able to transgress them, and the only ones who
|
||
are to take warning by the punishment, and must punish their colleagues
|
||
in order by fear of the same punishment to restrain their own desire:
|
||
for all this involves a great absurdity. And, therefore, means must be
|
||
sought to preserve order in this supreme council and keep unbroken the
|
||
constitution of the dominion, so that yet the greatest possible equality
|
||
may exist between patricians.
|
||
|
||
20. But since, from a single ruler or prince, able also to vote in the
|
||
debates, there must necessarily arise a great inequality, especially on
|
||
account of the power, which must of necessity be granted him, in order
|
||
to enable him to discharge his duty in safety; therefore, if we consider
|
||
the whole matter aright, nothing can be devised more useful to the
|
||
general welfare than the institution of another council of certain
|
||
patricians subordinate to the supreme council, whose only duty should be
|
||
to see that the constitution, as far as it concerns the councils and
|
||
ministers of the dominion, be kept unbroken, and who should, therefore,
|
||
have authority to summon to judgment and, in conformity with established
|
||
law, to condemn any delinquent who, as a minister of the dominion, has
|
||
transgressed the laws concerning his office. And these patricians we
|
||
shall hereafter call syndics.
|
||
|
||
21. And they are to be chosen for life. For, were they to be chosen for
|
||
a time, so that they should afterwards be eligible for other offices in
|
||
the dominion, we should fall into the very absurdity which we have just
|
||
pointed out in the nineteenth section. But lest they should become quite
|
||
haughty by very long rule, none are to be elected to this office, but
|
||
those who have reached their sixtieth year or more, and have discharged
|
||
the duties of senator, of which below.
|
||
|
||
22. Of these, too, we shall easily determine the number, if we consider
|
||
that these syndics stand to the patricians in the same relation as the
|
||
whole body of patricians together does to the multitude, which they
|
||
cannot govern, if they are fewer than a proper number. And, therefore,
|
||
the number of the syndics should be to that of patricians as their
|
||
number is to that of the multitude, that is (Sec. 13), as one to fifty.
|
||
|
||
23. Moreover, that this council may discharge its functions in security,
|
||
some portion of the soldiery must be assigned to it, and be subject to
|
||
its orders.
|
||
|
||
24. The syndics and other ministers of state are to have no salary, but
|
||
such emoluments, that they cannot maladminister affairs of state without
|
||
great loss to themselves. For we cannot doubt that it is fair, that the
|
||
ministers of this kind of dominion should be awarded a recompense for
|
||
their time, since the commons are the majority in this dominion, and the
|
||
patricians look after their safety, while they themselves have no
|
||
trouble with affairs of state, but only with their own private ones. But
|
||
since, on the other hand, no man (Chap. VII. Sec. 4) defends another's
|
||
cause, save in so far as he thereby hopes to establish his own interest,
|
||
things must, of necessity, be so ordered that the ministers, who have
|
||
charge of affairs of state, should most pursue their own interest, when
|
||
they are most watchful for the general good.
|
||
|
||
25. To the syndics then, whose duty, as we said, it is to see that the
|
||
constitution is kept unbroken, the following emoluments are to be
|
||
awarded: namely, that every householder that inhabits any place in the
|
||
dominion, be bound to pay every year a coin of small value, say a
|
||
quarter of an ounce of silver, to the syndics, that thus they may know
|
||
the number of inhabitants, and so observe what proportion of them the
|
||
patricians constitute; and next that every new patrician on his election
|
||
must pay the syndics some large sum, for instance, twenty or twenty-five
|
||
pounds of silver. Moreover, that money, in which the absent patricians
|
||
(I mean those who have failed to attend the meeting of the council) are
|
||
condemned, is also to be awarded to the syndics; and a part, too, of the
|
||
goods of defaulting ministers, who are bound to abide their judgment,
|
||
and who are fined a certain sum of money, or have their goods
|
||
confiscated, should be devoted to them, not to all indeed, but to those
|
||
only who sit daily, and whose duty it is to summon the council of
|
||
syndics, concerning whom see Sec. 28. But, in order that the council of
|
||
syndics may always be maintained at its full number, before all other
|
||
business in the supreme council, when it is assembled at the usual time,
|
||
inquiry is to be made about this. Which, if the syndics neglect, let it
|
||
then devolve upon the president of the senate (concerning which we shall
|
||
soon have occasion to speak), to admonish the supreme council on this
|
||
head, to demand of the president of the syndics the reason of his
|
||
silence, and to inquire what is the supreme council's opinion in the
|
||
matter. But if the president of the senate is likewise silent, let the
|
||
case be taken up by the president of the supreme court of justice, or if
|
||
he too is silent by some other patrician, and let him demand an
|
||
explanation of their silence from the presidents of the senate and the
|
||
court of justice, as well as from the president of the syndics. Lastly,
|
||
that that law, whereby young men are excluded, may likewise be strictly
|
||
observed, it is to be appointed that all who have reached the thirtieth
|
||
year of their age, and who are not by express law excluded, are to have
|
||
their names inscribed on a list, in presence of the syndics, and to
|
||
receive from them, at a fixed price, some sign of the honour conferred
|
||
on them, namely, that they may be allowed to wear a particular ornament
|
||
only permitted to them, to distinguish them and make them to be had in
|
||
honour by the rest; and, at the same time, be it ordained, that in
|
||
elections none may nominate as patrician anyone whose name is not
|
||
inscribed on the general list, and that under a heavy penalty. And,
|
||
further, let no one be allowed to refuse the burden of a duty or office,
|
||
which he is chosen to bear. Lastly, that all the absolutely fundamental
|
||
laws of the dominion may be everlasting, it must be ordained that if
|
||
anyone in the supreme council raise a question about any fundamental
|
||
law, as of prolonging the command of any general of an army, or of
|
||
diminishing the number of patricians, or the like, he is guilty of
|
||
treason, and not only is he to be condemned to death, and his goods
|
||
confiscated, but some sign of his punishment is to remain visible in
|
||
public for an eternal memorial of the event. But for the confirming of
|
||
the other general rights of the dominion, it is enough, if it be only
|
||
ordained, that no law can be repealed nor new law passed, unless first
|
||
the college of syndics, and then three-fourths or four-fifths of the
|
||
supreme council agree thereto.
|
||
|
||
26. Let the right also of summoning the supreme council and proposing
|
||
the matters to be decided in it, rest with the syndics, and let them
|
||
likewise be given the first place in the council, but without the right
|
||
to vote. But before they take their seats, they must swear by the safety
|
||
of that supreme council and by the public liberty, that they will strive
|
||
with the utmost zeal to preserve unbroken the ancient laws. and to
|
||
consult the general good. After which let them through their secretary
|
||
open in order the subjects of discussion.
|
||
|
||
27. But that all the patricians may have equal authority in making
|
||
decrees and electing the ministers of the dominion, and that speed and
|
||
expedition in all matters may be possible, the order observed by the
|
||
Venetians is altogether to be approved, for they appoint by lot a
|
||
certain number of the council to name the ministers, and when these have
|
||
named in order the candidates for office, every patrician signifies by
|
||
ballot his opinion, approving or rejecting the candidate in question, so
|
||
that it is not afterwards known, who voted in this or that sense.
|
||
Whereby it is contrived, not only that the authority of all the
|
||
patricians in the decision is equal, and that business is quickly
|
||
despatched, but also, that everyone has absolute liberty (which is of
|
||
the first necessity in councils) to give his opinion without danger of
|
||
unpopularity.
|
||
|
||
28. But in the councils of syndics and the other councils, the same
|
||
order is to be observed, that voting is to be by ballot. But the right
|
||
of convoking the council of syndics and of proposing the matters to be
|
||
decided in the same ought to belong to their president, who is to sit
|
||
every day with ten or more other syndics, to hear the complaints and
|
||
secret accusations of the commons against the ministers, and to look
|
||
after the accusers, if circumstances require, and to summon the supreme
|
||
council even before the appointed time, if any of them judge that there
|
||
is danger in the delay. Now this president and those who meet with him
|
||
every day are to be appointed by the supreme council and out of the
|
||
number of syndics, not indeed for life, but for six months, and they
|
||
must not have their term renewed but after the lapse of three or four
|
||
years. And these, as we said above, are to be awarded the goods that are
|
||
confiscated and the pecuniary fines, or some part of them. The remaining
|
||
points which concern the syndics we will mention in their proper places.
|
||
|
||
29. The second council, which is subordinate to the supreme one, we will
|
||
call the senate, and let its duty be to transact public business, for
|
||
instance, to publish the laws of the dominion, to order the
|
||
fortifications of the cities according to law, to confer military
|
||
commissions, to impose taxes on the subjects and apply the same, to
|
||
answer foreign embassies, and decide where embassies are to be sent. But
|
||
let the actual appointment of ambassadors be the duty of the supreme
|
||
council. For it is of the greatest consequence to see that no patrician
|
||
be called to any office in the dominion but by the supreme council
|
||
itself, lest the patricians themselves should try to curry favour with
|
||
the senate. Secondly, all matters are to be referred to the supreme
|
||
council, which in any way alter the existing state of things, as the
|
||
deciding on peace and war. Wherefore, that the senate's decrees
|
||
concerning peace and war may be valid, they must be confirmed by the
|
||
supreme council. And therefore I should say, that it belonged to the
|
||
supreme council only, not to the senate, to impose new taxes.
|
||
|
||
30. In determining the number of senators these points are to be taken
|
||
into consideration: first, that all the patricians should have an equal
|
||
hope of gaining senatorial rank; secondly, that notwithstanding the same
|
||
senators, whose time (for which they were elected) is elapsed, may be
|
||
continued after a short interval, that so the dominion may always be
|
||
governed by skilled and experienced men; and lastly, that among the
|
||
senators many may be found illustrious for wisdom and virtue. But to
|
||
secure all these conditions, there can be no other means devised, than
|
||
that it should be by law appointed, that no one who has not reached his
|
||
fiftieth year, be received into the number of senators, and that four
|
||
hundred, that is about a twelfth part of the patricians, be appointed
|
||
for a year, and that two years after that year has elapsed, the same be
|
||
capable of re-appointment. For in this manner about a twelfth part of
|
||
the patricians will be constantly engaged in the duty of senator, with
|
||
only short intervening periods; and this number surely, together with
|
||
that made up by the syndics, will be little less than the number of
|
||
patricians that have attained their fiftieth year. And so all the
|
||
patricians will always have a great hope of gaining the rank of senator
|
||
or syndic, and yet notwithstanding, the same patricians, at only short
|
||
intervals, will always hold senatorial rank, and (according to what we
|
||
said, Sec. 2) there will never be wanting in the senate distinguished
|
||
men, excelling in counsel and skill. And because this law cannot be
|
||
broken without exciting great jealousy on the part of many patricians,
|
||
it needs no other safeguard for its constant validity, than that every
|
||
patrician who has reached the age we mentioned, should offer the proof
|
||
thereof to the syndics, who shall put his name on the list of candidates
|
||
for the senatorial duties, and read the name before the supreme council,
|
||
so that he may occupy, with the rest of the same rank, a place set apart
|
||
in this supreme council for his fellows, next to the place of the
|
||
senators.
|
||
|
||
31. The emoluments of the senators should be of such a kind, that their
|
||
profit is greater from peace than from war. And therefore let there be
|
||
awarded to them a hundredth or a fiftieth part of the merchandise
|
||
exported abroad from the dominion, or imported into it from abroad. For
|
||
we cannot doubt, that by this means they will, as far as they can,
|
||
preserve peace, and never desire to protract war. And from this duty not
|
||
even the senators themselves, if any of them are merchants, ought to be
|
||
exempt; for such an immunity cannot be granted without great risk to
|
||
trade, as I think no one is ignorant. Nay, on the contrary, it must be
|
||
by law ordained, that no senator or ex-senator may fill any military
|
||
post; and further, that no one may be declared general or praetor, which
|
||
officers we said (Sec. 9) were to be only appointed in time of war,
|
||
whose father or grandfather is a senator, or has held the dignity of
|
||
senator within two years. Which laws we cannot doubt, that the
|
||
patricians outside the senate will defend with all their might: and so
|
||
it will be the case, that the senators will always have more profit from
|
||
peace than from war, and will, therefore, never advise war, except the
|
||
utmost need of the dominion compels them. But it may be objected to us,
|
||
that on this system, if, that is, syndics and senators are to be allowed
|
||
so great profits, an aristocracy will be as burdensome to the subjects
|
||
as any monarchy. But not to mention that royal courts require larger
|
||
expenditure, and are yet not provided in order to secure peace, and that
|
||
peace can never be bought too dear; it is to be added, first, that all
|
||
that under a monarchy is conferred on one or a few, is here conferred
|
||
upon very many. Next kings and their ministers do not bear the burden of
|
||
the dominion with the subjects, but under this form of dominion it is
|
||
just the reverse; for the patricians, who are always chosen from the
|
||
rich, bear the largest share of the weight of the commonwealth. Lastly,
|
||
the burdens of a monarchy spring not so much from its king's
|
||
expenditure, as from its secret policy. For those burdens of a dominion,
|
||
that are imposed on the citizens in order to secure peace and liberty,
|
||
great though they be, are yet supported and lightened by the usefulness
|
||
of peace. What nation ever had to pay so many and so heavy taxes as the
|
||
Dutch? Yet it not only has not been exhausted, but, on the contrary, has
|
||
been so mighty by its wealth, that all envied its good fortune. If
|
||
therefore the burdens of a monarchy were imposed for the sake of peace,
|
||
they would not oppress the citizens; but, as I have said, it is from the
|
||
secret policy of that sort of dominion, that the subjects faint under
|
||
their lord; that is, because the virtue of kings counts for more in time
|
||
of war than in time of peace, and because they, who would reign by
|
||
themselves, ought above all to try and have their subjects poor; not to
|
||
mention other things, which that most prudent Dutchman V. H. [3]
|
||
formerly remarked, because they do not concern my design, which is only
|
||
to describe the best state of every kind of dominion.
|
||
|
||
32. Of the syndics chosen by the supreme council, some should sit in the
|
||
senate, but without the right of voting, so that they may see whether
|
||
the laws concerning that assembly be duly observed, and may have the
|
||
supreme council convoked, when anything is to be referred to it from the
|
||
senate. For the supreme right of convoking this council, and proposing
|
||
to it subjects of discussion, is, as we have already said, with the
|
||
syndics. But before the votes of the contemporaries of the senators be
|
||
taken, the president of the senate for the time being shall explain the
|
||
state of affairs, and what the senate's own opinion is on the matter in
|
||
question, and why; after which the votes shall be collected in the
|
||
accustomed order.
|
||
|
||
33. The entire senate ought not to meet every day, but, like all great
|
||
councils, at a certain fixed time. But as in the mean time the business
|
||
of the dominion must be executed, it is, therefore, necessary that some
|
||
part of the senators be chosen, who, on the dismissal of the senate,
|
||
shall supply its place, and whose duty it shall be to summon the senate
|
||
itself, when need is; to execute its orders about affairs of state; to
|
||
read letters written to the senate and supreme council; and, lastly, to
|
||
consult about the matters to be proposed in the senate. But that all
|
||
these points, and the order of this assembly, as a whole, may be more
|
||
easily conceived, I will describe the whole matter more precisely.
|
||
|
||
34. The senators who, as we have said already, are to be chosen for a
|
||
year, are to be divided into four or six series, of which let the first
|
||
have the first seat in the senate for the first three or two months in
|
||
the year; and at the expiration of this time, let the second series take
|
||
the place of the first, and so on, observing their turns, so that that
|
||
series which was first in the first months may be last in the second
|
||
period. Furthermore, there are to be appointed as many presidents as
|
||
there are series, and the same number of vice-presidents to fill their
|
||
places when required -- that is, two are to be chosen out of every
|
||
series, one to be its president, the other its vice-president. And let
|
||
the president of the first series preside in the senate also, for the
|
||
first months; or, in his absence, let his vice-president fill his place;
|
||
and so on with the rest, observing the same order as above. Next, out of
|
||
the first series, some are to be chosen by vote or lot to fill the place
|
||
of the senate, when it is dismissed, in conjunction with the president
|
||
and vice-president of the same series; and that, for the same space of
|
||
time, as the said series occupies the first place in the senate; and
|
||
thus, when that time is past, as many are again to be chosen out of the
|
||
second series, by vote or lot, to fill, in conjunction with their
|
||
president and vice-president, the place of the first series, and supply
|
||
the lack of a senate; and so on with the rest. And there is no need that
|
||
the election of these men -- I mean those that I have said are to be
|
||
chosen for periods of three or two months, by vote or lot -- should be
|
||
made by the supreme council. For the reason which we gave in the
|
||
twenty-ninth section is not here applicable, much less the reason stated
|
||
in the seventeenth. It suffices, then, that they be elected by the
|
||
senate and the syndics present at its meeting.
|
||
|
||
35. But of these persons we cannot so precisely ascertain the number.
|
||
However, this is certain, that they must be too numerous to be easily
|
||
susceptible of corruption. For though they can by themselves determine
|
||
nothing concerning affairs of state, yet they can delay the senate, or,
|
||
what would be worst of all, delude it by putting forward matters of no
|
||
importance, and keeping back those that are of greater -- not to mention
|
||
that, if they were too few, the absence of one or two might delay public
|
||
business. But as, on the contrary, these consuls are for that very
|
||
reason appointed, because great councils cannot devote themselves every
|
||
day to public business, a remedy must be looked for necessarily here,
|
||
and their inadequacy of number be made up for by the shortness of their
|
||
term of office. And thus, if only thirteen or so be chosen for two or
|
||
three months, they will be too many to be corrupted in this short
|
||
period. And for this cause, also, did I recommend that their successors
|
||
should by no means be appointed, except at the very time when they do
|
||
succeed, and the others go away.
|
||
|
||
36. We have said, that it is also their duty, when any, though few, of
|
||
them think it needful, to convoke the senate, to put before it the
|
||
matters to be decided, to dismiss it, and to execute its orders about
|
||
public business. But I will now briefly state the order in which this
|
||
ought to be done, so that business may not be long protracted by useless
|
||
questions. Let, then, the consuls consult about the matter to be
|
||
proposed in the senate, and what is required to be done; and, if they
|
||
are all of one mind about it, then let them convoke the senate, and,
|
||
having duly explained the question, let them set forth what their
|
||
opinion is, and, without waiting for another's opinion, collect the
|
||
votes in their order. But if the consuls support more than one opinion,
|
||
then, in the senate, that opinion is first to be stated on the question
|
||
proposed, which was supported by the larger number of consuls. And if
|
||
the same is not approved by the majority of senate and consuls, but the
|
||
waverers and opponents together are in a majority, which is to be
|
||
determined by ballot, as we have already mentioned, then let them set
|
||
forth the second opinion, which had fewer votes than the former among
|
||
the consuls, and so on with the rest. But if none be approved by a
|
||
majority of the whole senate, the senate is to be adjourned to the next
|
||
day, or for a short time, that the consuls meanwhile may see, if they
|
||
can find other means, that may give more satisfaction. But if they do
|
||
not succeed in finding other means, or if the majority of the senate
|
||
refuses to approve such as they have found, then the opinion of every
|
||
senator is to be heard; and if the majority of the senate also refuses
|
||
to support any of these, then the votes are to be taken again on every
|
||
opinion, and not only the affirmative votes, as hitherto, but the
|
||
doubtful and negative are to be counted. And if the affirmative prove
|
||
more numerous than the doubtful or negative, then that opinion is to
|
||
hold good; but, on the contrary, to be lost, if the negative prove more
|
||
numerous than the doubtful or affirmative. But if on every opinion there
|
||
is a greater number of doubters than of voters for and against, then let
|
||
the council of syndics join the senate, and vote with the senators, with
|
||
only affirmative and negative votes, omitting those that signify a
|
||
hesitating mind. And the same order is to be observed about matters
|
||
referred by the senate to the supreme council. So much for the senate.
|
||
|
||
37. As for the court of justice or bench, it cannot rest upon the same
|
||
foundations as that which exists under a monarch, as we described it in
|
||
Chap. VI. Secs. 26, and following. For (Sec. 14) it agrees not with the
|
||
foundations of our present dominion, that any account be made of
|
||
families or clans. And there must be a further difference, because
|
||
judges chosen from the patricians only might indeed be restrained by the
|
||
fear of their patrician successors, from pronouncing any unjust judgment
|
||
against any of the patricians, and, perhaps, would hardly have the
|
||
courage to punish them after their deserts; but they would, on the other
|
||
hand, dare everything against the commons, and daily carry off the rich
|
||
among them for a prey. I know that the plan of the Genoese is therefore
|
||
approved by many, for they choose their judges not among the patricians,
|
||
but among foreigners. But this seems to me, considering the matter in
|
||
the abstract, absurdly ordained, that foreigners and not patricians
|
||
should be called in to interpret the laws. For what are judges but
|
||
interpreters of the laws? And I am therefore persuaded that herein also
|
||
the Genoese have had regard rather to the genius of their own race, than
|
||
to the very nature of this kind of dominion. We must, therefore, by
|
||
considering the matter in the abstract, devise the means which best
|
||
agree with the form of this government.
|
||
|
||
38. But as far as regards the number of the judges, the theory of this
|
||
constitution requires no peculiar number; but as under monarchical
|
||
dominion, so under this, it suffices that they be too numerous to be
|
||
corrupted by a private man. For their duty is but to provide against one
|
||
private person doing wrong to another, and therefore to decide disputes
|
||
between private persons, as well patricians as commons, and to exact
|
||
penalties from delinquents, and even from patricians, syndics, and
|
||
senators, as far as they have offended against the laws, whereby all are
|
||
bound. But disputes that may arise between cities that are subject to
|
||
the dominion, are to be decided in the supreme council.
|
||
|
||
39. Furthermore the principle regulating the time, for which the judges
|
||
should be appointed, is the same in both dominions, and also the
|
||
principle of a certain part of them retiring every year; and, lastly,
|
||
although it is not necessary for every one of them to be of a different
|
||
family, yet it is necessary that two related by blood should not sit on
|
||
the same bench together. And this last point is to be observed also in
|
||
the other councils, except the supreme one, in which it is enough, if it
|
||
be only provided by law that in elections no man may nominate a
|
||
relation, nor vote upon his nomination by another, and also that two
|
||
relations may not draw lots from the urn for the nomination of any
|
||
minister of the dominion. This, I say, is sufficient in a council that
|
||
is composed of so large a number of men, and has no special profits
|
||
assigned to it. And so utterly unharmed will the dominion be in this
|
||
quarter, that it is absurd to pass a law excluding from the supreme
|
||
council the relations of all the patricians, as we said in the
|
||
fourteenth section. But that it is absurd is manifest. For that law
|
||
could not be instituted by the patricians themselves, without their
|
||
thereby all absolutely abdicating their own right, and therefore not the
|
||
patricians themselves but the commons would defend this law, which is
|
||
directly contrary to what we proved in Secs. 5 and 6. But that law of
|
||
the dominion, whereby it is ordained that the same uniform proportion be
|
||
maintained between the numbers of the patricians and the multitude,
|
||
chiefly contemplates this end of preserving the patricians' right and
|
||
power, that is, provides against their becoming too few to be able to
|
||
govern the multitude.
|
||
|
||
40. But the judges are to be chosen by the supreme council out of the
|
||
patricians only, that is (Sec. 17) out of the actual authors of the
|
||
laws, and the judgments they pass, as well in civil as criminal cases,
|
||
shall be valid, if they were pronounced in due course of justice and
|
||
without partiality; into which matter the syndics shall be by law
|
||
authorized to inquire, and to judge and determine thereof.
|
||
|
||
41. The judges' emoluments ought to be the same, as we mentioned in the
|
||
twenty-ninth section of the sixth chapter; namely, that they receive
|
||
from the losing party upon every judgment which they pass in civil
|
||
cases, an aliquot part of the whole sum at stake. But as to their
|
||
sentences in criminal cases, let there be here this difference only,
|
||
that the goods which they confiscate, and every fine whereby lesser
|
||
crimes are punished, be assigned to themselves only, yet on this
|
||
condition, that they may never compel anyone to confess by torture, and
|
||
thus, precaution enough will be taken against their being unfair to the
|
||
commons, and through fear too lenient to the patricians. For besides
|
||
that this fear is tempered by avarice itself, and that veiled under the
|
||
specious name of justice, they are also numerous, and vote, not openly,
|
||
but by ballot, so that a man may be indignant at losing his case, but
|
||
can have no reason to impute it to a particular person. Moreover the
|
||
fear of the syndics will restrain them from pronouncing an inequitable,
|
||
or at least absurd sentence, or from acting any of them treacherously,
|
||
besides that in so large a number of judges there will always be one or
|
||
two, that the unfair stand in awe of. Lastly, as far as the commons are
|
||
concerned, they also will be adequately secured if they are allowed to
|
||
appeal to the syndics, who, as I have said, are by law authorized to
|
||
inquire, judge, and determine about the conduct of the judges. For it is
|
||
certain that the syndics will not be able to escape the hatred of the
|
||
patricians, and on the other hand, will always be most popular with the
|
||
commons, whose applause they will try as far as they can to bid for. To
|
||
which end, opportunity being given them, they will not fail to reverse
|
||
sentences pronounced against the laws of the court, and to examine any
|
||
judge, and to punish those that are partial, for nothing moves the
|
||
hearts of a multitude more than this. Nor is it an objection, but, on
|
||
the contrary, an advantage, that such examples can but rarely occur. For
|
||
not to mention that that commonwealth is ill ordered where examples are
|
||
daily made of criminals (as we showed Chap. V. Sec. 2), those events
|
||
must surely be very rare that are most renowned by fame.
|
||
|
||
42. Those who are sent as governors to cities and provinces ought to be
|
||
chosen out of the rank of senators, because it is the duty of senators
|
||
to look after the fortifications of cities, the treasury, the military,
|
||
etc. But those, who were sent to somewhat distant regions, would be
|
||
unable to attend the senate, and, therefore, those only are to be
|
||
summoned from the senate itself, who are destined to cities founded on
|
||
their native soil; but those whom they wish to send to places more
|
||
remote are to be chosen out of those, whose age is consistent with
|
||
senatorial rank. But not even thus do I think that the peace of the
|
||
dominion will be sufficiently provided for, that is, if the neighbouring
|
||
cities are altogether denied the right of vote, unless they are so weak,
|
||
that they can be openly set at naught, which cannot surely be supposed.
|
||
And so it is necessary, that the neighbouring cities be granted the
|
||
right of citizenship, and that from every one of them twenty, or thirty,
|
||
or forty chosen citizens (for the number should vary with the size of
|
||
the city) be enrolled among the patricians, out of whom three, four, or
|
||
five ought to be yearly elected to be of the senate, and one for life to
|
||
be a syndic. And let those who are of the senate be sent with their
|
||
syndic, to govern the city out of which they were chosen.
|
||
|
||
43. Moreover, judges are to be established in every city, chosen out of
|
||
the patricians of that city. But of these I think it unnecessary to
|
||
treat at length, because they concern not the foundations of this sort
|
||
of dominion in particular.
|
||
|
||
44. In every council the secretaries and other officials of this kind,
|
||
as they have not the right of voting, should be chosen from the commons.
|
||
But as these, by their long practice of business, are the most
|
||
conversant with the affairs to be transacted, it often arises that more
|
||
deference than right is shown to their advice, and that the state of the
|
||
whole dominion depends chiefly on their guidance: which thing has been
|
||
fatal to the Dutch. For this cannot happen without exciting the jealousy
|
||
of many of the noblest. And surely we cannot doubt, that a senate, whose
|
||
wisdom is derived from the advice, not of senators, but of officials,
|
||
will be most frequented by the sluggish, and the condition of this sort
|
||
of dominion will be little better than that of a monarchy directed by a
|
||
few counsellors of the king. (See Chap. VI. Secs. 5-7). However, to this
|
||
evil the dominion will be more or less liable, according as it was well
|
||
or ill founded. For the liberty of a dominion is never defended without
|
||
risk, if it has not firm enough foundations; and, to avoid that risk,
|
||
patricians choose from the commons ambitious ministers, who are
|
||
slaughtered as victims to appease the wrath of those, who are plotting
|
||
against liberty. But where liberty has firm enough foundations, there
|
||
the patricians themselves vie for the honour of defending it, and are
|
||
anxious that prudence in the conduct of affairs should flow from their
|
||
own advice only; and in laying the foundations of this dominion we have
|
||
studied above all these two points, namely, to exclude the commons from
|
||
giving advice as much as from giving votes (Secs. 3, 4), and, therefore,
|
||
to place the whole authority of the dominion with the whole body of
|
||
patricians, but its exercise with the syndics and senate, and, lastly,
|
||
the right of convoking the senate, and treating of matters affecting the
|
||
common welfare with consuls chosen from the senate itself. But, if it is
|
||
further ordained that the secretary, whether in the senate or in other
|
||
councils, be appointed for four or five years at most, and have attached
|
||
to him an assistant-secretary appointed for the same period, to bear
|
||
part of the work during that time, or that the senate have not one, but
|
||
several secretaries, employed one in one department, and another in
|
||
another, the power of the officials will never become of any
|
||
consequence.
|
||
|
||
45. Treasurers are likewise to be chosen from the commons, and are to be
|
||
bound to submit the treasury accounts to the syndics as well as to the
|
||
senate.
|
||
|
||
46. Matters concerning religion we have set forth at sufficient length
|
||
in our Theologico-Political Treatise. Yet certain points we then
|
||
omitted, of which it was not there the place to treat; for instance,
|
||
that all the patricians must be of the same religion, that is, of that
|
||
most simple and general religion, which in that treatise we described.
|
||
For it is above all to be avoided, that the patricians themselves should
|
||
be divided into sects, and show favour, some to this, and others to
|
||
that, and thence become mastered by superstition, and try to deprive the
|
||
subjects of the liberty of speaking out their opinions. In the second
|
||
place, though everyone is to be given liberty to speak out his opinion,
|
||
yet great conventicles are to be forbidden. And, therefore, those that
|
||
are attached to another religion are, indeed, to be allowed to build as
|
||
many temples as they please; yet these are to be small, and limited to a
|
||
certain standard of size, and on sites at some little distance one from
|
||
another. But it is very important, that the temples consecrated to the
|
||
national religion should be large and costly, and that only patricians
|
||
or senators should be allowed to administer its principal rites, and
|
||
thus that patricians only be suffered to baptize, celebrate marriages,
|
||
and lay on hands, and that in general they be recognized as the priests
|
||
of the temples and the champions and interpreters of the national
|
||
religion. But, for preaching, and to manage the church treasury and its
|
||
daily business, let some persons be chosen from the commons by the
|
||
senate itself, to be, as it were, the senate's deputies, and, therefore,
|
||
bound to render it account of everything.
|
||
|
||
47. And these are points that concern the foundations of this sort of
|
||
dominion; to which I will add some few others less essential indeed, but
|
||
yet of great importance. Namely, that the patricians, when they walk,
|
||
should be distinguished by some special garment, or dress, and be
|
||
saluted by some special title; and that every man of the commons should
|
||
give way to them; and that, if any patrician has lost his property by
|
||
some unavoidable misfortune, he should be restored to his old condition
|
||
at the public expense; but if, on the contrary, it be proved that he has
|
||
spent the same in presents, ostentation, gaming, debauchery, &c., or
|
||
that he is insolvent, he must lose his dignity, and be held unworthy of
|
||
every honour and office. For he, that cannot govern himself and his own
|
||
private affairs, will much less be able to advise on public affairs.
|
||
|
||
48. Those, whom the law compels to take an oath, will be much more
|
||
cautious of perjury, if they are bidden to swear by the country's safety
|
||
and liberty and by the supreme council, than if they are told to swear
|
||
by God. For he who swears by God, gives as surety some private advantage
|
||
to himself, whereof he is judge; but he, who by his oath gives as surety
|
||
his country's liberty and safety, swears by what is the common advantage
|
||
of all, whereof he is not judge, and if he perjures himself, thereby
|
||
declares that he is his country's enemy.
|
||
|
||
49. Academies, that are founded at the public expense, are instituted
|
||
not so much to cultivate men's natural abilities as to restrain them.
|
||
But in a free commonwealth arts and sciences will be best cultivated to
|
||
the full, if everyone that asks leave is allowed to teach publicly, and
|
||
that at his own cost and risk. But these and the like points I reserve
|
||
for another place. [4] For here I determined to treat only such matters
|
||
as concern an aristocratic dominion only.
|
||
|
||
------
|
||
|
||
1. Ought not this reference to be to Chap. III. Sec. 6?
|
||
|
||
2. Cf. Chap. VI. Sec. 10.
|
||
|
||
3. "This V. H. is Pieter de la Court (1618-85), an eminent publicist,
|
||
who wrote under the initials D. C. (De la Court), V. H. (Van den Hove,
|
||
the Dutch equivalent). He was a friend of John de Witt, and opposed to
|
||
the party of the Statholders." -- POLLOCK'S Life and Philosophy of
|
||
Spinoza, towards end of Chap. X.
|
||
|
||
4. This promise is not kept by the author, no doubt owing to his not
|
||
living to finish the work.
|
||
|
||
------------------------
|
||
|
||
CHAPTER IX.
|
||
|
||
OF ARISTOCRACY. CONTINUATION.
|
||
|
||
HITHERTO we have considered an aristocracy, so far as it takes its name
|
||
from one city, which is the head of the whole dominion. It is now time
|
||
to treat of that, which is in the hands of more than one city, and which
|
||
I think preferable to the former. But that we may notice its difference
|
||
and its superiority, we will pass in review the foundations of dominion,
|
||
one by one, rejecting those foundations, which are unsuited to the
|
||
present kind, and laying in their place others for it to rest upon.
|
||
|
||
2. The cities, then, which enjoy the right of citizenship, must be so
|
||
built and fortified, that, on the one hand, each city by itself may be
|
||
unable to subsist without the rest, and that yet, on the other hand, it
|
||
cannot desert the rest without great harm to the whole dominion. For
|
||
thus they will always remain united. But cities, which are so
|
||
constituted, that they can neither maintain themselves, nor be dangerous
|
||
to the rest, are clearly not independent, but absolutely subject to the
|
||
rest.
|
||
|
||
3. But the contents of the ninth and tenth sections of the last chapter
|
||
are deduced from the general nature of aristocracy, as are also the
|
||
proportion between the numbers of the patricians and the multitude, and
|
||
the proper age and condition of those that are to be made patricians; so
|
||
that on these points no difference can arise, whether the dominion be in
|
||
the hands of one or more cities. But the supreme council must here be on
|
||
a different footing. For if any city of the dominion were assigned for
|
||
the meeting of this supreme council, it would in reality be the head of
|
||
the dominion; and, therefore, either they would have to take turns, or a
|
||
place would have to be assigned for this council, that has not the right
|
||
of citizenship, and belongs equally to all. But either alternative is as
|
||
difficult to effect, as it is easy to state; I mean, either that so many
|
||
thousands of men should have to go often outside their cities, or that
|
||
they should have to assemble sometimes in one place, sometimes in
|
||
another.
|
||
|
||
4. But that we may conclude aright what should be done in this matter,
|
||
and on what plan the councils of this dominion ought to be formed, from
|
||
its own very nature and condition, these points are to be considered;
|
||
namely, that every city has so much more right than a private man, as it
|
||
excels him in power (Chap. II. Sec. 4), and consequently that every city
|
||
of this dominion has as much right within its walls, or the limits of
|
||
its jurisdiction, as it has power; and, in the next place, that all the
|
||
cities are mutually associated and united, not as under a treaty, but as
|
||
forming one dominion, yet so that every city has so much more right as
|
||
against the dominion than the others, as it exceeds the others in power.
|
||
For he who seeks equality between unequals, seeks an absurdity.
|
||
Citizens, indeed, are rightly esteemed equal, because the power of each,
|
||
compared with that of the whole dominion, is of no account. But each
|
||
city's power constitutes a large part of the power of the dominion
|
||
itself, and so much the larger, as the city itself is greater. And,
|
||
therefore, the cities cannot all be held equal. But, as the power of
|
||
each, so also its right should be estimated by its greatness. The bonds,
|
||
however, by which they should be bound into one dominion, are above all
|
||
a senate and a court of justice (Chap. IV. Sec. 1). But how by these
|
||
bonds they are all to be so united, that each of them may yet remain, as
|
||
far as possible, independent, I will here briefly show.
|
||
|
||
5. I suppose then, that the patricians of every city, who, according to
|
||
its size, should be more, or fewer (Sec. 3), have supreme right over
|
||
their own city, and that, in that city's supreme council, they have
|
||
supreme authority to fortify the city and enlarge its walls, to impose
|
||
taxes, to pass and repeal laws, and, in general, to do everything which
|
||
they judge necessary to their city's preservation and increase. But to
|
||
manage the common business of the dominion, a senate is to be created on
|
||
just the same footing as we described in the last chapter, so that there
|
||
be between this senate and the former no difference, except that this
|
||
has also authority to decide the disputes, which may arise between
|
||
cities. For in this dominion, of which no city is head, it cannot be
|
||
done by the supreme council. (See Chap. VI. Sec. 38.)
|
||
|
||
6. But, in this dominion, the supreme council is not to be called
|
||
together, unless there is need to alter the form of the dominion itself,
|
||
or on some difficult business, to which the senators shall think
|
||
themselves unequal; and so it will very rarely happen, that all the
|
||
patricians are summoned to council. For we have said (Chap. VIII. Sec.
|
||
17), that the supreme council's function is to pass and repeal laws, and
|
||
to choose the ministers of the dominion. But the laws, or general
|
||
constitution of the whole dominion, ought not to be changed as soon as
|
||
instituted. If, however, time and occasion suggest the institution of
|
||
some new law or the change of one already ordained, the question may
|
||
first be discussed in the senate, and after the agreement of the senate
|
||
in the matter, then let envoys next be sent to the cities by the senate
|
||
itself, to inform the patricians of every city of the opinion of the
|
||
senate, and lastly, if the majority of the cities follow that opinion,
|
||
it shall then remain good, but otherwise be of no effect. And this same
|
||
order may be observed in choosing the generals of the army and the
|
||
ambassadors to be sent to other realms, as also about decrees concerning
|
||
the making of war or accepting conditions of peace. But in choosing the
|
||
other public officials, since (as we showed in Sec. 4) every city, as
|
||
far as can be, ought to remain independent, and to have as much more
|
||
right than the others in the dominion, as it exceeds them in power, the
|
||
following order must necessarily be observed. The senators are to be
|
||
chosen by the patricians of each city; that is, the patricians of one
|
||
city are to elect in their own council a fixed number of senators from
|
||
their colleagues of their own city, which number is to be to that of the
|
||
patricians of that city as one to twelve (Chap. VIII. Sec. 30); and they
|
||
are to designate whom they will to be of the first, second, third, or
|
||
other series; and in like manner the patricians of the other cities, in
|
||
proportion to their number, are to choose more or fewer senators, and
|
||
distribute them among the series, into a certain number of which we have
|
||
said the senate is to be divided. (Chap. VIII. Sec. 34.) By which means
|
||
it will result, that in every series of senators there will be found
|
||
senators of every city, more or fewer, according to its size. But the
|
||
presidents and vice-presidents of the series, being fewer in number than
|
||
the cities, are to be chosen by lot by the senate out of the consuls,
|
||
who are to be appointed first. The same order is to be maintained in
|
||
appointing the supreme judges of the dominion, namely, that the
|
||
patricians of every city are to elect from their colleagues in
|
||
proportion to their number more or fewer judges. And so it will be the
|
||
case, that every city in choosing officials will be as independent as
|
||
possible, and that each, in proportion to its power, will have the more
|
||
right alike in the senate and the court of justice; supposing, that is,
|
||
that the order observed by senate and court in deciding public affairs,
|
||
and settling disputes is such in all respects, as we have described it
|
||
in the thirty-third and thirty-fourth sections of the last chapter. [1]
|
||
|
||
7. Next, the commanders of battalions and military tribunes are also to
|
||
be chosen from the patricians. For as it is fair, that every city in
|
||
proportion to its size should be bound to levy a certain number of
|
||
soldiers for the general safety of the whole dominion, it is also fair,
|
||
that from the patricians of every city in proportion to the number of
|
||
regiments, which they are bound to maintain, they may appoint so many
|
||
tribunes, captains, ensigns, etc., as are needed to discipline that part
|
||
of the military, which they supply to the dominion.
|
||
|
||
8. No taxes are to be imposed by the senate on the subjects; but to meet
|
||
the expenditure, which by decree of the senate is necessary to carry on
|
||
public business, not the subjects, but the cities themselves are to be
|
||
called to assessment by the senate, so that every city, in proportion to
|
||
its size, should pay a larger or smaller share of the expense. And this
|
||
share indeed is to be exacted by the patricians of every city from their
|
||
own citizens in what way they please, either by compelling them to an
|
||
assessment, or, as is much fairer, by imposing taxes on them.
|
||
|
||
9. Further, although all the cities of this dominion are not maritime,
|
||
nor the senators summoned from the maritime cities only, yet may the
|
||
same emoluments be awarded to the senators, as we mentioned in the
|
||
thirty-first section of the last chapter. To which end it will be
|
||
possible to devise means, varying with the composition of the dominion,
|
||
to link the cities to one another more closely. But the other points
|
||
concerning the senate and the court of justice and the whole dominion in
|
||
general, which I delivered in the last chapter, are to be applied to
|
||
this dominion also. And so we see, that in a dominion which is in the
|
||
hands of several cities, it will not be necessary to assign a fixed time
|
||
or place for assembling the supreme council. But for the senate and
|
||
court of justice a place is to be appointed in a village, or in a city,
|
||
that has not the right of voting. But I return to those points, which
|
||
concern the cities taken by themselves.
|
||
|
||
10. The order to be observed by the supreme council of a single city, in
|
||
choosing officials of the dominion and of the city, and in making
|
||
decrees, should be the same that I have delivered in the twenty-seventh
|
||
and thirty-sixth sections of the last chapter. For the policy is the
|
||
same here as it was there. Next a council of syndics is to be formed,
|
||
subordinate to the council of the city, and having the same relation to
|
||
it as the council of syndics of the last chapter had to the council of
|
||
the entire dominion, and let its functions within the limits of the city
|
||
be also the same, and let it enjoy the same emoluments. But if a city,
|
||
and consequently the number of its patricians be so small that it cannot
|
||
create more than one syndic or two, which two are not enough to make a
|
||
council, then the supreme council of the city is to appoint judges to
|
||
assist the syndics in trials according to the matter at issue, or else
|
||
the dispute must be referred to the supreme council of syndics. For from
|
||
every city some also out of the syndics are to be sent to the place
|
||
where the senate sits, to see that the constitution of the whole
|
||
dominion is preserved unbroken, and they are to sit in the senate
|
||
without the right of voting.
|
||
|
||
11. The consuls of the cities are likewise to be chosen by the
|
||
patricians of their city, and are to constitute a sort of senate for it.
|
||
But their number I cannot determine, nor yet do I think it necessary,
|
||
since the city's business of great importance is transacted by its
|
||
supreme council, and matters concerning the whole dominion by the great
|
||
senate. But if they be few, it will be necessary that they give their
|
||
votes in their council openly, and not by ballot, as in large councils.
|
||
For in small councils, when votes are given secretly, by a little extra
|
||
cunning one can easily detect the author of every vote, and in many ways
|
||
deceive the less attentive.
|
||
|
||
12. Besides, in every city judges are to be appointed by its supreme
|
||
council, from whose sentence, however, let everyone but an openly
|
||
convicted criminal or confessed debtor have a right of appeal to the
|
||
supreme court of justice of the dominion. But this need not be pursued
|
||
further.
|
||
|
||
13. It remains, therefore, to speak of the cities which are not
|
||
independent. If these were founded in an actual province or district of
|
||
the dominion, and their inhabitants are of the same nation and language,
|
||
they ought of necessity, like villages, to be esteemed parts of the
|
||
neighbouring cities, so that each of them should be under the government
|
||
of this or that independent city. And the reason of this is, that the
|
||
patricians are chosen by the supreme council, not of the dominion, but
|
||
of every city, and in every city are more or fewer, according to the
|
||
number of inhabitants within the limits of its jurisdiction (Sec. 5).
|
||
And so it is necessary, that the multitude of the city, which is not
|
||
independent, be referred to the census of another which is independent,
|
||
and depend upon the latter's government. But cities captured by right of
|
||
war, and annexed to the dominion, are either to be esteemed associates
|
||
in the dominion, and though conquered put under an obligation by that
|
||
benefit, or else colonies to enjoy the right of citizenship are to be
|
||
sent thither, and the natives removed elsewhere or utterly destroyed.
|
||
|
||
14. And these are the things, which touch the foundations of the
|
||
dominion. But that its condition is better than that of the aristocracy,
|
||
which is called after one city only, I conclude from this, namely, that
|
||
the patricians of every city, after the manner of human desire, will be
|
||
eager to keep, and if possible increase their right, both in their city
|
||
and in the senate; and therefore will try, as far as possible, to
|
||
attract the multitude to themselves, and consequently to make a stir in
|
||
the dominion by good deeds rather than by fear, and to increase their
|
||
own number; because the more numerous they are, the more senators they
|
||
will choose out of their own council (Sec. 6), and hence the more right
|
||
(Sec. 6) they will possess in the dominion. Nor is it an objection, that
|
||
while every city is consulting its own interest and suspecting the rest,
|
||
they more often quarrel among themselves, and waste time in disputing.
|
||
For if, while the Romans are debating, Saguntum is lost: [2] on the
|
||
other hand, while a few are deciding everything in conformity with their
|
||
own passions only, liberty and the general good are lost. For men's
|
||
natural abilities are too dull to see through everything at once; but by
|
||
consulting, listening, and debating, they grow more acute, and while
|
||
they are trying all means, they at last discover those which they want,
|
||
which all approve, but no one would have thought of in the first
|
||
instance. But if anyone retorts, that the dominion of the Dutch has not
|
||
long endured without a count or one to fill his place, let him have this
|
||
reply, that the Dutch thought, that to maintain their liberty it was
|
||
enough to abandon their count, and to behead the body of their dominion,
|
||
but never thought of remoulding it, and left its limbs, just as they had
|
||
been first constituted, so that the county of Holland has remained
|
||
without a count, like a headless body, and the actual dominion has
|
||
lasted on without the name. And so it is no wonder that most of its
|
||
subjects have not known, with whom the authority of the dominion lay.
|
||
And even had this been otherwise, yet those who actually held dominion
|
||
were far too few to govern the multitude and suppress their powerful
|
||
adversaries. Whence it has come to pass, that the latter have often been
|
||
able to plot against them with impunity, and at last to overthrow them.
|
||
And so the sudden overthrow of the said republic [3] has not arisen from
|
||
a useless waste of time in debates, but from the misformed state of the
|
||
said dominion and the fewness of its rulers.
|
||
|
||
15. This aristocracy in the hands of several cities is also preferable
|
||
to the other, because it is not necessary, as in the first described, to
|
||
provide against its whole supreme council being overpowered by a sudden
|
||
attack, since (Sec. 9) no time or place is appointed for its meeting.
|
||
Moreover, powerful citizens in this dominion are less to be feared. For
|
||
where several cities enjoy liberty, it is not enough for him, who is
|
||
making ready his way to dominion, to seize one city, in order to hold
|
||
dominion over the rest. And, lastly, liberty under this dominion is
|
||
common to more. For where one city reigns alone, there the advantage of
|
||
the rest is only so far considered, as suits that reigning city.
|
||
|
||
------
|
||
|
||
1. So the text: but the court of justice is not described till the
|
||
thirty-seventh and following sections of Chap. VIII.
|
||
|
||
2. Livy, "Hist.," Bk. xxi. Chaps. VI. and following.
|
||
|
||
3. A.D. 1672. William Henry, Prince of Orange, afterwards William III.
|
||
of England, was made Statholder by a popular insurrection, consequent on
|
||
the invasion of the French.
|
||
|
||
------------------------
|
||
|
||
CHAPTER X.
|
||
|
||
OF ARISTOCRACY. CONCLUSION.
|
||
|
||
HAVING explained and made proof of the foundations of both kinds of
|
||
aristocracy, it remains to inquire whether by reason of any fault they
|
||
are liable to be dissolved or changed into another form. The primary
|
||
cause, by which dominions of this kind are dissolved, is that, which
|
||
that most acute Florentine [1] observes in his "Discourses on Livy" (Bk.
|
||
iii. Chap. I.), namely, that like a human body, "a dominion has daily
|
||
added to it something that at some time or other needs to be remedied."
|
||
And so, he says, it is necessary for something occasionally to occur, to
|
||
bring back the dominion to that first principle, on which it was in the
|
||
beginning established. And if this does not take place within the
|
||
necessary time, its blemishes will go on increasing, till they cannot be
|
||
removed, but with the dominion itself. And this restoration, he says,
|
||
may either happen accidentally, or by the design and forethought of the
|
||
laws or of a man of extraordinary virtue. And we cannot doubt, that this
|
||
matter is of the greatest importance, and that, where provision has not
|
||
been made against this inconvenience, the dominion will not be able to
|
||
endure by its own excellence, but only by good fortune; and on the other
|
||
hand that, where a proper remedy has been applied to this evil, it will
|
||
not be possible for it to fall by its own fault, but only by some
|
||
inevitable fate, as we shall presently show more clearly. The first
|
||
remedy, that suggested itself for this evil, was to appoint every five
|
||
years a supreme dictator for one or two months, who should have the
|
||
right to inquire, decide, and make ordinances concerning the acts of the
|
||
senators and of every official, and thereby to bring back the dominion
|
||
to its first principle. But he who studies to avoid the inconveniences,
|
||
to which a dominion is liable, must apply remedies that suit its nature,
|
||
and can be derived from its own foundations; otherwise in his wish to
|
||
avoid Charybdis he falls upon Scylla. It is, indeed, true that all, as
|
||
well rulers as ruled, ought to be restrained by fear of punishment or
|
||
loss, so that they may not do wrong with impunity or even advantage;
|
||
but, on the other hand, it is certain, that if this fear becomes common
|
||
to good and bad men alike, the dominion must be in the utmost danger.
|
||
Now as the authority of a dictator is absolute, it cannot fail to be a
|
||
terror to all, especially if, as is here required, he were appointed at
|
||
a stated time, because in that case every ambitious man would pursue
|
||
this office with the utmost energy; and it is certain that in time of
|
||
peace virtue is thought less of than wealth, so that the more haughty a
|
||
man he is, the more easily he will get office. And this perhaps is why
|
||
the Romans used to make a dictator at no fixed time, but under pressure
|
||
of some accidental necessity. Though for all that, to quote Cicero's
|
||
words, "the tumour of a dictator was displeasing to the good." [2] And
|
||
to be sure, as this authority of a dictator is quite royal, it is
|
||
impossible for the dominion to change into a monarchy without great
|
||
peril to the republic, although it happen for ever so short a time.
|
||
Furthermore, if no fixed time were appointed for creating a dictator, no
|
||
notice would be paid to the interval between one dictator and another,
|
||
which is the very thing that we said was most to be observed; and the
|
||
whole thing would be exceedingly vague, and therefore easily neglected.
|
||
Unless, then, this authority of a dictator be eternal and fixed, and
|
||
therefore impossible to be conferred on one man without destroying the
|
||
form of dominion, the dictatorial authority itself, and consequently the
|
||
safety and preservation of the republic will be very uncertain.
|
||
|
||
2. But, on the other hand, we cannot doubt (Chap. VI. Sec. 3), that, if
|
||
without destroying the form of dominion, the sword of the dictator might
|
||
be permanent, and only terrible to the wicked, evils will never grow to
|
||
such a pitch, that they cannot be eradicated or amended. In order,
|
||
therefore, to secure all these conditions, we have said, that there is
|
||
to be a council of syndics subordinate to the supreme council, to the
|
||
end that the sword of the dictator should be permanent in the hands not
|
||
of any natural person, but of a civil person, whose members are too
|
||
numerous to divide the dominion amongst themselves (Chap. IX. Secs. 1,
|
||
2), or to combine in any wickedness. To which is to be added, that they
|
||
are forbidden to fill any other office in the dominion, that they are
|
||
not the paymasters of the soldiery, and, lastly, that they are of an age
|
||
to prefer actual security to things new and perilous. Wherefore the
|
||
dominion is in no danger from them, and consequently they cannot, and in
|
||
fact will not be a terror to the good, but only to the wicked. For as
|
||
they are less powerful to accomplish criminal designs, so are they more
|
||
so to restrain wickedness. For, not to mention that they can resist it
|
||
in its beginnings (since the council lasts for ever), they are also
|
||
sufficiently numerous to dare to accuse and condemn this or that
|
||
influential man without fear of his enmity; especially as they vote by
|
||
ballot, and the sentence is pronounced in the name of the entire
|
||
council.
|
||
|
||
3. But the tribunes of the commons at Rome were likewise regularly
|
||
appointed; but they were too weak to restrain the power of a Scipio, and
|
||
had besides to submit to the senate their plans for the public welfare,
|
||
[3] which also frequently eluded them, by contriving that the one whom
|
||
the senators were least afraid of should be most popular with the
|
||
commons. Besides which, the tribunes' authority was supported against
|
||
the patricians by the favour of the commons. and whenever they convoked
|
||
the commons, it looked as if they were raising a sedition rather than
|
||
assembling a council. Which inconveniences have certainly no place in
|
||
the dominion which we have described in the last two chapters.
|
||
|
||
4. However, this authority of the syndics will only be able to secure
|
||
the preservation of the form of the dominion, and thus to prevent the
|
||
laws from being broken, or anyone from gaining by transgressing; but
|
||
will by no means suffice to prevent the growth of vices, which cannot be
|
||
forbidden by law, such as those into which men fall from excess of
|
||
leisure, and from which the ruin of a dominion not uncommonly follows.
|
||
For men in time of peace lay aside fear, and gradually from being fierce
|
||
savages become civilized or humane, and from being humane become soft
|
||
and sluggish, and seek to excel one another not in virtue, but in
|
||
ostentation and luxury. And hence they begin to put off their native
|
||
manners and to put on foreign ones, that is, to become slaves.
|
||
|
||
5. To avoid these evils many have tried to establish sumptuary laws; but
|
||
in vain. For all laws which can be broken without any injury to another,
|
||
are counted but a laughing-stock, and are so far from bridling the
|
||
desires and lusts of men, that on the contrary they stimulate them. For
|
||
"we are ever eager for forbidden fruit, and desire what is denied." [4]
|
||
Nor do idle men ever lack ability to elude the laws which are instituted
|
||
about things, which cannot absolutely be forbidden, as banquets, plays,
|
||
ornaments, and the like, of which only the excess is bad; and that is to
|
||
be judged according to the individual's fortune, so that it cannot be
|
||
determined by any general law.
|
||
|
||
6. I conclude, therefore, that the common vices of peace, of which we
|
||
are here speaking, are never to be directly, but indirectly forbidden;
|
||
that is, by laying such foundations of dominion, that the result may be,
|
||
that the majority, I do not say are anxious to live wisely (for that is
|
||
impossible), but are guided by those passions whence the republic has
|
||
most advantage. And therefore the chief point to be studied is, that the
|
||
rich may be, if not thrifty, yet avaricious. For there is no doubt,
|
||
that, if this passion of avarice, which is general and lasting, be
|
||
encouraged by the desire of glory, most people would set their chief
|
||
affection upon increasing their property without disgrace, in order to
|
||
acquire honours, while avoiding extreme infamy. If then we examine the
|
||
foundations of both kinds of aristocracy which I have explained in the
|
||
last two chapters, we shall see, that this very result follows from
|
||
them. For the number of rulers in both is so large, that most of the
|
||
rich have access to government and to the offices of the dominion open
|
||
to them.
|
||
|
||
7. But if it be further ordained (as we said, Chap. VIII. Sec. 47), that
|
||
patricians who are insolvent be deposed from patrician rank, and that
|
||
those who have lost their property by misfortune be restored to their
|
||
former position, there is no doubt that all will try their best to keep
|
||
their property. Moreover, they will never desire foreign costumes, nor
|
||
disdain their native ones, if it is by law appointed, that patricians
|
||
and candidates for office should be distinguished by a special robe,
|
||
concerning which see Chap. VIII. Secs. 25, 47. And besides these, other
|
||
means may be devised in every dominion agreeable to the nature of its
|
||
situation and the national genius, and herein it is above all to be
|
||
studied, that the subjects may do their duty rather spontaneously than
|
||
under pressure of the law.
|
||
|
||
8. For a dominion, that looks no farther than to lead men by fear, will
|
||
be rather free from vices, than possessed of virtue. But men are so to
|
||
be led, that they may think that they are not led, but living after
|
||
their own mind, and according to their free decision; and so that they
|
||
are restrained only by love of liberty, desire to increase their
|
||
property, and hope of gaining the honours of the dominion. But effigies,
|
||
triumphs, and other incitements to virtue, are signs rather of slavery
|
||
than liberty. For rewards of virtue are granted to slaves, not freemen.
|
||
I admit, indeed, that men are very much stimulated by these incitements;
|
||
but, as in the first instance, they are awarded to great men, so
|
||
afterwards, with the growth of envy, they are granted to cowards and men
|
||
swollen with the extent of their wealth, to the great indignation of all
|
||
good men. Secondly, those, who boast of their ancestors' effigies and
|
||
triumphs, think they are wronged, if they are not preferred to others.
|
||
Lastly, not to mention other objections, it is certain that equality,
|
||
which once cast off the general liberty is lost, can by no means be
|
||
maintained, from the time that peculiar honours are by public law
|
||
decreed to any man renowned for his virtue.
|
||
|
||
9. After which premisses, let us now see whether dominions of this kind
|
||
can be destroyed by any cause to which blame attaches. But if any
|
||
dominion can be everlasting, that will necessarily be so, whose
|
||
constitution being once rightly instituted remains unbroken. For the
|
||
constitution is the soul of a dominion. Therefore, if it is preserved,
|
||
so is the dominion. But a constitution cannot remain unconquered, unless
|
||
it is defended alike by reason and common human passion: otherwise, if
|
||
it relies only on the help of reason, it is certainly weak and easily
|
||
overcome. Now since the fundamental constitution of both kinds of
|
||
aristocracy has been shown to agree with reason and common human
|
||
passion, we can therefore assert that these, if any kinds of dominion,
|
||
will be eternal, in other words, that they cannot be destroyed by any
|
||
cause to which blame attaches, but only by some inevitable fate.
|
||
|
||
10. But it may still be objected to us, that, although the constitution
|
||
of dominion above set forth is defended by reason and common human
|
||
passion, yet for all that it may at some time be overpowered. For there
|
||
is no passion, that is not sometimes overpowered, by a stronger contrary
|
||
one; for we frequently see the fear of death overpowered by the greed
|
||
for another's property. Men, who are running away in panic fear from the
|
||
enemy, can be stopped by the fear of nothing else, but throw themselves
|
||
into rivers, or rush into fire, to escape the enemy's steel. In whatever
|
||
degree, therefore, a commonwealth is rightly ordered, and its laws well
|
||
made; yet in the extreme difficulties of a dominion, when all, as
|
||
sometimes happens, are seized by a sort of panic terror, all, without
|
||
regard to the future or the laws, approve only that which their actual
|
||
fear suggests, all turn towards the man who is renowned for his
|
||
victories, and set him free from the laws, and (establishing thereby the
|
||
worst of precedents), continue him in command, and entrust to his
|
||
fidelity all affairs of state: and this was, in fact, the cause of the
|
||
destruction of the Roman dominion. But to answer this objection, I say,
|
||
first, that in a rightly constituted republic such terror does not arise
|
||
but from a due cause. And so such terror and consequent confusion can be
|
||
attributed to no cause avoidable by human foresight. In the next place,
|
||
it is to be observed, that in a republic such as we have above
|
||
described, it is impossible (Chap. VIII. Secs. 9, 25) for this or that
|
||
man so to distinguish himself by the report of his virtue, as to turn
|
||
towards himself the attention of all, but he must have many rivals
|
||
favoured by others. And so, although from terror there arise some
|
||
confusion in the republic, yet no one will be able to elude the law and
|
||
declare the election of anyone to an illegal military command, without
|
||
its being immediately disputed by other candidates; and to settle the
|
||
dispute, it will, in the end, be necessary to have recourse to the
|
||
constitution ordained once for all, and approved by all, and to order
|
||
the affairs of the dominion according to the existing laws. I may
|
||
therefore absolutely assert, that as the aristocracy, which is in the
|
||
hands of one city only, so especially that which is in the hands of
|
||
several, is everlasting, or, in other words, can be dissolved or changed
|
||
into another form by no internal cause.
|
||
|
||
------
|
||
|
||
1. Machiavelli.
|
||
|
||
2. Cic. ad Quint. Grat. iii. 8, 4. The better reading is "rumour," not
|
||
"tumour." "The good" in such a passage means the aristocratic party.
|
||
|
||
3. Not by law, except before B.C. 287 and in the interval between the
|
||
dictatorship of Sulla and the consulship of Pompey and Crassus. But in
|
||
the golden age of the republic the senate in fact controlled the
|
||
tribunes.
|
||
|
||
4. Ovid, "Amores," III. iv. 17.
|
||
|
||
------------------------
|
||
|
||
CHAPTER XI.
|
||
|
||
OF DEMOCRACY.
|
||
|
||
I PASS, at length, to the third and perfectly absolute dominion, which
|
||
we call democracy. The difference between this and aristocracy consists,
|
||
we have said, chiefly in this, that in an aristocracy it depends on the
|
||
supreme council's will and free choice only, that this or that man is
|
||
made a patrician, so that no one has the right to vote or fill public
|
||
offices by inheritance, and that no one can by right demand this right,
|
||
as is the case in the dominion, whereof we are now treating. For all,
|
||
who are born of citizen parents, or on the soil of the country, or who
|
||
have deserved well of the republic, or have accomplished any other
|
||
conditions upon which the law grants to a man right of citizenship; they
|
||
all, I say, have a right to demand for themselves the right to vote in
|
||
the supreme council and to fill public offices, nor can they be refused
|
||
it, but for crime or infamy.
|
||
|
||
2. If, then, it is by a law appointed, that the elder men only, who have
|
||
reached a certain year of their age, or the first-born only, as soon as
|
||
their age allows, or those who contribute to the republic a certain sum
|
||
of money, shall have the right of voting in the supreme council and
|
||
managing the business of the dominion; then, although on this system the
|
||
result might be, that the supreme council would be composed of fewer
|
||
citizens than that of the aristocracy of which we treated above, yet,
|
||
for all that, dominions of this kind should be called democracies,
|
||
because in them the citizens, who are destined to manage affairs of
|
||
state, are not chosen as the best by the supreme council, but are
|
||
destined to it by a law. And although for this reason dominions of this
|
||
kind, that is, where not the best, but those who happen by chance to be
|
||
rich, or who are born eldest, are destined to govern, are thought
|
||
inferior to an aristocracy; yet, if we reflect on the practice or
|
||
general condition of mankind, the result in both cases will come to the
|
||
same thing. For patricians will always think those the best, who are
|
||
rich, or related to themselves in blood, or allied by friendship. And,
|
||
indeed, if such were the nature of patricians, that they were free from
|
||
all passion, and guided by mere zeal for the public welfare in choosing
|
||
their patrician colleagues, no dominion could be compared with
|
||
aristocracy. But experience itself teaches us only too well, that things
|
||
pass in quite a contrary manner, above all, in oligarchies, where the
|
||
will of the patricians, from the absence of rivals, is most free from
|
||
the law. For there the patricians intentionally keep away the best men
|
||
from the council, and seek for themselves such colleagues in it, as hang
|
||
upon their words, so that in such a dominion things are in a much more
|
||
unhappy condition, because the choice of patricians depends entirely
|
||
upon the arbitrary will of a few, which is free or unrestrained by any
|
||
law. But I return to my subject.
|
||
|
||
3. From what has been said in the last section, it is manifest that we
|
||
can conceive of various kinds of democracy. But my intention is not to
|
||
treat of every kind, but of that only, "wherein all, without exception,
|
||
who owe allegiance to the laws of the country only, and are further
|
||
independent and of respectable life, have the right of voting in the
|
||
supreme council and of filling the offices of the dominion." I say
|
||
expressly. "who owe allegiance to the laws of the country only," to
|
||
exclude foreigners, who are treated as being under another's dominion. I
|
||
added, besides, "who are independent," except in so far as they are
|
||
under allegiance to the laws of the dominion, to exclude women and
|
||
slaves, who are under the authority of men and masters, and also
|
||
children and wards, as long as they are under the authority of parents
|
||
and guardians. I said, lastly, "and of respectable life," to exclude,
|
||
above all, those that are infamous from crime, or some disgraceful means
|
||
of livelihood.
|
||
|
||
4. But, perhaps, someone will ask, whether women are under men's
|
||
authority by nature or institution? For if it has been by mere
|
||
institution, then we had no reason compelling us to exclude women from
|
||
government. But if we consult experience itself, we shall find that the
|
||
origin of it is in their weakness. For there has never been a case of
|
||
men and women reigning together, but wherever on the earth men are
|
||
found, there we see that men rule, and women are ruled, and that on this
|
||
plan, both sexes live in harmony. But on the other hand, the Amazons,
|
||
who are reported to have held rule of old, did not suffer men to stop in
|
||
their country, but reared only their female children, killing the males
|
||
to whom they gave birth. [1] But if by nature women were equal to men,
|
||
and were equally distinguished by force of character and ability, in
|
||
which human power and therefore human right chiefly consist; surely
|
||
among nations so many and different some would be found, where both
|
||
sexes rule alike, and others, where men are ruled by women, and so
|
||
brought up, that they can make less use of their abilities. And since
|
||
this is nowhere the case, one may assert with perfect propriety, that
|
||
women have not by nature equal right with men: but that they necessarily
|
||
give way to men, and that thus it cannot happen, that both sexes should
|
||
rule alike, much less that men should be ruled by women. But if we
|
||
further reflect upon human passions, how men, in fact, generally love
|
||
women merely from the passion of lust, and esteem their cleverness and
|
||
wisdom in proportion to the excellence of their beauty, and also how
|
||
very ill-disposed men are to suffer the women they love to show any sort
|
||
of favour to others, and other facts of this kind, we shall easily see
|
||
that men and women cannot rule alike without great hurt to peace. But of
|
||
this enough.
|
||
|
||
------
|
||
|
||
1. Justin, Histories, ii. 4.
|
||
|
||
------------------------
|
||
|
||
END
|
||
|