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1189 lines
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(word processor parameters LM=8, RM=78, TM=2, BM=2)
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Taken from KeelyNet BBS (214) 324-3501
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Sponsored by Vangard Sciences
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PO BOX 1031
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Mesquite, TX 75150
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August 17, 1990
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courtesy of the Psychology Forum at 214-368-5474
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MIND4.ZIP
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(others references related to this document
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can be freely found on KeelyNet
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under MIND1.ZIP, MIND2.ZIP and MIND3.ZIP)
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--------------------------------------------------------------------
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Brainwashing and the CIA
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--------------------------------------------------------------------
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SEE NOTES AT END FOR INFO ON SOURCES OF THESE DOCUMENTS
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CENTRAL INTELLIGENCE AGENCY
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WASHINGTON 25, D. C.
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OFFICE OF THE DIRECTOR 25 APR 1956
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MEMORANDUM FOR: The Honorable J. Edgar Hoover
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Director, Federal Bureau of Investigation
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SUBJECT : Brainwashing
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The attached study on brainwashing was prepared by my
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staff in response to the increasing acute interest in the
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subject throughout the intelligence and security components
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of the Government. I feel you will find it well worth your
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personal attention.
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It represents the thinking of leading psy-chologists,
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psychiatrists and intelligence specialists, based in turn on
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interviews with many individuals who have had personal
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experience with Communist brainwashing, and on extensive
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research and testing.
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While individuals specialists hold divergent views on
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various aspects of this most complex subject, I believe the
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study reflects a synthesis of majority expert opinion. I
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will, of course, appreciate any comments on it that you or
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your staff may have.
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(signed)
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Allen W. Dulles
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Director
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Page 1
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--------------------------------------------------------------------
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A REPORT ON COMMUNIST BRAINWASHING
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The report that follows is a condensation of a study by training
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experts of the important classified and unclassified information
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available on this subject.
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BACKGROUND
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Brainwashing, as a technique, has been used for centuries and
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is no mystery to psychologists. In this sense, brainwashing means
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involuntary re-education of basic beliefs and values.
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All people are being re-educated continually. New information
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changes one's beliefs. Everyone has experienced to some degree the
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conflict that ensues when new information is not consistent with
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prior belief.
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The experience of the brainwashed individual differs in that the
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in-consistent information is forced upon the individual under
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controlled conditions after the possibility of critical judgment has
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been removed by a variety of methods.
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There is no question that an individual can be broken psycholog-
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ically by captors with knowledge and willingness to persist in tech-
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niques aimed at deliberately destroying the integration of a
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personality.
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Although it is probable that everyone reduced to such a confused,
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disoriented state will respond to the introduction of new beliefs,
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this cannot be stated dogmatically.
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PRINCIPLES OF HUMAN CONTROL AND REACTION TO CONTROL
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There are progressive steps in exercising control over an
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individual and changing his behaviour and personality integration.
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The following five steps are typical of behaviour changes in any
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controlled individual:
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1. Making the individual aware of control is the first stage
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in changing his behaviour. A small child is made aware of
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the physical and psychological control of his parents and
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quickly recognizes that an overwhelming force must be
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reckoned with.
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So, a controlled adult comes to recognize the overwhelming
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powers of the state and the impersonal, "incarcerative"
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machinery in which he is enmeshed. The individual
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recognizes that definite limits have been put upon the ways
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he can respond.
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(Approved for Release) (62-80750-2712X)
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(Date: 8 FEB 1984)
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OA 53-37
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2. Realization of his complete dependence upon the controlling
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system is a major factor in the controlling of his behavior.
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Page 2
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The controlled adult is forced to accept the fact that food,
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tobacco,praise, and the only social contact that he will get
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come from the very interrogator who exercises control over
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him.
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3. The awareness of control and recognition of dependence re
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sult in causing internal conflict and breakdown of previous
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patterns of behaviour.
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Although this transition can be relatively mild in the case
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of a child, it is almost invariably severe for the adult
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undergoing brainwashing. Only an individual who holds his
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values lightly can change them easily.
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Since the brainwasher-interrogators aim to have the
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individuals undergo profound emotional change, they force
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their victims to seek out painfully what is desired by the
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controlling individual.
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During this period the victim is likely to have a mental
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breakdown characterized by delusions and hallucinations.
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4. Discovery that there is an acceptable solution to his
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problem is the first stage of reducing the individual's
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conflict.
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It is characteristically reported by victims of brainwashing
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that this discovery led to an overwhelming feeling of relief
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that the horror of internal conflict would cease and that
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perhaps they would not, after all, be driven insane.
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It is at this point that they are prepared to make major
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changes in their value-system. This is an automatic rather
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than voluntary choice. They have lost their ability to be
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critical.
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5. Reintergration of values and identification with the cont-
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rolling system is the final stage in changing the behaviour
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of the controlled individual.
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A child who has learned a new, socially desirable behaviour
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demonstrates its importance by attempting to as apt the new
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behaviour to a variety of other situations. Similar states
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in the brainwashed adult are (SECTION DELETED BY CIA)
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pitiful.
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His new value-system, his manner of perceiving, organizing,
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and giving meaning to events, is virtually independent of
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his former value system. He is no longer capable of
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thinking or speaking in concepts other than those he has
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adopted.
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He tends to identify by expressing thanks to
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his captors for helping him see the light.
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||
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Brainwashing can be achieved without using illegal
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||
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means.
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||
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Anyone willing to use known principles of control and
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reactions to control and capable of demonstrating the
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patience needed in raising a child can probably achieve
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successful brainwashing.
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Page 3
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COMMUNIST CONTROL TECHNIQUES AND THEIR EFFECTS
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A description of usual communist control techniques follows.
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1. Interrogation. There are at least two ways in which "interro-
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gation" is used:
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a. Elicitation, which is designed to get the individual to
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surrender protected information, is a form of
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interrogation. One major difference between elicitation
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|
and interrogation used to achieve brainwashing is that
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the mind of the individual must be kept clear to permit
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coherent, undistorted disclosure of protected
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information.
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b. Elicitation for the purpose of brainwashing consists of
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questioning, argument, indoctrination, threats,
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cajolery, praise, hostility, and a variety of other
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pressures. The aim of this interrogation is to hasten
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the breakdown of the individual's value system and to
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encourage the substitution of a different value-system.
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The procurement of protected information is secondary
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|
and is used as a device to increase pressure upon the
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individual. The term "interrogation" in this paper will
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|
refer, in general, to this type. The "interrogator" is
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the individual who conducts this type of interrogation
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and who controls the administration of the other
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|
pressures. He is the protagonist against whom the victim
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develops his conflict, and upon whom the victim develops
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a state of dependency as he seeks some solution to his
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conflict.
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2. Physical Torture and Threats of Torture. Two types of physical
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|
torture are distinguishable more by their psychological effect
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|
in inducing conflict than by the degree of painfulness:
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a. The first type is one in which the victim has a passive
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role in the pain inflicted on him (e.g.,beatings). His
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conflict involves the decision of whether or not to give
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in to demands in order to avoid further pain. Generally,
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|
brutality of this type was not found to achieve the
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||
|
desired results. Threats of torture were found more
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||
|
effective, as fear of pain causes greater conflict
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|
within the individual than does pain itself.
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|
b. The second type of torture is represented by requiring
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|
the individual to stand in one spot for several hours or
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|
assume some other pain-inducing position. Such a
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|
requirement often engenders in the individual a
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||
|
determination to "stick it out." This internal act of
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||
|
resistance provide a feeling of moral superiority at
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|
first.
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||
|
As time passes and his pain mounts, however, the
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||
|
individual becomes aware that it is his own original
|
||
|
determination to resist that is causing the continuance
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||
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of pain.
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||
|
A conflict develops within the individual between his
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|
moral determination and his desire to collapse and
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discontinue the pain. It is this extra internal
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|
Page 4
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conflict, in addition to the conflict over whether or
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||
|
not to give in to the demands made of him, that tends to
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||
|
make this method of torture more effective in the
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||
|
breakdown of the individual personality.
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||
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||
|
3. Isolation. Individual differences in reaction to isolation are
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||
|
probably greater than to any other method.
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||
|
Some individuals appear to be able to withstand prolonged
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|
periods of isolation without deleterious effects, while a
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||
|
relatively short period of isolation reduces others to the
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||
|
verge of psychosis. Reaction varies with the conditions of
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||
|
the isolation cell.
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||
|
Some sources have indicated a strong reaction to filth and
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|
vermin, although they had negligible reactions to the
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||
|
isolation.
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||
|
Others reacted violently to isolation in relatively clean
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||
|
cells. The predominant cause of breakdown in such situations
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||
|
is a lack of sensory stimulati n (i.e., grayness of walls,
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||
|
lack of sound, absence of social contact, etc.).
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||
|
Experimental subjects exposed to this condition have reported
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||
|
vivid hallicinations and overwhelming fears of losing their
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|
sanity.
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||
|
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||
|
4. Control of Communication. This is one of the most effective
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||
|
methods for creating a sense of helplessness and despair. This
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|
measure might well be considered the cornerstone of the
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||
|
communist system of control.
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||
|
It consists of strict regulation of the mail,reading
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materials, broadcast materials, and social contact available
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to the individual. The need to communicate is so great that
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|
when the usual channels are blocked, the individual will
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resort to any open channel, almost regardless of the
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implications of using that particular channel.
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||
|
Many POWs in Korea, whose only act of "collaboration" was to
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|
sign petitions and "peace appeals," defended their actions on
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||
|
the ground that this was the only method of letting the
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outside world know they were still alive.
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|
Many stated that their morale and fortitude would have been
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|
increased immeasurably had leaflets of encouragement been
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dropped to them.
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When the only contact with the outside world is via the
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|
interrogator, the prisoner comes to develop extreme dependency
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on his interrogator and hence loses another prop to his
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morale.
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||
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|
Another wrinkle in communication control is the informer
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|
system. The recruitment of informers in POW camps discouraged
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||
|
communication between inmates. POWs who feared that every act
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|
or thought of resistance would be communicated to the camp
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|
administrators, lost faith in their fellow man and were forced
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|
to "untrusting individualism." Informers are also under
|
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|
several stages of brainwashing and elicitation to develop and
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||
|
maintain control over the victims.
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||
|
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||
|
5. Induction of Fatigue. This is a well-known device for breaking
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||
|
will power and critical powers of judgment. Deprivation of
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|
sleep results in more intense psychological debilitation than
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|
does any other method of engendering fatigue. The communists
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|
vary their methods.
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|
Page 5
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|
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|
"Conveyor belt" interrogation that last 50-60 hours will make
|
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|
almost any individual compromise, but there is danger that
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|
this will kill the victim.
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|
It is safer to conduct interrogations of 8-10 hours at night
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while forcing the prisoner to remain awake during the day.
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|
Additional interruptions in the remaining 2-3 hours of
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|
allotted sleep quickly reduce the most resilient individual .
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||
|
Alternate administration of drug stimulants and depressants
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||
|
hastens the process of fatigue and sharpens the psychological
|
||
|
reactions of excitement and depression.
|
||
|
|
||
|
Fatigue, in addition to reducing the will to resist, also
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||
|
produces irritation and fear that arise from increased "slips
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||
|
of the tongue." forgetfulness, and decreased ability to
|
||
|
maintain orderly thought processes.
|
||
|
|
||
|
6. Control of Food, Water and Tobacco. The controlled individual
|
||
|
is made intensely aware of his dependence upon his
|
||
|
interrogator for the quality and quantity of his food and
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||
|
tobacco. The exercise of this control usually follows a
|
||
|
pattern.
|
||
|
No food and little or no water is permitted the individual for
|
||
|
several days prior to interrogation. When the prisoner first
|
||
|
complains of this to the interrogator, the latter expresses
|
||
|
surprise at such inhumane treatment. He makes a demand of the
|
||
|
prisoner. If the latter complies,he receives a good meal. If
|
||
|
he does not, he gets a diet of unappetizing food containing
|
||
|
limited vitamins,minerals, and calories.
|
||
|
This diet is supplemented occasionally by the interrogator if
|
||
|
the prisoner "cooperates." Studies of controlled starvation
|
||
|
indicate that the whole value-system of the subjects underwent
|
||
|
a change. Their irritation increased as their ability to
|
||
|
think clearly decreased. The control of tobacco presented an
|
||
|
even greater source of conflict for heavy smokers. Because
|
||
|
tobacco is not necessary to life, being manipulated by his
|
||
|
craving for it can in the individual a strong sense of guilt.
|
||
|
|
||
|
7. Criticism and Self-Criticism. There are mechanisms of
|
||
|
communist thought control. Self-criticism gains its
|
||
|
effectiveness from the fact that although it is not a crime
|
||
|
for a man to be wrong, it is a major crime to be stubborn and
|
||
|
to refuse to learn. Many individuals feel intensely relieved
|
||
|
in being able to share their sense of guilt.
|
||
|
Those individuals however, who have adjusted to handling their
|
||
|
guilt internally have difficulty adapting to criticism and
|
||
|
self-criticism. In brainwashing, after a sufficient sense of
|
||
|
guilt has been created in the individual, sharing and self-
|
||
|
criticism permit relief. The price paid for this relief,
|
||
|
however, is loss of individuality and increased dependency.
|
||
|
|
||
|
8. Hypnosis and Drugs as Controls. There is no reliable evidence
|
||
|
that the communists are making widespread use of drugs or
|
||
|
hypnosis in brainwashing or elicitation. The exception to this
|
||
|
is the use of common stimulants or depressants in inducing
|
||
|
fatigue and "mood swings."
|
||
|
|
||
|
9. Other methods of control, which when used in conjunction with
|
||
|
the basic processes, hasten the deterioration of prisoners'
|
||
|
sense of values and resistance are:
|
||
|
|
||
|
Page 6
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
a. Requiring a case history or autobiography of the
|
||
|
prisoner provides a mine of information for the
|
||
|
interrogator in establishing and "documenting"
|
||
|
accusations.
|
||
|
|
||
|
b. Friendliness of the interrogator, when least expected,
|
||
|
upsets the prisoner's ability to maintain a critical
|
||
|
attitude.
|
||
|
|
||
|
c. Petty demands, such as severely limiting the allotted
|
||
|
time for use of toilet facilities or requiring the POW
|
||
|
to kill hundreds of flies, are harassment methods.
|
||
|
|
||
|
d. Prisoners are often humiliated by refusing them the use
|
||
|
of toilet facilities during interrogator until they soil
|
||
|
themselves. Often prisoners were not permitted to bathe
|
||
|
for weeks until they felt contemptible.
|
||
|
|
||
|
e. Conviction as a war criminal appears to be a potent
|
||
|
factor in creating despair in the individual. One
|
||
|
official analysis of the pressures exerted by the
|
||
|
ChiComs on "confessors" and "non-confessors" to
|
||
|
participation in bacteriological warfare in Korea showed
|
||
|
that actual trial and conviction of "war crimes" was
|
||
|
overwhelmingly associated with breakdown and confession.
|
||
|
|
||
|
f. Attempted elicitation of protected information at
|
||
|
various times during the brainwashing process diverted
|
||
|
the individual from awareness of the deterioration of
|
||
|
his value-system.
|
||
|
The fact that, in most cases, the ChiComs did not want
|
||
|
or need such intelligence was not known to the prisoner.
|
||
|
His attempts to protect such information was made at the
|
||
|
expense of hastening his own breakdown.
|
||
|
|
||
|
THE EXERCISE OF CONTROL: A "SCHEDULE" FOR BRAINWASHING
|
||
|
--------------------------------------------------------------------
|
||
|
From the many fragmentary accounts reviewed, the following
|
||
|
appears to be the most likely description of what occurs during
|
||
|
brainwashing.
|
||
|
|
||
|
In the period immediately following capture, the captors are
|
||
|
faced with the problem of deciding on best ways of exploitation of
|
||
|
the prisoners. Therefore, early treatment is similar both for those
|
||
|
who are to be exploited through elicitation and those who are to
|
||
|
undergo brainwashing. Concurrently with being interrogated and
|
||
|
required to write a detailed personal history, the prisoner
|
||
|
undergoes a physical and psychological "softening-up" which
|
||
|
includes: limited unpalatable food rations,withholding of
|
||
|
tobacco,possible work details, severely inadequate use of toilet
|
||
|
facilities, no use of facilities for personal cleanliness,
|
||
|
limitation of sleep such as requiring a subject to sleep with a
|
||
|
bright light in his eyes.
|
||
|
|
||
|
Apparently the interrogation and autobiographical ,material,
|
||
|
the reports of the prisoner's behaviour in confinement, and
|
||
|
tentative "personality typing" by the interrogators, provide the
|
||
|
basis upon which exploitation plans are made.
|
||
|
|
||
|
|
||
|
Page 7
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
There is a major difference between preparation for elicitation
|
||
|
and for brainwashing .Prisoners exploited through elicitation must
|
||
|
retain sufficient clarity of thought to be able to give
|
||
|
coherent,factual accounts.
|
||
|
|
||
|
In brainwashing , on the other hand, the first thing attacked
|
||
|
is clarity of thought. To develop a strategy of defense, the
|
||
|
controlled individual must determine what plans have been made for
|
||
|
his exploitation. Perhaps the best cues he can get are internal
|
||
|
reactions to the pressures he undergoes.
|
||
|
|
||
|
The most important aspect of the brainwashing process is the
|
||
|
interrogation. The other pressures are designed primarily to help
|
||
|
the interrogator achieve his goals. The following states are created
|
||
|
systematically within the individual . These may vary in order, but
|
||
|
all are necessary to the brainwashing process:
|
||
|
|
||
|
1. A feeling of helplessness in attempting to deal with the
|
||
|
impersonal machinery of control.
|
||
|
|
||
|
2. An initial reaction of "surprise."
|
||
|
|
||
|
3. A feeling of uncertainty about what is required of him.
|
||
|
|
||
|
4. A developing feeling of dependence upon the interrogator .
|
||
|
|
||
|
5. A sense of doubt and loss of objectivity.
|
||
|
|
||
|
6. Feelings of guilt.
|
||
|
|
||
|
7. A questioning attitude toward his own value-system.
|
||
|
|
||
|
8. A feeling of potential "breakdown," i.e.,that he might go
|
||
|
crazy.
|
||
|
|
||
|
9. A need to defend his acquired principles.
|
||
|
|
||
|
10. A final sense of "belonging" (identification).
|
||
|
|
||
|
A feeling of helplessness in the face of the impersonal
|
||
|
machinery of control is carefully engendered within the
|
||
|
prisoner. The individual who receives the preliminary treatment
|
||
|
described above not only begins to feel like an "animal" but
|
||
|
also feels that nothing can be done about it. No one pays any
|
||
|
personal attention to him. His complaints fall on deaf ears.
|
||
|
His loss of communication, if he has been isolated, creates a
|
||
|
feeling that he has been "forgotten."
|
||
|
|
||
|
Everything that happens to him occurs according to an
|
||
|
impersonal time schedule that has nothing to do with his needs.
|
||
|
The voices and footsteps of the guards are muted. He notes many
|
||
|
contrasts,e.g.,his greasy,unpalatable food may be served on
|
||
|
battered tin dishes by guards immaculately dressed in white.
|
||
|
|
||
|
The first steps in "depersonalization" of the prisoner have
|
||
|
begun. He has no idea what to expect. Ample opportunity is
|
||
|
allotted for him to ruminate upon all the unpleasant or painful
|
||
|
things that could happen to him. He approaches the main
|
||
|
interrogator with mixed feelings of relief and fright.
|
||
|
|
||
|
Page 8
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
Surprise is commonly used in the brainwashing process. The
|
||
|
prisoner is rarely prepared for the fact that the interrogators
|
||
|
are usually friendly and considerate at first. They make every
|
||
|
effort to demonstrate that they are reasonable human beings.
|
||
|
|
||
|
Often they apologize for bad treatment received by the prisoner
|
||
|
and promise to improve his lot if he, too, is reasonable. This
|
||
|
behaviour is not what he has steeled himself for. He lets down
|
||
|
some of his defenses and tries to take a reasonable attitude.
|
||
|
|
||
|
The first occasion he balks at satisfying a request of the
|
||
|
interrogator, however, he is in for another surprise. The
|
||
|
formerly reasonable interrogator unexpectedly turns into a
|
||
|
furious maniac.
|
||
|
|
||
|
The interrogator is likely to slap the prisoner or draw his
|
||
|
pistol and threaten to shoot him. Usually this storm of
|
||
|
emotion ceases as suddenly as it began and the interrogator
|
||
|
stalks from the room. These surprising changes create doubt in
|
||
|
the prisoner as to his very ability to perceive another
|
||
|
person's motivations correctly. His next interrogation probably
|
||
|
will be marked by impassivity in the interrogator 's mien.
|
||
|
|
||
|
A feeling of uncertainty about what is required of him is
|
||
|
likewise carefully engendered within the individual . Pleas of
|
||
|
the prisoner to learn specifically of what he is accused and by
|
||
|
whom are side-stepped by the interrogator.
|
||
|
|
||
|
Instead, the prisoner is asked to tell why he thinks he is held
|
||
|
and what he feels he is guilty of. If the prisoner fails to
|
||
|
come up with anything, he is accused in terms of broad
|
||
|
generalities (e.g., espionage, sabotage,acts of treason against
|
||
|
the "people").
|
||
|
|
||
|
This usually provokes the prisoner to make some statement about
|
||
|
his activities. If this take the form of a denial, he is
|
||
|
usually sent to isolation on further decreased food rations to
|
||
|
"think over" his crimes. This process can be repeated again and
|
||
|
again.
|
||
|
|
||
|
As soon as the prisoner can think of something that might be
|
||
|
considered self-incriminating, the interrogator appears
|
||
|
momentarily satisfied. The prisoner is asked to write down his
|
||
|
statement in his own words and sign it.
|
||
|
|
||
|
Meanwhile a strong sense of dependence upon the interrogator is
|
||
|
developed. It does not take long for the prisoner to realize
|
||
|
that the interrogator is the source of all punishment , all
|
||
|
gratification, and all communication. The interrogator,
|
||
|
meanwhile, demonstrates his unpredictbility. He is perceived by
|
||
|
the prisoner as a creature of whim.
|
||
|
|
||
|
At times, the interrogator can be pleased very easily and at
|
||
|
other times no effort on the part of the prisoner will placate
|
||
|
him. The prisoner may begin to channel so much energy into
|
||
|
trying to predict the behaviour of the unpredictable
|
||
|
interrogator that he loses track of what is happening inside
|
||
|
himself.
|
||
|
|
||
|
|
||
|
Page 9
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
After the prisoner has developed the above psychological and
|
||
|
emotional reactions to a sufficient degree, the brainwashing
|
||
|
begins in earnest.
|
||
|
|
||
|
First, the prisoner's remaining critical faculties must be
|
||
|
destroyed. He undergoes long, fatiguing interrogations while
|
||
|
looking at a bright light. He is called back again and again
|
||
|
for interrogations after minimal sleep.
|
||
|
|
||
|
He may undergo torture that tends to create internal conflict.
|
||
|
Drugs may be used to accentuate his "mood swings." He develops
|
||
|
depression when the interrogator is being kind and becomes
|
||
|
euphoric when the interrogator is threatening the direst
|
||
|
penalties.
|
||
|
|
||
|
Then the cycle is reversed. The prisoner finds himself in a
|
||
|
constant state of anxiety which prevents him from relaxing even
|
||
|
when he is permitted to sleep. Short periods of isolation now
|
||
|
bring on visual and auditory hallucinations.
|
||
|
|
||
|
The prisoner feels himself losing his objectivity. It is in
|
||
|
this state that the prisoner must keep up an endless argument
|
||
|
with the interrogator. He may be faced with the confessions of
|
||
|
other individuals who "collaborated" with him in his crimes.
|
||
|
|
||
|
The prisoner seriously begins to doubts his own memory. This
|
||
|
feeling is heightened by his inability to recall little things
|
||
|
like the names of the people he knows very well or the date of
|
||
|
his birth. The interrogator patiently sharpens this feeling of
|
||
|
doubt by more questioning. This tends to create a serious state
|
||
|
of uncertainty when the individual has lost most of his
|
||
|
critical faculties.
|
||
|
|
||
|
The prisoner must undergo additional internal conflict when
|
||
|
strong feelings of guilt are aroused within him. As any
|
||
|
clinical psychologist is aware, it is not at all difficult to
|
||
|
create such feelings. Military servicemen are particularly
|
||
|
vulnerable.
|
||
|
|
||
|
No one can morally justify killing even in wartime. The usual
|
||
|
justification is on the grounds of necessity or self-defense.
|
||
|
|
||
|
The interrogator is careful to circumvent such justification.
|
||
|
He keeps the interrogation directed toward the prisoner's moral
|
||
|
code.
|
||
|
|
||
|
Every moral vulnerability is exploited by incessant questioning
|
||
|
along this line until the prisoner begins to question the very
|
||
|
fundamentals of his own value-system.
|
||
|
|
||
|
The prisoner must constantly fight a potential breakdown. He
|
||
|
finds that his mind is "going blank" for longer and longer
|
||
|
periods of time. He can not think constructively. If he is to
|
||
|
maintain any semblance of psychological integrity, he must
|
||
|
bring to an end this state of interminable internal conflict.
|
||
|
He signifies a willingness to write a confession.
|
||
|
|
||
|
If this were truly the end, no brainwashing would have
|
||
|
occurred. The individual would simply have given in to
|
||
|
|
||
|
Page 10
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
intolerable pressure. Actually, the final stage of the
|
||
|
brainwashing process has just begun. No matter what the
|
||
|
prisoner writes in his confession the interrogator is not
|
||
|
satisfied.
|
||
|
|
||
|
The interrogator questions every sentence of the confession. He
|
||
|
begins to edit it with the prisoner. The prisoner is forced to
|
||
|
argue against every change. This is the essence of
|
||
|
brainwashing.
|
||
|
|
||
|
Every time that he gives in on a point to the interrogator, he
|
||
|
must rewrite his whole confession. Still the interrogator is
|
||
|
not satisfied. In a desperate attempt to maintain some
|
||
|
semblance of integrity and to avoid further brainwashing, the
|
||
|
prisoner must begin to argue that what he has already confessed
|
||
|
to is true.
|
||
|
|
||
|
He begins to accept as his own the statements he has written.
|
||
|
He uses many of the interrogator's earlier arguments to
|
||
|
buttress his position. By this process,identification with the
|
||
|
interrogator's value-system becomes complete.
|
||
|
|
||
|
It is extremely important to recognize that a qualitative
|
||
|
change has taken place within the prisoner. The brainwashed
|
||
|
victim does not consciously change his value-system; rather the
|
||
|
change occurs despite his efforts. He is no more responsible
|
||
|
for this change than is an individual who "snaps" and becomes
|
||
|
psychotic. And like the psychotic, the prisoner is not even
|
||
|
aware of the transition.
|
||
|
|
||
|
DEFENSIVE MEASURES OTHER THAN ON THE POLICY AND PLANNING LEVEL
|
||
|
|
||
|
1. Training of Individuals potentially subject to communist
|
||
|
control.
|
||
|
|
||
|
Training should provide for the trainee a realistic appraisal
|
||
|
of what control pressures the communists are likely to exert
|
||
|
and what the usual human reactions are to such pressures. The
|
||
|
trainee must learn the most effective ways of combatting his
|
||
|
own reactions to such pressures and he must learn reasonable
|
||
|
expectations as to what his behaviour should be.
|
||
|
|
||
|
Training has two decidedly positive effects; first, it
|
||
|
provides the trainee with ways of combatting control; second,
|
||
|
it provides the basis for developing an immeasurable boost in
|
||
|
morale.
|
||
|
|
||
|
Any positive action that the individual can take, even if it
|
||
|
is only slightly effective, gives him a sense of control over
|
||
|
a situation that is otherwise controlling him.
|
||
|
|
||
|
2. Training must provide the individual with the means of
|
||
|
recognizing realistic goals for himself.
|
||
|
|
||
|
a. Delay in yielding may be the only achievement that can
|
||
|
be hoped for. In any particular operation, the agent
|
||
|
needs the support of knowing specifically how long he
|
||
|
must hold out to save an operation, protect his
|
||
|
cohorts, or gain some other goal.
|
||
|
|
||
|
Page 11
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
b. The individual should be taught how to achieve the
|
||
|
most favorable treatment and how to behave and make
|
||
|
necessary concessions to obtain minimum penalties.
|
||
|
|
||
|
c. Individual behavioural responses to the various
|
||
|
communist control pressures differ markedly.
|
||
|
|
||
|
Therefore, each trainee should know his own particular
|
||
|
assets and limitations in resisting specific
|
||
|
pressures. He can learn these only under laboratory
|
||
|
conditions simulating the actual pressures he may have
|
||
|
to face.
|
||
|
|
||
|
d. Training must provide knowledge of the goals and the
|
||
|
restrictions placed upon his communist interrogator.
|
||
|
|
||
|
The trainee should know what controls are on his
|
||
|
interrogator and to what extent he can manipulate
|
||
|
the interrogator. For example, the interrogator is not
|
||
|
permitted to fail to gain "something" from the
|
||
|
controlled individual. The knowledge that, after the
|
||
|
victim has proved that he is a "tough nut to crack" he
|
||
|
can sometimes indicate that he might compromise on
|
||
|
some little point to help the interrogator in return
|
||
|
for more favorable treatment, may be useful indeed.
|
||
|
|
||
|
Above all, the potential victim of communist control
|
||
|
can gain a great deal of psychological support from
|
||
|
the knowledge that the communist interrogator is not a
|
||
|
completely free agent who can do whatever he wills
|
||
|
with his victim.
|
||
|
|
||
|
e. The trainee must learn what practical cues might aid
|
||
|
him in recognizing the specific goals of his
|
||
|
interrogator. The strategy of defense against
|
||
|
elicitation may differ markedly from the strategy to
|
||
|
prevent brainwashing. To prevent elicitation, the
|
||
|
individual may hasten his own state of mental
|
||
|
confusion; whereas, to prevent brainwashing,
|
||
|
maintaining clarity of thought processes is
|
||
|
imperative.
|
||
|
|
||
|
f. The trainee should obtain knowledge about communist
|
||
|
"carrots" as well as "sticks." The communists keep
|
||
|
certain of their promises and always renege on others.
|
||
|
|
||
|
For example, the demonstrable fact that "informers"
|
||
|
receive no better treatment than other prisoners
|
||
|
should do much to prevent this particular evil. On the
|
||
|
other hand, certain meaningless concessions
|
||
|
will often get a prisoner a good meal.
|
||
|
|
||
|
g. In particular, it should be emphasized to the trainee
|
||
|
that, although little can be done to control the
|
||
|
pressures exerted upon him, he can learn something
|
||
|
about controlling his personal reactions to specific
|
||
|
pressures.
|
||
|
|
||
|
|
||
|
|
||
|
Page 12
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
The trainee can gain much from learning something
|
||
|
about internal conflict and conflict-producing
|
||
|
mechanisms. He should learn to recognize when someone
|
||
|
is trying to arouse guilt feelings and what
|
||
|
behavioural reactions can occur as a response to
|
||
|
guilt.
|
||
|
|
||
|
h. Finally, the training must teach some methods that can
|
||
|
be utilized in thwarting particular communist control
|
||
|
techniques:
|
||
|
|
||
|
Elicitation. In general, individuals who are the hardest to
|
||
|
interrogate for information are those who have
|
||
|
experienced previous interrogations. Practice in
|
||
|
being the victim of interrogation is a sound
|
||
|
training device.
|
||
|
|
||
|
Torture. The trainee should learn something about the
|
||
|
principles of pain and shock. There is a maximum
|
||
|
to the amount of pain that can actually be felt.
|
||
|
|
||
|
Any amount of pain can be tolerated for a limited
|
||
|
period of time. In addition, the trainee can be
|
||
|
fortified by the knowledge that there are legal
|
||
|
limitations upon the amount of torture that can be
|
||
|
inflicted by communist jailors.
|
||
|
|
||
|
Isolation. The psychological effects of isolation can
|
||
|
probably be thwarted best by mental gymnastics and
|
||
|
systematic efforts on the part of the isolate to
|
||
|
obtain stimulation for his neural end organs.
|
||
|
|
||
|
Controls on Food and Tobacco. Foods given by the communists
|
||
|
will always be enough to maintain survival.
|
||
|
Sometimes the victim gets unexpected opportunities
|
||
|
to supplement his diet with special minerals,
|
||
|
vitamins and other nutrients (e.g.,"iron" from the
|
||
|
rust of prison bars).
|
||
|
|
||
|
In some instances, experience has shown that
|
||
|
individuals could exploit refusal to eat. Such
|
||
|
refusal usually resulted in the transfer of the
|
||
|
individual to a hospital where he received vitamin
|
||
|
injections and nutritious food.
|
||
|
|
||
|
Evidently attempts of this kind to commit suicide
|
||
|
arouse the greatest concern in communist
|
||
|
officials. If deprivation of tobacco is the
|
||
|
control being exerted. the victim can gain moral
|
||
|
satisfaction from "giving up" tobacco. He can't
|
||
|
lose since he is not likely to get any anyway.
|
||
|
|
||
|
Fatigue. The trainee should learn reactions to fatigue and
|
||
|
how to overcome them insofar as possible. For
|
||
|
example, mild physical exercise "clears the head"
|
||
|
in a fatigue state.
|
||
|
|
||
|
Writing Personal Accounts and Self-Criticism. Experience has
|
||
|
indicated that one of the most effective ways of
|
||
|
|
||
|
Page 13
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
combatting these pressures is to enter into the
|
||
|
spirit with an overabundance of enthusiasm.
|
||
|
Endless written accounts of inconsequential
|
||
|
material have virtually "smothered" some eager
|
||
|
interrogators.In the same spirit, sober, detailed
|
||
|
self-criticisms of the most minute "sins" has
|
||
|
sometimes brought good results.
|
||
|
|
||
|
Guidance as to the priority of positions he should defend.
|
||
|
Perfectly compatible responsibilities in the normal execution of an
|
||
|
individual's duties may become mutually incompatible in this
|
||
|
situation.
|
||
|
|
||
|
Take the example of a senior grade military officer. He has the
|
||
|
knowledge of sensitive strategic intelligence which it is his duty
|
||
|
to protect. He has the responsibility of maintaining the physical
|
||
|
fitness of his men and serving as a model example for their
|
||
|
behaviour. The officer may go to the camp commandant to protest the
|
||
|
treatment of the POWs and the commandant assures him that treatment
|
||
|
could be improved if he will swap something for it. Thus to satisfy
|
||
|
one responsibility he must compromise another.
|
||
|
|
||
|
The officer, in short, is in a constant state of internal
|
||
|
con lict. But if the officer is given the relative priority of his
|
||
|
different responsibilities, he is supported by the knowledge that he
|
||
|
won't be held accountable for any other behaviour if he does his
|
||
|
utmost to carry out his highest priority responsibility. There is
|
||
|
considerable evidence that many individuals tried to evaluate the
|
||
|
priority of their responsibilities on their own, but were in
|
||
|
conflict over whether others would subsequently accept their
|
||
|
evaluations. More than one individual was probably brainwashed while
|
||
|
he was trying to protect himself against elicitation.
|
||
|
|
||
|
CONCLUSIONS
|
||
|
|
||
|
The application of known psychological principles can lead to
|
||
|
an understanding of brainwashing.
|
||
|
|
||
|
1. There is nothing mysterious about personality changes
|
||
|
resulting from the brainwashing process.
|
||
|
|
||
|
2. Brainwashing is a complex process. Principles of
|
||
|
motivation, perception, learning, and physiological
|
||
|
deprivation are needed to account for the results achieved
|
||
|
in brainwashing.
|
||
|
|
||
|
3. Brainwashing is an involuntary re-education of the
|
||
|
fundamental beliefs of the individual. To attack the
|
||
|
problem successfully, the brainwashing process must be
|
||
|
differentiated clearly from general education methods for
|
||
|
thought-control or mass indoctrination, and elicitation.
|
||
|
|
||
|
4. It appears possible for the individual,through training,to
|
||
|
develop limited defensive techniques against brainwashing.
|
||
|
Such defensive measures are likely to be most effective if
|
||
|
directed toward thwarting individual emotional reactions to
|
||
|
brainwashing techniques rather than to ward thwarting the
|
||
|
techniques themselves. 15 August 1955
|
||
|
|
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|
|
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|
Page 14
|
||
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||
|
|
||
|
|
||
|
====================================================================
|
||
|
|
||
|
(note Declassified)
|
||
|
|
||
|
SECRET
|
||
|
|
||
|
CENTRAL INTELLIGENCE AGENCY
|
||
|
WASHINGTON 25, D. C.
|
||
|
|
||
|
19 JUN 1964
|
||
|
|
||
|
(Commission No. 1131)
|
||
|
|
||
|
|
||
|
MEMORANDUM FOR: Mr. J. Lee Rankin
|
||
|
General Counsel
|
||
|
President's Commission on the
|
||
|
Assassination of President Kennedy
|
||
|
|
||
|
|
||
|
SUBJECT : Soviet Brainwashing Techniques
|
||
|
|
||
|
|
||
|
1. Reference is made to your memorandum of 19 May 1964,
|
||
|
requesting that materials relative to Soviet techniques
|
||
|
in mind conditioning and brainwashing be made available
|
||
|
to the Commission.
|
||
|
|
||
|
2. At my request, experts on these subjects within the CIA
|
||
|
have prepared a brief survey of Soviet research in the
|
||
|
direction and control of human behavior, a copy of which
|
||
|
is attached. The Commission may retain this document.
|
||
|
Please note that the use of certain sensitive materials
|
||
|
requires that a sensitivity indicator be affixed.
|
||
|
|
||
|
3. In the immediate future, this Agency will make available
|
||
|
to you a collection of overt and classified materials on
|
||
|
these subjects, which the Commission may retain.
|
||
|
|
||
|
4. I hope that these documents will be responsive to the
|
||
|
Commission's needs.
|
||
|
|
||
|
(SIGNED)
|
||
|
|
||
|
(DECLASSIFIED) Richard Helms
|
||
|
(By C.I.A.) Deputy Director for
|
||
|
Plans
|
||
|
(letter of ___________)
|
||
|
(---------------------)
|
||
|
|
||
|
|
||
|
Attachment
|
||
|
|
||
|
|
||
|
CD 1131 SECRET
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
Page 15
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
MEMORANDUM
|
||
|
|
||
|
SUBJECT: Soviet Research and Development in the Field of
|
||
|
Direction and Control of Human Behavior.
|
||
|
|
||
|
1. There are two major methods of altering or
|
||
|
controlling human behavior, and the Soviets are
|
||
|
interested in both.
|
||
|
|
||
|
The first is psychological; the second,
|
||
|
pharmacological. The two may be used as individual
|
||
|
methods or for mutual reinforcement.
|
||
|
|
||
|
For long-term control of large numbers of people,
|
||
|
the former method is more promising than the latter.
|
||
|
|
||
|
In dealing with individuals, the U.S. experience
|
||
|
suggests the pharmacological approach (assisted
|
||
|
by psychological techniques) would be the only
|
||
|
effective method.
|
||
|
|
||
|
Neither method would be very effective for single
|
||
|
individuals on a long term basis.
|
||
|
|
||
|
2. Soviet research on the pharmacological agents
|
||
|
producing behavioral effects has consistently lagged
|
||
|
about five years behind Western research.
|
||
|
|
||
|
They have been interested in such research, however,
|
||
|
and are now pursuing research on such chemicals as
|
||
|
LSD-25, amphetamines, tranquillizers, hypnotics, and
|
||
|
similar materials.
|
||
|
|
||
|
There is no present evidence that the Soviets have
|
||
|
any singular, new, potent drugs to force a course of
|
||
|
action on an individual.
|
||
|
|
||
|
They are aware, however, of the tremendous drive
|
||
|
produced by drug addiction, and PERHAPS could couple
|
||
|
this with psychological direction to achieve control
|
||
|
of an individual.
|
||
|
|
||
|
3. The psychological aspects of behavior control would
|
||
|
include not only conditioning by repetition and
|
||
|
training, but such things as hypnosis, deprivation,
|
||
|
isolation, manipulation of guilt feelings, subtle or
|
||
|
overt threats, social pressure, and so on.
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
Page 16
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
Some of the newer trends in the USSR are as follows:
|
||
|
|
||
|
a. The adoption of a multidisciplinary approach
|
||
|
integrating biological,social and physical-
|
||
|
mathematical research in attempts better to
|
||
|
understand, and eventually, to control human
|
||
|
behavior in a manner consonant with national
|
||
|
plans.
|
||
|
|
||
|
b. The outstanding feature, in addition to the
|
||
|
inter-disciplinary approach, is a new concern for
|
||
|
mathematical approaches to an understanding of
|
||
|
behavior.
|
||
|
|
||
|
Particularly notable are attempts to use modern
|
||
|
information theory, automata theory, and feedback
|
||
|
concepts in interpreting the mechanisms by which
|
||
|
the "second signal system," i.e., speech and
|
||
|
associated phenomena, affect human behavior.
|
||
|
|
||
|
Implied by this "second signal system," using
|
||
|
INFORMATION inputs as causative agents rather
|
||
|
than chemical agents, electrodes or other more
|
||
|
exotic techniques applicable, perhaps, to
|
||
|
individuals rather than groups.
|
||
|
|
||
|
c. This new trend, observed in the early Post-Stalin
|
||
|
Period, continues. By 1960 the word "cybernetics"
|
||
|
was used by the Soviets to designate this new
|
||
|
trend.
|
||
|
|
||
|
This new science is considered by some as the key
|
||
|
to understanding the human brain and the product
|
||
|
of its functioning--psychic activity and
|
||
|
personality--to the development of means for
|
||
|
controlling it and to ways for molding the
|
||
|
character of the "New Communist Man".
|
||
|
|
||
|
As one Soviet author puts it: Cybernetics can be
|
||
|
used in "molding of a child's character, the
|
||
|
inculcation of knowledge and techniques, the
|
||
|
amassing of experience, the establishment of
|
||
|
social behavior patterns...all functions which
|
||
|
can be summarized as 'control' of the growth
|
||
|
process of the individual." 1/Students of
|
||
|
particular disciplines in the USSR, such as
|
||
|
psychologist and social scientists, also support
|
||
|
the general cybernetic trend. 2/ (Blanked by CIA)
|
||
|
|
||
|
4. In summary, therefore, there is no evidence that the
|
||
|
Soviets have any techniques or agents capable of
|
||
|
producing particular behavioral patterns which are
|
||
|
not available in the West.
|
||
|
|
||
|
Current research indicates that the Soviets are
|
||
|
attempting to develop a technology for controlling
|
||
|
the development of behavioral patterns among the
|
||
|
citizenry of the USSR in accordance with politically
|
||
|
determined requirements of the system.
|
||
|
|
||
|
Page 17
|
||
|
|
||
|
|
||
|
|
||
|
|
||
|
Furthermore, the same technology can be applied to
|
||
|
more sophisticated approaches to the "coding" of
|
||
|
information for transmittal to population targets in
|
||
|
the "battle for the minds of men."
|
||
|
|
||
|
Some of the more esoteric techniques such as ESP or,
|
||
|
as the Soviets call it, "biological radio-
|
||
|
communication", and psychogenic agents such as LSD,
|
||
|
are receiving some overt attention with, possibly,
|
||
|
applications in mind for individual behavior control
|
||
|
under clandestine conditions.
|
||
|
|
||
|
However, we require more information than is
|
||
|
currently available in order to establish or
|
||
|
disprove planned or actual applications of various
|
||
|
methodologies by Soviet scientists to the control of
|
||
|
actions of articular individuals.
|
||
|
|
||
|
|
||
|
|
||
|
References
|
||
|
|
||
|
1. Itelson, Lev, "Pedagogy: An Exact Science?" USSR October
|
||
|
1963,
|
||
|
p. 10.
|
||
|
2. Borzek, Joseph, "Recent Developments in Soviet Psychology,"
|
||
|
Annual Review of Psychology, Vol. 15, 1964, p. 493-594.
|
||
|
|
||
|
SECRET CD 1131
|
||
|
|
||
|
The first letter and attachment are from
|
||
|
DECLASSIFIED DOCUMENTS 1984 microfilms under MKULTRA (84)
|
||
|
002258, published by Research Publication Woodbridge, CT
|
||
|
06525. Some original markings were not retyped, but the
|
||
|
content is the same.
|
||
|
|
||
|
The second letter and attachment are from the
|
||
|
Warren Commission documents.
|
||
|
|
||
|
Notice should be paid to the different tone Helms gives to
|
||
|
his letter, keeping in mind he was found guilty of lying
|
||
|
to Congress. He places greater emphasis on "Soviet"
|
||
|
practices and tries to diminish breakthroughs gained by
|
||
|
Americans.
|
||
|
|
||
|
Some thought should be given as to WHY the Warren
|
||
|
Commission sought such documents (remembering that ALLEN
|
||
|
DULLES was a member of that Commission). They were
|
||
|
exploring the Manchurian candidate theory.
|
||
|
|
||
|
It was revealed during the Church Committee hearings of
|
||
|
1975 that Helms had been in charge of Project AMLASH, a
|
||
|
program to assassinate Castro (Cuba),Trujillo (Dominican
|
||
|
Republic), Diem (RVN), Schneider (Chile) using MAFIA figures
|
||
|
John Roselli and Santos Trafficante to do the job.
|
||
|
|
||
|
Care was used to insure lines appear in same length and
|
||
|
order. Page length will have to be adjusted if you desire
|
||
|
to print this. Look for other specials soon. David John
|
||
|
Moses.
|
||
|
FINIS
|
||
|
Page 18
|
||
|
|
||
|
|